Vault-13

ISHARES U S ETF TR COMT

GSCI CMDTY STGY · ETP · CUSIP 46431W853

177 institutional holders -6 vs Q2 2023
18,502,37018.5m shares reported held*
$539.3mreported value*
22 new 32 added 88 reduced 28 sold out net bought ≈ $2.9m (+99.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.15. Options: 1 managers hold calls ($139.9k notional), 1 hold puts ($14.6k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 328Q4 22: 322Q1 23: 216Q2 23: 183Q3 23: 177177Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022328
Q4 2022322
Q1 2023216
Q2 2023183
Q3 2023177

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 159 bought or addedQ4 22: 172 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 257 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 149 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 116 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022159172
Q1 202357257
Q2 202352149
Q3 202354116

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $135.3kQ4 22 puts: $1.7mQ4 22P/C 12.52Q1 23 calls: $18.9kQ1 23 puts: $86.5kQ1 23P/C 4.57Q2 23 calls: $93.5kQ2 23 puts: $57.2kQ2 23P/C 0.61Q3 23 calls: $139.9kQ3 23 puts: $14.6kQ3 23P/C 0.10
Numbers
QuarterCallsPutsP/C
Q4 2022$135.3k$1.7m12.52
Q1 2023$18.9k$86.5k4.57
Q2 2023$93.5k$57.2k0.61
Q3 2023$139.9k$14.6k0.10

Biggest buyers

AMERIPRISE FINANCIAL INC Added +530,189+530.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +290,003+290.0k
RAYMOND JAMES & ASSOCIATES Added +154,072+154.1k
Varma Mutual Pension Insurance Co New +128,980+129.0k
WEALTH ALLIANCE, LLC New +91,814+91.8k
Columbus Macro, LLC New +79,450+79.5k
HANCOCK WHITNEY CORP Added +74,673+74.7k
D.A. DAVIDSON & CO. New +69,411+69.4k
Sumitomo Mitsui Trust Group, Inc. Added +63,510+63.5k
United Community Bank New +54,046+54.0k

Biggest sellers

New York Life Investment Management LLC Reduced -250,586-250.6k
Bank of New York Mellon Corp Sold out -228,518-228.5k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -204,957-205.0k
CreativeOne Wealth, LLC Sold out -85,687-85.7k
CWM, LLC Reduced -84,155-84.2k
Northwest Capital Management Inc Reduced -77,578-77.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -66,431-66.4k
FLOW TRADERS U.S. LLC Sold out -58,239-58.2k
UBS Group AG Reduced -51,486-51.5k
MML INVESTORS SERVICES, LLC Reduced -48,408-48.4k

Biggest calls

CITADEL ADVISORS LLC Added $139.9k4.8k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $14.6k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.06% of their portfolio SAN FRANCISCO, CA 7,175,4407.2m $209.2m $209.2m 0.06% Reduced -205.0k -204,957
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,216,0832.2m $64.6m $64.6m 0.01% Reduced -1.9k -1,850
3 New York Life Investment Management LLC 0.26% of their portfolio New York, NY 832,113832.1k $24.3m $24.3m 0.26% Reduced -250.6k -250,586
4 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 707,712707.7k $20.6m $20.6m 0.01% Reduced -77 -77
5 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 701,194701.2k $20.4m $20.4m 0.03% Reduced -8.8k -8,845
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 680,816680.8k $19.8m $19.8m 0.01% Added +530.2k +530,189
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 478,694478.7k $14.0m $14.0m 0.02% Added +290.0k +290,003
8 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 313,722313.7k $9.1m $9.1m 0.01% Added +63.5k +63,510
9 Evolution Wealth Advisors, LLC 1.81% of their portfolio AVENTURA, FL 278,342278.3k $8.1m $8.1m 1.81% Added +7.5k +7,530
10 BlackRock Inc. 0.00% of their portfolio New York, NY 259,458259.5k $7.6m $7.6m 0.00% Added +13.5k +13,502
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 256,363256.4k $7.5m $7.5m 0.00% Reduced -26.0k -25,957
12 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 250,793250.8k $7.3m $7.3m 0.01% Added +154.1k +154,072
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 229,375229.4k $6.7m $6.7m 0.01% Added +13.6k +13,587
14 Peak Financial Management, Inc. 2.27% of their portfolio WELLESLEY, MA 214,282214.3k $6.2m $6.2m 2.27% Added +9.4k +9,405
15 NWAM LLC 0.53% of their portfolio MERCER ISLAND, WA 180,146180.1k $5.3m $5.3m 0.53% Reduced -4.7k -4,711
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 174,071174.1k $5.1m $5.1m 0.00% Reduced -12.0k -11,956
17 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 173,962174.0k $5.1m $5.1m 0.01% Reduced -5.6k -5,604
18 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 165,671165.7k $4.8m $4.8m 0.03% Added +25.5k +25,542
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 162,147162.1k $4.7m $4.7m 0.00% Reduced -51.5k -51,486
20 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.30% of their portfolio Greenbrae, CA 158,800158.8k $4.6m $4.6m 0.30% Reduced -100 -100
21 Advus Financial Partners, LLC 1.50% of their portfolio WINTER PARK, FL 131,031131.0k $3.8m $3.8m 1.50% Added +4.3k +4,263
22 Varma Mutual Pension Insurance Co 0.05% of their portfolio Varma, H9 128,980129.0k $3.8m $3.8m 0.05% New
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 127,612127.6k $3.7m $3.7m 0.01% Reduced -3.7k -3,702
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 123,941123.9k $3.6m $3.6m 0.00% Reduced -43.5k -43,466
25 Foundations Investment Advisors, LLC 0.09% of their portfolio PHOENIX, AZ 104,020104.0k $3.0m $3.0m 0.09% Added +12.2k +12,163
26 Mariner, LLC 0.01% of their portfolio Overland Park, KS 96,66096.7k $2.8m $2.8m 0.01% Reduced -5.4k -5,448
27 HANCOCK WHITNEY CORP 0.11% of their portfolio GULFPORT, MS 92,62492.6k $2.7m $2.7m 0.11% Added +74.7k +74,673
28 WEALTH ALLIANCE, LLC 0.42% of their portfolio MELLVILLE, NY 91,81491.8k $2.7m $2.7m 0.42% New
29 WEALTHSOURCE PARTNERS, LLC 0.18% of their portfolio SAN LUIS OBISPO, CA 89,64689.6k $2.6m $2.6m 0.18% Added +15 +15
30 Columbus Macro, LLC 0.98% of their portfolio NEW CASTLE, PA 79,45079.5k $2.3m $2.3m 0.98% New
31 Patton Albertson Miller Group, LLC 0.43% of their portfolio Chattanooga, TN 74,84574.8k $2.2m $2.2m 0.43% Reduced -5.5k -5,517
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 69,52969.5k $2.0m $2.0m 0.00% Reduced -20.0k -19,987
33 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 69,41169.4k $2.0m $2.0m 0.02% New
34 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 69,22369.2k $2.0m $2.0m 0.01% Reduced -48.4k -48,408
35 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 68,80968.8k $2.0m $2.0m 0.02% Added +1.2k +1,162
36 Axiom Advisory, LLC 1.71% of their portfolio SAN DIEGO, CA 65,21965.2k $1.9m $1.9m 1.71% Added +2.9k +2,910
37 Compound Planning, Inc. 0.61% of their portfolio NEW YORK, NY 62,83162.8k $1.8m $1.8m 0.61% Added +27.7k +27,705
38 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 62,68862.7k $1.8m $1.8m 0.04% Added +4.1k +4,128
39 WEDBUSH SECURITIES INC 0.08% of their portfolio PASADENA, CA 55,87455.9k $1.6m $1.6m 0.08% Added +44.3k +44,339
40 Anfield Capital Management, LLC 0.77% of their portfolio IRVINE, CA 55,66055.7k $1.6m $1.6m 0.77% Reduced -576 -576
41 United Community Bank 0.77% of their portfolio GREENVILLE, SC 54,04654.0k $1.6m $1.6m 0.77% New
42 ANCHOR CAPITAL ADVISORS LLC 0.04% of their portfolio Boston, MA 44,64344.6k $1.3m $1.3m 0.04% Added +9.0k +8,990
43 WBI INVESTMENTS, LLC 0.23% of their portfolio RED BANK, NJ 39,38439.4k $1.1m $1.1m 0.23% Reduced -425 -425
44 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.03% of their portfolio MINNEAPOLIS, MN 39,13939.1k $1.1m $1.1m 0.03% Reduced -30.3k -30,288
45 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 36,73836.7k $1.1m $1.1m 0.00% Reduced -3.2k -3,223
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 35,77535.8k $1.0m $1.0m 0.00% Reduced -5.5k -5,476
47 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.04% of their portfolio Seattle, WA 34,39234.4k $1.0m $1.0m 0.04% Added +7.8k +7,766
48 TWIN FOCUS CAPITAL PARTNERS, LLC 0.21% of their portfolio Boston, MA 31,60031.6k $921.1k $921.1k 0.21% New
49 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 31,02731.0k $904.4k $904.4k 0.00% Reduced -13.8k -13,751
50 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 29,90729.9k $871.8k $871.8k 0.01% Reduced -11.3k -11,271
51 CLIENT 1ST ADVISORY GROUP, LLC 0.43% of their portfolio DUNEDIN, FL 27,79827.8k $810.3k $810.3k 0.43% Reduced -17.0k -16,979
52 Pettinga Financial Advisors LLC 0.24% of their portfolio EVANSVILLE, IN 27,13027.1k $790.8k $790.8k 0.24% New
53 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 25,69325.7k $749.0k $749.0k 0.00% Reduced -2.9k -2,899
54 CWM, LLC 0.00% of their portfolio OMAHA, NE 24,75224.8k $722.0k $722.0k 0.00% Reduced -84.2k -84,155
55 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 24,24324.2k $706.7k $706.7k 0.03% Reduced -4.8k -4,813
56 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 22,80622.8k $664.8k $664.8k 0.02% Reduced -1.6k -1,580
57 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 22,50022.5k $656.0k $656.0k 0.00% Reduced -1.2k -1,200
58 Topel & Distasi Wealth Management, LLC 0.34% of their portfolio BERKELEY, CA 22,34722.3k $651.4k $651.4k 0.34% Unchanged
59 WORLD EQUITY GROUP, INC. 0.13% of their portfolio SCHAUMBURG, IL 21,56121.6k $627.3k $627.3k 0.13% Added +147 +147
60 Hubbell Strickland Wealth Management, LLC 0.37% of their portfolio NEW ORLEANS, LA 21,17621.2k $617.3k $617.3k 0.37% Reduced -695 -695
61 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 19,48319.5k $567.9k $567.9k 0.01% Added +811 +811
62 Triumph Capital Management 0.25% of their portfolio DENVER, CO 18,68618.7k $544.7k $544.7k 0.25% Reduced -464 -464
63 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,39518.4k $536.2k $536.2k 0.00% Added +4.5k +4,515
64 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 18,34718.3k $534.8k $534.8k 0.00% Reduced -350 -350
65 MA Private Wealth 0.12% of their portfolio SAN CARLOS, CA 17,27317.3k $503.5k $503.5k 0.12% Reduced -41.0k -40,951
66 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 16,97117.0k $495.0k $495.0k 0.00% Reduced -3.5k -3,535
67 Prosperity Planning, Inc. 0.20% of their portfolio NORTH KANSAS CITY, MO 16,65816.7k $485.6k $485.6k 0.20% Reduced -341 -341
68 Disciplined Investments, LLC 0.29% of their portfolio TULSA, OK 16,59516.6k $483.7k $483.7k 0.29% Reduced -437 -437
69 EWG Elevate Inc. 0.21% of their portfolio ROSEVILLE, CA 16,28916.3k $474.8k $474.8k 0.21% Added +4.0k +3,956
70 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 15,75615.8k $459.3k $459.3k 0.03% Reduced -9.7k -9,748
71 Madison Wealth Partners, Inc 0.22% of their portfolio MADISON, WI 14,92714.9k $435.1k $435.1k 0.22% Unchanged
72 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 14,31614.3k $417.3k $417.3k 0.00% Reduced -6.5k -6,517
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,24814.2k $415.3k $415.3k 0.00% Reduced -106 -106
74 Keebeck Wealth Management 0.07% of their portfolio Chicago, IL 13,38513.4k $390.2k $390.2k 0.07% Reduced -860 -860
75 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 13,21313.2k $385.2k $385.2k 0.00% Added +826 +826
76 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 12,49712.5k $364.3k $364.3k 0.00% Reduced -131 -131
77 TNF LLC 0.16% of their portfolio BILLINGS, MT 11,83911.8k $347.7k $347.7k 0.16% Reduced -4.9k -4,903
78 Northwest Capital Management Inc 0.13% of their portfolio Lake Oswego, OR 11,79211.8k $343.7k $343.7k 0.13% Reduced -77.6k -77,578
79 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 11,45611.5k $334.0k $334.0k 0.01% Reduced -5.1k -5,090
80 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 11,31311.3k $329.8k $329.8k 0.01% Reduced -10.0k -10,024
81 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 11,27111.3k $328.6k $328.6k 0.01% Reduced -6.7k -6,720
82 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 11,04411.0k $321.9k $321.9k 0.01% Reduced -2.4k -2,432
83 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 10,42310.4k $303.8k $303.8k 0.01% Reduced -549 -549
84 O'Brien Greene & Co. Inc 0.11% of their portfolio MEDIA, PA 10,31010.3k $300.5k $300.5k 0.11% Added +1.1k +1,150
85 NORTHWEST WEALTH MANAGEMENT, LLC 0.11% of their portfolio SPENCER, IA 10,16110.2k $296.2k $296.2k 0.11% Reduced -44 -44
86 Certus Wealth Management, LLC 0.28% of their portfolio SAN CARLOS, CA 10,01810.0k $292.0k $292.0k 0.28% Reduced -20.4k -20,393
87 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,97810.0k $290.9k $290.9k 0.00% Reduced -145 -145
88 BECKER CAPITAL MANAGEMENT INC 0.01% of their portfolio Portland, OR 9,8959.9k $288.4k $288.4k 0.01% Unchanged
89 Well Done, LLC 0.06% of their portfolio HOLLAND, MI 9,8869.9k $288.2k $288.2k 0.06% Reduced -189 -189
90 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.07% of their portfolio CONCORD, MA 9,4299.4k $274.9k $274.9k 0.07% Reduced -107 -107
91 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8,8598.9k $258.2k $258.2k 0.00% Unchanged
92 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 8,4978.5k $247.7k $247.7k 0.02% Reduced -197 -197
93 Almanack Investment Partners, LLC. 0.05% of their portfolio WAYNE, PA 8,4628.5k $246.7k $246.7k 0.05% New
94 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 7,8117.8k $227.7k $227.7k 0.00% Reduced -347 -347
95 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 7,5037.5k $222.3k $222.3k 0.03% Reduced -2.2k -2,156
96 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 7,3367.3k $213.8k $213.8k 0.00% Reduced -5.5k -5,487
97 OVERSEA-CHINESE BANKING Corp Ltd 0.01% of their portfolio SINGAPORE, U0 7,3007.3k $212.8k $212.8k 0.01% New
98 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 7,2397.2k $211.0k $211.0k 0.00% Reduced -615 -615
99 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,1186.1k $170.4k $170.4k 0.01% Reduced -15 -15
100 Grove Bank & Trust 0.04% of their portfolio Miami, FL 5,9155.9k $172.4k $172.4k 0.04% Unchanged