Vault-13

ISHARES TR MTUM

MSCI USA MMENTM · ETP · CUSIP 46432F396

766 institutional holders +153 vs Q3 2022
70,421,26370.4m shares reported held*
$10.2bnreported value*
155 new 251 added 219 reduced 46 sold out net bought ≈ $2.2bn (+13.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $144.38. Options: 2 managers hold calls ($56.1m notional), 5 hold puts ($24.6m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 613Q4 22: 766766Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022613
Q4 2022766

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $5.6mQ3 22 puts: $5.0mQ3 22P/C 0.89Q4 22 calls: $56.1mQ4 22 puts: $24.6mQ4 22P/C 0.44
Numbers
QuarterCallsPutsP/C
Q3 2022$5.6m$5.0m0.89
Q4 2022$56.1m$24.6m0.44

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +4,204,822+4.2m
CAPTRUST FINANCIAL ADVISORS Added +1,651,221+1.7m
LPL Financial LLC Added +831,406+831.4k
BlackRock Inc. Added +763,788+763.8k
FMR LLC Added +741,582+741.6k
JPMORGAN CHASE & CO Added +647,011+647.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +580,785+580.8k
CWM, LLC Added +522,103+522.1k
OSAIC HOLDINGS, INC. Added +403,669+403.7k
PARK AVENUE SECURITIES LLC New +399,927+399.9k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -2,325,407-2.3m
Wall Capital Group, Inc. Reduced -88,351-88.4k
HRT FINANCIAL LP Sold out -69,142-69.1k
PRUDENT INVESTORS NETWORK, INC. Reduced -62,178-62.2k
Madrona Financial Services, LLC Sold out -51,295-51.3k
Verition Fund Management LLC Sold out -49,672-49.7k
PNC Financial Services Group, Inc. Reduced -44,859-44.9k
BANK OF MONTREAL /CAN/ Reduced -39,607-39.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -27,018-27.0k
Forefront Analytics, LLC Reduced -26,187-26.2k

Biggest calls

CITADEL ADVISORS LLC Added $54.5m373.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.6m10.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $24.1m164.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $583.7k4.0k shares
HighTower Advisors, LLC New $1.1k4 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +1.1 pts · filed 2026-05-06 6.5% +1.1 pts 5.5m≈ $1.9bn 2026-05-06

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.75% of their portfolio Berwyn, PA 9,919,5319.9m $1.4bn $1.4bn 0.75% Added +4.2m +4,204,822
2 MERCER GLOBAL ADVISORS INC /ADV 3.91% of their portfolio DENVER, CO 5,353,5055.4m $781.2m $781.2m 3.91% Added +204.6k +204,554
3 FMR LLC 0.06% of their portfolio BOSTON, MA 4,267,9154.3m $622.8m $622.8m 0.06% Added +741.6k +741,582
4 RAYMOND JAMES & ASSOCIATES 0.36% of their portfolio ST PETERSBURG, FL 2,704,7492.7m $394.7m $394.7m 0.36% Added +4.2k +4,193
5 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 2,345,3952.3m $342.3m $342.3m 0.04% Added +360.0k +360,040
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 3.92% of their portfolio PLYMOUTH, MN 2,124,7972.1m $304.6m $304.6m 3.92% Added +74.7k +74,728
7 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 2,040,1242.0m $297.7m $297.7m 0.04% Added +225.9k +225,950
8 BlackRock Inc. 0.01% of their portfolio New York, NY 1,855,8561.9m $270.8m $270.8m 0.01% Added +763.8k +763,788
9 CWM, LLC 1.92% of their portfolio OMAHA, NE 1,786,8451.8m $260.8m $260.8m 1.92% Added +522.1k +522,103
10 STATE OF MICHIGAN RETIREMENT SYSTEM 1.81% of their portfolio EAST LANSING, MI 1,776,1341.8m $259.2m $259.2m 1.81% Added +2.9k +2,900
11 CAPTRUST FINANCIAL ADVISORS 1.28% of their portfolio RALEIGH, NC 1,744,1291.7m $254.5m $254.5m 1.28% Added +1.7m +1,651,221
12 LPL Financial LLC 0.18% of their portfolio FORT MILL, SC 1,461,2031.5m $213.2m $213.2m 0.18% Added +831.4k +831,406
13 ASSETMARK, INC 0.87% of their portfolio CONCORD, CA 1,368,1491.4m $199.7m $199.7m 0.87% Added +60.0k +59,961
14 Cerity Partners OCIO LLC 5.39% of their portfolio New York, NY 1,149,4541.1m $167.7m $167.7m 5.39% Added +76.0k +75,997
15 Blue Trust, Inc. 2.47% of their portfolio BRENTWOOD, TN 1,051,4671.1m $137.9m $137.9m 2.47% Reduced -7.4k -7,369
16 UBS Group AG 0.07% of their portfolio ZURICH, V8 929,772929.8k $135.7m $135.7m 0.07% Added +40.3k +40,305
17 Savant Capital, LLC 2.80% of their portfolio ROCKFORD, IL 795,834795.8k $114.9m $114.9m 2.80% Added +56.6k +56,619
18 PNC Financial Services Group, Inc. 0.10% of their portfolio Pittsburgh, PA 726,272726.3k $106.0m $106.0m 0.10% Reduced -44.9k -44,859
19 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 707,944707.9k $103.3m $103.3m 0.03% Added +40.5k +40,511
20 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 685,458685.5k $100.1m $100.1m 0.20% Added +403.7k +403,669
21 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 661,558661.6k $96.5m $96.5m 0.01% Added +647.0k +647,011
22 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 4.37% of their portfolio Seattle, WA 636,123636.1k $92.8m $92.8m 4.37% Added +87.2k +87,183
23 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 635,839635.8k $92.8m $92.8m 0.02% Added +278.0k +277,997
24 Corient Private Wealth LP 0.33% of their portfolio MIAMI, FL 620,253620.3k $90.5m $90.5m 0.33% First filing
25 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 604,052604.1k $88.3m $88.3m 0.03% Added +56.0k +55,975
26 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 2.07% of their portfolio ORLANDO, FL 580,785580.8k $20.0m $20.0m 2.07% New
27 KEYBANK NATIONAL ASSOCIATION/OH 0.39% of their portfolio BROOKLYN, OH 540,202540.2k $78.8m $78.8m 0.39% Reduced -17.5k -17,538
28 OXFORD FINANCIAL GROUP, LTD. LLC 8.97% of their portfolio INDIANAPOLIS, IN 527,939527.9k $77.0m $77.0m 8.97% Reduced -4.0k -3,986
29 Janney Montgomery Scott LLC 0.29% of their portfolio PHILADELPHIA, PA 507,593507.6k $74.1m $74.1m 0.29% Added +245.8k +245,795
30 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 431,288431.3k $62.9m $62.9m 0.15% Added +39.6k +39,607
31 1900 WEALTH MANAGEMENT LLC 6.57% of their portfolio SAN ANTONIO, TX 415,138415.1k $60.6m $60.6m 6.57% Reduced -14.5k -14,489
32 PARK AVENUE SECURITIES LLC 1.04% of their portfolio NEW YORK, NY 399,927399.9k $58.4m $58.4m 1.04% New
33 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 399,718399.7k $58.3m $58.3m 0.12% Added +24.0k +23,991
34 Integrated Wealth Concepts LLC 1.55% of their portfolio WALTHAM, MA 391,437391.4k $57.1m $57.1m 1.55% Added +57.4k +57,436
35 Mariner, LLC 0.18% of their portfolio Overland Park, KS 388,103388.1k $56.6m $56.6m 0.18% Added +8.0k +8,032
36 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 381,614381.6k $55.7m $55.7m 0.02% Added +39 +39
37 Horizon Investments, LLC 1.57% of their portfolio Charlotte, NC 375,315375.3k $54.8m $54.8m 1.57% New
38 RFG Advisory, LLC 2.47% of their portfolio BIRMINGHAM, AL 346,264346.3k $48.9m $48.9m 2.47% Added +81.9k +81,872
39 Symmetry Partners, LLC 2.71% of their portfolio GLASTONBURY, CT 313,816313.8k $45.8m $45.8m 2.71% Added +50.4k +50,411
40 MML INVESTORS SERVICES, LLC 0.29% of their portfolio SPRINGFIELD, MA 301,844301.8k $44.0m $44.0m 0.29% Added +221.2k +221,246
41 OneDigital Investment Advisors LLC 1.18% of their portfolio OVERLAND PARK, KS 277,876277.9k $40.6m $40.6m 1.18% Added +224.2k +224,248
42 Trilogy Capital Inc. 2.87% of their portfolio IRVINE, CA 277,116277.1k $40.4m $40.4m 2.87% Added +20.3k +20,298
43 Apella Capital, LLC 3.68% of their portfolio WEST HARTFORD, CT 276,789276.8k $40.4m $40.4m 3.68% Added +52.5k +52,464
44 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 270,127270.1k $40.2m $40.2m 0.02% Reduced -39.6k -39,607
45 Fragasso Financial Advisors Inc 4.28% of their portfolio SEWICKLEY, PA 252,724252.7k $36.9m $36.9m 4.28% Added +2.6k +2,557
46 DAIDO LIFE INSURANCE CO 3.32% of their portfolio TOKYO, M0 241,799241.8k $35.3m $35.3m 3.32% Unchanged
47 PFS INVESTMENTS INC. 0.65% of their portfolio DULUTH, GA 239,304239.3k $34.9m $34.9m 0.65% Added +69.0k +68,999
48 Baird Financial Group, Inc. 0.09% of their portfolio MILWAUKEE, WI 230,252230.3k $33.6m $33.6m 0.09% Reduced -10.5k -10,501
49 AE Wealth Management LLC 0.24% of their portfolio TOPEKA, KS 229,323229.3k $33.5m $33.5m 0.24% Added +68.7k +68,698
50 Ameritas Advisory Services, LLC 1.54% of their portfolio Lincoln, NE 227,844227.8k $33.2m $33.2m 1.54% Added +4.2k +4,231
51 Armbruster Capital Management, Inc. 7.99% of their portfolio PITTSFORD, NY 211,351211.4k $30.8m $30.8m 7.99% Added +5.1k +5,077
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 205,285205.3k $30.0m $30.0m 0.05% Added +24.1k +24,124
53 Intelligence Driven Advisers, LLC 5.03% of their portfolio CARLSBAD, CA 188,037188.0k $27.4m $27.4m 5.03% Added +21.7k +21,726
54 Quent Capital, LLC 4.81% of their portfolio NEW YORK, NY 180,286180.3k $26.3m $26.3m 4.81% Reduced -2.7k -2,657
55 Cetera Advisor Networks LLC 0.21% of their portfolio EL SEGUNDO, CA 175,341175.3k $25.6m $25.6m 0.21% Added +64.1k +64,052
56 Stokes Family Office, LLC 3.24% of their portfolio NEW ORLEANS, LA 172,406172.4k $25.2m $25.2m 3.24% Added +12.0k +12,004
57 Insight Wealth Strategies, LLC 4.60% of their portfolio SAN RAMON, CA 162,893162.9k $23.8m $23.8m 4.60% Reduced -5.1k -5,113
58 Kathmere Capital Management, LLC 4.09% of their portfolio WAYNE, PA 158,726158.7k $23.2m $23.2m 4.09% Added +1.6k +1,579
59 High Probability Advisors, LLC 6.15% of their portfolio Pittsford, NY 153,819153.8k $22.4m $22.4m 6.15% Added +52.9k +52,923
60 Well Done, LLC 4.75% of their portfolio HOLLAND, MI 151,492151.5k $22.1m $22.1m 4.75% Reduced -875 -875
61 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 146,667146.7k $21.4m $21.4m 0.03% Added +58.0k +58,040
62 Wealth Management Solutions, LLC 10.99% of their portfolio EXTON, PA 143,342143.3k $20.9m $20.9m 10.99% Added +781 +781
63 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 143,206143.2k $20.9m $20.9m 0.11% Added +41.3k +41,302
64 Burt Wealth Advisors 6.98% of their portfolio North Bethesda, MD 142,799142.8k $20.8m $20.8m 6.98% Reduced -23.4k -23,363
65 Cornerstone Wealth Group, LLC 3.92% of their portfolio HUNTERSVILLE, NC 141,870141.9k $20.7m $20.7m 3.92% New
66 Lee Financial Co 3.41% of their portfolio Dallas, TX 136,939136.9k $20.0m $20.0m 3.41% Reduced -3.6k -3,630
67 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 1.47% of their portfolio ROCHESTER, NY 132,291132.3k $19.3m $19.3m 1.47% Added +1.2k +1,250
68 Bell Investment Advisors, Inc 4.78% of their portfolio ORINDA, CA 131,452131.5k $19.2m $19.2m 4.78% Added +8.9k +8,942
69 Meredith Wealth Planning 15.63% of their portfolio MARYVILLE, IL 124,358124.4k $18.1m $18.1m 15.63% First filing
70 Equitable Holdings, Inc. 0.31% of their portfolio NEW YORK, NY 123,769123.8k $18.1m $18.1m 0.31% Added +1.6k +1,599
71 WEALTHSOURCE PARTNERS, LLC 1.27% of their portfolio SAN LUIS OBISPO, CA 122,458122.5k $17.9m $17.9m 1.27% Added +103.0k +103,004
72 Cetera Investment Advisers 0.16% of their portfolio SCHAUMBURG, IL 121,442121.4k $17.7m $17.7m 0.16% Added +111.8k +111,827
73 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 118,282118.3k $17.3m $17.3m 0.03% Added +19.9k +19,919
74 Foundations Investment Advisors, LLC 0.68% of their portfolio PHOENIX, AZ 117,757117.8k $17.2m $17.2m 0.68% Added +35.4k +35,394
75 M&T Bank Corp 0.07% of their portfolio BUFFALO, NY 113,828113.8k $16.6m $16.6m 0.07% Reduced -16.2k -16,239
76 OPPENHEIMER & CO INC 0.36% of their portfolio NEW YORK, NY 108,913108.9k $15.9m $15.9m 0.36% Added +6.2k +6,221
77 JB Capital LLC 1.55% of their portfolio WETHERSFIELD, CT 108,487108.5k $15.8m $15.8m 1.55% New
78 CFO4Life, L.P. 3.33% of their portfolio Coppell, TX 107,257107.3k $15.7m $15.7m 3.33% First filing
79 CFO4Life Group, LLC 3.33% of their portfolio COPPELL, TX 107,257107.3k $15.7m $15.7m 3.33% Reduced -16.0k -15,992
80 Adaptive Financial Consulting, LLC 8.92% of their portfolio BEACHWOOD, OH 106,622106.6k $15.6m $15.6m 8.92% Added +1.6k +1,553
81 Forefront Analytics, LLC 8.27% of their portfolio WEST CONSHOHOCKEN, PA 106,394106.4k $15.5m $15.5m 8.27% Reduced -26.2k -26,187
82 Glenview Trust Co 0.50% of their portfolio Louisville, KY 103,334103.3k $15.1m $15.1m 0.50% Added +496 +496
83 Sensible Financial Planning & Management, LLC. 3.68% of their portfolio WALTHAM, MA 101,578101.6k $14.8m $14.8m 3.68% Added +3.0k +2,952
84 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 100,587100.6k $14.7m $14.7m 0.13% Added +52.1k +52,112
85 Tillar-Wenstrup Advisors, LLC 6.95% of their portfolio CENTERVILLE, OH 98,61198.6k $14.4m $14.4m 6.95% Added +11.6k +11,625
86 Strategic Financial Services, Inc. 1.13% of their portfolio UTICA, NY 97,12997.1k $14.2m $14.2m 1.13% Added +8.4k +8,415
87 Atria Wealth Solutions, Inc. 0.23% of their portfolio NEW YORK, NY 97,04497.0k $14.2m $14.2m 0.23% Added +32.8k +32,848
88 Stonehearth Capital Management, LLC 7.86% of their portfolio DANVERS, MA 95,73195.7k $14.0m $14.0m 7.86% Reduced -551 -551
89 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 90,26990.3k $2.0m $2.0m 0.06% Reduced -1.0k -1,029
90 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 89,31389.3k $13.0m $13.0m 0.03% Added +1.2k +1,228
91 DONALDSON CAPITAL MANAGEMENT, LLC 0.62% of their portfolio EVANSVILLE, IN 86,54286.5k $12.6m $12.6m 0.62% Reduced -1.5k -1,506
92 Stratos Wealth Partners, LTD. 0.31% of their portfolio BEACHWOOD, OH 82,92782.9k $12.1m $12.1m 0.31% Reduced -5.4k -5,363
93 SAX WEALTH ADVISORS, LLC 2.79% of their portfolio PARSIPPANY, NJ 82,91882.9k $12.1m $12.1m 2.79% Reduced -7.2k -7,169
94 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 82,52482.5k $12.0m $12.0m 0.01% Added +5.1k +5,081
95 Bank Julius Baer & Co. Ltd, Zurich 0.08% of their portfolio ZURICH, V8 82,12082.1k $12.0m $12.0m 0.08% Added +1.3k +1,295
96 ARQ WEALTH ADVISORS, LLC 7.77% of their portfolio SCOTTSDALE, AZ 81,53081.5k $11.9m $11.9m 7.77% Added +2.3k +2,276
97 Trinity Wealth Management, LLC 8.18% of their portfolio BERWYN, PA 78,77878.8k $11.5m $11.5m 8.18% Reduced -5.8k -5,820
98 Merit Financial Group, LLC 0.38% of their portfolio ALPHARETTA, GA 72,15872.2k $10.5m $10.5m 0.38% Added +16.1k +16,086
99 Clear Creek Financial Management, LLC 2.29% of their portfolio SILVERDALE, WA 71,31271.3k $10.4m $10.4m 2.29% Added +3.6k +3,599
100 Daiichi Life Insurance Co., Ltd. 0.24% of their portfolio TOKYO, M0 70,66170.7k $10.3m $10.3m 0.24% Added +15.5k +15,529