Vault-13

ISHARES U S ETF TR COMT

GSCI CMDTY STGY · ETP · CUSIP 46431W853

148 institutional holders -16 vs Q2 2024
18,947,54818.9m shares reported held*
$491.4mreported value*
12 new 39 added 59 reduced 27 sold out net sold ≈ $316.2m (-12.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($116.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.93.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 328Q4 22: 322Q1 23: 216Q2 23: 183Q3 23: 177Q4 23: 181Q1 24: 158Q2 24: 164Q3 24: 148148Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022328
Q4 2022322
Q1 2023216
Q2 2023183
Q3 2023177
Q4 2023181
Q1 2024158
Q2 2024164
Q3 2024148

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 159 bought or addedQ4 22: 172 cut or sold outQ1 23: 57 bought or addedQ1 23: 257 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 149 cut or sold outQ3 23: 54 bought or addedQ3 23: 116 cut or sold outQ3 23Q4 23: 63 bought or addedQ4 23: 108 cut or sold outQ1 24: 66 bought or addedQ1 24: 96 cut or sold outQ1 24Q2 24: 69 bought or addedQ2 24: 77 cut or sold outQ3 24: 51 bought or addedQ3 24: 86 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022159172
Q1 202357257
Q2 202352149
Q3 202354116
Q4 202363108
Q1 20246696
Q2 20246977
Q3 20245186

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 23 calls: $117.8kQ4 23 puts: $35.1kQ4 23P/C 0.30Q1 24 calls: $143.1kQ1 24 puts: $486.0kQ1 24P/C 3.40Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$117.8k$35.1k0.30
Q1 2024$143.1k$486.0k3.40
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

Axiom Advisory, LLC Added +564,318+564.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +507,989+508.0k
BANK OF AMERICA CORP /DE/ Added +356,627+356.6k
Focus Partners Wealth Added +200,583+200.6k
TRUIST FINANCIAL CORP Added +171,270+171.3k
NWAM LLC New +165,472+165.5k
Carrera Capital Advisors Added +71,432+71.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +45,502+45.5k
FLOW TRADERS U.S. LLC Added +44,562+44.6k
ENVESTNET ASSET MANAGEMENT INC Added +44,057+44.1k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -13,516,510-13.5m
Vontobel Holding Ltd. Sold out -211,000-211.0k
JANE STREET GROUP, LLC Reduced -185,984-186.0k
Brookfield Corp /ON/ Sold out -111,155-111.2k
Geneos Wealth Management Inc. Sold out -81,327-81.3k
HANCOCK WHITNEY CORP Reduced -73,966-74.0k
Modera Wealth Management, LLC Sold out -64,797-64.8k
United Community Bank Sold out -44,960-45.0k
LPL Financial LLC Reduced -36,790-36.8k
MORGAN STANLEY Reduced -31,204-31.2k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Axiom Advisory, LLC 1.35% of their portfolio SAN DIEGO, CA 5,530,0305.5m $145.0m $145.0m 1.35% Added +564.3k +564,318
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,857,2982.9m $74.0m $74.0m 0.01% Added +356.6k +356,627
3 TRUIST FINANCIAL CORP 0.11% of their portfolio CHARLOTTE, NC 2,676,5752.7m $69.4m $69.4m 0.11% Added +171.3k +171,270
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,012,2421.0m $26.2m $26.2m 0.01% Added +44.1k +44,057
5 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 745,117745.1k $19.3m $19.3m 0.01% Reduced -636 -636
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 556,806556.8k $14.4m $14.4m 0.02% Added +508.0k +507,989
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 391,594391.6k $10.1m $10.1m 0.00% Added +6.2k +6,211
8 Carrera Capital Advisors 1.96% of their portfolio TROY, MI 309,084309.1k $8.0m $8.0m 1.96% Added +71.4k +71,432
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 301,128301.1k $7.8m $7.8m 0.01% Added +25.4k +25,417
10 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 253,253253.3k $6.6m $6.6m 0.00% Added +37.1k +37,150
11 Peak Financial Management, Inc. 1.78% of their portfolio WELLESLEY, MA 233,554233.6k $6.1m $6.1m 1.78% Added +8.1k +8,111
12 Evolution Wealth Advisors, LLC 1.09% of their portfolio AVENTURA, FL 233,411233.4k $6.0m $6.0m 1.09% Reduced -1.3k -1,320
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 233,134233.1k $6.0m $6.0m 0.00% Reduced -31.2k -31,204
14 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 225,243225.2k $5.8m $5.8m 0.02% Added +200.6k +200,583
15 BlackRock, Inc. 0.00% of their portfolio New York, NY 214,643214.6k $5.6m $5.6m 0.00% First filing
16 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 176,189176.2k $4.6m $4.6m 0.02% Added +6.3k +6,336
17 Compound Planning, Inc. 0.28% of their portfolio NEW YORK, NY 175,322175.3k $4.5m $4.5m 0.28% Added +5.2k +5,183
18 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 173,285173.3k $4.5m $4.5m 0.03% Reduced -29.4k -29,368
19 NWAM LLC 0.26% of their portfolio MERCER ISLAND, WA 165,472165.5k $4.3m $4.3m 0.26% New
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 163,009163.0k $4.2m $4.2m 0.00% Reduced -11.6k -11,632
21 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.23% of their portfolio Greenbrae, CA 162,672162.7k $4.2m $4.2m 0.23% Reduced -2.2k -2,184
22 Advus Financial Partners, LLC 1.08% of their portfolio WINTER PARK, FL 145,807145.8k $3.8m $3.8m 1.08% Reduced -4.0k -4,036
23 VCI Wealth Management LLC 1.68% of their portfolio ST LOUIS, MO 145,794145.8k $3.8m $3.8m 1.68% Reduced -23.4k -23,391
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 142,703142.7k $3.7m $3.7m 0.00% Reduced -36.8k -36,790
25 New York Life Investment Management LLC 0.03% of their portfolio New York, NY 123,681123.7k $3.2m $3.2m 0.03% Added +43.5k +43,505
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 91,90191.9k $2.4m $2.4m 0.01% Reduced -127 -127
27 Mariner, LLC 0.00% of their portfolio Overland Park, KS 90,25890.3k $2.3m $2.3m 0.00% Reduced -2.7k -2,712
28 TWIN FOCUS CAPITAL PARTNERS, LLC 0.30% of their portfolio Boston, MA 73,38073.4k $1.9m $1.9m 0.30% Unchanged
29 Cabana LLC 10.15% of their portfolio Fayetteville, AR 70,35470.4k $1.8m $1.8m 10.15% Reduced -10.6k -10,634
30 Alhambra Investment Management LLC 0.86% of their portfolio PALMETTO BAY, FL 64,28764.3k $1.7m $1.7m 0.86% Added +22.5k +22,493
31 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 62,85762.9k $1.6m $1.6m 0.01% Reduced -3.6k -3,633
32 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 62,80762.8k $1.6m $1.6m 0.00% Added +742 +742
33 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 52,20452.2k $1.4m $1.4m 0.07% Added +44.6k +44,562
34 ARKANSAS FINANCIAL GROUP, INC. 0.22% of their portfolio LITTLE ROCK, AR 51,85451.9k $1.3m $1.3m 0.22% Added +16.1k +16,107
35 Columbus Macro, LLC 0.46% of their portfolio NEW CASTLE, PA 48,73548.7k $1.3m $1.3m 0.46% Reduced -150 -150
36 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 47,49347.5k $1.8k $1.8k 0.01% Added +45.5k +45,502
37 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 38,92838.9k $1.0m $1.0m 0.03% Added +2.1k +2,091
38 Aletheian Wealth Advisors LLC 0.59% of their portfolio Bellevue, WA 38,89738.9k $1.0m $1.0m 0.59% New
39 Pettinga Financial Advisors LLC 0.23% of their portfolio EVANSVILLE, IN 37,77537.8k $978.8k $978.8k 0.23% Reduced -2.1k -2,069
40 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 34,61934.6k $897.0k $897.0k 0.00% Reduced -186.0k -185,984
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 33,89433.9k $878.0k $878.0k 0.00% Reduced -6.4k -6,373
42 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 31,85631.9k $825.4k $825.4k 0.02% New
43 WORLD EQUITY GROUP, INC. 0.25% of their portfolio SCHAUMBURG, IL 26,43726.4k $685.0k $685.0k 0.25% Added +962 +962
44 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 25,00025.0k $647.8k $647.8k 0.00% Unchanged
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 24,25124.3k $628.0k $628.0k 0.00% Reduced -2.7k -2,669
46 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 24,20624.2k $627.2k $627.2k 0.00% Reduced -3.6k -3,641
47 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 23,29723.3k $603.6k $603.6k 0.00% Added +2.0k +2,033
48 EWG Elevate Inc. 0.24% of their portfolio ROSEVILLE, CA 23,23923.2k $602.1k $602.1k 0.24% Added +2.0k +2,018
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22,64222.6k $586.7k $586.7k 0.00% Reduced -4.6k -4,570
50 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 20,65020.6k $535.9k $535.9k 0.00% Added +6.2k +6,150
51 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 20,16220.2k $522.4k $522.4k 0.01% Reduced -1.8k -1,793
52 Prosperity Planning, Inc. 0.16% of their portfolio NORTH KANSAS CITY, MO 19,85019.9k $514.3k $514.3k 0.16% Added +944 +944
53 HANCOCK WHITNEY CORP 0.02% of their portfolio GULFPORT, MS 19,58019.6k $507.3k $507.3k 0.02% Reduced -74.0k -73,966
54 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 18,94718.9k $490.9k $490.9k 0.01% Reduced -460 -460
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,74618.7k $486.0k $486.0k 0.00% Reduced -2.3k -2,322
56 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 18,11318.1k $469.3k $469.3k 0.01% New
57 Madison Wealth Partners, Inc 0.11% of their portfolio MADISON, WI 14,87514.9k $385.4k $385.4k 0.11% Unchanged
58 Hubbell Strickland Wealth Management, LLC 0.18% of their portfolio NEW ORLEANS, LA 14,66814.7k $380.0k $380.0k 0.18% Reduced -2.4k -2,445
59 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 13,94713.9k $361.4k $361.4k 0.01% Reduced -269 -269
60 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 13,72513.7k $355.6k $355.6k 0.00% New
61 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.01% of their portfolio MINNEAPOLIS, MN 12,76412.8k $330.7k $330.7k 0.01% Reduced -2.3k -2,302
62 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,67512.7k $328.4k $328.4k 0.00% Added +2.4k +2,350
63 44 WEALTH MANAGEMENT LLC 0.12% of their portfolio EUGENE, OR 12,45812.5k $328.4k $328.4k 0.12% First filing
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,41612.4k $319.0k $319.0k 0.00% Reduced -5.8k -5,770
65 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 12,01312.0k $311.3k $311.3k 0.00% Reduced -9.7k -9,676
66 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,93011.9k $309.0k $309.0k 0.01% Reduced -5.5k -5,465
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 11,39011.4k $295.0k $295.0k 0.00% Reduced -14.2k -14,182
68 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 10,98111.0k $284.5k $284.5k 0.01% Unchanged
69 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 10,87210.9k $281.7k $281.7k 0.02% New
70 ANCHOR CAPITAL ADVISORS LLC 0.01% of their portfolio Boston, MA 10,51810.5k $272.5k $272.5k 0.01% Reduced -3.3k -3,327
71 O'Brien Greene & Co. Inc 0.08% of their portfolio MEDIA, PA 10,41010.4k $269.7k $269.7k 0.08% Added +300 +300
72 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 10,33010.3k $267.7k $267.7k 0.01% Added +217 +217
73 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 10,25710.3k $265.8k $265.8k 0.01% Reduced -3.3k -3,251
74 FCA CORP /TX 0.08% of their portfolio HOUSTON, TX 10,19810.2k $264.2k $264.2k 0.08% Added +669 +669
75 Three Bridge Wealth Advisors, LLC 0.10% of their portfolio LOS ALTOS, CA 10,08310.1k $261.3k $261.3k 0.10% Added +747 +747
76 RWA WEALTH PARTNERS, LLC 0.00% of their portfolio BOSTON, MA 9,6879.7k $251.0k $251.0k 0.00% Unchanged
77 Quadrant Private Wealth Management, LLC 0.06% of their portfolio Center Valley, PA 9,3379.3k $241.9k $241.9k 0.06% New
78 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 9,1309.1k $236.6k $236.6k 0.00% Added +808 +808
79 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 8,4758.5k $219.6k $219.6k 0.01% Unchanged
80 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 8,4108.4k $221.4k $221.4k 0.00% Reduced -1.3k -1,283
81 NORTHWEST WEALTH MANAGEMENT, LLC 0.05% of their portfolio SPENCER, IA 8,3338.3k $215.9k $215.9k 0.05% Reduced -274 -274
82 CLIENT 1ST ADVISORY GROUP, LLC 0.09% of their portfolio DUNEDIN, FL 8,3008.3k $215.1k $215.1k 0.09% Reduced -3.5k -3,472
83 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 8,0498.0k $208.6k $208.6k 0.03% Reduced -600 -600
84 Disciplined Investments, LLC 0.10% of their portfolio TULSA, OK 7,7557.8k $200.9k $200.9k 0.10% Reduced -3.4k -3,409
85 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,5505.5k $143.8k $143.8k 0.00% Reduced -12.5k -12,519
86 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 4,5074.5k $116.8k $116.8k 0.00% New
87 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 4,4544.5k $115.4k $115.4k 0.00% Reduced -91 -91
88 Northwest Capital Management Inc 0.03% of their portfolio Lake Oswego, OR 3,5193.5k $91.2k $91.2k 0.03% Reduced -9 -9
89 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 3,3293.3k $86.3k $86.3k 0.00% New
90 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 3,2193.2k $83.0k $83.0k 0.00% Unchanged
91 Gen-Wealth Partners Inc 0.04% of their portfolio ZEELAND, MI 3,2133.2k $83.5k $83.5k 0.04% Reduced -1.5k -1,540
92 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,8752.9k $74.5k $74.5k 0.00% Reduced -3.0k -2,958
93 Sachetta, LLC 0.03% of their portfolio LYNNFIELD, MA 2,6002.6k $67.4k $67.4k 0.03% Unchanged
94 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,4362.4k $63.0k $63.0k 0.00% Added +2.3k +2,271
95 Financial Perspectives, Inc 0.02% of their portfolio MINNEAPOLIS, MN 2,1402.1k $55.4k $55.4k 0.02% Unchanged
96 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,0282.0k $52.6k $52.6k 0.00% Reduced -4.1k -4,088
97 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,9582.0k $50.8k $50.8k 0.00% Unchanged
98 Stone House Investment Management, LLC 0.01% of their portfolio TUNKHANNOCK, PA 1,8951.9k $49.1k $49.1k 0.01% Added +23 +23
99 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,6571.7k $42.9k $42.9k 0.00% Added +35 +35
100 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,2751.3k $33.0k $33.0k 0.00% Added +609 +609