Vault-13

ISHARES U S ETF TR LQDH

INT RT HDG C B · ETP · CUSIP 46431W705

71 institutional holders -15 vs Q1 2023
2,195,4132.2m shares reported held*
$204.4mreported value*
4 new 20 added 36 reduced 20 sold out net sold ≈ $77.2m (-835.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $93.09. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 109Q1 23: 86Q2 23: 7171Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022115
Q4 2022109
Q1 202386
Q2 202371

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 27 bought or addedQ4 22: 86 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 56 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222786
Q1 20232969
Q2 20232456

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $444.0kQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$444.0k—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

Synergy Asset Management, LLC New +93,834+93.8k
AlphaStar Capital Management, LLC New +9,906+9.9k
CITADEL ADVISORS LLC Added +6,382+6.4k
LEO BROKERAGE, LLC Added +4,892+4.9k
Integrated Wealth Concepts LLC Added +4,604+4.6k
Capital Investment Advisory Services, LLC Added +2,885+2.9k
WCG Wealth Advisors LLC Added +1,815+1.8k
SCOTIA CAPITAL INC. Added +1,691+1.7k
Freedom Investment Management, Inc. Added +1,468+1.5k
MML INVESTORS SERVICES, LLC Added +1,014+1.0k

Biggest sellers

Wealthcare Advisory Partners LLC Reduced -209,172-209.2k
ASSETMARK, INC Reduced -201,416-201.4k
HMS Capital Management, LLC Sold out -136,606-136.6k
Focus Financial Network, Inc. Sold out -55,153-55.2k
CONDOR CAPITAL MANAGEMENT Sold out -51,678-51.7k
SOUTHERN CAPITAL ADVISORS, LLC Sold out -51,621-51.6k
Destination Wealth Management Reduced -36,706-36.7k
JANE STREET GROUP, LLC Reduced -32,311-32.3k
UBS Group AG Reduced -25,361-25.4k
Pinnacle Financial Partners Inc Sold out -23,564-23.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Destination Wealth Management 2.38% of their portfolio Walnut Creek, CA 687,174687.2k $63.9m $63.9m 2.38% Reduced -36.7k -36,706
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 219,158219.2k $20.4m $20.4m 0.00% Reduced -6.8k -6,836
3 LEO BROKERAGE, LLC 1.98% of their portfolio HURST, TX 187,357187.4k $17.4m $17.4m 1.98% Added +4.9k +4,892
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 148,395148.4k $13.8m $13.8m 0.01% Reduced -11.1k -11,123
5 Synergy Asset Management, LLC 2.16% of their portfolio VANCOUVER, WA 93,83493.8k $8.7m $8.7m 2.16% New
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 93,17093.2k $8.7m $8.7m 0.01% Reduced -32.3k -32,311
7 Gallagher Fiduciary Advisors, LLC 0.56% of their portfolio ROLLING MEADOWS, IL 78,83978.8k $7.3m $7.3m 0.56% Added +154 +154
8 Atria Investments, Inc 0.09% of their portfolio Charlotte, NC 51,42351.4k $4.8m $4.8m 0.09% Reduced -1.1k -1,150
9 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 51,00651.0k $4.7m $4.7m 0.03% Added +1.7k +1,691
10 KFG WEALTH MANAGEMENT, LLC 2.77% of their portfolio GRANGER, IN 50,88950.9k $4.7m $4.7m 2.77% Added +951 +951
11 Red Wave Investments LLC 1.86% of their portfolio DILLSBURG, PA 49,47549.5k $4.6m $4.6m 1.86% Reduced -1.4k -1,400
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 45,40045.4k $4.2m $4.2m 0.00% Added +6.4k +6,382
13 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 43,03343.0k $4.0m $4.0m 0.00% Reduced -7.6k -7,624
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 34,34734.3k $3.2m $3.2m 0.00% Reduced -25.4k -25,361
15 Trilogy Capital Inc. 0.19% of their portfolio IRVINE, CA 31,28731.3k $2.9m $2.9m 0.19% Reduced -1.1k -1,131
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 30,73130.7k $2.9m $2.9m 0.01% Reduced -6.4k -6,420
17 Freedom Investment Management, Inc. 0.28% of their portfolio SOUTH WINDSOR, CT 27,21227.2k $2.5m $2.5m 0.28% Added +1.5k +1,468
18 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 24,87724.9k $2.3m $2.3m 0.01% Reduced -6.3k -6,313
19 Covington Investment Advisors Inc. 0.41% of their portfolio LIGONIER, PA 22,33622.3k $2.1m $2.1m 0.41% Reduced -260 -260
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,75021.8k $2.0m $2.0m 0.00% Reduced -11.9k -11,882
21 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.05% of their portfolio MINNEAPOLIS, MN 17,44817.4k $1.6m $1.6m 0.05% Reduced -856 -856
22 Capital Investment Advisory Services, LLC 0.14% of their portfolio RALEIGH, NC 15,32315.3k $1.4m $1.4m 0.14% Added +2.9k +2,885
23 TrinityPoint Wealth, LLC 0.26% of their portfolio MILFORD, CT 14,12514.1k $1.3m $1.3m 0.26% Added +368 +368
24 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 13,93613.9k $1.3m $1.3m 0.06% Reduced -209.2k -209,172
25 WCG Wealth Advisors LLC 0.15% of their portfolio LAS VEGAS, NV 13,62613.6k $1.3m $1.3m 0.15% Added +1.8k +1,815
26 Aquire Wealth Advisors, LLC 0.47% of their portfolio Salt Lake City, UT 12,60412.6k $1.2m $1.2m 0.47% Added +80 +80
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,55912.6k $1.2m $1.2m 0.00% Reduced -4.3k -4,319
28 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 11,43111.4k $1.1m $1.1m 0.02% Added +4.6k +4,604
29 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,12211.1k $1.0m $1.0m 0.00% First filing
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,98611.0k $1.0m $1.0m 0.00% Reduced -5.9k -5,947
31 AlphaStar Capital Management, LLC 0.10% of their portfolio CORNELIUS, NC 9,9069.9k $920.7k $920.7k 0.10% New
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,1386.1k $571.0k $571.0k 0.00% Added +1.0k +1,014
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 4,8344.8k $449.3k $449.3k 0.00% Added +880 +880
34 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 4,1224.1k $383.1k $383.1k 0.00% Reduced -87 -87
35 Founders Financial Alliance, LLC 0.15% of their portfolio RALEIGH, NC 4,0334.0k $374.9k $374.9k 0.15% Reduced -2 -2
36 WealthShield Partners, LLC 0.05% of their portfolio CARY, NC 3,8633.9k $359.1k $359.1k 0.05% Reduced -10.9k -10,924
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,8283.8k $355.8k $355.8k 0.00% Reduced -6.1k -6,070
38 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.05% of their portfolio Reston, VA 3,2553.3k $302.6k $302.6k 0.05% Reduced -758 -758
39 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,2183.2k $299.1k $299.1k 0.01% Reduced -27 -27
40 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 2,8322.8k $263.0k $263.0k 0.00% Reduced -13.9k -13,873
41 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 2,7932.8k $259.6k $259.6k 0.00% Reduced -66 -66
42 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 2,7632.8k $256.8k $256.8k 0.02% Reduced -243 -243
43 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 2,7632.8k $255.1k $255.1k 0.01% Reduced -593 -593
44 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 2,3592.4k $219.3k $219.3k 0.00% Reduced -2.1k -2,066
45 GUARDIAN CAPITAL ADVISORS LP 0.02% of their portfolio TORONTO, A6 2,2392.2k $208.0k $208.0k 0.02% Unchanged
46 Banque Cantonale Vaudoise 0.01% of their portfolio LAUSANNE, V8 2,2382.2k $208.0k $208.0k 0.01% Added +24 +24
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,7331.7k $161.0k $161.0k 0.00% Added +859 +859
48 Colonial Trust Co / SC 0.02% of their portfolio SPARTANBURG, SC 1,0001.0k $92.9k $92.9k 0.02% Unchanged
49 Mascoma Wealth Management LLC 0.02% of their portfolio HANOVER, NH 870870 $80.4k $80.4k 0.02% Reduced -1.6k -1,608
50 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 852852 $79.2k $79.2k 0.00% Reduced -105 -105
51 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 755755 $70.2k $70.2k 0.01% New
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 658658 $61.2k $61.2k 0.00% Added +645 +645
53 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 521521 $48.4k $48.4k 0.00% Reduced -63 -63
54 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 441441 $41.0k $41.0k 0.00% Unchanged
55 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 401401 $37.3k $37.3k 0.00% Reduced -40 -40
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 395395 $36.7k $36.7k 0.00% Unchanged
57 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 350350 $32.5k $32.5k 0.00% Unchanged
58 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 255255 $23.7k $23.7k 0.01% Added +3 +3
59 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 181181 $16.8k $16.8k 0.00% Unchanged
60 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 166166 $15.4k $15.4k 0.00% Reduced -201.4k -201,416
61 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 137137 $12.7k $12.7k 0.00% New
62 Retirement Group, LLC 0.00% of their portfolio SAN DIEGO, CA 107107 $9.9k $9.9k 0.00% Added +2 +2
63 Financial Gravity Asset Management, Inc. 0.12% of their portfolio Lakeway, TX 9393 $338.4k $338.4k 0.12% Added +1 +1
64 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 9292 $8.6k $8.6k 0.00% Unchanged
65 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 9090 $8.4k $8.4k 0.00% Added +11 +11
66 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 8484 $7.8k $7.8k 0.00% Unchanged
67 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 7878 $7.2k $7.2k 0.00% Unchanged
68 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 7272 $6.7k $6.7k 0.00% Reduced -8 -8
69 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 6464 $5.9k $5.9k 0.00% Reduced -366 -366
70 Global Financial Private Client, LLC 0.00% of their portfolio Sarasota, FL 5050 $4.7k $4.7k 0.00% Reduced -68 -68
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 99 $1.0k $1.0k 0.00% Unchanged