Vault-13

ISHARES U S ETF TR NEAR

SHORT DURATION B · ETP · CUSIP 46431W507

340 institutional holders +5 vs Q3 2023
40,694,78140.7m shares reported held*
$2.1bnreported value*
23 new 105 added 129 reduced 37 sold out net bought ≈ $7.4m (+145.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.52. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 338Q4 22: 359Q1 23: 340Q2 23: 331Q3 23: 335Q4 23: 340340Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022338
Q4 2022359
Q1 2023340
Q2 2023331
Q3 2023335
Q4 2023340

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 123 bought or addedQ4 22: 186 cut or sold outQ4 22Q1 23: 126 bought or addedQ1 23: 191 cut or sold outQ1 23Q2 23: 120 bought or addedQ2 23: 176 cut or sold outQ2 23Q3 23: 134 bought or addedQ3 23: 170 cut or sold outQ3 23Q4 23: 128 bought or addedQ4 23: 166 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022123186
Q1 2023126191
Q2 2023120176
Q3 2023134170
Q4 2023128166

Biggest buyers

MORGAN STANLEY Added +3,021,108+3.0m
TAP Consulting, LLC Added +562,498+562.5k
CWM, LLC Added +412,691+412.7k
RENAISSANCE TECHNOLOGIES LLC Added +271,600+271.6k
Clark Capital Management Group, Inc. Added +236,992+237.0k
WELLS FARGO & COMPANY/MN Added +231,561+231.6k
Cetera Investment Advisers Added +161,041+161.0k
ENVESTNET ASSET MANAGEMENT INC Added +141,920+141.9k
Bramshill Investments, LLC Added +141,493+141.5k
Clearwater Capital Advisors, LLC Added +131,066+131.1k

Biggest sellers

FMR LLC Reduced -1,884,939-1.9m
UBS Group AG Reduced -836,787-836.8k
BANK OF AMERICA CORP /DE/ Reduced -355,152-355.2k
OSAIC HOLDINGS, INC. Reduced -320,619-320.6k
LPL Financial LLC Reduced -313,470-313.5k
FLOW TRADERS U.S. LLC Sold out -276,374-276.4k
Richard P Slaughter Associates Inc Reduced -263,137-263.1k
JANE STREET GROUP, LLC Sold out -247,176-247.2k
SECURIAN ASSET MANAGEMENT, INC Reduced -207,000-207.0k
BANK OF MONTREAL /CAN/ Reduced -205,298-205.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution new · filed 2026-08-06 6.0% new 5.6m≈ $284.7m 2026-08-06

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,037,8826.0m $305.0m $305.0m 0.01% Added +3.0m +3,021,108
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,415,7133.4m $172.6m $172.6m 0.02% Reduced -355.2k -355,152
3 Bramshill Investments, LLC 10.97% of their portfolio NAPLES, FL 2,203,8822.2m $111.3m $111.3m 10.97% Added +141.5k +141,493
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,638,3091.6m $82.8m $82.8m 0.02% Added +231.6k +231,561
5 TAP Consulting, LLC 19.68% of their portfolio KIRKWOOD, MO 1,632,0651.6m $82.5m $82.5m 19.68% Added +562.5k +562,498
6 Clearwater Capital Advisors, LLC 8.03% of their portfolio HOFFMAN ESTATES, IL 1,417,6011.4m $71.6m $71.6m 8.03% Added +131.1k +131,066
7 BlackRock Inc. 0.00% of their portfolio New York, NY 1,399,5221.4m $70.7m $70.7m 0.00% Reduced -8.7k -8,682
8 RENAISSANCE TECHNOLOGIES LLC 0.10% of their portfolio NEW YORK, NY 1,268,3001.3m $64.1m $64.1m 0.10% Added +271.6k +271,600
9 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 1,265,9241.3m $64.0m $64.0m 0.10% Added +35.8k +35,778
10 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,197,8741.2m $60.5m $60.5m 0.04% Reduced -313.5k -313,470
11 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,088,4901.1m $55.0m $55.0m 0.02% Reduced -836.8k -836,787
12 CAPTRUST FINANCIAL ADVISORS 0.17% of their portfolio RALEIGH, NC 970,866970.9k $49.0m $49.0m 0.17% Reduced -65.6k -65,590
13 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 856,743856.7k $43.3m $43.3m 0.02% Added +141.9k +141,920
14 DONALDSON CAPITAL MANAGEMENT, LLC 1.60% of their portfolio EVANSVILLE, IN 705,650705.6k $35.6m $35.6m 1.60% Reduced -801 -801
15 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 584,916584.9k $29.5m $29.5m 0.05% Added +37.9k +37,925
16 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 575,914575.9k $29.1m $29.1m 0.05% Added +90.0k +89,988
17 Cetera Investment Advisers 0.22% of their portfolio SCHAUMBURG, IL 535,379535.4k $27.0m $27.0m 0.22% Added +161.0k +161,041
18 Richard P Slaughter Associates Inc 6.67% of their portfolio AUSTIN, TX 530,986531.0k $26.8m $26.8m 6.67% Reduced -263.1k -263,137
19 CWM, LLC 0.14% of their portfolio OMAHA, NE 518,743518.7k $26.2m $26.2m 0.14% Added +412.7k +412,691
20 San Luis Wealth Advisors LLC 11.01% of their portfolio SAN LUIS OBISPO, CA 515,768515.8k $26.1m $26.1m 11.01% Added +73.0k +72,973
21 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 513,951514.0k $26.0m $26.0m 0.01% Added +45.3k +45,290
22 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 345,183345.2k $17.4m $17.4m 0.07% Added +26.6k +26,601
23 SECURIAN ASSET MANAGEMENT, INC 0.46% of their portfolio ST PAUL, MN 318,620318.6k $16.1m $16.1m 0.46% Reduced -207.0k -207,000
24 Kiwi Wealth Investments Limited Partnership 12.72% of their portfolio WELLINGTON, Q2 317,615317.6k $16.0m $16.0m 12.72% Unchanged
25 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 317,528317.5k $16.0m $16.0m 0.03% Reduced -320.6k -320,619
26 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 280,639280.6k $14.2m $14.2m 0.08% Added +4.3k +4,288
27 Clark Capital Management Group, Inc. 0.11% of their portfolio PHILADELPHIA, PA 269,836269.8k $13.6m $13.6m 0.11% Added +237.0k +236,992
28 Crestone Asset Management LLC 2.80% of their portfolio BOULDER, CO 245,834245.8k $12.4m $12.4m 2.80% Reduced -898 -898
29 InterOcean Capital Group, LLC 0.33% of their portfolio NASHVILLE, TN 244,387244.4k $12.3m $12.3m 0.33% Reduced -11.7k -11,734
30 KWMG, LLC 1.39% of their portfolio OVERLAND PARK, KS 235,228235.2k $11.9m $11.9m 1.39% Reduced -1.0k -1,029
31 Alexander Randolph Advisory, Inc. 9.68% of their portfolio MCLEAN, VA 210,789210.8k $10.6m $10.6m 9.68% First filing
32 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 191,492191.5k $9.7m $9.7m 0.00% Reduced -205.3k -205,298
33 Gladstone Institutional Advisory LLC 0.54% of their portfolio Bedminster, NJ 191,232191.2k $9.7m $9.7m 0.54% Added +44.1k +44,146
34 WEALTHSOURCE PARTNERS, LLC 0.61% of their portfolio SAN LUIS OBISPO, CA 186,220186.2k $9.4m $9.4m 0.61% Reduced -16.2k -16,180
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 178,050178.1k $9.0m $9.0m 0.00% Added +70.8k +70,806
36 Ifrah Financial Services, Inc. 2.54% of their portfolio Little Rock, AR 171,612171.6k $8.7m $8.7m 2.54% Reduced -37 -37
37 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 170,486170.5k $8.6m $8.6m 0.02% Added +33.0k +33,000
38 PFG Advisors 0.68% of their portfolio Phoenix, AZ 165,577165.6k $8.4m $8.4m 0.68% Added +3.3k +3,269
39 SHUFRO ROSE & CO LLC 0.78% of their portfolio NEW YORK, NY 163,765163.8k $8.2m $8.2m 0.78% Reduced -1.1k -1,057
40 Stillwater Capital Advisors, LLC 1.25% of their portfolio DEVON, PA 153,839153.8k $7.8m $7.8m 1.25% Reduced -23.1k -23,106
41 Klaas Financial Asset Advisors, LLC 1.62% of their portfolio LOVES PARK, IL 153,312153.3k $7.7m $7.7m 1.62% Added +1.6k +1,637
42 FinTrust Capital Advisors, LLC 1.53% of their portfolio Greenville, SC 151,892151.9k $7.7m $7.7m 1.53% Added +36.0k +35,980
43 VALLEY NATIONAL ADVISERS INC 1.19% of their portfolio BETHLEHEM, PA 148,245148.2k $7.5m $7.5m 1.19% Added +3.9k +3,891
44 PLANNING ALTERNATIVES LTD /ADV 1.25% of their portfolio BIRMINGHAM, MI 140,788140.8k $7.1m $7.1m 1.25% Added +27.6k +27,558
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 140,507140.5k $7.1m $7.1m 0.01% Added +38.5k +38,520
46 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 132,003132.0k $6.7m $6.7m 0.03% Reduced -16.4k -16,363
47 Montecito Bank & Trust 1.43% of their portfolio SANTA BARBARA, CA 131,372131.4k $6.6m $6.6m 1.43% Reduced -977 -977
48 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 130,953131.0k $6.6m $6.6m 0.06% Added +3.6k +3,614
49 Waverly Advisors, LLC 0.24% of their portfolio BIRMINGHAM, AL 128,055128.1k $6.5m $6.5m 0.24% Reduced -12.2k -12,187
50 LOWE BROCKENBROUGH & CO INC 0.50% of their portfolio RICHMOND, VA 127,654127.7k $6.4m $6.4m 0.50% Reduced -11.1k -11,069
51 Cassady Schiller Wealth Management, LLC 3.23% of their portfolio CINCINNATI, OH 127,350127.3k $6.4m $6.4m 3.23% Added +43.1k +43,102
52 Ameliora Wealth Management Ltd. 3.18% of their portfolio ZURICH, V8 126,653126.7k $6.4m $6.4m 3.18% Reduced -6.6k -6,647
53 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 120,680120.7k $6.1m $6.1m 0.05% Added +2.0k +1,997
54 FINANCIAL MANAGEMENT NETWORK INC 1.64% of their portfolio MISSION VIEJO, CA 111,409111.4k $5.6m $5.6m 1.64% Added +10.0k +10,025
55 STALEY CAPITAL ADVISERS INC 0.28% of their portfolio PITTSBURGH, PA 111,150111.2k $5.6m $5.6m 0.28% Added +16.3k +16,300
56 EXENCIAL WEALTH ADVISORS, LLC 0.22% of their portfolio OKLAHOMA CITY, OK 108,529108.5k $5.5m $5.5m 0.22% Reduced -6.9k -6,863
57 Astor Investment Management LLC 2.10% of their portfolio CHICAGO, IL 108,402108.4k $5.5m $5.5m 2.10% Reduced -2.5k -2,461
58 PINNACLE ASSOCIATES LTD 0.09% of their portfolio NEW YORK, NY 107,762107.8k $5.4m $5.4m 0.09% Added +8.9k +8,919
59 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 101,349101.3k $5.1m $5.1m 0.01% Reduced -27.2k -27,195
60 CNA FINANCIAL CORP 3.32% of their portfolio CHICAGO, IL 100,000100.0k $5.1m $5.1m 3.32% Unchanged
61 Canal Insurance CO 1.40% of their portfolio Greenville, SC 100,000100.0k $5.1m $5.1m 1.40% Unchanged
62 Auour Investments LLC 1.93% of their portfolio WOBURN, MA 97,02297.0k $4.9m $4.9m 1.93% Added +592 +592
63 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 95,40995.4k $4.8m $4.8m 0.09% Added +1.0k +1,048
64 PROATHLETE WEALTH MANAGEMENT LLC 2.81% of their portfolio BOCA RATON, FL 93,86193.9k $4.7m $4.7m 2.81% First filing
65 Outlook Wealth Advisors, LLC 1.62% of their portfolio SHENANDOAH, TX 91,52191.5k $4.6m $4.6m 1.62% Reduced -8.2k -8,166
66 Mariner, LLC 0.01% of their portfolio Overland Park, KS 90,17290.2k $4.6m $4.6m 0.01% Reduced -20.2k -20,181
67 GeoWealth Management, LLC 0.38% of their portfolio CHICAGO, IL 90,13990.1k $4.6m $4.6m 0.38% Added +90.0k +90,026
68 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 88,87288.9k $4.5m $4.5m 0.01% Added +36.2k +36,245
69 Rollins Financial Advisors, LLC 0.92% of their portfolio ATLANTA, GA 87,55687.6k $4.4m $4.4m 0.92% First filing
70 RPg Family Wealth Advisory, LLC 1.55% of their portfolio BURLINGTON, MA 83,15383.2k $4.2m $4.2m 1.55% Added +1.3k +1,260
71 Smithfield Trust Co 0.23% of their portfolio PITTSBURGH, PA 80,83380.8k $4.1m $4.1m 0.23% Reduced -21.2k -21,194
72 JACOBSON & SCHMITT ADVISORS, LLC 0.94% of their portfolio MIDDLETON, WI 73,46573.5k $3.7m $3.7m 0.94% Added +3.9k +3,935
73 Sage Capital Advisors,llc 1.19% of their portfolio SIOUX FALLS, SD 73,03873.0k $3.7m $3.7m 1.19% Added +4 +4
74 GUIDANCE CAPITAL, INC 0.73% of their portfolio LOUSVILLE, KY 72,96273.0k $3.7m $3.7m 0.73% Added +38.0k +38,021
75 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 71,35871.4k $3.6m $3.6m 0.02% Added +39.0k +38,981
76 NAPLES GLOBAL ADVISORS, LLC 0.39% of their portfolio NAPLES, FL 69,44769.4k $3.5m $3.5m 0.39% Reduced -29.0k -29,035
77 WBH ADVISORY INC 0.39% of their portfolio BALTIMORE, MD 68,98469.0k $3.5m $3.5m 0.39% Reduced -5.1k -5,057
78 Columbia Trust Co 01012016 1.54% of their portfolio PORTLAND, OR 67,35267.4k $3.4m $3.4m 1.54% Reduced -53.6k -53,598
79 Sage Advisory Services, Ltd.Co. 0.87% of their portfolio AUSTIN, TX 64,57164.6k $3.3m $3.3m 0.87% Reduced -3.7k -3,675
80 Arkfeld Wealth Strategies, L.L.C. 2.12% of their portfolio OMAHA, NE 64,01364.0k $3.2m $3.2m 2.12% Reduced -103 -103
81 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 63,76463.8k $3.2m $3.2m 0.06% Reduced -5.7k -5,703
82 BRADY FAMILY WEALTH, LLC 1.10% of their portfolio SAINT LOUIS, MO 63,66563.7k $3.2m $3.2m 1.10% Added +5.4k +5,442
83 Guardian Wealth Advisors, LLC 2.20% of their portfolio ST LOUIS PARK, MN 62,43462.4k $3.2m $3.2m 2.20% Reduced -2.1k -2,085
84 Pinnacle Wealth Management Advisory Group, LLC 0.35% of their portfolio RED BANK, NJ 59,88859.9k $3.0m $3.0m 0.35% Added +9.5k +9,455
85 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 59,07259.1k $3.0m $3.0m 0.00% Reduced -8.2k -8,243
86 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 58,29458.3k $2.9m $2.9m 0.01% Added +4.2k +4,192
87 Betterment LLC 0.01% of their portfolio NEW YORK, NY 58,03758.0k $2.9m $2.9m 0.01% Reduced -12.6k -12,558
88 Sovereign Financial Group, Inc. 0.86% of their portfolio STAMFORD, CT 55,64055.6k $2.8m $2.8m 0.86% Added +8.7k +8,714
89 Clayton Financial Group LLC 1.75% of their portfolio ST. LOUIS, MO 55,56955.6k $2.8m $2.8m 1.75% First filing
90 Values First Advisors, Inc. 1.60% of their portfolio JOHNSON CITY, TN 52,57652.6k $2.7m $2.7m 1.60% Reduced -42.8k -42,842
91 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 47,58947.6k $2.4m $2.4m 0.09% Reduced -6.1k -6,110
92 Financial Advocates Investment Management 0.16% of their portfolio OLYMPIA, WA 47,44247.4k $2.4m $2.4m 0.16% Reduced -1.3k -1,346
93 J.W. COLE ADVISORS, INC. 0.14% of their portfolio TAMPA, FL 46,97547.0k $2.4m $2.4m 0.14% Added +15.8k +15,797
94 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 46,31246.3k $2.3m $2.3m 0.01% Reduced -4.6k -4,598
95 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 45,06045.1k $2.3m $2.3m 0.04% Added +3.2k +3,155
96 LVW Advisors, LLC 0.42% of their portfolio PITTSFORD, NY 44,85544.9k $2.3m $2.3m 0.42% Added +558 +558
97 Castle Rock Wealth Management, LLC 0.67% of their portfolio WALNUT CREEK, CA 44,13944.1k $2.2m $2.2m 0.67% Added +57 +57
98 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 43,57443.6k $2.2m $2.2m 0.02% Added +9.8k +9,825
99 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 43,31343.3k $2.2m $2.2m 0.00% Reduced -1.0k -1,019
100 Klingman & Associates, LLC 0.16% of their portfolio New York, NY 43,16343.2k $2.2m $2.2m 0.16% Unchanged