Vault-13

ISHARES U S ETF TR COMT

GSCI CMDTY STGY · ETP · CUSIP 46431W853

181 institutional holders +4 vs Q3 2023
16,324,02516.3m shares reported held*
$409.4mreported value*
19 new 44 added 80 reduced 28 sold out net sold ≈ $58.8m (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.08. Options: 1 managers hold calls ($117.8k notional), 1 hold puts ($35.1k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 328Q4 22: 322Q1 23: 216Q2 23: 183Q3 23: 177Q4 23: 181181Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022328
Q4 2022322
Q1 2023216
Q2 2023183
Q3 2023177
Q4 2023181

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 159 bought or addedQ4 22: 172 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 257 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 149 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 116 cut or sold outQ3 23Q4 23: 63 bought or addedQ4 23: 108 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022159172
Q1 202357257
Q2 202352149
Q3 202354116
Q4 202363108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ1 23 calls: $18.9kQ1 23 puts: $86.5kQ1 23P/C 4.57Q2 23 calls: $93.5kQ2 23 puts: $57.2kQ2 23P/C 0.61Q3 23 calls: $139.9kQ3 23 puts: $14.6kQ3 23P/C 0.10Q4 23 calls: $117.8kQ4 23 puts: $35.1kQ4 23P/C 0.30
Numbers
QuarterCallsPutsP/C
Q1 2023$18.9k$86.5k4.57
Q2 2023$93.5k$57.2k0.61
Q3 2023$139.9k$14.6k0.10
Q4 2023$117.8k$35.1k0.30

Biggest buyers

MORGAN STANLEY Added +416,113+416.1k
Marion Wealth Management New +147,147+147.1k
Brookfield Corp /ON/ New +109,350+109.3k
TAP Consulting, LLC New +102,562+102.6k
MML INVESTORS SERVICES, LLC Added +61,758+61.8k
BUCKINGHAM STRATEGIC WEALTH, LLC Added +49,184+49.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +43,683+43.7k
TWIN FOCUS CAPITAL PARTNERS, LLC Added +41,500+41.5k
AVANTAX ADVISORY SERVICES, INC. Added +38,782+38.8k
ALLIANCEBERNSTEIN L.P. Added +35,537+35.5k

Biggest sellers

New York Life Investment Management LLC Reduced -620,253-620.3k
AMERIPRISE FINANCIAL INC Reduced -457,339-457.3k
JANE STREET GROUP, LLC Reduced -388,746-388.7k
BANK OF AMERICA CORP /DE/ Reduced -351,224-351.2k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -301,408-301.4k
HighTower Advisors, LLC Reduced -163,171-163.2k
BlackRock Inc. Reduced -139,510-139.5k
Varma Mutual Pension Insurance Co Sold out -128,980-129.0k
Sumitomo Mitsui Trust Group, Inc. Reduced -102,869-102.9k
STIFEL FINANCIAL CORP Reduced -102,424-102.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $117.8k4.7k shares

Biggest puts

CITADEL ADVISORS LLC Added $35.1k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 6,874,0326.9m $172.3m $172.3m 0.04% Reduced -301.4k -301,408
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,864,8591.9m $46.8m $46.8m 0.01% Reduced -351.2k -351,224
3 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 743,249743.2k $18.6m $18.6m 0.01% Added +35.5k +35,537
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 672,476672.5k $16.9m $16.9m 0.00% Added +416.1k +416,113
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 491,016491.0k $12.3m $12.3m 0.01% Added +12.3k +12,322
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 312,448312.4k $7.8m $7.8m 0.01% Reduced -388.7k -388,746
7 Evolution Wealth Advisors, LLC 1.34% of their portfolio AVENTURA, FL 266,136266.1k $6.7m $6.7m 1.34% Reduced -12.2k -12,206
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 223,477223.5k $5.6m $5.6m 0.00% Reduced -457.3k -457,339
9 Peak Financial Management, Inc. 1.79% of their portfolio WELLESLEY, MA 211,951212.0k $5.3m $5.3m 1.79% Reduced -2.3k -2,331
10 New York Life Investment Management LLC 0.05% of their portfolio New York, NY 211,860211.9k $5.3m $5.3m 0.05% Reduced -620.3k -620,253
11 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 210,853210.9k $5.3m $5.3m 0.00% Reduced -102.9k -102,869
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 180,766180.8k $4.5m $4.5m 0.00% Reduced -70.0k -70,027
13 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 179,419179.4k $4.7m $4.7m 0.02% Added +13.7k +13,748
14 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.25% of their portfolio Greenbrae, CA 167,055167.1k $4.2m $4.2m 0.25% Added +8.3k +8,255
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 162,106162.1k $4.1m $4.1m 0.00% Reduced -12.0k -11,965
16 NWAM LLC 0.30% of their portfolio MERCER ISLAND, WA 151,181151.2k $3.8m $3.8m 0.30% Reduced -29.0k -28,965
17 Marion Wealth Management 1.18% of their portfolio MONROEVILLE, PA 147,147147.1k $3.7m $3.7m 1.18% New
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 141,387141.4k $3.5m $3.5m 0.01% Reduced -88.0k -87,988
19 Foundations Investment Advisors, LLC 0.09% of their portfolio PHOENIX, AZ 137,098137.1k $3.5m $3.5m 0.09% Added +33.1k +33,078
20 Advus Financial Partners, LLC 1.17% of their portfolio WINTER PARK, FL 136,354136.4k $3.4m $3.4m 1.17% Added +5.3k +5,323
21 VCI Wealth Management LLC 2.05% of their portfolio ST LOUIS, MO 134,598134.6k $3.4m $3.4m 2.05% First filing
22 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 130,981131.0k $3.3m $3.3m 0.02% Added +61.8k +61,758
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 130,169130.2k $3.3m $3.3m 0.00% Reduced -32.0k -31,978
24 BlackRock Inc. 0.00% of their portfolio New York, NY 119,948119.9k $3.0m $3.0m 0.00% Reduced -139.5k -139,510
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 115,224115.2k $2.9m $2.9m 0.00% Reduced -8.7k -8,717
26 Brookfield Corp /ON/ 0.02% of their portfolio TORONTO, A6 109,350109.3k $2.7m $2.7m 0.02% New
27 TAP Consulting, LLC 0.61% of their portfolio KIRKWOOD, MO 102,562102.6k $2.6m $2.6m 0.61% New
28 Mariner, LLC 0.01% of their portfolio Overland Park, KS 88,26388.3k $2.2m $2.2m 0.01% Reduced -8.4k -8,397
29 Compound Planning, Inc. 0.27% of their portfolio NEW YORK, NY 78,14578.1k $2.0m $2.0m 0.27% Added +15.3k +15,314
30 TWIN FOCUS CAPITAL PARTNERS, LLC 0.37% of their portfolio Boston, MA 73,10073.1k $1.8m $1.8m 0.37% Added +41.5k +41,500
31 Axiom Advisory, LLC 1.42% of their portfolio SAN DIEGO, CA 70,27270.3k $1.8m $1.8m 1.42% Added +5.1k +5,053
32 WEALTHSOURCE PARTNERS, LLC 0.11% of their portfolio SAN LUIS OBISPO, CA 69,96770.0k $1.8m $1.8m 0.11% Reduced -19.7k -19,679
33 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 69,88969.9k $1.8m $1.8m 0.01% Added +1.1k +1,080
34 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 68,35268.4k $1.7m $1.7m 0.02% Reduced -1.1k -1,059
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 60,70860.7k $1.5m $1.5m 0.00% Reduced -8.8k -8,821
36 BUCKINGHAM STRATEGIC WEALTH, LLC 0.02% of their portfolio CLAYTON, MO 56,99557.0k $1.4m $1.4m 0.02% Added +49.2k +49,184
37 HANCOCK WHITNEY CORP 0.05% of their portfolio GULFPORT, MS 56,10656.1k $1.4m $1.4m 0.05% Reduced -36.5k -36,518
38 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 53,62153.6k $1.3m $1.3m 0.03% Reduced -9.1k -9,067
39 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 53,09853.1k $1.3m $1.3m 0.01% Added +38.8k +38,782
40 Columbus Macro, LLC 0.48% of their portfolio NEW CASTLE, PA 48,88548.9k $1.2m $1.2m 0.48% Reduced -30.6k -30,565
41 United Community Bank 0.51% of their portfolio GREENVILLE, SC 48,22148.2k $1.2m $1.2m 0.51% Reduced -5.8k -5,825
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,68343.7k $1.1m $1.1m 0.00% New
43 Patton Albertson Miller Group, LLC 0.18% of their portfolio Chattanooga, TN 43,15043.1k $1.1m $1.1m 0.18% Reduced -31.7k -31,695
44 ANCHOR CAPITAL ADVISORS LLC 0.03% of their portfolio Boston, MA 40,81540.8k $1.0m $1.0m 0.03% Reduced -3.8k -3,828
45 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 37,74237.7k $946.2k $946.2k 0.03% Added +3.4k +3,350
46 Pettinga Financial Advisors LLC 0.24% of their portfolio EVANSVILLE, IN 36,37436.4k $911.9k $911.9k 0.24% Added +9.2k +9,244
47 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 35,48935.5k $890.0k $890.0k 0.00% Reduced -1.2k -1,249
48 Anfield Capital Management, LLC 0.42% of their portfolio IRVINE, CA 31,27631.3k $784.1k $784.1k 0.42% Reduced -24.4k -24,384
49 WBI INVESTMENTS, LLC 0.16% of their portfolio RED BANK, NJ 30,90130.9k $774.7k $774.7k 0.16% Reduced -8.5k -8,483
50 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,88528.9k $724.0k $724.0k 0.00% Reduced -6.9k -6,890
51 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.02% of their portfolio MINNEAPOLIS, MN 28,32028.3k $710.0k $710.0k 0.02% Reduced -10.8k -10,819
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 27,80627.8k $697.1k $697.1k 0.00% Added +2.1k +2,113
53 Modera Wealth Management, LLC 0.01% of their portfolio WESTWOOD, NJ 26,04026.0k $652.8k $652.8k 0.01% New
54 WORLD EQUITY GROUP, INC. 0.13% of their portfolio SCHAUMBURG, IL 25,86025.9k $655.8k $655.8k 0.13% Added +4.3k +4,299
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,18825.2k $631.5k $631.5k 0.00% Reduced -102.4k -102,424
56 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 23,26123.3k $583.2k $583.2k 0.00% Reduced -7.8k -7,766
57 Triumph Capital Management 0.23% of their portfolio DENVER, CO 21,27821.3k $533.4k $533.4k 0.23% Added +2.6k +2,592
58 CWM, LLC 0.00% of their portfolio OMAHA, NE 21,13121.1k $530.0k $530.0k 0.00% Reduced -3.6k -3,621
59 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 20,25420.3k $507.8k $507.8k 0.00% Reduced -9.7k -9,653
60 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 20,08420.1k $503.5k $503.5k 0.02% Reduced -2.7k -2,722
61 CLIENT 1ST ADVISORY GROUP, LLC 0.24% of their portfolio DUNEDIN, FL 19,55219.6k $490.2k $490.2k 0.24% Reduced -8.2k -8,246
62 Hubbell Strickland Wealth Management, LLC 0.27% of their portfolio NEW ORLEANS, LA 19,51819.5k $489.3k $489.3k 0.27% Reduced -1.7k -1,658
63 EWG Elevate Inc. 0.19% of their portfolio ROSEVILLE, CA 18,63818.6k $467.3k $467.3k 0.19% Added +2.3k +2,349
64 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 17,87417.9k $448.1k $448.1k 0.00% Reduced -473 -473
65 Prosperity Planning, Inc. 0.16% of their portfolio NORTH KANSAS CITY, MO 17,02317.0k $426.8k $426.8k 0.16% Added +365 +365
66 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,52316.5k $414.2k $414.2k 0.00% Reduced -1.9k -1,872
67 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 15,48615.5k $388.2k $388.2k 0.02% Reduced -270 -270
68 Focus Partners Advisor Solutions, LLC 0.02% of their portfolio SAINT LOUIS, MO 15,18915.2k $380.8k $380.8k 0.02% New
69 Madison Wealth Partners, Inc 0.15% of their portfolio MADISON, WI 14,87514.9k $372.9k $372.9k 0.15% Reduced -52 -52
70 Colony Family Offices, LLC 0.13% of their portfolio CHARLOTTE, NC 14,45314.5k $362.3k $362.3k 0.13% New
71 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,06713.1k $327.0k $327.0k 0.00% Reduced -3.9k -3,904
72 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 12,98613.0k $325.6k $325.6k 0.01% Added +1.5k +1,530
73 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,46612.5k $312.5k $312.5k 0.00% Reduced -747 -747
74 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 12,34112.3k $309.4k $309.4k 0.01% First filing
75 Northwest Capital Management Inc 0.10% of their portfolio Lake Oswego, OR 11,86011.9k $297.3k $297.3k 0.10% Added +68 +68
76 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,75411.8k $295.0k $295.0k 0.01% Reduced -44.1k -44,120
77 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 11,50711.5k $288.5k $288.5k 0.01% Added +1.1k +1,084
78 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 11,31311.3k $283.6k $283.6k 0.01% Unchanged
79 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,29211.3k $283.1k $283.1k 0.00% Added +7.2k +7,192
80 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 11,06211.1k $277.3k $277.3k 0.02% Reduced -13.2k -13,181
81 OVERSEA-CHINESE BANKING Corp Ltd 0.01% of their portfolio SINGAPORE, U0 11,00011.0k $275.8k $275.8k 0.01% Added +3.7k +3,700
82 Disciplined Investments, LLC 0.16% of their portfolio TULSA, OK 10,96511.0k $274.9k $274.9k 0.16% Reduced -5.6k -5,630
83 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 10,93810.9k $274.0k $274.0k 0.00% New
84 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,79110.8k $266.0k $266.0k 0.00% Reduced -163.2k -163,171
85 TNF LLC 0.11% of their portfolio BILLINGS, MT 10,68110.7k $276.5k $276.5k 0.11% Reduced -1.2k -1,158
86 NORTHWEST WEALTH MANAGEMENT, LLC 0.08% of their portfolio SPENCER, IA 10,57510.6k $265.1k $265.1k 0.08% Added +414 +414
87 O'Brien Greene & Co. Inc 0.09% of their portfolio MEDIA, PA 10,31010.3k $258.5k $258.5k 0.09% Unchanged
88 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,05810.1k $252.1k $252.1k 0.00% Reduced -9.4k -9,425
89 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.05% of their portfolio CONCORD, MA 9,8509.8k $246.9k $246.9k 0.05% Added +421 +421
90 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,7629.8k $244.7k $244.7k 0.00% Reduced -4.5k -4,486
91 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 9,3349.3k $234.0k $234.0k 0.01% Reduced -1.7k -1,710
92 CALTON & ASSOCIATES, INC. 0.09% of their portfolio Tampa, FL 9,1599.2k $229.6k $229.6k 0.09% New
93 FCA CORP /TX 0.08% of their portfolio HOUSTON, TX 8,7648.8k $219.7k $219.7k 0.08% New
94 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,6118.6k $215.9k $215.9k 0.00% Reduced -1.4k -1,367
95 NAPATREE CAPITAL LLC 0.22% of their portfolio WESTERLY, RI 8,6048.6k $215.7k $215.7k 0.22% First filing
96 PRIVATE CLIENT SERVICES, LLC 0.17% of their portfolio LOUISVILLE, KY 8,4488.4k $211.8k $211.8k 0.17% First filing
97 BECKER CAPITAL MANAGEMENT INC 0.01% of their portfolio Portland, OR 8,3108.3k $208.3k $208.3k 0.01% Reduced -1.6k -1,585
98 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 8,0108.0k $200.8k $200.8k 0.01% New
99 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,3186.3k $158.0k $158.0k 0.01% Added +200 +200
100 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 4,8374.8k $121.3k $121.3k 0.00% Added +73 +73