Vault-13

ISHARES TR HDV

CORE HIGH DV ETF · ETP · CUSIP 46429B663

717 institutional holders -13 vs Q4 2023
48,907,60548.9m shares reported held*
$5.4bnreported value*
50 new 244 added 277 reduced 58 sold out net bought ≈ $97.4m (+917.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $109.85. Options: 4 managers hold calls ($103.3m notional), 2 hold puts ($3.0m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 711Q4 22: 752Q1 23: 722Q2 23: 717Q3 23: 706Q4 23: 730Q1 24: 717717Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022711
Q4 2022752
Q1 2023722
Q2 2023717
Q3 2023706
Q4 2023730
Q1 2024717

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 351 bought or addedQ4 22: 308 cut or sold outQ4 22Q1 23: 285 bought or addedQ1 23: 360 cut or sold outQ1 23Q2 23: 278 bought or addedQ2 23: 327 cut or sold outQ2 23Q3 23: 206 bought or addedQ3 23: 355 cut or sold outQ3 23Q4 23: 267 bought or addedQ4 23: 350 cut or sold outQ4 23Q1 24: 294 bought or addedQ1 24: 335 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022351308
Q1 2023285360
Q2 2023278327
Q3 2023206355
Q4 2023267350
Q1 2024294335

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ2 23 calls: $12.1mQ2 23 puts: $2.1mQ2 23P/C 0.17Q3 23 calls: $17.8mQ3 23 puts: $2.1mQ3 23P/C 0.12Q4 23 calls: $54.2mQ4 23 puts: $1.8mQ4 23P/C 0.03Q1 24 calls: $103.3mQ1 24 puts: $3.0mQ1 24P/C 0.03
Numbers
QuarterCallsPutsP/C
Q2 2023$12.1m$2.1m0.17
Q3 2023$17.8m$2.1m0.12
Q4 2023$54.2m$1.8m0.03
Q1 2024$103.3m$3.0m0.03

Biggest buyers

MORGAN STANLEY Added +3,309,029+3.3m
Meiji Yasuda Life Insurance Co Added +495,944+495.9k
Cetera Investment Advisers Added +261,132+261.1k
BNP PARIBAS FINANCIAL MARKETS Added +204,054+204.1k
DAVENPORT & Co LLC Added +162,256+162.3k
LPL Financial LLC Added +159,419+159.4k
BlackRock Inc. Added +105,555+105.6k
Advisory Services Network, LLC Added +74,259+74.3k
Keystone Financial Planning, Inc. Added +54,652+54.7k
RENAISSANCE TECHNOLOGIES LLC Added +41,500+41.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -1,389,476-1.4m
FEDERATED HERMES, INC. Reduced -513,718-513.7k
Cetera Advisor Networks LLC Sold out -203,989-204.0k
M&T Bank Corp Reduced -193,981-194.0k
McElhenny Sheffield Capital Management, LLC Sold out -157,941-157.9k
JPMORGAN CHASE & CO Reduced -155,212-155.2k
BANK OF AMERICA CORP /DE/ Reduced -129,394-129.4k
AMERIPRISE FINANCIAL INC Reduced -113,729-113.7k
STEEL GROVE CAPITAL ADVISORS, LLC Reduced -77,687-77.7k
AE Wealth Management LLC Reduced -71,192-71.2k

Biggest calls

CITADEL ADVISORS LLC Added $90.2m818.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.9m117.1k shares
Belvedere Trading LLC New $242.5k2.2k shares
Cutler Group LLC / CA Reduced $0200 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.3m20.8k shares
CITADEL ADVISORS LLC Reduced $727.4k6.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 9,303,5919.3m $1.0bn $1.0bn 0.03% Added +3.3m +3,309,029
2 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 4,739,6834.7m $522.4m $522.4m 0.05% Reduced -129.4k -129,394
3 Meiji Yasuda Life Insurance Co 7.03% of their portfolio TOKYO, M0 3,008,1723.0m $331.5m $331.5m 7.03% Added +495.9k +495,944
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,445,7862.4m $269.6m $269.6m 0.01% Reduced -155.2k -155,212
5 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 1,854,2551.9m $204.4m $204.4m 0.11% Added +159.4k +159,419
6 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,554,3751.6m $171.3m $171.3m 0.06% Reduced -71.2k -71,179
7 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,391,0841.4m $153.3m $153.3m 0.04% Reduced -46.2k -46,235
8 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,308,3001.3m $144.2m $144.2m 0.04% Reduced -1.4m -1,389,476
9 SECURIAN ASSET MANAGEMENT, INC 2.96% of their portfolio ST PAUL, MN 915,202915.2k $100.9m $100.9m 2.96% Reduced -21.0k -21,000
10 TRUIST FINANCIAL CORP 0.13% of their portfolio CHARLOTTE, NC 800,095800.1k $88.2m $88.2m 0.13% Reduced -41.7k -41,679
11 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 793,501793.5k $87.5m $87.5m 0.15% Reduced -19.1k -19,055
12 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 743,806743.8k $82.0m $82.0m 0.03% Added +41.0k +41,016
13 M&T Bank Corp 0.27% of their portfolio BUFFALO, NY 712,425712.4k $78.5m $78.5m 0.27% Reduced -194.0k -193,981
14 Janney Montgomery Scott LLC 0.21% of their portfolio PHILADELPHIA, PA 647,251647.3k $71.3m $71.3m 0.21% Added +16.6k +16,579
15 FMR LLC 0.00% of their portfolio BOSTON, MA 529,750529.8k $58.4m $58.4m 0.00% Added +12.5k +12,451
16 BlackRock Inc. 0.00% of their portfolio New York, NY 527,228527.2k $58.1m $58.1m 0.00% Added +105.6k +105,555
17 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 490,112490.1k $54.1m $54.1m 0.01% Reduced -113.7k -113,729
18 LBMC INVESTMENT ADVISORS, LLC 4.58% of their portfolio BRENTWOOD, TN 479,389479.4k $52.8m $52.8m 4.58% Reduced -1.4k -1,355
19 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 469,258469.3k $51.7m $51.7m 0.08% Reduced -24.7k -24,691
20 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 366,447366.4k $40.4m $40.4m 0.09% Reduced -47.6k -47,609
21 Townsend & Associates, Inc 4.62% of their portfolio WESTMINSTER, CO 362,520362.5k $39.6m $39.6m 4.62% Added +7.8k +7,786
22 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 321,188321.2k $35.4m $35.4m 0.08% Added +261.1k +261,132
23 Mariner, LLC 0.07% of their portfolio Overland Park, KS 299,835299.8k $33.0m $33.0m 0.07% Reduced -17.8k -17,792
24 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 295,636295.6k $32.6m $32.6m 0.13% Added +25.4k +25,379
25 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 287,161287.2k $31.6m $31.6m 0.06% Added +28.2k +28,244
26 Steward Partners Investment Advisory, LLC 0.33% of their portfolio STAMFORD, CT 274,808274.8k $30.3m $30.3m 0.33% Reduced -2.4k -2,443
27 CVS HEALTH Corp 14.21% of their portfolio WOONSOCKET, RI 273,110273.1k $30.1m $30.1m 14.21% Unchanged
28 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 270,143270.1k $29.8m $29.8m 0.02% Reduced -12.7k -12,741
29 REGIMEN WEALTH, LLC 10.00% of their portfolio ATLANTA, GA 261,587261.6k $28.8m $28.8m 10.00% Added +8.4k +8,393
30 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 250,498250.5k $27.6m $27.6m 0.01% Added +20.6k +20,613
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 246,489246.5k $27.2m $27.2m 0.07% Added +9.2k +9,220
32 Wharton Business Group, LLC 1.23% of their portfolio MALVERN, PA 232,644232.6k $25.6m $25.6m 1.23% Added +34.9k +34,915
33 Atria Wealth Solutions, Inc. 0.28% of their portfolio NEW YORK, NY 221,612221.6k $24.4m $24.4m 0.28% Reduced -3.9k -3,924
34 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 208,766208.8k $23.0m $23.0m 0.07% Reduced -5.2k -5,150
35 COMERICA BANK 0.10% of their portfolio DALLAS, TX 207,747207.7k $22.9m $22.9m 0.10% Reduced -5.0k -5,010
36 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 206,310206.3k $22.7m $22.7m 0.03% Reduced -1.6k -1,641
37 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 206,154206.2k $22.7m $22.7m 0.03% Added +204.1k +204,054
38 Waverly Advisors, LLC 0.50% of their portfolio BIRMINGHAM, AL 191,055191.1k $21.1m $21.1m 0.50% Added +12.9k +12,892
39 Simmons Bank 1.53% of their portfolio Pine Bluff, AR 185,221185.2k $20.4m $20.4m 1.53% Added +15.2k +15,211
40 Valeo Financial Advisors, LLC 0.06% of their portfolio CARMEL, IN 169,679169.7k $1.8m $1.8m 0.06% Added +12.2k +12,188
41 DAVENPORT & Co LLC 0.11% of their portfolio RICHMOND, VA 165,613165.6k $18.3m $18.3m 0.11% Added +162.3k +162,256
42 GDS Wealth Management 2.13% of their portfolio FLOWER MOUND, TX 165,101165.1k $18.2m $18.2m 2.13% Reduced -30.2k -30,209
43 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 2.94% of their portfolio FORT WORTH, TX 161,703161.7k $17.8m $17.8m 2.94% Reduced -1.9k -1,900
44 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 157,288157.3k $17.3m $17.3m 0.02% Reduced -45.2k -45,187
45 WNY Asset Management, LLC 2.63% of their portfolio Williamsville, NY 156,486156.5k $17.2m $17.2m 2.63% Added +2.0k +2,021
46 VAUGHAN & Co SECURITIES, INC. 10.89% of their portfolio Ridgewood, NJ 155,183155.2k $17.1m $17.1m 10.89% Added +4.7k +4,652
47 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 141,155141.2k $15.6m $15.6m 0.06% Added +8.4k +8,435
48 Kohmann Bosshard Financial Services, LLC 2.15% of their portfolio FAIRLAWN, OH 140,370140.4k $15.5m $15.5m 2.15% Added +899 +899
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 139,823139.8k $15.4m $15.4m 0.02% Reduced -2.3k -2,323
50 SWEENEY & MICHEL, LLC 6.71% of their portfolio CHICO, CA 136,949136.9k $15.2m $15.2m 6.71% First filing
51 BEAM WEALTH ADVISORS, INC. 8.63% of their portfolio COVINGTON, LA 130,272130.3k $14.4m $14.4m 8.63% Reduced -1.9k -1,917
52 HB Wealth Management, LLC 0.18% of their portfolio Atlanta, GA 128,653128.7k $14.2m $14.2m 0.18% Added +769 +769
53 Orion Porfolio Solutions, LLC 0.14% of their portfolio OMAHA, NE 121,818121.8k $13.4m $13.4m 0.14% Reduced -5.3k -5,260
54 Orion Portfolio Solutions, LLC 0.14% of their portfolio Omaha, NE 121,818121.8k $13.4m $13.4m 0.14% Reduced -5.3k -5,260
55 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 120,959121.0k $13.3m $13.3m 0.02% Reduced -16.4k -16,445
56 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 120,005120.0k $13.2m $13.2m 0.09% Reduced -933 -933
57 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 112,126112.1k $12.4m $12.4m 0.09% Reduced -5.4k -5,420
58 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 109,395109.4k $12.1m $12.1m 0.03% Added +35 +35
59 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 107,611107.6k $11.9m $11.9m 0.11% Added +2.0k +1,966
60 Kapstone Financial Advisors LLC 7.74% of their portfolio LEBANON, OH 103,189103.2k $11.4m $11.4m 7.74% Reduced -735 -735
61 Global Strategic Investment Solutions, LLC 1.32% of their portfolio Scottsdale, AZ 102,286102.3k $11.3m $11.3m 1.32% Added +188 +188
62 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.03% of their portfolio LOS ANGELES, CA 102,163102.2k $11.3m $11.3m 0.03% Reduced -6.3k -6,338
63 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 98,19798.2k $10.8m $10.8m 0.04% Reduced -4.9k -4,940
64 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 96,52796.5k $10.6m $10.6m 0.00% Reduced -19.3k -19,296
65 Graypoint LLC 0.76% of their portfolio Albany, NY 95,28195.3k $10.5m $10.5m 0.76% Reduced -8.4k -8,426
66 Gunma Bank,Ltd. 5.51% of their portfolio GUNMA, M0 95,00095.0k $10.5m $10.5m 5.51% Added +23.0k +23,000
67 Keystone Financial Planning, Inc. 3.38% of their portfolio CLEVELAND, OH 94,64094.6k $10.4m $10.4m 3.38% Added +54.7k +54,652
68 Advisory Services Network, LLC 0.23% of their portfolio ATLANTA, GA 92,94892.9k $10.2m $10.2m 0.23% Added +74.3k +74,259
69 Lantz Financial LLC 3.27% of their portfolio NAPERVILLE, IL 92,12292.1k $10.2m $10.2m 3.27% Added +1.5k +1,520
70 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 89,76689.8k $9.9m $9.9m 0.01% Added +9.7k +9,723
71 NTV Asset Management LLC 1.50% of their portfolio Charleston, WV 89,35589.4k $9.8m $9.8m 1.50% Reduced -2.2k -2,204
72 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 84,36084.4k $9.3m $9.3m 0.08% Added +15.1k +15,090
73 Beaumont Financial Advisors, LLC 0.76% of their portfolio NEEDHAM, MA 83,75883.8k $9.2m $9.2m 0.76% Reduced -411 -411
74 Foundry Financial Group, Inc. 6.36% of their portfolio LACONIA, NH 80,84980.8k $8.9m $8.9m 6.36% Added +8.0k +7,965
75 Wealthspire Advisors, LLC 0.12% of their portfolio NEW YORK, NY 80,78480.8k $8.9m $8.9m 0.12% Reduced -2.2k -2,185
76 FAS Wealth Partners, Inc. 0.78% of their portfolio LEAWOOD, KS 79,37579.4k $8.7m $8.7m 0.78% Added +10.0k +9,955
77 Atria Investments, Inc 0.12% of their portfolio Charlotte, NC 77,92477.9k $8.6m $8.6m 0.12% Added +28.7k +28,739
78 Smithfield Trust Co 0.44% of their portfolio PITTSBURGH, PA 75,66375.7k $8.3m $8.3m 0.44% Reduced -126 -126
79 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 75,47975.5k $8.3m $8.3m 0.06% Reduced -1.1k -1,113
80 GLENMEDE TRUST CO NA 0.04% of their portfolio PHILADELPHIA, PA 74,15674.2k $8.2m $8.2m 0.04% Added +79 +79
81 Sowa Financial Group, Inc. 6.14% of their portfolio LINCOLN, RI 73,83673.8k $7.5m $7.5m 6.14% Unchanged
82 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 73,82073.8k $8.1m $8.1m 0.00% Added +2.4k +2,434
83 Michelson Medical Research Foundation, Inc. 4.89% of their portfolio Los Angeles, CA 73,24073.2k $8.1m $8.1m 4.89% Unchanged
84 Gallagher Fiduciary Advisors, LLC 0.27% of their portfolio ROLLING MEADOWS, IL 70,27070.3k $7.7m $7.7m 0.27% Added +6.9k +6,937
85 Financial Perspectives, Inc 2.86% of their portfolio MINNEAPOLIS, MN 68,47568.5k $7.5m $7.5m 2.86% Added +2.1k +2,081
86 Benedetti & Gucer, Inc. 3.69% of their portfolio ATLANTA, GA 67,48267.5k $7.4m $7.4m 3.69% Added +13.9k +13,881
87 Advus Financial Partners, LLC 2.27% of their portfolio WINTER PARK, FL 66,53066.5k $7.3m $7.3m 2.27% Added +1.5k +1,519
88 CWM, LLC 0.03% of their portfolio OMAHA, NE 61,04061.0k $6.7m $6.7m 0.03% Reduced -2.0k -2,033
89 Phoenix Wealth Advisors 3.98% of their portfolio CHAPEL HILL, NC 59,33959.3k $6.5m $6.5m 3.98% Reduced -10.5k -10,472
90 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 59,13259.1k $6.5m $6.5m 0.00% Reduced -1.2k -1,226
91 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 58,98259.0k $6.5m $6.5m 0.00% Reduced -2.6k -2,589
92 COWA, LLC 3.73% of their portfolio Tulsa, OK 57,40957.4k $6.3m $6.3m 3.73% Reduced -6.3k -6,347
93 LEVEL FOUR ADVISORY SERVICES, LLC 0.32% of their portfolio DALLAS, TX 56,36656.4k $5.7m $5.7m 0.32% Unchanged
94 Advisor OS, LLC 0.67% of their portfolio CHICAGO, IL 52,68152.7k $5.8m $5.8m 0.67% Added +3.3k +3,335
95 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 52,26052.3k $5.8m $5.8m 0.05% Reduced -1.9k -1,936
96 MJP ASSOCIATES INC /ADV 1.24% of their portfolio FARMINGTON, CT 51,85851.9k $5.7m $5.7m 1.24% Added +3.6k +3,593
97 Sigma Planning Corp 0.18% of their portfolio ANN ARBOR, MI 50,55950.6k $5.6m $5.6m 0.18% Added +31.8k +31,810
98 Kentucky Farm Bureau Mutual Insurance Co 1.30% of their portfolio LOUISVILLE, KY 50,00050.0k $5.5m $5.5m 1.30% Unchanged
99 IFP Advisors, Inc 0.23% of their portfolio TAMPA, FL 48,21548.2k $5.3m $5.3m 0.23% Reduced -68.9k -68,873
100 Janney Capital Management LLC 0.35% of their portfolio PITTSBURGH, PA 47,69447.7k $5.3m $5.3m 0.35% Reduced -763 -763