Vault-13

ISHARES TR HDV

CORE HIGH DV ETF · ETP · CUSIP 46429B663

706 institutional holders -11 vs Q2 2023
45,363,93345.4m shares reported held*
$4.5bnreported value*
39 new 167 added 301 reduced 54 sold out net sold ≈ $138.6m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $98.62. Options: 5 managers hold calls ($17.8m notional), 3 hold puts ($2.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 711Q4 22: 752Q1 23: 722Q2 23: 717Q3 23: 706706Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022711
Q4 2022752
Q1 2023722
Q2 2023717
Q3 2023706

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 351 bought or addedQ4 22: 308 cut or sold outQ4 22Q1 23: 285 bought or addedQ1 23: 360 cut or sold outQ1 23Q2 23: 278 bought or addedQ2 23: 327 cut or sold outQ2 23Q3 23: 206 bought or addedQ3 23: 355 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022351308
Q1 2023285360
Q2 2023278327
Q3 2023206355

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ4 22 calls: $15.3mQ4 22 puts: $1.2mQ4 22P/C 0.08Q1 23 calls: $54.4mQ1 23 puts: $1.1mQ1 23P/C 0.02Q2 23 calls: $12.1mQ2 23 puts: $2.1mQ2 23P/C 0.17Q3 23 calls: $17.8mQ3 23 puts: $2.1mQ3 23P/C 0.12
Numbers
QuarterCallsPutsP/C
Q4 2022$15.3m$1.2m0.08
Q1 2023$54.4m$1.1m0.02
Q2 2023$12.1m$2.1m0.17
Q3 2023$17.8m$2.1m0.12

Biggest buyers

Meiji Yasuda Life Insurance Co Added +1,288,572+1.3m
Kensington Asset Management, LLC New +400,298+400.3k
BARINGS LLC New +317,248+317.2k
PRUDENTIAL PLC New +284,795+284.8k
COMERICA BANK New +257,905+257.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +240,426+240.4k
Townsend & Associates, Inc Added +147,285+147.3k
OSAIC HOLDINGS, INC. Added +90,955+91.0k
Allianz Asset Management GmbH New +80,000+80.0k
Accurate Wealth Management, LLC New +73,332+73.3k

Biggest sellers

Houlihan Financial Resource Group, Ltd. Reduced -1,116,797-1.1m
EP Wealth Advisors, LLC Reduced -381,255-381.3k
BlackRock Inc. Reduced -356,831-356.8k
BANK OF AMERICA CORP /DE/ Reduced -325,234-325.2k
UBS Group AG Reduced -281,658-281.7k
TRUIST FINANCIAL CORP Reduced -216,918-216.9k
Cetera Advisor Networks LLC Reduced -177,669-177.7k
JANE STREET GROUP, LLC Reduced -175,038-175.0k
FEDERATED HERMES, INC. Reduced -147,481-147.5k
IFP Advisors, Inc Reduced -122,967-123.0k

Biggest calls

CITADEL ADVISORS LLC Added $11.4m115.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.9m59.9k shares
Belvedere Trading LLC Reduced $445.0k4.5k shares
Walleye Trading LLC Unchanged $19.8k200 shares
Cutler Group LLC / CA New $7.0k6.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.9m19.4k shares
CITADEL ADVISORS LLC Added $158.2k1.6k shares
Walleye Trading LLC Reduced $49.4k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 5,249,4765.2m $519.1m $519.1m 0.06% Reduced -325.2k -325,234
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,063,8463.1m $303.0m $303.0m 0.03% Reduced -16.0k -16,017
3 Meiji Yasuda Life Insurance Co 6.59% of their portfolio TOKYO, M0 2,512,2282.5m $248.4m $248.4m 6.59% Added +1.3m +1,288,572
4 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,814,3651.8m $179.4m $179.4m 0.06% Reduced -27.3k -27,287
5 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 1,696,7151.7m $167.8m $167.8m 0.12% Reduced -30.0k -29,974
6 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,601,1261.6m $158.3m $158.3m 0.07% Reduced -281.7k -281,658
7 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,347,2891.3m $133.2m $133.2m 0.04% Reduced -15.8k -15,838
8 TRUIST FINANCIAL CORP 0.18% of their portfolio CHARLOTTE, NC 1,102,8791.1m $109.1m $109.1m 0.18% Reduced -216.9k -216,918
9 M&T Bank Corp 0.40% of their portfolio BUFFALO, NY 1,008,8691.0m $99.8m $99.8m 0.40% Reduced -16.4k -16,353
10 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 960,928960.9k $95.0m $95.0m 0.01% Reduced -29.6k -29,570
11 SECURIAN ASSET MANAGEMENT, INC 2.81% of their portfolio ST PAUL, MN 951,952952.0k $94.1m $94.1m 2.81% Reduced -18.7k -18,700
12 COMMONWEALTH EQUITY SERVICES, LLC 0.18% of their portfolio WALTHAM, MA 875,217875.2k $86.5m $86.5m 0.18% Added +5.9k +5,915
13 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 795,024795.0k $78.7m $78.7m 0.03% Reduced -31.4k -31,433
14 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 767,813767.8k $75.9m $75.9m 0.03% Reduced -94.2k -94,174
15 Janney Montgomery Scott LLC 0.22% of their portfolio PHILADELPHIA, PA 600,390600.4k $59.4m $59.4m 0.22% Added +13.9k +13,890
16 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 532,528532.5k $52.7m $52.7m 0.08% Added +91.0k +90,955
17 FMR LLC 0.00% of their portfolio BOSTON, MA 514,402514.4k $50.9m $50.9m 0.00% Added +6.8k +6,794
18 LBMC INVESTMENT ADVISORS, LLC 5.17% of their portfolio BRENTWOOD, TN 500,227500.2k $48.6m $48.6m 5.17% Reduced -4.8k -4,815
19 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 494,828494.8k $48.9m $48.9m 0.09% Reduced -26.6k -26,570
20 BlackRock Inc. 0.00% of their portfolio New York, NY 462,552462.6k $45.7m $45.7m 0.00% Reduced -356.8k -356,831
21 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 419,441419.4k $41.6m $41.6m 0.10% Added +9.6k +9,569
22 J.P. Morgan Private Wealth Advisors LLC 0.12% of their portfolio SAN FRANCISCO, CA 410,402410.4k $40.6m $40.6m 0.12% Reduced -56.8k -56,776
23 Kensington Asset Management, LLC 4.12% of their portfolio AUSTIN, TX 400,298400.3k $39.6m $39.6m 4.12% New
24 Mariner, LLC 0.10% of their portfolio Overland Park, KS 360,784360.8k $35.7m $35.7m 0.10% Added +11.0k +10,987
25 Townsend & Associates, Inc 6.90% of their portfolio WESTMINSTER, CO 348,342348.3k $32.7m $32.7m 6.90% Added +147.3k +147,285
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 334,406334.4k $33.1m $33.1m 0.04% Reduced -17.0k -17,038
27 BARINGS LLC 1.07% of their portfolio CHARLOTTE, NC 317,248317.2k $31.4m $31.4m 1.07% New
28 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 306,837306.8k $30.3m $30.3m 0.03% Reduced -4.6k -4,632
29 CVS HEALTH Corp 16.22% of their portfolio WOONSOCKET, RI 306,791306.8k $30.3m $30.3m 16.22% Unchanged
30 PRUDENTIAL PLC 0.33% of their portfolio LONDON, X0 284,795284.8k $28.2m $28.2m 0.33% New
31 Steward Partners Investment Advisory, LLC 0.42% of their portfolio STAMFORD, CT 278,844278.8k $27.6m $27.6m 0.42% Reduced -14.9k -14,899
32 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 272,482272.5k $26.9m $26.9m 0.15% Reduced -27.0k -27,027
33 COMERICA BANK 0.13% of their portfolio DALLAS, TX 257,905257.9k $25.5m $25.5m 0.13% New
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 240,426240.4k $23.8m $23.8m 0.08% New
35 REGIMEN WEALTH, LLC 9.45% of their portfolio ATLANTA, GA 232,655232.7k $23.0m $23.0m 9.45% Added +7.6k +7,575
36 Wharton Business Group, LLC 1.28% of their portfolio MALVERN, PA 232,329232.3k $23.0m $23.0m 1.28% Reduced -4.0k -3,955
37 Fiera Capital Corp 0.07% of their portfolio MONTREAL, A8 232,184232.2k $23.0m $23.0m 0.07% Reduced -2.0k -1,963
38 Atria Wealth Solutions, Inc. 0.30% of their portfolio NEW YORK, NY 216,045216.0k $21.4m $21.4m 0.30% Reduced -19.8k -19,770
39 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 213,313213.3k $21.1m $21.1m 0.03% Added +12.4k +12,416
40 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 211,302211.3k $20.9m $20.9m 0.13% Reduced -177.7k -177,669
41 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 206,468206.5k $20.4m $20.4m 0.01% Added +10.7k +10,662
42 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 201,287201.3k $19.9m $19.9m 0.08% Added +4.1k +4,054
43 GDS Wealth Management 2.97% of their portfolio FLOWER MOUND, TX 190,743190.7k $18.9m $18.9m 2.97% Added +14.6k +14,595
44 Waverly Advisors, LLC 0.81% of their portfolio BIRMINGHAM, AL 188,767188.8k $18.7m $18.7m 0.81% Reduced -26.7k -26,675
45 Simmons Bank 1.54% of their portfolio Pine Bluff, AR 175,124175.1k $17.3m $17.3m 1.54% Reduced -12.9k -12,859
46 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 3.19% of their portfolio FORT WORTH, TX 164,592164.6k $16.3m $16.3m 3.19% Reduced -2.4k -2,362
47 Valeo Financial Advisors, LLC 0.08% of their portfolio CARMEL, IN 162,544162.5k $1.8m $1.8m 0.08% Added +1.4k +1,358
48 WNY Asset Management, LLC 3.03% of their portfolio Williamsville, NY 156,974157.0k $15.5m $15.5m 3.03% Added +3.6k +3,592
49 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 151,604151.6k $15.0m $15.0m 0.02% Reduced -18.2k -18,237
50 VAUGHAN & Co SECURITIES, INC. 10.71% of their portfolio Ridgewood, NJ 145,774145.8k $14.4m $14.4m 10.71% Added +3.3k +3,321
51 Kohmann Bosshard Financial Services, LLC 2.36% of their portfolio FAIRLAWN, OH 138,652138.7k $13.7m $13.7m 2.36% Reduced -2.8k -2,799
52 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 134,343134.3k $13.3m $13.3m 0.00% Added +8.4k +8,382
53 SWEENEY & MICHEL, LLC 6.70% of their portfolio CHICO, CA 132,846132.8k $12.8m $12.8m 6.70% Reduced -3.6k -3,614
54 Orion Porfolio Solutions, LLC 0.16% of their portfolio OMAHA, NE 132,077132.1k $13.1m $13.1m 0.16% Reduced -52.5k -52,523
55 Orion Portfolio Solutions, LLC 0.16% of their portfolio Omaha, NE 132,077132.1k $13.1m $13.1m 0.16% Reduced -52.5k -52,523
56 HB Wealth Management, LLC 0.21% of their portfolio Atlanta, GA 130,397130.4k $12.9m $12.9m 0.21% Reduced -6.0k -6,005
57 BEAM WEALTH ADVISORS, INC. 8.91% of their portfolio COVINGTON, LA 126,792126.8k $12.5m $12.5m 8.91% Added +36.7k +36,682
58 IFP Advisors, Inc 0.55% of their portfolio TAMPA, FL 124,721124.7k $12.3m $12.3m 0.55% Reduced -123.0k -122,967
59 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 123,912123.9k $12.3m $12.3m 0.12% Reduced -20.0k -20,007
60 AVANTAX ADVISORY SERVICES, INC. 0.14% of their portfolio DALLAS, TX 122,422122.4k $12.1m $12.1m 0.14% Reduced -115.8k -115,796
61 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 119,761119.8k $11.8m $11.8m 0.06% Reduced -88.7k -88,741
62 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 117,003117.0k $11.6m $11.6m 0.10% Reduced -4.7k -4,698
63 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 116,582116.6k $11.5m $11.5m 0.02% Reduced -2.3k -2,264
64 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 113,468113.5k $11.2m $11.2m 0.04% Reduced -7.3k -7,334
65 Global Strategic Investment Solutions, LLC 1.41% of their portfolio Scottsdale, AZ 110,928110.9k $11.0m $11.0m 1.41% Reduced -980 -980
66 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.03% of their portfolio LOS ANGELES, CA 110,425110.4k $10.9m $10.9m 0.03% Added +2.2k +2,154
67 Graypoint LLC 0.98% of their portfolio Albany, NY 104,947104.9k $10.4m $10.4m 0.98% Reduced -2.5k -2,476
68 Kapstone Financial Advisors LLC 9.31% of their portfolio LEBANON, OH 104,503104.5k $10.3m $10.3m 9.31% Added +588 +588
69 KFA Private Wealth Group, LLC 4.03% of their portfolio Tysons, VA 97,94497.9k $9.7m $9.7m 4.03% Reduced -3.7k -3,732
70 Bernardo Wealth Planning LLC 3.82% of their portfolio HARLEYSVILLE, PA 97,77597.8k $9.7m $9.7m 3.82% Added +3.2k +3,157
71 Lantz Financial LLC 3.72% of their portfolio NAPERVILLE, IL 94,43694.4k $9.3m $9.3m 3.72% Added +17.9k +17,870
72 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 93,80993.8k $9.3m $9.3m 0.02% Reduced -147.5k -147,481
73 KOM Wealth Management Group, LLC 9.42% of their portfolio APPLETON, WI 92,42692.4k $9.1m $9.1m 9.42% Added +2.4k +2,368
74 Sowa Financial Group, Inc. 6.67% of their portfolio LINCOLN, RI 89,86089.9k $8.9m $8.9m 6.67% Added +41.5k +41,462
75 Shira Ridge Wealth Management 5.73% of their portfolio LARKSPUR, CA 88,11788.1k $8.7m $8.7m 5.73% Reduced -5.8k -5,850
76 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 3.48% of their portfolio BETHLEHEM, PA 87,97588.0k $8.7m $8.7m 3.48% Added +811 +811
77 WealthOne, LLC 3.51% of their portfolio ALBANY, NY 87,77287.8k $8.7m $8.7m 3.51% Added +7.3k +7,270
78 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 87,66587.7k $8.7m $8.7m 0.05% Reduced -86.9k -86,911
79 Wealthspire Advisors, LLC 0.14% of their portfolio NEW YORK, NY 86,79586.8k $8.6m $8.6m 0.14% Added +2.3k +2,336
80 Beaumont Financial Advisors, LLC 0.85% of their portfolio NEEDHAM, MA 86,55586.6k $8.6m $8.6m 0.85% Reduced -1.9k -1,864
81 GLENMEDE TRUST CO NA 0.05% of their portfolio PHILADELPHIA, PA 86,06586.1k $8.5m $8.5m 0.05% Reduced -5.5k -5,455
82 Cetera Advisors LLC 0.13% of their portfolio DENVER, CO 85,89785.9k $8.5m $8.5m 0.13% Reduced -23.2k -23,161
83 NTV Asset Management LLC 1.50% of their portfolio Charleston, WV 83,59783.6k $8.3m $8.3m 1.50% Added +350 +350
84 Patton Albertson Miller Group, LLC 1.59% of their portfolio Chattanooga, TN 81,91781.9k $8.1m $8.1m 1.59% Reduced -10.4k -10,410
85 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 80,00080.0k $7.9m $7.9m 0.02% New
86 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 77,69877.7k $7.7m $7.7m 0.03% Reduced -3.2k -3,184
87 REGIONS FINANCIAL CORP 0.07% of their portfolio BIRMINGHAM, AL 76,28776.3k $7.5m $7.5m 0.07% Reduced -15.4k -15,355
88 Smithfield Trust Co 0.45% of their portfolio PITTSBURGH, PA 74,86074.9k $7.4m $7.4m 0.45% Reduced -4.8k -4,845
89 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 74,00874.0k $7.3m $7.3m 0.01% Added +2.8k +2,777
90 Accurate Wealth Management, LLC 2.27% of their portfolio WESLEY CHAPEL, FL 73,33273.3k $7.2m $7.2m 2.27% New
91 Michelson Medical Research Foundation, Inc. 4.89% of their portfolio Los Angeles, CA 73,24073.2k $7.2m $7.2m 4.89% Unchanged
92 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 70,28370.3k $7.0m $7.0m 0.06% Reduced -56.0k -55,973
93 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 69,85469.9k $6.9m $6.9m 0.08% Reduced -8.9k -8,891
94 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 69,57469.6k $6.9m $6.9m 0.00% Reduced -7.0k -7,003
95 FAS Wealth Partners, Inc. 0.70% of their portfolio LEAWOOD, KS 66,55566.6k $6.6m $6.6m 0.70% Reduced -1.2k -1,248
96 COWA, LLC 4.41% of their portfolio Tulsa, OK 66,02066.0k $6.5m $6.5m 4.41% Reduced -5.0k -5,008
97 Lido Advisors, LLC 0.07% of their portfolio Los Angeles, CA 64,96165.0k $6.4m $6.4m 0.07% Added +17.2k +17,183
98 Financial Perspectives, Inc 2.92% of their portfolio MINNEAPOLIS, MN 64,45064.5k $6.4m $6.4m 2.92% Added +585 +585
99 Advus Financial Partners, LLC 2.51% of their portfolio WINTER PARK, FL 64,40564.4k $6.4m $6.4m 2.51% Reduced -5.2k -5,181
100 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 64,11364.1k $6.3m $6.3m 0.01% Reduced -3.0k -3,041