Vault-13

ISHARES TR HDV

CORE HIGH DV ETF · ETP · CUSIP 46429B663

730 institutional holders +24 vs Q3 2023
47,808,48747.8m shares reported held*
$4.9bnreported value*
49 new 218 added 296 reduced 54 sold out net bought ≈ $289.4m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $101.82. Options: 4 managers hold calls ($54.2m notional), 3 hold puts ($1.8m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 711Q4 22: 752Q1 23: 722Q2 23: 717Q3 23: 706Q4 23: 730730Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022711
Q4 2022752
Q1 2023722
Q2 2023717
Q3 2023706
Q4 2023730

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 351 bought or addedQ4 22: 308 cut or sold outQ4 22Q1 23: 285 bought or addedQ1 23: 360 cut or sold outQ1 23Q2 23: 278 bought or addedQ2 23: 327 cut or sold outQ2 23Q3 23: 206 bought or addedQ3 23: 355 cut or sold outQ3 23Q4 23: 267 bought or addedQ4 23: 350 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022351308
Q1 2023285360
Q2 2023278327
Q3 2023206355
Q4 2023267350

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ1 23 calls: $54.4mQ1 23 puts: $1.1mQ1 23P/C 0.02Q2 23 calls: $12.1mQ2 23 puts: $2.1mQ2 23P/C 0.17Q3 23 calls: $17.8mQ3 23 puts: $2.1mQ3 23P/C 0.12Q4 23 calls: $54.2mQ4 23 puts: $1.8mQ4 23P/C 0.03
Numbers
QuarterCallsPutsP/C
Q1 2023$54.4m$1.1m0.02
Q2 2023$12.1m$2.1m0.17
Q3 2023$17.8m$2.1m0.12
Q4 2023$54.2m$1.8m0.03

Biggest buyers

MORGAN STANLEY Added +2,930,716+2.9m
JPMORGAN CHASE & CO Added +1,640,070+1.6m
WELLS FARGO & COMPANY/MN Added +883,411+883.4k
FEDERATED HERMES, INC. Added +421,865+421.9k
McElhenny Sheffield Capital Management, LLC New +157,941+157.9k
ROYAL BANK OF CANADA Added +90,030+90.0k
STEEL GROVE CAPITAL ADVISORS, LLC Added +62,106+62.1k
Aptus Capital Advisors, LLC Added +58,573+58.6k
FRANKLIN RESOURCES INC Added +58,455+58.5k
SteelPeak Wealth, LLC New +55,382+55.4k

Biggest sellers

Kensington Asset Management, LLC Sold out -400,298-400.3k
BANK OF AMERICA CORP /DE/ Reduced -380,399-380.4k
BARINGS LLC Reduced -307,658-307.7k
PRUDENTIAL PLC Sold out -284,795-284.8k
TRUIST FINANCIAL CORP Reduced -261,105-261.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -192,260-192.3k
AMERIPRISE FINANCIAL INC Reduced -191,183-191.2k
Thrivent Financial for Lutherans Reduced -160,524-160.5k
Fiera Capital Corp Reduced -155,528-155.5k
OSAIC HOLDINGS, INC. Reduced -118,472-118.5k

Biggest calls

CITADEL ADVISORS LLC Added $44.4m435.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.6m93.9k shares
Walleye Trading LLC Added $153.0k1.5k shares
Cutler Group LLC / CA Added $39.0k19.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $917.9k9.0k shares
CITADEL ADVISORS LLC Added $877.1k8.6k shares
Cutler Group LLC / CA New $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 5,994,5626.0m $611.4m $611.4m 0.03% Added +2.9m +2,930,716
2 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 4,869,0774.9m $496.6m $496.6m 0.06% Reduced -380.4k -380,399
3 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 2,697,7762.7m $275.1m $275.1m 0.08% Added +883.4k +883,411
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,600,9982.6m $265.3m $265.3m 0.01% Added +1.6m +1,640,070
5 Meiji Yasuda Life Insurance Co 5.57% of their portfolio TOKYO, M0 2,512,2282.5m $256.2m $256.2m 5.57% Unchanged
6 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,694,8361.7m $172.9m $172.9m 0.10% Reduced -1.9k -1,879
7 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,625,5541.6m $165.8m $165.8m 0.07% Added +24.4k +24,428
8 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,437,3191.4m $146.6m $146.6m 0.04% Added +90.0k +90,030
9 SECURIAN ASSET MANAGEMENT, INC 2.71% of their portfolio ST PAUL, MN 936,202936.2k $95.5m $95.5m 2.71% Reduced -15.8k -15,750
10 M&T Bank Corp 0.34% of their portfolio BUFFALO, NY 906,406906.4k $92.4m $92.4m 0.34% Reduced -102.5k -102,463
11 TRUIST FINANCIAL CORP 0.14% of their portfolio CHARLOTTE, NC 841,774841.8k $85.9m $85.9m 0.14% Reduced -261.1k -261,105
12 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 812,556812.6k $82.9m $82.9m 0.15% Reduced -62.7k -62,661
13 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 702,790702.8k $71.7m $71.7m 0.03% Reduced -65.0k -65,023
14 Janney Montgomery Scott LLC 0.21% of their portfolio PHILADELPHIA, PA 630,672630.7k $64.3m $64.3m 0.21% Added +30.3k +30,282
15 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 603,841603.8k $61.6m $61.6m 0.02% Reduced -191.2k -191,183
16 FMR LLC 0.00% of their portfolio BOSTON, MA 517,299517.3k $52.8m $52.8m 0.00% Added +2.9k +2,897
17 FEDERATED HERMES, INC. 0.13% of their portfolio PITTSBURGH, PA 515,674515.7k $52.6m $52.6m 0.13% Added +421.9k +421,865
18 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 493,949493.9k $50.4m $50.4m 0.08% Reduced -879 -879
19 LBMC INVESTMENT ADVISORS, LLC 4.66% of their portfolio BRENTWOOD, TN 480,744480.7k $49.0m $49.0m 4.66% Reduced -19.5k -19,483
20 BlackRock Inc. 0.00% of their portfolio New York, NY 421,673421.7k $43.0m $43.0m 0.00% Reduced -40.9k -40,879
21 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 414,056414.1k $42.2m $42.2m 0.07% Reduced -118.5k -118,472
22 Townsend & Associates, Inc 4.55% of their portfolio WESTMINSTER, CO 354,734354.7k $36.3m $36.3m 4.55% Added +6.4k +6,392
23 Mariner, LLC 0.08% of their portfolio Overland Park, KS 317,627317.6k $32.4m $32.4m 0.08% Reduced -43.2k -43,157
24 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 282,884282.9k $28.9m $28.9m 0.02% Reduced -24.0k -23,953
25 Steward Partners Investment Advisory, LLC 0.38% of their portfolio STAMFORD, CT 277,251277.3k $28.3m $28.3m 0.38% Reduced -1.6k -1,593
26 CVS HEALTH Corp 14.38% of their portfolio WOONSOCKET, RI 273,110273.1k $27.9m $27.9m 14.38% Reduced -33.7k -33,681
27 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 270,257270.3k $27.6m $27.6m 0.13% Reduced -2.2k -2,225
28 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 258,917258.9k $26.4m $26.4m 0.06% Reduced -160.5k -160,524
29 REGIMEN WEALTH, LLC 9.94% of their portfolio ATLANTA, GA 253,194253.2k $26.0m $26.0m 9.94% Added +20.5k +20,539
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 237,269237.3k $24.2m $24.2m 0.07% Reduced -3.2k -3,157
31 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 229,885229.9k $23.4m $23.4m 0.01% Added +23.4k +23,417
32 Atria Wealth Solutions, Inc. 0.29% of their portfolio NEW YORK, NY 225,536225.5k $23.0m $23.0m 0.29% Added +9.5k +9,491
33 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 213,916213.9k $21.8m $21.8m 0.07% Added +12.6k +12,629
34 COMERICA BANK 0.10% of their portfolio DALLAS, TX 212,757212.8k $21.7m $21.7m 0.10% Reduced -45.1k -45,148
35 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 207,951208.0k $21.2m $21.2m 0.04% Reduced -5.4k -5,362
36 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 203,989204.0k $20.8m $20.8m 0.12% Reduced -7.3k -7,313
37 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 202,475202.5k $20.7m $20.7m 0.03% Added +50.9k +50,871
38 Wharton Business Group, LLC 1.01% of their portfolio MALVERN, PA 197,729197.7k $20.2m $20.2m 1.01% Reduced -34.6k -34,600
39 GDS Wealth Management 2.69% of their portfolio FLOWER MOUND, TX 195,310195.3k $19.9m $19.9m 2.69% Added +4.6k +4,567
40 Waverly Advisors, LLC 0.68% of their portfolio BIRMINGHAM, AL 178,163178.2k $18.2m $18.2m 0.68% Reduced -10.6k -10,604
41 Simmons Bank 1.42% of their portfolio Pine Bluff, AR 170,010170.0k $17.3m $17.3m 1.42% Reduced -5.1k -5,114
42 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 2.98% of their portfolio FORT WORTH, TX 163,603163.6k $16.7m $16.7m 2.98% Reduced -989 -989
43 McElhenny Sheffield Capital Management, LLC 6.55% of their portfolio DALLAS, TX 157,941157.9k $16.1m $16.1m 6.55% New
44 Valeo Financial Advisors, LLC 0.07% of their portfolio CARMEL, IN 157,491157.5k $1.6m $1.6m 0.07% Reduced -5.1k -5,053
45 WNY Asset Management, LLC 2.66% of their portfolio Williamsville, NY 154,465154.5k $15.8m $15.8m 2.66% Reduced -2.5k -2,509
46 VAUGHAN & Co SECURITIES, INC. 10.30% of their portfolio Ridgewood, NJ 150,531150.5k $15.4m $15.4m 10.30% Added +4.8k +4,757
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 142,146142.1k $14.5m $14.5m 0.02% Reduced -192.3k -192,260
48 Kohmann Bosshard Financial Services, LLC 2.17% of their portfolio FAIRLAWN, OH 139,471139.5k $14.2m $14.2m 2.17% Added +819 +819
49 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 137,404137.4k $14.0m $14.0m 0.02% Added +20.8k +20,822
50 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 132,720132.7k $13.5m $13.5m 0.06% Added +13.0k +12,959
51 BEAM WEALTH ADVISORS, INC. 8.55% of their portfolio COVINGTON, LA 132,189132.2k $13.5m $13.5m 8.55% Added +5.4k +5,397
52 HB Wealth Management, LLC 0.19% of their portfolio Atlanta, GA 127,884127.9k $13.0m $13.0m 0.19% Reduced -2.5k -2,513
53 Orion Porfolio Solutions, LLC 0.15% of their portfolio OMAHA, NE 127,078127.1k $13.2m $13.2m 0.15% Reduced -5.0k -4,999
54 Orion Portfolio Solutions, LLC 0.15% of their portfolio Omaha, NE 127,078127.1k $13.2m $13.2m 0.15% Reduced -5.0k -4,999
55 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 120,938120.9k $12.3m $12.3m 0.10% Reduced -3.0k -2,974
56 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 117,546117.5k $12.0m $12.0m 0.09% Added +543 +543
57 IFP Advisors, Inc 0.56% of their portfolio TAMPA, FL 117,088117.1k $11.9m $11.9m 0.56% Reduced -7.6k -7,633
58 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 115,823115.8k $11.8m $11.8m 0.00% Reduced -18.5k -18,520
59 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 109,360109.4k $11.2m $11.2m 0.03% Reduced -4.1k -4,108
60 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.03% of their portfolio LOS ANGELES, CA 108,501108.5k $11.1m $11.1m 0.03% Reduced -1.9k -1,924
61 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 105,645105.6k $10.8m $10.8m 0.11% Reduced -16.8k -16,777
62 Kapstone Financial Advisors LLC 8.47% of their portfolio LEBANON, OH 103,924103.9k $10.8m $10.8m 8.47% Reduced -579 -579
63 Graypoint LLC 0.85% of their portfolio Albany, NY 103,707103.7k $10.6m $10.6m 0.85% Reduced -1.2k -1,240
64 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 103,137103.1k $10.5m $10.5m 0.04% Added +25.4k +25,439
65 Global Strategic Investment Solutions, LLC 1.29% of their portfolio Scottsdale, AZ 102,098102.1k $10.4m $10.4m 1.29% Reduced -8.8k -8,830
66 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 101,230101.2k $10.5m $10.5m 0.05% Added +13.6k +13,565
67 KOM Wealth Management Group, LLC 9.77% of their portfolio APPLETON, WI 95,98696.0k $9.8m $9.8m 9.77% Added +3.6k +3,560
68 NTV Asset Management LLC 1.57% of their portfolio Charleston, WV 91,55991.6k $9.3m $9.3m 1.57% Added +8.0k +7,962
69 Lantz Financial LLC 3.34% of their portfolio NAPERVILLE, IL 90,60290.6k $9.2m $9.2m 3.34% Reduced -3.8k -3,834
70 Beaumont Financial Advisors, LLC 0.78% of their portfolio NEEDHAM, MA 84,16984.2k $8.6m $8.6m 0.78% Reduced -2.4k -2,386
71 STEEL GROVE CAPITAL ADVISORS, LLC 1.15% of their portfolio MEMPHIS, TN 83,32883.3k $8.5m $8.5m 1.15% Added +62.1k +62,106
72 Wealthspire Advisors, LLC 0.12% of their portfolio NEW YORK, NY 82,96983.0k $8.5m $8.5m 0.12% Reduced -3.8k -3,826
73 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 80,04380.0k $8.2m $8.2m 0.01% Added +6.0k +6,035
74 Fiera Capital Corp 0.02% of their portfolio MONTREAL, A8 76,65676.7k $7.8m $7.8m 0.02% Reduced -155.5k -155,528
75 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 76,59276.6k $7.8m $7.8m 0.06% Added +305 +305
76 Smithfield Trust Co 0.43% of their portfolio PITTSBURGH, PA 75,78975.8k $7.7m $7.7m 0.43% Added +929 +929
77 GLENMEDE TRUST CO NA 0.04% of their portfolio PHILADELPHIA, PA 74,07774.1k $7.6m $7.6m 0.04% Reduced -12.0k -11,988
78 Sowa Financial Group, Inc. 6.14% of their portfolio LINCOLN, RI 73,83673.8k $7.5m $7.5m 6.14% Reduced -16.0k -16,024
79 Michelson Medical Research Foundation, Inc. 4.93% of their portfolio Los Angeles, CA 73,24073.2k $7.5m $7.5m 4.93% Unchanged
80 Foundry Financial Group, Inc. 6.30% of their portfolio LACONIA, NH 72,88472.9k $7.4m $7.4m 6.30% First filing
81 Gunma Bank,Ltd. 7.11% of their portfolio GUNMA, M0 72,00072.0k $7.3m $7.3m 7.11% Added +18.0k +18,000
82 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 71,38671.4k $7.3m $7.3m 0.00% Added +14.3k +14,265
83 Phoenix Wealth Advisors 5.04% of their portfolio CHAPEL HILL, NC 69,81169.8k $7.2m $7.2m 5.04% Added +12.4k +12,415
84 FAS Wealth Partners, Inc. 0.67% of their portfolio LEAWOOD, KS 69,42069.4k $7.1m $7.1m 0.67% Added +2.9k +2,865
85 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 69,27069.3k $7.1m $7.1m 0.07% Reduced -584 -584
86 Financial Perspectives, Inc 2.75% of their portfolio MINNEAPOLIS, MN 66,39466.4k $6.8m $6.8m 2.75% Added +1.9k +1,944
87 Advus Financial Partners, LLC 2.28% of their portfolio WINTER PARK, FL 65,01165.0k $6.6m $6.6m 2.28% Added +606 +606
88 Patton Albertson Miller Group, LLC 1.10% of their portfolio Chattanooga, TN 64,91064.9k $6.6m $6.6m 1.10% Reduced -17.0k -17,007
89 Cetera Advisors LLC 0.09% of their portfolio DENVER, CO 64,40064.4k $6.6m $6.6m 0.09% Reduced -21.5k -21,497
90 COWA, LLC 4.05% of their portfolio Tulsa, OK 63,75663.8k $6.5m $6.5m 4.05% Reduced -2.3k -2,264
91 Gallagher Fiduciary Advisors, LLC 0.22% of their portfolio ROLLING MEADOWS, IL 63,33363.3k $6.5m $6.5m 0.22% Added +4.3k +4,348
92 CWM, LLC 0.03% of their portfolio OMAHA, NE 63,07363.1k $6.4m $6.4m 0.03% Reduced -7 -7
93 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 61,57161.6k $6.3m $6.3m 0.00% Reduced -2.5k -2,542
94 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 60,35860.4k $6.2m $6.2m 0.00% Added +58.5k +58,455
95 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 60,05660.1k $6.1m $6.1m 0.05% Reduced -10.2k -10,227
96 Aptus Capital Advisors, LLC 0.18% of their portfolio FAIRHOPE, AL 58,74058.7k $6.0m $6.0m 0.18% Added +58.6k +58,573
97 LEVEL FOUR ADVISORY SERVICES, LLC 0.32% of their portfolio DALLAS, TX 56,36656.4k $5.7m $5.7m 0.32% Reduced -3.3k -3,326
98 SteelPeak Wealth, LLC 0.33% of their portfolio WOODLAND HILLS, CA 55,38255.4k $5.6m $5.6m 0.33% New
99 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 54,19654.2k $5.5m $5.5m 0.05% Reduced -10.8k -10,765
100 Benedetti & Gucer, Inc. 2.86% of their portfolio ATLANTA, GA 53,60153.6k $5.5m $5.5m 2.86% New