Vault-13

ISHARES U S ETF TR COMT

GSCI CMDTY STGY · ETP · CUSIP 46431W853

322 institutional holders -6 vs Q3 2022
50,804,92850.8m shares reported held*
$1.4bnreported value*
32 new 127 added 119 reduced 53 sold out net sold ≈ $42.3m (-6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.22. Options: 1 managers hold calls ($135.3k notional), 3 hold puts ($1.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 328Q4 22: 322322Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022328
Q4 2022322

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $725.0kQ3 22 puts: $1.2mQ3 22P/C 1.70Q4 22 calls: $135.3kQ4 22 puts: $1.7mQ4 22P/C 12.52
Numbers
QuarterCallsPutsP/C
Q3 2022$725.0k$1.2m1.70
Q4 2022$135.3k$1.7m12.52

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +1,246,474+1.2m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +522,719+522.7k
BlackRock Inc. Added +480,994+481.0k
LPL Financial LLC Added +292,256+292.3k
Sumitomo Mitsui Trust Group, Inc. Added +243,490+243.5k
Cetera Investment Advisers Added +236,296+236.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +191,626+191.6k
Mariner, LLC Added +166,598+166.6k
ALLIANCEBERNSTEIN L.P. Added +164,853+164.9k
Janney Montgomery Scott LLC Added +141,977+142.0k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -4,490,049-4.5m
CITIGROUP INC Reduced -1,275,537-1.3m
HAWK RIDGE CAPITAL MANAGEMENT LP Sold out -1,060,800-1.1m
BANK OF AMERICA CORP /DE/ Reduced -742,454-742.5k
UBS Group AG Reduced -344,266-344.3k
NEW YORK STATE COMMON RETIREMENT FUND Sold out -237,061-237.1k
Evolution Wealth Advisors, LLC Reduced -205,973-206.0k
SEI INVESTMENTS CO Sold out -201,710-201.7k
AMERIPRISE FINANCIAL INC Reduced -183,303-183.3k
NEUBERGER BERMAN GROUP LLC Sold out -155,668-155.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $135.3k4.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.5m53.1k shares
CITADEL ADVISORS LLC Reduced $140.9k5.0k shares
Caption Management, LLC Unchanged $56.4k2.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.14% of their portfolio Berwyn, PA 9,456,5669.5m $266.6m $266.6m 0.14% Added +1.2m +1,246,474
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.08% of their portfolio SAN FRANCISCO, CA 9,197,3079.2m $259.3m $259.3m 0.08% Added +522.7k +522,719
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,539,0003.5m $99.8m $99.8m 0.01% Reduced -742.5k -742,454
4 BlackRock Inc. 0.00% of their portfolio New York, NY 2,609,9972.6m $73.6m $73.6m 0.00% Added +481.0k +480,994
5 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,189,0762.2m $61.7m $61.7m 0.05% Added +292.3k +292,256
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,688,4101.7m $47.6m $47.6m 0.01% Reduced -81.0k -81,022
7 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,264,5391.3m $35.7m $35.7m 0.07% Added +81.5k +81,514
8 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.27% of their portfolio MINNEAPOLIS, MN 1,208,8201.2m $34.1m $34.1m 1.27% Added +12.6k +12,617
9 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 894,900894.9k $25.2m $25.2m 0.05% Reduced -72.1k -72,114
10 PARK AVENUE SECURITIES LLC 0.40% of their portfolio NEW YORK, NY 802,650802.6k $22.6m $22.6m 0.40% Added +38.9k +38,865
11 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 779,357779.4k $22.0m $22.0m 0.14% Added +62.0k +61,970
12 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 707,766707.8k $20.0m $20.0m 0.01% Added +164.9k +164,853
13 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 632,830632.8k $17.8m $17.8m 0.01% Added +243.5k +243,490
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 606,397606.4k $17.1m $17.1m 0.01% Reduced -344.3k -344,266
15 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 596,142596.1k $16.8m $16.8m 0.07% Added +142.0k +141,977
16 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 555,265555.3k $15.7m $15.7m 0.04% Reduced -4.8k -4,756
17 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 540,903540.9k $15.2m $15.2m 0.00% Added +16.6k +16,554
18 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 509,123509.1k $14.4m $14.4m 0.10% Reduced -19.8k -19,844
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 471,251471.3k $13.3m $13.3m 0.00% Reduced -183.3k -183,303
20 Mariner, LLC 0.04% of their portfolio Overland Park, KS 450,101450.1k $12.7m $12.7m 0.04% Added +166.6k +166,598
21 MCMORGAN & CO LLC 2.45% of their portfolio SAN FRANCISCO, CA 405,493405.5k $11.4m $11.4m 2.45% Added +97.1k +97,113
22 Scarborough Advisors, LLC 2.36% of their portfolio ANNAPOLIS, MD 312,625312.6k $8.8m $8.8m 2.36% Added +90.3k +90,324
23 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 288,621288.6k $8.1m $8.1m 0.08% Added +236.3k +236,296
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 274,853274.9k $7.7m $7.7m 0.01% Added +42.6k +42,646
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 256,098256.1k $7.2m $7.2m 0.01% Added +191.6k +191,626
26 WEALTHSOURCE PARTNERS, LLC 0.50% of their portfolio SAN LUIS OBISPO, CA 251,280251.3k $7.1m $7.1m 0.50% Reduced -3.5k -3,464
27 Evolution Wealth Advisors, LLC 1.71% of their portfolio AVENTURA, FL 240,199240.2k $6.8m $6.8m 1.71% Reduced -206.0k -205,973
28 Foundations Investment Advisors, LLC 0.26% of their portfolio PHOENIX, AZ 230,743230.7k $6.5m $6.5m 0.26% Reduced -71.7k -71,740
29 Pettinga Financial Advisors LLC 2.07% of their portfolio EVANSVILLE, IN 224,870224.9k $6.3m $6.3m 2.07% Reduced -23.0k -22,963
30 JB Capital LLC 0.61% of their portfolio WETHERSFIELD, CT 219,662219.7k $6.2m $6.2m 0.61% Added +42.7k +42,709
31 NWAM LLC 0.55% of their portfolio MERCER ISLAND, WA 218,244218.2k $6.2m $6.2m 0.55% Added +6.8k +6,777
32 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 213,264213.3k $6.0m $6.0m 0.10% Added +9.5k +9,527
33 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 209,791209.8k $5.9m $5.9m 0.05% Added +23.4k +23,368
34 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 204,157204.2k $5.7m $5.7m 0.01% Added +41.6k +41,586
35 Northwest Capital Management Inc 3.06% of their portfolio Lake Oswego, OR 204,079204.1k $5.8m $5.8m 3.06% Reduced -13.8k -13,766
36 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 184,095184.1k $5.2m $5.2m 0.05% Added +52.0k +52,012
37 Peak Financial Management, Inc. 1.97% of their portfolio WELLESLEY, MA 177,336177.3k $5.0m $5.0m 1.97% Added +3.6k +3,583
38 CreativeOne Wealth, LLC 0.27% of their portfolio OVERLAND PARK, KS 171,687171.7k $4.8m $4.8m 0.27% Reduced -1.5k -1,511
39 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 171,540171.5k $4.8m $4.8m 0.03% Reduced -6.8k -6,813
40 Integrated Wealth Concepts LLC 0.11% of their portfolio WALTHAM, MA 143,720143.7k $4.1m $4.1m 0.11% Reduced -70.1k -70,082
41 GRIES FINANCIAL LLC 1.33% of their portfolio Cleveland, OH 141,624141.6k $4.0m $4.0m 1.33% Reduced -27.6k -27,580
42 Patton Albertson Miller Group, LLC 0.68% of their portfolio Chattanooga, TN 131,365131.4k $3.7m $3.7m 0.68% Reduced -74.5k -74,512
43 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.24% of their portfolio Greenbrae, CA 125,989126.0k $3.6m $3.6m 0.24% Added +44.6k +44,650
44 Horst & Graben Wealth Management LLC 0.91% of their portfolio PORTLAND, OR 124,038124.0k $3.5m $3.5m 0.91% Added +31.1k +31,068
45 CFS Investment Advisory Services, LLC 0.77% of their portfolio TOTOWA, NJ 120,257120.3k $3.4m $3.4m 0.77% Reduced -4.5m -4,490,049
46 Modera Wealth Management, LLC 0.13% of their portfolio WESTWOOD, NJ 115,834115.8k $3.3m $3.3m 0.13% Reduced -12.1k -12,056
47 Mountain Capital Investment Advisors Inc. 1.32% of their portfolio WESTMINSTER, CO 107,230107.2k $2.9m $2.9m 1.32% Reduced -2.7k -2,673
48 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 0.87% of their portfolio INDIANAPOLIS, IN 106,064106.1k $3.0m $3.0m 0.87% Reduced -2.2k -2,242
49 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 104,574104.6k $2.9m $2.9m 0.06% Added +18.2k +18,250
50 MA Private Wealth 0.70% of their portfolio SAN CARLOS, CA 103,397103.4k $2.9m $2.9m 0.70% Reduced -34.2k -34,195
51 PALLADIEM, LLC 3.02% of their portfolio BRYN MAWR, PA 103,263103.3k $2.9m $2.9m 3.02% Added +1.6k +1,581
52 Security Financial Services, INC. 0.87% of their portfolio Fort Wayne, IN 99,02199.0k $2.8m $2.8m 0.87% Reduced -158 -158
53 Asset Dedication, LLC 0.28% of their portfolio SAN FRANCISCO, CA 98,78698.8k $2.8m $2.8m 0.28% Added +7.5k +7,481
54 Blue Edge Capital, LLC 0.61% of their portfolio RICHMOND, VA 95,51195.5k $2.7m $2.7m 0.61% Reduced -2.5k -2,493
55 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 94,69494.7k $2.7m $2.7m 0.00% Added +42.2k +42,153
56 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 93,56893.6k $2.5m $2.5m 0.05% Reduced -39.7k -39,690
57 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 92,28092.3k $2.6m $2.6m 0.05% Added +56.2k +56,206
58 Stokes Family Office, LLC 0.32% of their portfolio NEW ORLEANS, LA 89,13589.1k $2.5m $2.5m 0.32% Added +3.0k +3,002
59 High Falls Advisors, Inc 0.77% of their portfolio ROCHESTER, NY 87,71687.7k $2.5m $2.5m 0.77% Added +15.0k +15,029
60 Blue Trust, Inc. 0.05% of their portfolio BRENTWOOD, TN 85,20085.2k $3.0m $3.0m 0.05% Reduced -3.9k -3,940
61 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 84,78584.8k $2.4m $2.4m 0.00% Added +26.2k +26,205
62 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 82,67282.7k $2.3m $2.3m 0.00% Added +36.9k +36,872
63 Perigon Wealth Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 82,02682.0k $2.3m $2.3m 0.07% Added +43.5k +43,534
64 Advus Financial Partners, LLC 1.00% of their portfolio WINTER PARK, FL 81,08281.1k $2.3m $2.3m 1.00% Reduced -4.3k -4,272
65 Icon Wealth Advisors, LLC 0.26% of their portfolio HOUSTON, TX 80,19380.2k $2.3m $2.3m 0.26% Added +3.4k +3,369
66 CLIENT 1ST ADVISORY GROUP, LLC 1.30% of their portfolio DUNEDIN, FL 78,59278.6k $2.2m $2.2m 1.30% Reduced -10.6k -10,596
67 Meridian Wealth Partners, LLC 0.47% of their portfolio EXTON, PA 72,06772.1k $2.0m $2.0m 0.47% Added +4.9k +4,895
68 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 71,88871.9k $2.0m $2.0m 0.03% Added +31.8k +31,812
69 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 71,87471.9k $2.0m $2.0m 0.00% Unchanged
70 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 69,04669.0k $1.9m $1.9m 0.09% Added +59.1k +59,116
71 Kelly Financial Services LLC 1.00% of their portfolio BRAINTREE, MA 67,55067.5k $1.9m $1.9m 1.00% Added +6.1k +6,123
72 Day & Ennis, LLC 0.72% of their portfolio MACON, GA 65,60765.6k $1.8m $1.8m 0.72% Reduced -15.8k -15,849
73 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 65,56765.6k $1.8m $1.8m 0.00% Added +7.6k +7,585
74 Procyon Advisors, LLC 0.34% of their portfolio SHELTON, CT 65,14265.1k $1.8m $1.8m 0.34% Reduced -22.2k -22,243
75 Austin Private Wealth, LLC 0.32% of their portfolio Austin, TX 65,05465.1k $1.8m $1.8m 0.32% Added +8.9k +8,902
76 SteelPeak Wealth, LLC 0.13% of their portfolio WOODLAND HILLS, CA 64,15064.2k $1.8m $1.8m 0.13% Added +3.2k +3,179
77 Van Hulzen Asset Management, LLC 0.20% of their portfolio EL DORADO HILLS, CA 62,34762.3k $1.8m $1.8m 0.20% Reduced -1.1k -1,146
78 Axiom Advisory, LLC 1.86% of their portfolio SAN DIEGO, CA 62,22662.2k $1.8m $1.8m 1.86% Added +11.0k +10,968
79 Hedeker Wealth, LLC 0.64% of their portfolio Lincolnshire, IL 60,99561.0k $1.7m $1.7m 0.64% Reduced -52.3k -52,324
80 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 60,70960.7k $1.7m $1.7m 0.00% Added +4.4k +4,432
81 Sharkey, Howes & Javer 0.39% of their portfolio DENVER, CO 59,60859.6k $1.7m $1.7m 0.39% Reduced -16.5k -16,481
82 First National Bank of South Miami 1.25% of their portfolio SOUTH MIAMI, FL 59,26859.3k $1.7m $1.7m 1.25% Added +2.1k +2,058
83 Eudaimonia Partners, LLC 0.41% of their portfolio Winchester, TN 59,00859.0k $1.7m $1.7m 0.41% New
84 HANCOCK WHITNEY CORP 0.06% of their portfolio GULFPORT, MS 58,92358.9k $1.7m $1.7m 0.06% Reduced -47.2k -47,196
85 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 57,32157.3k $1.6m $1.6m 0.01% Reduced -111.3k -111,276
86 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 54,84354.8k $1.5m $1.5m 0.13% Added +4.0k +4,022
87 WC Walker & Associates, Inc. 0.78% of their portfolio FULLERTON, CA 54,79454.8k $1.5m $1.5m 0.78% Reduced -9.9k -9,903
88 Stone House Investment Management, LLC 0.55% of their portfolio TUNKHANNOCK, PA 54,67254.7k $1.5m $1.5m 0.55% Added +8.2k +8,190
89 Boyce & Associates Wealth Consulting, Inc. 2.93% of their portfolio CEDAR PARK, TX 54,31254.3k $1.5m $1.5m 2.93% Added +2.3k +2,322
90 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 54,27354.3k $896.5k $896.5k 0.03% Reduced -837 -837
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.12% of their portfolio BIRMINGHAM, AL 53,11253.1k $1.5m $1.5m 0.12% Reduced -1.2k -1,156
92 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 52,68252.7k $1.5m $1.5m 0.04% Added +7.9k +7,855
93 West Wealth Group, LLC 0.73% of their portfolio Irvine, CA 52,42152.4k $1.5m $1.5m 0.73% Added +4.7k +4,741
94 FINANCIAL LIFE ADVISORS 0.64% of their portfolio SAN ANTONIO, TX 49,48849.5k $1.4m $1.4m 0.64% New
95 BMS Financial Advisors, LLC 1.00% of their portfolio RAPID CITY, SD 48,70648.7k $1.5m $1.5m 1.00% Added +33.5k +33,497
96 OmniStar Financial Group, Inc. 1.54% of their portfolio Wilmington, NC 48,05848.1k $1.4m $1.4m 1.54% Added +505 +505
97 Anfield Capital Management, LLC 0.66% of their portfolio IRVINE, CA 47,59647.6k $1.3m $1.3m 0.66% Reduced -5.4k -5,376
98 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 46,81946.8k $1.3m $1.3m 0.00% Reduced -8.6k -8,644
99 Claraphi Advisory Network, LLC 0.52% of their portfolio ALISO VIEJO, X1 46,12846.1k $1.3m $1.3m 0.52% Added +14.2k +14,162
100 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 43,19343.2k $1.2m $1.2m 0.06% Added +19.5k +19,505