Vault-13

ISHARES TR HDV

CORE HIGH DV ETF · ETP · CUSIP 46429B663

740 institutional holders +30 vs Q2 2024
48,564,89348.6m shares reported held*
$5.7bnreported value*
73 new 274 added 222 reduced 43 sold out net bought ≈ $781.9m (+6.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $116.40. Options: 4 managers hold calls ($96.7m notional), 2 hold puts ($6.6m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 711Q4 22: 752Q1 23: 722Q2 23: 717Q3 23: 706Q4 23: 730Q1 24: 717Q2 24: 710Q3 24: 740740Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022711
Q4 2022752
Q1 2023722
Q2 2023717
Q3 2023706
Q4 2023730
Q1 2024717
Q2 2024710
Q3 2024740

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 351 bought or addedQ4 22: 308 cut or sold outQ1 23: 285 bought or addedQ1 23: 360 cut or sold outQ1 23Q2 23: 278 bought or addedQ2 23: 327 cut or sold outQ3 23: 206 bought or addedQ3 23: 355 cut or sold outQ3 23Q4 23: 267 bought or addedQ4 23: 350 cut or sold outQ1 24: 294 bought or addedQ1 24: 335 cut or sold outQ1 24Q2 24: 274 bought or addedQ2 24: 314 cut or sold outQ3 24: 347 bought or addedQ3 24: 265 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022351308
Q1 2023285360
Q2 2023278327
Q3 2023206355
Q4 2023267350
Q1 2024294335
Q2 2024274314
Q3 2024347265

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 23 calls: $54.2mQ4 23 puts: $1.8mQ4 23P/C 0.03Q1 24 calls: $103.3mQ1 24 puts: $3.0mQ1 24P/C 0.03Q2 24 calls: $97.6mQ2 24 puts: $250.0kQ2 24P/C 0.00Q3 24 calls: $96.7mQ3 24 puts: $6.6mQ3 24P/C 0.07
Numbers
QuarterCallsPutsP/C
Q4 2023$54.2m$1.8m0.03
Q1 2024$103.3m$3.0m0.03
Q2 2024$97.6m$250.0k0.00
Q3 2024$96.7m$6.6m0.07

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +2,770,147+2.8m
Clark Capital Management Group, Inc. New +1,088,717+1.1m
Orion Porfolio Solutions, LLC Added +378,179+378.2k
Orion Portfolio Solutions, LLC Added +378,179+378.2k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +279,774+279.8k
LPL Financial LLC Added +268,992+269.0k
CSM Advisors, LLC New +230,900+230.9k
NSI Retail Advisors, LLC New +230,900+230.9k
Focus Partners Wealth Added +206,955+207.0k
OSAIC HOLDINGS, INC. Added +181,251+181.3k

Biggest sellers

Strategic Financial Concepts, LLC Reduced -376,150-376.1k
GDS Wealth Management Reduced -167,189-167.2k
BANK OF AMERICA CORP /DE/ Reduced -61,145-61.1k
Phoenix Wealth Advisors Reduced -59,425-59.4k
TRUIST FINANCIAL CORP Reduced -54,292-54.3k
Wharton Business Group, LLC Reduced -49,857-49.9k
ROYAL BANK OF CANADA Reduced -36,168-36.2k
SECURIAN ASSET MANAGEMENT, INC Reduced -36,000-36.0k
FLOW TRADERS U.S. LLC Reduced -32,137-32.1k
Thrivent Financial for Lutherans Reduced -22,112-22.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $81.5m693.0k shares
JANE STREET GROUP, LLC New $9.5m80.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.8m40.9k shares
Belvedere Trading LLC Added $882.1k7.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $5.0m42.7k shares
CITADEL ADVISORS LLC Added $1.6m13.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 4,578,0154.6m $538.5m $538.5m 0.05% Reduced -61.1k -61,145
2 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 3,487,9853.5m $410.3m $410.3m 0.13% Added +2.8m +2,770,147
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,134,4013.1m $368.7m $368.7m 0.03% Added +56.5k +56,488
4 Meiji Yasuda Life Insurance Co 6.55% of their portfolio TOKYO, M0 3,008,1723.0m $353.8m $353.8m 6.55% Unchanged
5 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 2,236,0272.2m $263.0m $263.0m 0.12% Added +269.0k +268,992
6 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,218,7662.2m $261.0m $261.0m 0.01% Reduced -22.0k -22,038
7 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,512,0241.5m $177.8m $177.8m 0.05% Added +7.5k +7,473
8 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,192,4191.2m $140.3m $140.3m 0.03% Added +8.1k +8,060
9 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,190,8401.2m $140.1m $140.1m 0.03% Reduced -36.2k -36,168
10 Clark Capital Management Group, Inc. 0.88% of their portfolio PHILADELPHIA, PA 1,088,7171.1m $128.1m $128.1m 0.88% New
11 SECURIAN ASSET MANAGEMENT, INC 2.91% of their portfolio ST PAUL, MN 857,702857.7k $100.9m $100.9m 2.91% Reduced -36.0k -36,000
12 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 795,914795.9k $93.6m $93.6m 0.14% Added +7.2k +7,222
13 M&T Bank Corp 0.28% of their portfolio BUFFALO, NY 725,191725.2k $85.3m $85.3m 0.28% Added +10.8k +10,768
14 Janney Montgomery Scott LLC 0.22% of their portfolio PHILADELPHIA, PA 680,602680.6k $80.1m $80.1m 0.22% Added +16.6k +16,649
15 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 609,860609.9k $71.7m $71.7m 0.10% Added +46.5k +46,450
16 TRUIST FINANCIAL CORP 0.11% of their portfolio CHARLOTTE, NC 595,725595.7k $70.1m $70.1m 0.11% Reduced -54.3k -54,292
17 BlackRock, Inc. 0.00% of their portfolio New York, NY 561,670561.7k $66.1m $66.1m 0.00% First filing
18 FMR LLC 0.00% of their portfolio BOSTON, MA 550,464550.5k $64.7m $64.7m 0.00% Added +9.0k +9,033
19 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 500,290500.3k $58.9m $58.9m 0.02% Added +60.4k +60,350
20 Orion Porfolio Solutions, LLC 0.56% of their portfolio OMAHA, NE 479,666479.7k $56.4m $56.4m 0.56% Added +378.2k +378,179
21 Orion Portfolio Solutions, LLC 0.56% of their portfolio Omaha, NE 479,666479.7k $56.4m $56.4m 0.56% Added +378.2k +378,179
22 LBMC INVESTMENT ADVISORS, LLC 4.32% of their portfolio BRENTWOOD, TN 464,993465.0k $54.7m $54.7m 4.32% Added +69 +69
23 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 451,913451.9k $53.2m $53.2m 0.12% Added +129.5k +129,472
24 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 440,151440.2k $51.8m $51.8m 0.12% Added +181.3k +181,251
25 Townsend & Associates, Inc 4.54% of their portfolio WESTMINSTER, CO 371,945371.9k $44.3m $44.3m 4.54% Added +6.5k +6,462
26 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 336,677336.7k $39.6m $39.6m 0.14% Added +35.4k +35,356
27 Mariner, LLC 0.07% of their portfolio Overland Park, KS 318,289318.3k $37.4m $37.4m 0.07% Added +1.9k +1,856
28 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 300,611300.6k $35.4m $35.4m 0.01% Added +39.1k +39,117
29 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 281,875281.9k $2.4k $2.4k 0.01% Added +279.8k +279,774
30 CVS HEALTH Corp 13.95% of their portfolio WOONSOCKET, RI 273,110273.1k $32.1m $32.1m 13.95% Unchanged
31 Steward Partners Investment Advisory, LLC 0.30% of their portfolio STAMFORD, CT 272,193272.2k $32.0m $32.0m 0.30% Added +1.1k +1,142
32 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 266,194266.2k $31.3m $31.3m 0.02% Added +4.4k +4,400
33 REGIMEN WEALTH, LLC 10.08% of their portfolio ATLANTA, GA 264,975265.0k $31.2m $31.2m 10.08% Added +1.8k +1,818
34 Atria Wealth Solutions, Inc. 0.34% of their portfolio NEW YORK, NY 264,642264.6k $31.1m $31.1m 0.34% Added +39.5k +39,464
35 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 258,144258.1k $30.4m $30.4m 0.06% Reduced -22.1k -22,112
36 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 251,625251.6k $29.5m $29.5m 0.03% Added +94.2k +94,160
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 245,873245.9k $28.9m $28.9m 0.06% Reduced -484 -484
38 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 245,200245.2k $28.8m $28.8m 0.03% Added +48.5k +48,519
39 CSM Advisors, LLC 1.77% of their portfolio WARRENDALE, PA 230,900230.9k $27.2m $27.2m 1.77% New
40 NSI Retail Advisors, LLC 4.04% of their portfolio WARRENDALE, PA 230,900230.9k $27.2m $27.2m 4.04% New
41 Focus Partners Wealth 0.05% of their portfolio ST LOUIS, MO 214,364214.4k $14.8m $14.8m 0.05% Added +207.0k +206,955
42 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 210,085210.1k $24.7m $24.7m 0.02% Added +1.1k +1,087
43 Waverly Advisors, LLC 0.44% of their portfolio BIRMINGHAM, AL 203,481203.5k $23.9m $23.9m 0.44% Added +20.7k +20,683
44 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 198,858198.9k $23.4m $23.4m 0.06% Reduced -5.4k -5,410
45 BEAM WEALTH ADVISORS, INC. 7.05% of their portfolio COVINGTON, LA 197,716197.7k $23.3m $23.3m 7.05% Added +2.3k +2,334
46 PRINCIPAL SECURITIES, INC. 0.55% of their portfolio DES MOINES, IA 192,255192.3k $22.6m $22.6m 0.55% Added +168.4k +168,388
47 DAVENPORT & Co LLC 0.13% of their portfolio RICHMOND, VA 189,583189.6k $22.3m $22.3m 0.13% Added +11.2k +11,211
48 COMERICA BANK 0.09% of their portfolio DALLAS, TX 188,814188.8k $22.2m $22.2m 0.09% Reduced -3.6k -3,604
49 Valeo Financial Advisors, LLC 0.10% of their portfolio CARMEL, IN 184,905184.9k $3.7m $3.7m 0.10% Added +516 +516
50 Simmons Bank 1.56% of their portfolio Pine Bluff, AR 182,726182.7k $21.5m $21.5m 1.56% Reduced -3.9k -3,946
51 Wharton Business Group, LLC 0.91% of their portfolio MALVERN, PA 171,822171.8k $20.2m $20.2m 0.91% Reduced -49.9k -49,857
52 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 164,950164.9k $19.5m $19.5m 0.05% Added +2.1k +2,094
53 VAUGHAN & Co SECURITIES, INC. 10.90% of their portfolio Ridgewood, NJ 157,264157.3k $18.5m $18.5m 10.90% Reduced -200 -200
54 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 153,656153.7k $18.1m $18.1m 0.02% Reduced -646 -646
55 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 2.74% of their portfolio FORT WORTH, TX 153,385153.4k $18.0m $18.0m 2.74% Added +63.4k +63,426
56 Kohmann Bosshard Financial Services, LLC 2.24% of their portfolio FAIRLAWN, OH 153,322153.3k $18.0m $18.0m 2.24% Added +3.2k +3,231
57 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 152,581152.6k $18.0m $18.0m 0.03% Added +31.7k +31,677
58 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 152,311152.3k $17.9m $17.9m 0.10% Reduced -6.0k -6,011
59 HB Wealth Management, LLC 0.19% of their portfolio Atlanta, GA 151,660151.7k $17.8m $17.8m 0.19% Added +21.9k +21,882
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 136,898136.9k $16.1m $16.1m 0.01% Reduced -3.1k -3,099
61 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 135,130135.1k $15.9m $15.9m 0.05% Reduced -7.9k -7,856
62 SWEENEY & MICHEL, LLC 6.26% of their portfolio CHICO, CA 133,052133.1k $15.9m $15.9m 6.26% Reduced -4.0k -4,036
63 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 115,742115.7k $13.6m $13.6m 0.09% Added +287 +287
64 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 114,629114.6k $13.5m $13.5m 0.08% Added +5.9k +5,919
65 Kapstone Financial Advisors LLC 7.45% of their portfolio LEBANON, OH 104,883104.9k $12.3m $12.3m 7.45% Reduced -234 -234
66 Global Strategic Investment Solutions, LLC 1.42% of their portfolio Scottsdale, AZ 103,611103.6k $12.2m $12.2m 1.42% Added +729 +729
67 Advisory Services Network, LLC 0.23% of their portfolio ATLANTA, GA 101,020101.0k $11.0m $11.0m 0.23% Unchanged
68 Lantz Financial LLC 3.12% of their portfolio NAPERVILLE, IL 98,11098.1k $11.5m $11.5m 3.12% Added +1.7k +1,731
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 97,35797.4k $11.5m $11.5m 0.02% Added +46.1k +46,103
70 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 96,05296.1k $11.3m $11.3m 0.00% Added +3.1k +3,150
71 Graypoint LLC 0.71% of their portfolio Albany, NY 94,05394.1k $11.1m $11.1m 0.71% Reduced -1.1k -1,050
72 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 91,63191.6k $10.8m $10.8m 0.03% Reduced -1.3k -1,331
73 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 90,64390.6k $10.7m $10.7m 0.02% Reduced -6.2k -6,212
74 NTV Asset Management LLC 1.42% of their portfolio Charleston, WV 90,03490.0k $10.6m $10.6m 1.42% Reduced -382 -382
75 IFP Advisors, Inc 0.37% of their portfolio TAMPA, FL 87,90687.9k $10.3m $10.3m 0.37% Added +15.0k +15,049
76 FAS Wealth Partners, Inc. 0.77% of their portfolio LEAWOOD, KS 81,98582.0k $9.6m $9.6m 0.77% Added +729 +729
77 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 81,97082.0k $9.6m $9.6m 0.03% Added +66.9k +66,898
78 Wealthspire Advisors, LLC 0.10% of their portfolio NEW YORK, NY 81,50481.5k $9.6m $9.6m 0.10% Added +1.7k +1,697
79 Beaumont Financial Advisors, LLC 0.74% of their portfolio NEEDHAM, MA 80,53480.5k $9.5m $9.5m 0.74% Reduced -968 -968
80 Gunma Bank,Ltd. 3.82% of their portfolio GUNMA, M0 79,00079.0k $9.3m $9.3m 3.82% New
81 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 76,24476.2k $9.0m $9.0m 0.02% Added +64.0k +63,992
82 Atria Investments, Inc 0.11% of their portfolio Charlotte, NC 75,22275.2k $8.8m $8.8m 0.11% Reduced -3.4k -3,383
83 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 74,92574.9k $8.8m $8.8m 0.06% Reduced -695 -695
84 Smithfield Trust Co 0.43% of their portfolio PITTSBURGH, PA 74,69874.7k $8.8m $8.8m 0.43% Reduced -145 -145
85 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 74,35374.4k $8.7m $8.7m 0.00% Reduced -10 -10
86 GLENMEDE TRUST CO NA 0.04% of their portfolio PHILADELPHIA, PA 73,08473.1k $8.6m $8.6m 0.04% Added +3.3k +3,259
87 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 69,88069.9k $8.2m $8.2m 0.01% Added +49.2k +49,238
88 CITIZENS FINANCIAL GROUP INC/RI 0.17% of their portfolio PROVIDENCE, RI 69,81069.8k $8.2m $8.2m 0.17% Added +22.7k +22,731
89 Financial Perspectives, Inc 2.81% of their portfolio MINNEAPOLIS, MN 68,91268.9k $8.1m $8.1m 2.81% Added +465 +465
90 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 67,90067.9k $8.0m $8.0m 0.01% New
91 Gallagher Fiduciary Advisors, LLC 1.58% of their portfolio ROLLING MEADOWS, IL 66,36966.4k $7.8m $7.8m 1.58% Reduced -4.8k -4,829
92 CWM, LLC 0.03% of their portfolio OMAHA, NE 66,14466.1k $7.8m $7.8m 0.03% Added +5.9k +5,855
93 Advus Financial Partners, LLC 2.22% of their portfolio WINTER PARK, FL 66,06666.1k $7.8m $7.8m 2.22% Reduced -372 -372
94 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 61,08561.1k $7.3m $7.3m 0.00% Added +1.6k +1,576
95 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 60,52160.5k $7.1m $7.1m 0.05% Reduced -2.9k -2,945
96 Sigma Planning Corp 0.21% of their portfolio ANN ARBOR, MI 58,37158.4k $6.9m $6.9m 0.21% Added +6.6k +6,568
97 LEVEL FOUR ADVISORY SERVICES, LLC 0.27% of their portfolio DALLAS, TX 54,33554.3k $6.4m $6.4m 0.27% Reduced -651 -651
98 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 53,34053.3k $6.3m $6.3m 0.01% Added +40.4k +40,372
99 COWA, LLC 2.95% of their portfolio Tulsa, OK 52,67352.7k $6.2m $6.2m 2.95% Reduced -5.5k -5,524
100 Sowa Financial Group, Inc. 3.74% of their portfolio LINCOLN, RI 50,33550.3k $5.9m $5.9m 3.74% Reduced -4.3k -4,349