Vault-13

ISHARES U S ETF TR COMT

GSCI CMDTY STGY · ETP · CUSIP 46431W853

158 institutional holders -23 vs Q4 2023
15,312,24815.3m shares reported held*
$413.3mreported value*
15 new 51 added 61 reduced 35 sold out net sold ≈ $25.6m (-945.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.99. Options: 1 managers hold calls ($143.1k notional), 1 hold puts ($486.0k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 328Q4 22: 322Q1 23: 216Q2 23: 183Q3 23: 177Q4 23: 181Q1 24: 158158Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022328
Q4 2022322
Q1 2023216
Q2 2023183
Q3 2023177
Q4 2023181
Q1 2024158

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 159 bought or addedQ4 22: 172 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 257 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 149 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 116 cut or sold outQ3 23Q4 23: 63 bought or addedQ4 23: 108 cut or sold outQ4 23Q1 24: 66 bought or addedQ1 24: 96 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022159172
Q1 202357257
Q2 202352149
Q3 202354116
Q4 202363108
Q1 20246696

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 23 calls: $93.5kQ2 23 puts: $57.2kQ2 23P/C 0.61Q3 23 calls: $139.9kQ3 23 puts: $14.6kQ3 23P/C 0.10Q4 23 calls: $117.8kQ4 23 puts: $35.1kQ4 23P/C 0.30Q1 24 calls: $143.1kQ1 24 puts: $486.0kQ1 24P/C 3.40
Numbers
QuarterCallsPutsP/C
Q2 2023$93.5k$57.2k0.61
Q3 2023$139.9k$14.6k0.10
Q4 2023$117.8k$35.1k0.30
Q1 2024$143.1k$486.0k3.40

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +289,732+289.7k
BlackRock Inc. Added +87,694+87.7k
MORGAN STANLEY Added +78,598+78.6k
Compound Planning, Inc. Added +52,072+52.1k
BUCKINGHAM STRATEGIC WEALTH, LLC Added +48,336+48.3k
Modera Wealth Management, LLC Added +39,278+39.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +35,883+35.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +27,366+27.4k
SageView Advisory Group, LLC New +26,107+26.1k
Trek Financial, LLC New +22,080+22.1k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -327,872-327.9k
JANE STREET GROUP, LLC Reduced -269,400-269.4k
AE Wealth Management LLC Reduced -166,137-166.1k
New York Life Investment Management LLC Reduced -156,727-156.7k
Marion Wealth Management Sold out -147,147-147.1k
Foundations Investment Advisors, LLC Sold out -137,098-137.1k
TAP Consulting, LLC Sold out -102,562-102.6k
AMERIPRISE FINANCIAL INC Reduced -92,679-92.7k
D.A. DAVIDSON & CO. Sold out -68,352-68.4k
Evolution Wealth Advisors, LLC Reduced -39,930-39.9k

Biggest calls

CITADEL ADVISORS LLC Added $143.1k5.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $486.0k18.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 6,546,1606.5m $176.7m $176.7m 0.04% Reduced -327.9k -327,872
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,154,5912.2m $58.2m $58.2m 0.01% Added +289.7k +289,732
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 751,074751.1k $20.3m $20.3m 0.00% Added +78.6k +78,598
4 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 744,320744.3k $20.1m $20.1m 0.01% Added +1.1k +1,071
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 526,899526.9k $14.2m $14.2m 0.01% Added +35.9k +35,883
6 Evolution Wealth Advisors, LLC 1.17% of their portfolio AVENTURA, FL 226,206226.2k $6.1m $6.1m 1.17% Reduced -39.9k -39,930
7 Peak Financial Management, Inc. 1.93% of their portfolio WELLESLEY, MA 225,851225.9k $6.1m $6.1m 1.93% Added +13.9k +13,900
8 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 209,213209.2k $5.6m $5.6m 0.00% Reduced -1.6k -1,640
9 BlackRock Inc. 0.00% of their portfolio New York, NY 207,642207.6k $5.6m $5.6m 0.00% Added +87.7k +87,694
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 194,928194.9k $5.3m $5.3m 0.00% Added +14.2k +14,162
11 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.25% of their portfolio Greenbrae, CA 165,655165.7k $4.5m $4.5m 0.25% Reduced -1.4k -1,400
12 NWAM LLC 0.33% of their portfolio MERCER ISLAND, WA 151,229151.2k $4.1m $4.1m 0.33% Added +48 +48
13 Advus Financial Partners, LLC 1.22% of their portfolio WINTER PARK, FL 146,181146.2k $3.9m $3.9m 1.22% Added +9.8k +9,827
14 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 141,746141.7k $3.8m $3.8m 0.02% Added +10.8k +10,765
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 139,325139.3k $3.8m $3.8m 0.00% Reduced -22.8k -22,781
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 138,879138.9k $3.7m $3.7m 0.00% Added +8.7k +8,710
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 130,798130.8k $3.5m $3.5m 0.00% Reduced -92.7k -92,679
18 Compound Planning, Inc. 0.32% of their portfolio NEW YORK, NY 130,217130.2k $3.5m $3.5m 0.32% Added +52.1k +52,072
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 120,202120.2k $3.2m $3.2m 0.01% Reduced -21.2k -21,185
20 VCI Wealth Management LLC 2.15% of their portfolio ST LOUIS, MO 117,923117.9k $3.2m $3.2m 2.15% Reduced -16.7k -16,675
21 Brookfield Corp /ON/ 0.02% of their portfolio TORONTO, A6 114,860114.9k $3.1m $3.1m 0.02% Added +5.5k +5,510
22 BUCKINGHAM STRATEGIC WEALTH, LLC 0.03% of their portfolio CLAYTON, MO 105,331105.3k $2.8m $2.8m 0.03% Added +48.3k +48,336
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 97,25597.3k $2.6m $2.6m 0.00% Reduced -18.0k -17,969
24 Mariner, LLC 0.01% of their portfolio Overland Park, KS 95,70495.7k $2.6m $2.6m 0.01% Added +7.4k +7,441
25 Axiom Advisory, LLC 1.50% of their portfolio SAN DIEGO, CA 75,30175.3k $2.0m $2.0m 1.50% Added +5.0k +5,029
26 TWIN FOCUS CAPITAL PARTNERS, LLC 0.38% of their portfolio Boston, MA 73,38073.4k $2.0m $2.0m 0.38% Added +280 +280
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 71,04971.0k $1.9m $1.9m 0.00% Added +27.4k +27,366
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 66,48466.5k $1.8m $1.8m 0.01% Reduced -3.4k -3,405
29 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 65,31865.3k $1.8m $1.8m 0.03% Added +39.3k +39,278
30 HANCOCK WHITNEY CORP 0.06% of their portfolio GULFPORT, MS 64,73864.7k $1.7m $1.7m 0.06% Added +8.6k +8,632
31 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 55,13355.1k $1.5m $1.5m 0.01% Reduced -156.7k -156,727
32 ANCHOR CAPITAL ADVISORS LLC 0.04% of their portfolio Boston, MA 54,23354.2k $1.5m $1.5m 0.04% Added +13.4k +13,418
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 50,73750.7k $1.4m $1.4m 0.00% Reduced -10.0k -9,971
34 United Community Bank 0.51% of their portfolio GREENVILLE, SC 49,05149.1k $1.3m $1.3m 0.51% Added +830 +830
35 Columbus Macro, LLC 0.50% of their portfolio NEW CASTLE, PA 48,88548.9k $1.3m $1.3m 0.50% Unchanged
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 43,04843.0k $1.2m $1.2m 0.00% Reduced -269.4k -269,400
37 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 41,46541.5k $1.1m $1.1m 0.03% Added +3.7k +3,723
38 Pettinga Financial Advisors LLC 0.27% of their portfolio EVANSVILLE, IN 39,64339.6k $1.1m $1.1m 0.27% Added +3.3k +3,269
39 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 36,64636.6k $989.4k $989.4k 0.00% Added +13.4k +13,385
40 Anfield Capital Management, LLC 0.46% of their portfolio IRVINE, CA 35,57935.6k $960.6k $960.6k 0.46% Added +4.3k +4,303
41 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 34,53234.5k $932.0k $932.0k 0.00% Reduced -957 -957
42 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 30,18830.2k $815.1k $815.1k 0.00% Added +21.6k +21,577
43 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,31328.3k $764.0k $764.0k 0.00% Reduced -572 -572
44 InterOcean Capital Group, LLC 0.02% of their portfolio NASHVILLE, TN 27,09927.1k $731.7k $731.7k 0.02% Added +15.6k +15,592
45 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 26,10726.1k $594.5k $594.5k 0.03% New
46 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 25,58625.6k $690.8k $690.8k 0.02% Added +14.5k +14,524
47 WORLD EQUITY GROUP, INC. 0.14% of their portfolio SCHAUMBURG, IL 25,06725.1k $676.8k $676.8k 0.14% Reduced -793 -793
48 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 24,60724.6k $664.4k $664.4k 0.01% Reduced -29.0k -29,014
49 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.01% of their portfolio MINNEAPOLIS, MN 23,94623.9k $646.5k $646.5k 0.01% Reduced -4.4k -4,374
50 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 22,38122.4k $604.3k $604.3k 0.01% Reduced -30.7k -30,717
51 Trek Financial, LLC 0.05% of their portfolio Scottsdale, AZ 22,08022.1k $596.2k $596.2k 0.05% New
52 Triumph Capital Management 0.24% of their portfolio DENVER, CO 21,67921.7k $588.8k $588.8k 0.24% Added +401 +401
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 21,36221.4k $576.8k $576.8k 0.00% Added +10.1k +10,070
54 EWG Elevate Inc. 0.21% of their portfolio ROSEVILLE, CA 20,53020.5k $554.3k $554.3k 0.21% Added +1.9k +1,892
55 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 19,69319.7k $531.7k $531.7k 0.01% Reduced -391 -391
56 Hubbell Strickland Wealth Management, LLC 0.25% of their portfolio NEW ORLEANS, LA 18,46318.5k $498.5k $498.5k 0.25% Reduced -1.1k -1,055
57 Prosperity Planning, Inc. 0.17% of their portfolio NORTH KANSAS CITY, MO 18,45918.5k $498.4k $498.4k 0.17% Added +1.4k +1,436
58 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 18,13018.1k $489.5k $489.5k 0.00% New
59 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 18,10018.1k $488.7k $488.7k 0.00% Added +5.6k +5,634
60 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 17,69417.7k $477.7k $477.7k 0.00% Reduced -180 -180
61 OVERSEA-CHINESE BANKING Corp Ltd 0.01% of their portfolio SINGAPORE, U0 15,40015.4k $415.8k $415.8k 0.01% Added +4.4k +4,400
62 CLIENT 1ST ADVISORY GROUP, LLC 0.18% of their portfolio DUNEDIN, FL 15,22815.2k $411.2k $411.2k 0.18% Reduced -4.3k -4,324
63 Madison Wealth Partners, Inc 0.15% of their portfolio MADISON, WI 14,87514.9k $401.6k $401.6k 0.15% Unchanged
64 Patton Albertson Miller Group, LLC 0.06% of their portfolio Chattanooga, TN 14,49214.5k $391.3k $391.3k 0.06% Reduced -28.7k -28,658
65 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 14,00714.0k $378.2k $378.2k 0.02% Reduced -1.5k -1,479
66 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 13,81713.8k $373.0k $373.0k 0.02% New
67 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 13,28213.3k $358.6k $358.6k 0.00% Reduced -166.1k -166,137
68 CWM, LLC 0.00% of their portfolio OMAHA, NE 12,65612.7k $342.0k $342.0k 0.00% Reduced -8.5k -8,475
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,97312.0k $321.0k $321.0k 0.00% Added +1.2k +1,182
70 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 11,72211.7k $316.5k $316.5k 0.01% Reduced -1.3k -1,264
71 Northwest Capital Management Inc 0.10% of their portfolio Lake Oswego, OR 11,51611.5k $310.9k $310.9k 0.10% Reduced -344 -344
72 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,27011.3k $304.0k $304.0k 0.01% Reduced -484 -484
73 Disciplined Investments, LLC 0.16% of their portfolio TULSA, OK 11,16411.2k $301.4k $301.4k 0.16% Added +199 +199
74 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 10,55810.6k $285.1k $285.1k 0.01% Reduced -1.8k -1,783
75 O'Brien Greene & Co. Inc 0.09% of their portfolio MEDIA, PA 10,32510.3k $278.8k $278.8k 0.09% Added +15 +15
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,10310.1k $272.8k $272.8k 0.00% Reduced -6.4k -6,420
77 HARTLINE INVESTMENT CORP/ 0.05% of their portfolio WINNETKA, IL 9,8509.8k $266.0k $266.0k 0.05% New
78 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.05% of their portfolio CONCORD, MA 9,8509.8k $266.0k $266.0k 0.05% Unchanged
79 FCA CORP /TX 0.08% of their portfolio HOUSTON, TX 9,4939.5k $256.3k $256.3k 0.08% Added +729 +729
80 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 9,4799.5k $255.9k $255.9k 0.01% Reduced -1.8k -1,834
81 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,0399.0k $244.0k $244.0k 0.00% Reduced -4.0k -4,028
82 NAPATREE CAPITAL LLC 0.23% of their portfolio WESTERLY, RI 8,6048.6k $235.1k $235.1k 0.23% Unchanged
83 NORTHWEST WEALTH MANAGEMENT, LLC 0.06% of their portfolio SPENCER, IA 8,5188.5k $230.0k $230.0k 0.06% Reduced -2.1k -2,057
84 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,3918.4k $227.0k $227.0k 0.00% New
85 TNF LLC 0.09% of their portfolio BILLINGS, MT 8,1618.2k $225.7k $225.7k 0.09% Reduced -2.5k -2,520
86 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,0828.1k $218.2k $218.2k 0.00% Reduced -19.7k -19,724
87 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,0348.0k $216.9k $216.9k 0.00% New
88 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 7,6997.7k $207.9k $207.9k 0.01% Reduced -1.6k -1,635
89 Keebeck Wealth Management 0.03% of their portfolio Chicago, IL 7,6257.6k $205.9k $205.9k 0.03% New
90 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,3296.3k $170.9k $170.9k 0.01% Added +11 +11
91 Gen-Wealth Partners Inc 0.07% of their portfolio ZEELAND, MI 5,3275.3k $143.8k $143.8k 0.07% First filing
92 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5,2355.2k $141.3k $141.3k 0.00% Added +398 +398
93 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 4,5454.5k $122.7k $122.7k 0.00% Added +3.7k +3,744
94 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 4,1634.2k $112.4k $112.4k 0.00% New
95 Grove Bank & Trust 0.02% of their portfolio Miami, FL 3,8803.9k $104.8k $104.8k 0.02% Unchanged
96 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 3,6123.6k $98.1k $98.1k 0.00% New
97 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,3633.4k $90.8k $90.8k 0.00% New
98 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 3,1423.1k $85.4k $85.4k 0.01% New
99 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,8522.9k $77.1k $77.1k 0.00% Added +2.2k +2,247
100 Sachetta, LLC 0.03% of their portfolio LYNNFIELD, MA 2,6002.6k $65.2k $65.2k 0.03% Unchanged