Vault-13

ISHARES U S ETF TR LQDH

INT RT HDG C B · ETP · CUSIP 46431W705

109 institutional holders -6 vs Q3 2022
4,407,6304.4m shares reported held*
$399.2mreported value*
14 new 13 added 61 reduced 25 sold out net sold ≈ $280.6m (-3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($273.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.56. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 109109Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022115
Q4 2022109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $444.0kQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$444.0k—
Q4 2022$0$0—

Biggest buyers

Trilogy Capital Inc. New +34,770+34.8k
JANE STREET GROUP, LLC Added +26,081+26.1k
BANK OF MONTREAL /CAN/ Added +22,475+22.5k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +21,428+21.4k
RENAISSANCE TECHNOLOGIES LLC New +14,800+14.8k
BlackRock Inc. Added +13,324+13.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +12,506+12.5k
Claraphi Advisory Network, LLC New +6,178+6.2k
Essex Bank New +4,214+4.2k
INDEPENDENT FINANCIAL GROUP, LLC New +3,006+3.0k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -556,385-556.4k
Astor Investment Management LLC Reduced -344,168-344.2k
SimpliFi, Inc. Sold out -328,041-328.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -255,485-255.5k
Capital Advantage, Inc. Sold out -252,454-252.5k
F3Logic, LLC Reduced -233,959-234.0k
AE Wealth Management LLC Reduced -219,188-219.2k
BANK OF AMERICA CORP /DE/ Reduced -206,288-206.3k
Atria Investments, Inc Reduced -110,118-110.1k
OSAIC HOLDINGS, INC. Reduced -94,487-94.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Destination Wealth Management 2.45% of their portfolio Walnut Creek, CA 681,473681.5k $61.7m $61.7m 2.45% Reduced -84.8k -84,767
2 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.94% of their portfolio MINNEAPOLIS, MN 576,974577.0k $52.2m $52.2m 1.94% Added +21.4k +21,428
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 263,004263.0k $23.8m $23.8m 0.01% Reduced -556.4k -556,385
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 260,823260.8k $23.6m $23.6m 0.00% Reduced -206.3k -206,288
5 Wealthcare Advisory Partners LLC 0.90% of their portfolio WEST CHESTER, PA 207,539207.5k $18.8m $18.8m 0.90% Reduced -2.9k -2,877
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 190,967191.0k $17.3m $17.3m 0.01% Reduced -32.6k -32,576
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 171,856171.9k $15.6m $15.6m 0.01% Reduced -255.5k -255,485
8 Astor Investment Management LLC 4.11% of their portfolio CHICAGO, IL 148,542148.5k $13.4m $13.4m 4.11% Reduced -344.2k -344,168
9 HMS Capital Management, LLC 8.49% of their portfolio NASHVILLE, TN 138,133138.1k $12.5m $12.5m 8.49% Reduced -7.4k -7,432
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 121,191121.2k $11.0m $11.0m 0.02% Added +12.5k +12,506
11 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 107,530107.5k $9.7m $9.7m 0.07% Reduced -219.2k -219,188
12 Gallagher Benefit Services, Inc. 1.58% of their portfolio ROLLING MEADOWS, IL 82,93282.9k $7.5m $7.5m 1.58% First filing
13 F3Logic, LLC 1.58% of their portfolio BURNSVILLE, MN 82,93282.9k $7.5m $7.5m 1.58% Reduced -234.0k -233,959
14 Atria Investments, Inc 0.15% of their portfolio Charlotte, NC 82,26782.3k $7.4m $7.4m 0.15% Reduced -110.1k -110,118
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 80,66280.7k $7.3m $7.3m 0.01% Added +26.1k +26,081
16 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 70,06770.1k $6.3m $6.3m 0.03% Reduced -15.6k -15,596
17 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 69,76769.8k $6.3m $6.3m 0.03% Reduced -62.1k -62,096
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 68,45268.5k $6.2m $6.2m 0.00% Reduced -5.0k -5,023
19 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 62,38662.4k $5.7m $5.7m 0.00% Added +22.5k +22,475
20 Red Wave Investments LLC 1.98% of their portfolio DILLSBURG, PA 51,92851.9k $4.7m $4.7m 1.98% Added +1.2k +1,250
21 SCOTIA CAPITAL INC. 0.04% of their portfolio TORONTO, A6 51,23451.2k $4.6m $4.6m 0.04% Added +1.5k +1,501
22 CONDOR CAPITAL MANAGEMENT 0.56% of their portfolio MARTINSVILLE, NJ 49,90149.9k $4.5m $4.5m 0.56% Reduced -228 -228
23 SOUTHERN CAPITAL ADVISORS, LLC 3.47% of their portfolio Jackson, TN 49,60049.6k $4.5m $4.5m 3.47% Reduced -2.1k -2,121
24 KFG WEALTH MANAGEMENT, LLC 4.47% of their portfolio GRANGER, IN 48,22348.2k $4.4m $4.4m 4.47% First filing
25 Centennial Wealth Advisory LLC 2.32% of their portfolio Traverse City, MI 45,94645.9k $4.2m $4.2m 2.32% Reduced -89.8k -89,831
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 40,52740.5k $3.7m $3.7m 0.01% Reduced -94.5k -94,487
27 Trilogy Capital Inc. 0.22% of their portfolio IRVINE, CA 34,77034.8k $3.1m $3.1m 0.22% New
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,96833.0k $3.0m $3.0m 0.00% Reduced -7.9k -7,904
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,71231.7k $2.9m $2.9m 0.00% Reduced -17.9k -17,887
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 28,48728.5k $2.6m $2.6m 0.00% Reduced -1.6k -1,555
31 Freedom Investment Management, Inc. 0.27% of their portfolio SOUTH WINDSOR, CT 26,10926.1k $2.4m $2.4m 0.27% Reduced -603 -603
32 WealthShield Partners, LLC 0.43% of their portfolio CARY, NC 24,62924.6k $2.2m $2.2m 0.43% Reduced -759 -759
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 24,54324.5k $2.2m $2.2m 0.01% Reduced -1.4k -1,381
34 Pinnacle Financial Partners Inc 0.06% of their portfolio Nashville, TN 23,53823.5k $2.1m $2.1m 0.06% Reduced -5.3k -5,320
35 GeoWealth Management, LLC 0.20% of their portfolio CHICAGO, IL 20,86320.9k $1.9m $1.9m 0.20% Reduced -43.3k -43,270
36 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 20,41820.4k $1.8m $1.8m 0.01% Added +210 +210
37 Richard W. Paul & Associates, LLC 0.89% of their portfolio NOVI, MI 19,52419.5k $1.8m $1.8m 0.89% First filing
38 DBK Financial Counsel, LLC 2.73% of their portfolio CUYAHOGA FALLS, OH 18,92518.9k $1.7m $1.7m 2.73% Reduced -8.1k -8,125
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,69218.7k $1.7m $1.7m 0.00% Reduced -3.1k -3,144
40 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 14,83614.8k $1.3m $1.3m 0.01% Reduced -18.4k -18,446
41 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 14,80014.8k $1.3m $1.3m 0.00% New
42 WORLD EQUITY GROUP, INC. 0.31% of their portfolio SCHAUMBURG, IL 14,47814.5k $1.3m $1.3m 0.31% Reduced -30.0k -29,985
43 Outlook Wealth Advisors, LLC 0.61% of their portfolio SHENANDOAH, TX 14,25614.3k $1.3m $1.3m 0.61% Reduced -28.8k -28,764
44 TrinityPoint Wealth, LLC 0.28% of their portfolio MILFORD, CT 13,37413.4k $1.2m $1.2m 0.28% Reduced -2.7k -2,743
45 BlackRock Inc. 0.00% of their portfolio New York, NY 13,33013.3k $1.2m $1.2m 0.00% Added +13.3k +13,324
46 Aquire Wealth Advisors, LLC 0.56% of their portfolio Salt Lake City, UT 12,52412.5k $1.1m $1.1m 0.56% Unchanged
47 Capital Investment Advisory Services, LLC 0.13% of their portfolio RALEIGH, NC 12,50312.5k $1.1m $1.1m 0.13% Added +2.0k +2,047
48 WCG Wealth Advisors LLC 0.14% of their portfolio LAS VEGAS, NV 11,47411.5k $1.0m $1.0m 0.14% Added +1.5k +1,470
49 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 11,45811.5k $1.0m $1.0m 0.00% Reduced -24.5k -24,543
50 FORTE ASSET MANAGEMENT LLC 0.67% of their portfolio BEDFORD, NY 11,35011.3k $1.0m $1.0m 0.67% Unchanged
51 WEALTHCARE CAPITAL MANAGEMENT LLC 0.13% of their portfolio RICHMOND, VA 11,34111.3k $1.0m $1.0m 0.13% Reduced -436 -436
52 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,10810.1k $914.7k $914.7k 0.00% Added +687 +687
53 Elevated Capital Advisors, LLC 0.32% of their portfolio SANDY, UT 9,1529.2k $828.2k $828.2k 0.32% Reduced -19.3k -19,335
54 Comprehensive Wealth Management, LLC 0.56% of their portfolio LYNNWOOD, WA 6,6876.7k $605.1k $605.1k 0.56% Reduced -778 -778
55 Claraphi Advisory Network, LLC 0.22% of their portfolio ALISO VIEJO, X1 6,1786.2k $559.0k $559.0k 0.22% New
56 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 5,4985.5k $497.5k $497.5k 0.00% Reduced -574 -574
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,8374.8k $438.0k $438.0k 0.00% Reduced -1.2k -1,237
58 BOS Asset Management, LLC 0.38% of their portfolio SPRINGFIELD, IL 4,7144.7k $426.6k $426.6k 0.38% First filing
59 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.08% of their portfolio Reston, VA 4,3804.4k $396.4k $396.4k 0.08% Reduced -1.5k -1,458
60 GUARDIAN CAPITAL ADVISORS LP 0.05% of their portfolio TORONTO, A6 4,3134.3k $398.0k $398.0k 0.05% Reduced -456 -456
61 Founders Financial Alliance, LLC 0.18% of their portfolio RALEIGH, NC 4,2374.2k $383.4k $383.4k 0.18% Reduced -26 -26
62 Essex Bank 0.13% of their portfolio Essex, CT 4,2144.2k $381.3k $381.3k 0.13% New
63 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 3,7843.8k $344.9k $344.9k 0.01% Reduced -701 -701
64 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 3,6633.7k $332.0k $332.0k 0.02% Reduced -7.0k -6,968
65 FOURPATH CAPITAL MANAGEMENT, LLC 0.24% of their portfolio OKLAHOMA CITY, OK 3,6623.7k $331.4k $331.4k 0.24% Reduced -12.2k -12,205
66 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 3,5833.6k $324.2k $324.2k 0.02% Added +139 +139
67 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 3,5093.5k $317.5k $317.5k 0.01% Reduced -6.5k -6,458
68 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 3,0063.0k $272.0k $272.0k 0.02% New
69 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 2,8832.9k $260.9k $260.9k 0.00% New
70 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 2,8202.8k $255.0k $255.0k 0.00% New
71 HOWARD WEALTH MANAGEMENT, LLC 0.20% of their portfolio Madison, CT 2,7502.8k $248.8k $248.8k 0.20% Reduced -1.1k -1,140
72 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 2,7252.7k $246.6k $246.6k 0.02% Reduced -5.6k -5,593
73 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 2,6822.7k $243.0k $243.0k 0.00% Reduced -5.9k -5,948
74 Raleigh Capital Management Inc. 0.12% of their portfolio CARY, NC 2,5772.6k $233.2k $233.2k 0.12% Reduced -6.4k -6,403
75 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 2,5512.6k $230.8k $230.8k 0.00% New
76 Mascoma Wealth Management LLC 0.07% of their portfolio HANOVER, NH 2,4782.5k $224.2k $224.2k 0.07% Reduced -243 -243
77 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 2,4172.4k $218.7k $218.7k 0.03% Reduced -61 -61
78 Latitude Advisors, LLC 0.16% of their portfolio YORKVILLE, IL 2,3872.4k $216.0k $216.0k 0.16% Reduced -81 -81
79 Banque Cantonale Vaudoise 0.01% of their portfolio LAUSANNE, V8 2,2572.3k $204.0k $204.0k 0.01% Reduced -34 -34
80 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,7931.8k $120.1k $120.1k 0.00% New
81 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 1,6441.6k $148.8k $148.8k 0.01% Reduced -798 -798
82 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 1,3941.4k $126.2k $126.2k 0.01% Reduced -68 -68
83 Colonial Trust Co / SC 0.02% of their portfolio SPARTANBURG, SC 1,0001.0k $90.5k $90.5k 0.02% New
84 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 941941 $85.2k $85.2k 0.01% New
85 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 734734 $78.0k $78.0k 0.00% Added +18 +18
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 521521 $47.1k $47.1k 0.00% Unchanged
87 WR Wealth Planners, LLC 0.02% of their portfolio COLUMBIA, MO 430430 $38.9k $38.9k 0.02% Unchanged
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 395395 $35.7k $35.7k 0.00% Reduced -43 -43
89 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 350350 $32.0k $32.0k 0.00% Unchanged
90 Aspire Private Capital, LLC 0.01% of their portfolio Cornelius, NC 224224 $20.3k $20.3k 0.01% Reduced -458 -458
91 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 181181 $16.4k $16.4k 0.00% Unchanged
92 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 159159 $14.0k $14.0k 0.01% Reduced -3 -3
93 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 147147 $13.3k $13.3k 0.00% Unchanged
94 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 132132 $12.0k $12.0k 0.00% First filing
95 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 118118 $10.7k $10.7k 0.01% Unchanged
96 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 110110 $10.0k $10.0k 0.00% New
97 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 9292 $8.3k $8.3k 0.00% Unchanged
98 Financial Gravity Asset Management, Inc. 0.44% of their portfolio Lakeway, TX 9090 $291.4k $291.4k 0.44% Reduced -533 -533
99 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 8787 $8.0k $8.0k 0.00% Reduced -1.4k -1,385
100 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 8484 $7.6k $7.6k 0.00% Unchanged