Vault-13

ISHARES U S ETF TR COMT

GSCI CMDTY STGY · ETP · CUSIP 46431W853

183 institutional holders -33 vs Q1 2023
18,477,03618.5m shares reported held*
$481.3mreported value*
11 new 41 added 102 reduced 47 sold out net sold ≈ $41.5m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.05. Options: 1 managers hold calls ($93.5k notional), 1 hold puts ($57.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 328Q4 22: 322Q1 23: 216Q2 23: 183183Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022328
Q4 2022322
Q1 2023216
Q2 2023183

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 159 bought or addedQ4 22: 172 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 257 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 149 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022159172
Q1 202357257
Q2 202352149

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $725.0kQ3 22 puts: $1.2mQ3 22P/C 1.70Q4 22 calls: $135.3kQ4 22 puts: $1.7mQ4 22P/C 12.52Q1 23 calls: $18.9kQ1 23 puts: $86.5kQ1 23P/C 4.57Q2 23 calls: $93.5kQ2 23 puts: $57.2kQ2 23P/C 0.61
Numbers
QuarterCallsPutsP/C
Q3 2022$725.0k$1.2m1.70
Q4 2022$135.3k$1.7m12.52
Q1 2023$18.9k$86.5k4.57
Q2 2023$93.5k$57.2k0.61

Biggest buyers

New York Life Investment Management LLC Added +1,045,961+1.0m
FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC Added +94,125+94.1k
Foundations Investment Advisors, LLC New +91,857+91.9k
CWM, LLC Added +85,111+85.1k
NWAM LLC Added +68,203+68.2k
CreativeOne Wealth, LLC Added +65,594+65.6k
Kestra Advisory Services, LLC Added +39,139+39.1k
Cerity Partners LLC Added +25,163+25.2k
FLOW TRADERS U.S. LLC Added +23,620+23.6k
First National Bank of South Miami Added +13,184+13.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -765,963-766.0k
Sumitomo Mitsui Trust Group, Inc. Reduced -216,508-216.5k
MORGAN STANLEY Reduced -188,037-188.0k
OSAIC HOLDINGS, INC. Reduced -178,441-178.4k
JANE STREET GROUP, LLC Reduced -118,984-119.0k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -111,208-111.2k
PALLADIEM, LLC Sold out -100,278-100.3k
AMERIPRISE FINANCIAL INC Reduced -80,942-80.9k
Blue Trust, Inc. Reduced -77,366-77.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -76,692-76.7k

Biggest calls

CITADEL ADVISORS LLC Added $93.5k3.6k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $57.2k2.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.05% of their portfolio SAN FRANCISCO, CA 7,380,3977.4m $191.7m $191.7m 0.05% Reduced -111.2k -111,208
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,217,9332.2m $57.6m $57.6m 0.01% Reduced -766.0k -765,963
3 New York Life Investment Management LLC 0.29% of their portfolio New York, NY 1,082,6991.1m $28.1m $28.1m 0.29% Added +1.0m +1,045,961
4 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 710,039710.0k $18.4m $18.4m 0.03% Reduced -119.0k -118,984
5 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 707,789707.8k $18.4m $18.4m 0.01% Reduced -76 -76
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 282,320282.3k $7.3m $7.3m 0.00% Reduced -188.0k -188,037
7 Evolution Wealth Advisors, LLC 1.55% of their portfolio AVENTURA, FL 270,812270.8k $7.0m $7.0m 1.55% Added +8.0k +7,961
8 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 250,212250.2k $6.5m $6.5m 0.01% Reduced -216.5k -216,508
9 BlackRock Inc. 0.00% of their portfolio New York, NY 245,956246.0k $6.4m $6.4m 0.00% Added +1.7k +1,725
10 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 228,518228.5k $5.9m $5.9m 0.00% Reduced -13.2k -13,203
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 215,788215.8k $5.6m $5.6m 0.01% Reduced -178.4k -178,441
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 213,633213.6k $5.6m $5.6m 0.00% Reduced -37.5k -37,453
13 Peak Financial Management, Inc. 1.90% of their portfolio WELLESLEY, MA 204,877204.9k $5.3m $5.3m 1.90% Added +10.4k +10,445
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 188,691188.7k $4.9m $4.9m 0.01% Reduced -76.7k -76,692
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 186,027186.0k $4.8m $4.8m 0.00% Reduced -30.2k -30,159
16 NWAM LLC 0.39% of their portfolio MERCER ISLAND, WA 184,857184.9k $4.8m $4.8m 0.39% Added +68.2k +68,203
17 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 179,566179.6k $4.6m $4.6m 0.01% Reduced -10.5k -10,506
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 167,407167.4k $4.3m $4.3m 0.00% Reduced -47.9k -47,918
19 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.26% of their portfolio Greenbrae, CA 158,900158.9k $4.1m $4.1m 0.26% Added +94.1k +94,125
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 150,627150.6k $3.9m $3.9m 0.00% Reduced -80.9k -80,942
21 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 140,129140.1k $3.6m $3.6m 0.02% Added +2.8k +2,770
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 131,314131.3k $3.4m $3.4m 0.00% Added +8.7k +8,711
23 Advus Financial Partners, LLC 1.27% of their portfolio WINTER PARK, FL 126,768126.8k $3.3m $3.3m 1.27% Added +10.1k +10,130
24 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 117,631117.6k $3.1m $3.1m 0.02% Reduced -69.8k -69,779
25 CWM, LLC 0.02% of their portfolio OMAHA, NE 108,907108.9k $2.8m $2.8m 0.02% Added +85.1k +85,111
26 Mariner, LLC 0.01% of their portfolio Overland Park, KS 102,108102.1k $2.7m $2.7m 0.01% Reduced -49.4k -49,432
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 96,72196.7k $2.5m $2.5m 0.00% Added +531 +531
28 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 91,85791.9k $2.4m $2.4m 0.08% New
29 WEALTHSOURCE PARTNERS, LLC 0.15% of their portfolio SAN LUIS OBISPO, CA 89,63189.6k $2.3m $2.3m 0.15% Reduced -1.1k -1,070
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 89,51689.5k $2.3m $2.3m 0.00% Reduced -27.3k -27,315
31 Northwest Capital Management Inc 0.97% of their portfolio Lake Oswego, OR 89,37089.4k $2.3m $2.3m 0.97% Reduced -7.3k -7,262
32 CreativeOne Wealth, LLC 0.09% of their portfolio OVERLAND PARK, KS 85,68785.7k $3.5m $3.5m 0.09% Added +65.6k +65,594
33 Patton Albertson Miller Group, LLC 0.40% of their portfolio Chattanooga, TN 80,36280.4k $2.1m $2.1m 0.40% Reduced -40.7k -40,692
34 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.05% of their portfolio MINNEAPOLIS, MN 69,42769.4k $1.8m $1.8m 0.05% Reduced -14.5k -14,451
35 First National Bank of South Miami 1.42% of their portfolio SOUTH MIAMI, FL 68,07368.1k $1.8m $1.8m 1.42% Added +13.2k +13,184
36 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 67,64767.6k $1.8m $1.8m 0.02% Added +39.1k +39,139
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 66,43166.4k $1.7m $1.7m 0.00% Reduced -71.9k -71,873
38 Axiom Advisory, LLC 1.43% of their portfolio SAN DIEGO, CA 62,30962.3k $1.6m $1.6m 1.43% Added +1.2k +1,177
39 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 58,56058.6k $1.6m $1.6m 0.03% Reduced -427 -427
40 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 58,23958.2k $1.5m $1.5m 0.07% Added +23.6k +23,620
41 MA Private Wealth 0.35% of their portfolio SAN CARLOS, CA 58,22458.2k $1.5m $1.5m 0.35% Reduced -1.3k -1,328
42 Anfield Capital Management, LLC 0.64% of their portfolio IRVINE, CA 56,23656.2k $1.5m $1.5m 0.64% Added +5.4k +5,376
43 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 44,77844.8k $1.2m $1.2m 0.00% Added +25.2k +25,163
44 CLIENT 1ST ADVISORY GROUP, LLC 0.61% of their portfolio DUNEDIN, FL 44,77744.8k $1.2m $1.2m 0.61% Reduced -17.2k -17,200
45 Stratos Wealth Advisors, LLC 0.08% of their portfolio BEACHWOOD, OH 44,27344.3k $1.2m $1.2m 0.08% Reduced -9.0k -8,971
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 41,25141.3k $1.1m $1.1m 0.00% Reduced -24.8k -24,774
47 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 41,17841.2k $1.1m $1.1m 0.01% Reduced -6.7k -6,711
48 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 39,96140.0k $1.0m $1.0m 0.00% Reduced -6.7k -6,703
49 WBI INVESTMENTS, LLC 0.19% of their portfolio RED BANK, NJ 39,80939.8k $1.0m $1.0m 0.19% Reduced -2.9k -2,920
50 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 35,98936.0k $971.8k $971.8k 0.01% Reduced -3.3k -3,252
51 ANCHOR CAPITAL ADVISORS LLC 0.02% of their portfolio Boston, MA 35,65335.7k $926.3k $926.3k 0.02% Added +290 +290
52 Compound Planning, Inc. 0.42% of their portfolio NEW YORK, NY 35,12635.1k $912.6k $912.6k 0.42% Reduced -986 -986
53 Certus Wealth Management, LLC 0.78% of their portfolio SAN CARLOS, CA 30,41130.4k $790.1k $790.1k 0.78% First filing
54 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 29,05629.1k $754.9k $754.9k 0.03% Reduced -2.9k -2,906
55 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 28,59228.6k $742.8k $742.8k 0.00% Reduced -334 -334
56 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 26,62626.6k $691.7k $691.7k 0.03% Added +8.2k +8,209
57 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 25,50425.5k $662.6k $662.6k 0.05% Added +6.1k +6,081
58 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 24,38624.4k $633.5k $633.5k 0.02% Reduced -2.4k -2,358
59 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 23,70023.7k $616.0k $616.0k 0.00% Reduced -18.7k -18,700
60 Topel & Distasi Wealth Management, LLC 0.29% of their portfolio BERKELEY, CA 22,34722.3k $580.6k $580.6k 0.29% Unchanged
61 Hubbell Strickland Wealth Management, LLC 0.33% of their portfolio NEW ORLEANS, LA 21,87121.9k $568.2k $568.2k 0.33% Reduced -123 -123
62 WORLD EQUITY GROUP, INC. 0.16% of their portfolio SCHAUMBURG, IL 21,41421.4k $556.3k $556.3k 0.16% Reduced -22.4k -22,445
63 TWO SIGMA SECURITIES, LLC 0.05% of their portfolio NEW YORK, NY 21,36321.4k $555.0k $555.0k 0.05% Added +1.9k +1,850
64 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 21,33721.3k $554.3k $554.3k 0.03% Added +10.0k +9,966
65 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 20,83320.8k $541.3k $541.3k 0.01% Reduced -61 -61
66 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,50620.5k $533.0k $533.0k 0.00% Reduced -12.4k -12,442
67 Triumph Capital Management 0.23% of their portfolio DENVER, CO 19,15019.1k $497.5k $497.5k 0.23% Reduced -116 -116
68 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 18,69718.7k $485.7k $485.7k 0.00% Added +2.1k +2,127
69 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 18,67218.7k $485.1k $485.1k 0.01% Reduced -25.3k -25,346
70 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,99118.0k $467.4k $467.4k 0.01% Reduced -2.8k -2,808
71 HANCOCK WHITNEY CORP 0.02% of their portfolio GULFPORT, MS 17,95118.0k $466.0k $466.0k 0.02% Reduced -9.9k -9,876
72 Disciplined Investments, LLC 0.24% of their portfolio TULSA, OK 17,03217.0k $442.5k $442.5k 0.24% Reduced -26.0k -25,952
73 Prosperity Planning, Inc. 0.18% of their portfolio NORTH KANSAS CITY, MO 16,99917.0k $441.6k $441.6k 0.18% Added +747 +747
74 TNF LLC 0.19% of their portfolio BILLINGS, MT 16,74216.7k $435.0k $435.0k 0.19% Reduced -466 -466
75 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 16,54616.5k $429.9k $429.9k 0.01% Reduced -5.2k -5,208
76 Madison Wealth Partners, Inc 0.18% of their portfolio MADISON, WI 14,92714.9k $387.8k $387.8k 0.18% Reduced -261 -261
77 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,35414.4k $372.9k $372.9k 0.00% Reduced -29.9k -29,871
78 Keebeck Wealth Management 0.05% of their portfolio Chicago, IL 14,24514.2k $370.1k $370.1k 0.05% Reduced -674 -674
79 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,02614.0k $364.0k $364.0k 0.00% Added +2.4k +2,353
80 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,88013.9k $360.6k $360.6k 0.00% Reduced -1.1k -1,083
81 Modera Wealth Management, LLC 0.01% of their portfolio WESTWOOD, NJ 13,69713.7k $355.8k $355.8k 0.01% Added +1.7k +1,663
82 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 13,47613.5k $350.1k $350.1k 0.01% Added +5.2k +5,189
83 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 12,82312.8k $333.2k $333.2k 0.01% Reduced -22.7k -22,705
84 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 12,62812.6k $328.1k $328.1k 0.00% First filing
85 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,38712.4k $321.8k $321.8k 0.00% Reduced -135 -135
86 EWG Elevate Inc. 0.13% of their portfolio ROSEVILLE, CA 12,33312.3k $320.4k $320.4k 0.13% Added +1.5k +1,496
87 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,53511.5k $300.0k $300.0k 0.01% Added +3.1k +3,078
88 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,50111.5k $298.8k $298.8k 0.00% Reduced -1.3k -1,336
89 Wealth Advisory Solutions, LLC 0.08% of their portfolio ZIONSVILLE, IN 11,22111.2k $291.5k $291.5k 0.08% Unchanged
90 Scarborough Advisors, LLC 0.07% of their portfolio ANNAPOLIS, MD 10,98911.0k $285.5k $285.5k 0.07% Reduced -2.8k -2,834
91 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 10,97211.0k $285.1k $285.1k 0.01% New
92 NORTHWEST WEALTH MANAGEMENT, LLC 0.10% of their portfolio SPENCER, IA 10,20510.2k $265.1k $265.1k 0.10% Added +2.1k +2,102
93 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,12310.1k $263.0k $263.0k 0.00% Reduced -8.0k -7,955
94 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 10,08110.1k $261.9k $261.9k 0.01% Added +2.3k +2,325
95 Well Done, LLC 0.06% of their portfolio HOLLAND, MI 10,07510.1k $261.7k $261.7k 0.06% Reduced -604 -604
96 BECKER CAPITAL MANAGEMENT INC 0.01% of their portfolio Portland, OR 9,8959.9k $257.1k $257.1k 0.01% Reduced -17.7k -17,665
97 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 9,6599.7k $251.4k $251.4k 0.03% Reduced -1.3k -1,260
98 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.06% of their portfolio CONCORD, MA 9,5369.5k $247.7k $247.7k 0.06% Reduced -892 -892
99 O'Brien Greene & Co. Inc 0.08% of their portfolio MEDIA, PA 9,1609.2k $238.0k $238.0k 0.08% Unchanged
100 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 9,1149.1k $236.8k $236.8k 0.00% New