Vault-13

ISHARES INC EMXC

MSCI EMRG CHN · ETP · CUSIP 46434G764

453 institutional holders +59 vs Q2 2023
91,776,54891.8m shares reported held*
$4.5bnreported value*
82 new 205 added 89 reduced 27 sold out net bought ≈ $903.8m (+18.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.48. Options: 1 managers hold calls ($259.1k notional), 1 hold puts ($59.8k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 277Q4 22: 316Q1 23: 349Q2 23: 394Q3 23: 453453Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022277
Q4 2022316
Q1 2023349
Q2 2023394
Q3 2023453

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 183 bought or addedQ4 22: 113 cut or sold outQ4 22Q1 23: 221 bought or addedQ1 23: 103 cut or sold outQ1 23Q2 23: 240 bought or addedQ2 23: 109 cut or sold outQ2 23Q3 23: 287 bought or addedQ3 23: 116 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022183113
Q1 2023221103
Q2 2023240109
Q3 2023287116

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $99.7kQ4 22 puts: $678.8kQ4 22P/C 6.81Q1 23 calls: $78.9kQ1 23 puts: $1.9mQ1 23P/C 24.62Q2 23 calls: $348.3kQ2 23 puts: $98.8kQ2 23P/C 0.28Q3 23 calls: $259.1kQ3 23 puts: $59.8kQ3 23P/C 0.23
Numbers
QuarterCallsPutsP/C
Q4 2022$99.7k$678.8k6.81
Q1 2023$78.9k$1.9m24.62
Q2 2023$348.3k$98.8k0.28
Q3 2023$259.1k$59.8k0.23

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +2,694,518+2.7m
US BANCORP \DE\ Added +2,359,306+2.4m
Bank of New York Mellon Corp Added +1,400,540+1.4m
PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +1,023,493+1.0m
Richard Bernstein Advisors LLC Added +980,524+980.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +761,641+761.6k
AMERIPRISE FINANCIAL INC Added +740,308+740.3k
NORTHERN TRUST CORP Added +629,400+629.4k
Desjardins Global Asset Management Inc. Added +575,609+575.6k
Aprio Wealth Management, LLC New +552,493+552.5k

Biggest sellers

BlackRock Inc. Reduced -472,791-472.8k
Artemis Wealth Advisors, LLC Reduced -335,291-335.3k
Russell Investments Group, Ltd. Reduced -307,889-307.9k
Citizens Business Bank Reduced -98,382-98.4k
ROYAL BANK OF CANADA Reduced -82,895-82.9k
PRUDENTIAL PLC Reduced -78,690-78.7k
PEAK FINANCIAL ADVISORS LLC Reduced -70,841-70.8k
OSAIC HOLDINGS, INC. Reduced -69,594-69.6k
RiverFront Investment Group, LLC Reduced -61,441-61.4k
RAYMOND JAMES & ASSOCIATES Reduced -54,675-54.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $259.1k5.2k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $59.8k1.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PARTNERS CAPITAL INVESTMENT GROUP, LLP 11.76% of their portfolio BOSTON, MA 9,825,2559.8m $489.6m $489.6m 11.76% Added +1.0m +1,023,493
2 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 9,329,7379.3m $464.9m $464.9m 0.06% Added +2.7m +2,694,518
3 Bank of New York Mellon Corp 0.06% of their portfolio NEW YORK, NY 5,712,6705.7m $284.7m $284.7m 0.06% Added +1.4m +1,400,540
4 MENORA MIVTACHIM HOLDINGS LTD. 2.28% of their portfolio Ramat Gan, L3 5,032,9805.0m $250.8m $250.8m 2.28% Added +538.9k +538,880
5 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 4,124,7334.1m $205.5m $205.5m 0.04% Added +629.4k +629,400
6 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 3,744,3863.7m $186.6m $186.6m 0.02% Added +533.1k +533,051
7 Richard Bernstein Advisors LLC 3.74% of their portfolio NEW YORK, NY 3,366,1163.4m $167.7m $167.7m 3.74% Added +980.5k +980,524
8 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 3,142,8923.1m $124.5m $124.5m 0.04% Added +740.3k +740,308
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.20% of their portfolio MILWAUKEE, WI 3,136,3973.1m $156.3m $156.3m 0.20% Added +761.6k +761,641
10 US BANCORP \DE\ 0.19% of their portfolio MINNEAPOLIS, MN 2,375,7542.4m $118.4m $118.4m 0.19% Added +2.4m +2,359,306
11 Russell Investments Group, Ltd. 0.19% of their portfolio Seattle, WA 1,911,2311.9m $95.2m $95.2m 0.19% Reduced -307.9k -307,889
12 BlackRock Inc. 0.00% of their portfolio New York, NY 1,579,6691.6m $78.7m $78.7m 0.00% Reduced -472.8k -472,791
13 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,454,3411.5m $72.5m $72.5m 0.03% Added +331.8k +331,828
14 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,408,0091.4m $70.2m $70.2m 0.01% Added +329.5k +329,491
15 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,404,1501.4m $70.0m $70.0m 0.02% Added +309.8k +309,773
16 CENTRAL TRUST Co 1.92% of their portfolio JEFFERSON CITY, MO 1,337,1841.3m $66.6m $66.6m 1.92% Added +146.6k +146,557
17 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,189,8401.2m $59.3m $59.3m 0.03% Added +392.5k +392,471
18 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 913,355913.4k $45.5m $45.5m 0.09% Added +14.5k +14,495
19 TIAA TRUST, NATIONAL ASSOCIATION 0.16% of their portfolio CHARLOTTE, NC 886,824886.8k $44.2m $44.2m 0.16% First filing
20 Valmark Advisers, Inc. 0.85% of their portfolio AKRON, OH 818,859818.9k $40.8m $40.8m 0.85% Added +20.7k +20,730
21 EVOKE WEALTH, LLC 1.27% of their portfolio Los Angeles, CA 727,030727.0k $36.2m $36.2m 1.27% Added +1.5k +1,541
22 SOROS FUND MANAGEMENT LLC 0.65% of their portfolio NEW YORK, NY 642,500642.5k $32.0m $32.0m 0.65% Added +161.8k +161,800
23 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 636,834636.8k $31.7m $31.7m 0.08% Reduced -19.0k -18,981
24 Desjardins Global Asset Management Inc. 3.32% of their portfolio MONTREAL, A8 612,438612.4k $30.5m $30.5m 3.32% Added +575.6k +575,609
25 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 552,855552.9k $27.5m $27.5m 0.04% Added +79.8k +79,825
26 Aprio Wealth Management, LLC 7.56% of their portfolio ATLANTA, GA 552,493552.5k $27.5m $27.5m 7.56% New
27 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 543,399543.4k $27.1m $27.1m 0.07% Reduced -19.7k -19,720
28 1ST SOURCE BANK 1.83% of their portfolio SOUTH BEND, IN 540,448540.4k $26.9m $26.9m 1.83% Added +78.8k +78,830
29 OPPENHEIMER ASSET MANAGEMENT INC. 0.40% of their portfolio NEW YORK, NY 519,590519.6k $25.9m $25.9m 0.40% Reduced -10.1k -10,107
30 Crestwood Advisors Group, LLC 0.60% of their portfolio BOSTON, MA 461,661461.7k $23.0m $23.0m 0.60% Added +24.4k +24,403
31 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 449,971450.0k $22.4m $22.4m 0.03% Added +202.8k +202,784
32 Artemis Wealth Advisors, LLC 4.17% of their portfolio Port Washington, NY 445,085445.1k $22.2m $22.2m 4.17% Reduced -335.3k -335,291
33 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 429,480429.5k $21.4m $21.4m 0.04% Added +12.0k +12,006
34 McKinley Carter Wealth Services, Inc. 1.68% of their portfolio WHEELING, WV 424,436424.4k $21.1m $21.1m 1.68% Added +3.7k +3,670
35 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 421,266421.3k $21.0m $21.0m 0.01% Reduced -82.9k -82,895
36 Permanens Capital L.P. 3.54% of their portfolio NEW YORK, NY 415,969416.0k $20.7m $20.7m 3.54% Added +133.8k +133,801
37 HARBOUR INVESTMENTS, INC. 0.95% of their portfolio MADISON, WI 381,593381.6k $19.0m $19.0m 0.95% Added +377.5k +377,519
38 Curi Wealth Management, LLC 2.91% of their portfolio Raleigh, NC 381,305381.3k $19.0m $19.0m 2.91% Reduced -43.7k -43,694
39 New Harbor Financial Group, LLC 7.58% of their portfolio WORCESTER, MA 379,690379.7k $18.9m $18.9m 7.58% Added +317.1k +317,096
40 PROFESSIONAL ADVISORY SERVICES INC 3.03% of their portfolio VERO BEACH, FL 369,770369.8k $18.4m $18.4m 3.03% Added +2.4k +2,359
41 OLD MISSION CAPITAL LLC 0.61% of their portfolio CHICAGO, IL 369,596369.6k $18.4m $18.4m 0.61% New
42 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 366,764366.8k $18.3m $18.3m 0.07% Added +9.9k +9,883
43 STRATEGIC INVESTMENT MANAGEMENT, LLC 21.04% of their portfolio ARLINGTON, VA 358,960359.0k $17.2m $17.2m 21.04% Added +35.8k +35,790
44 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 336,986337.0k $16.8m $16.8m 0.03% Reduced -53.0k -53,014
45 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 328,129328.1k $16.4m $16.4m 0.03% Added +106.1k +106,124
46 State of Wyoming 3.49% of their portfolio CHEYENNE, WY 325,323325.3k $16.2m $16.2m 3.49% New
47 HANCOCK WHITNEY CORP 0.63% of their portfolio GULFPORT, MS 307,637307.6k $15.3m $15.3m 0.63% Added +21.3k +21,330
48 GYL Financial Synergies, LLC 1.47% of their portfolio West Hartford, CT 304,575304.6k $15.2m $15.2m 1.47% Added +8.6k +8,637
49 Marietta Wealth Management, LLC 2.76% of their portfolio MARIETTA, GA 278,455278.5k $13.9m $13.9m 2.76% Added +58.7k +58,673
50 PRUDENTIAL PLC 0.16% of their portfolio LONDON, X0 275,250275.2k $13.7m $13.7m 0.16% Reduced -78.7k -78,690
51 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 259,131259.1k $12.9m $12.9m 0.01% Added +105.0k +104,977
52 RiverFront Investment Group, LLC 0.43% of their portfolio RICHMOND, VA 246,222246.2k $12.3m $12.3m 0.43% Reduced -61.4k -61,441
53 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 245,878245.9k $12.3m $12.3m 0.00% Added +200.3k +200,253
54 Parkside Investments, LLC 2.22% of their portfolio DEERFIELD, IL 242,517242.5k $12.1m $12.1m 2.22% Added +16.6k +16,560
55 AlphaCore Capital LLC 1.90% of their portfolio LA JOLLA, CA 241,826241.8k $12.1m $12.1m 1.90% Added +9.5k +9,487
56 CKW FINANCIAL GROUP 1.83% of their portfolio HONOLULU, HI 240,825240.8k $12.0m $12.0m 1.83% Added +4.5k +4,469
57 UNITED SERVICES AUTOMOBILE ASSOCIATION 0.29% of their portfolio SAN ANTONIO, TX 232,619232.6k $11.6m $11.6m 0.29% New
58 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 232,619232.6k $11.6m $11.6m 0.01% New
59 PATHSTONE FAMILY OFFICE, LLC 0.09% of their portfolio ENGLEWOOD, NJ 230,522230.5k $11.5m $11.5m 0.09% Added +796 +796
60 GREENWOOD GEARHART LLC 1.30% of their portfolio FAYETTEVILLE, AR 220,288220.3k $11.0m $11.0m 1.30% Added +7.7k +7,679
61 Wallington Asset Management, LLC 1.97% of their portfolio Indianapolis, IN 217,400217.4k $10.8m $10.8m 1.97% Added +1.5k +1,530
62 ANDERSON HOAGLAND & CO 1.38% of their portfolio ST LOUIS, MO 207,274207.3k $10.3m $10.3m 1.38% New
63 EXENCIAL WEALTH ADVISORS, LLC 0.49% of their portfolio OKLAHOMA CITY, OK 204,327204.3k $10.2m $10.2m 0.49% Added +5.1k +5,142
64 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.12% of their portfolio New York, NY 202,479202.5k $10.1m $10.1m 0.12% Unchanged
65 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 201,342201.3k $10.0m $10.0m 0.04% Added +6.8k +6,793
66 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 199,546199.5k $9.9m $9.9m 0.01% Reduced -69.6k -69,594
67 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 199,073199.1k $9.9m $9.9m 0.01% Reduced -54.7k -54,675
68 InterOcean Capital Group, LLC 0.30% of their portfolio NASHVILLE, TN 195,241195.2k $9.7m $9.7m 0.30% Added +16.6k +16,643
69 Seascape Capital Management 4.55% of their portfolio PORTSMOUTH, NH 192,791192.8k $9.6m $9.6m 4.55% Added +13.3k +13,325
70 Mariner, LLC 0.03% of their portfolio Overland Park, KS 192,673192.7k $9.6m $9.6m 0.03% Added +36.3k +36,266
71 Chicago Partners Investment Group LLC 0.50% of their portfolio CHICAGO, IL 188,849188.8k $9.2m $9.2m 0.50% Added +161.1k +161,097
72 Townsend & Associates, Inc 1.86% of their portfolio WESTMINSTER, CO 183,749183.7k $8.8m $8.8m 1.86% Added +102.2k +102,181
73 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 177,984178.0k $8.9m $8.9m 0.01% Added +37.4k +37,411
74 Astor Investment Management LLC 3.26% of their portfolio CHICAGO, IL 173,896173.9k $8.7m $8.7m 3.26% Reduced -10.6k -10,559
75 REDW Wealth LLC 2.67% of their portfolio ALBUQUERQUE, NM 173,865173.9k $8.7m $8.7m 2.67% Added +26.4k +26,427
76 Eagle Bluffs Wealth Management LLC 6.56% of their portfolio COLUMBIA, MO 171,471171.5k $8.5m $8.5m 6.56% Added +55.4k +55,364
77 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 169,102169.1k $8.4m $8.4m 0.01% Added +24.2k +24,234
78 Driehaus Capital Management LLC 0.11% of their portfolio Chicago, IL 167,794167.8k $8.4m $8.4m 0.11% Unchanged
79 First Heartland Consultants, Inc. 1.05% of their portfolio LAKE ST. LOUIS, MO 166,569166.6k $8.3m $8.3m 1.05% Added +20.2k +20,172
80 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 166,089166.1k $8.3m $8.3m 0.03% Reduced -13.8k -13,828
81 LAKE STREET PRIVATE WEALTH, LLC 1.34% of their portfolio CHICAGO, IL 149,190149.2k $7.4m $7.4m 1.34% Added +38.4k +38,391
82 Trail Ridge Investment Advisors, LLC 4.97% of their portfolio FORT COLLINS, CO 146,779146.8k $7.3m $7.3m 4.97% Added +54.7k +54,658
83 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 139,206139.2k $6.9m $6.9m 0.03% Added +130.2k +130,203
84 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 138,441138.4k $6.9m $6.9m 0.04% Reduced -6.3k -6,342
85 Retirement Planning Group, LLC 0.73% of their portfolio LEAWOOD, KS 137,188137.2k $6.8m $6.8m 0.73% Added +13.2k +13,189
86 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 127,373127.4k $6.5m $6.5m 0.01% Reduced -1.6k -1,608
87 Resource Planning Group 5.38% of their portfolio ATLANTA, GA 127,262127.3k $6.3m $6.3m 5.38% Reduced -266 -266
88 Valeo Financial Advisors, LLC 0.29% of their portfolio CARMEL, IN 126,093126.1k $6.3m $6.3m 0.29% Added +48.1k +48,148
89 Financial Sense Advisors, Inc. 2.67% of their portfolio SAN DIEGO, CA 124,883124.9k $6.2m $6.2m 2.67% Added +21.5k +21,534
90 VESTOR CAPITAL, LLC 0.66% of their portfolio CHICAGO, IL 121,251121.3k $6.0m $6.0m 0.66% Reduced -2.2k -2,221
91 Marshall Financial Group, LLC 2.18% of their portfolio Hunt Valley, MD 121,204121.2k $6.0m $6.0m 2.18% Reduced -639 -639
92 MAI Capital Management 0.09% of their portfolio INDEPENDENCE, OH 120,572120.6k $6.0m $6.0m 0.09% Reduced -389 -389
93 Citizens Business Bank 1.40% of their portfolio ONTARIO, CA 119,655119.7k $6.0m $6.0m 1.40% Reduced -98.4k -98,382
94 NOTTINGHAM ADVISORS, INC. 0.81% of their portfolio AMHERST, NY 118,258118.3k $5.2m $5.2m 0.81% Added +618 +618
95 ARKANSAS FINANCIAL GROUP, INC. 1.13% of their portfolio LITTLE ROCK, AR 111,307111.3k $5.5m $5.5m 1.13% Added +15.2k +15,176
96 SHELTON WEALTH MANAGEMENT, LLC 4.36% of their portfolio FORT WORTH, TX 109,472109.5k $5.5m $5.5m 4.36% Added +11.2k +11,224
97 Darwin Wealth Management, LLC 1.46% of their portfolio TAMPA, FL 108,686108.7k $5.4m $5.4m 1.46% Added +306 +306
98 PECAUT & CO. 2.25% of their portfolio SIOUX CITY, IA 107,884107.9k $5.4m $5.4m 2.25% Reduced -2.0k -1,955
99 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 101,894101.9k $5.1m $5.1m 0.03% Added +8.4k +8,360
100 HoyleCohen, LLC 0.46% of their portfolio SAN DIEGO, CA 98,70898.7k $4.9m $4.9m 0.46% Added +22.0k +21,970