Vault-13

ISHARES TR HDV

CORE HIGH DV ETF · ETP · CUSIP 46429B663

717 institutional holders -5 vs Q1 2023
47,125,73147.1m shares reported held*
$4.7bnreported value*
48 new 230 added 275 reduced 52 sold out net sold ≈ $350.8m (-4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.77. Options: 4 managers hold calls ($12.1m notional), 3 hold puts ($2.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 711Q4 22: 752Q1 23: 722Q2 23: 717717Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022711
Q4 2022752
Q1 2023722
Q2 2023717

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 351 bought or addedQ4 22: 308 cut or sold outQ4 22Q1 23: 285 bought or addedQ1 23: 360 cut or sold outQ1 23Q2 23: 278 bought or addedQ2 23: 327 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022351308
Q1 2023285360
Q2 2023278327

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $41.7mQ3 22 puts: $10.0mQ3 22P/C 0.24Q4 22 calls: $15.3mQ4 22 puts: $1.2mQ4 22P/C 0.08Q1 23 calls: $54.4mQ1 23 puts: $1.1mQ1 23P/C 0.02Q2 23 calls: $12.1mQ2 23 puts: $2.1mQ2 23P/C 0.17
Numbers
QuarterCallsPutsP/C
Q3 2022$41.7m$10.0m0.24
Q4 2022$15.3m$1.2m0.08
Q1 2023$54.4m$1.1m0.02
Q2 2023$12.1m$2.1m0.17

Biggest buyers

Houlihan Financial Resource Group, Ltd. Added +1,117,420+1.1m
EP Wealth Advisors, LLC Added +324,938+324.9k
FEDERATED HERMES, INC. Added +233,591+233.6k
JANE STREET GROUP, LLC Added +180,608+180.6k
WNY Asset Management, LLC New +153,382+153.4k
IFP Advisors, Inc Added +115,409+115.4k
Townsend & Associates, Inc Added +105,393+105.4k
BEAM WEALTH ADVISORS, INC. New +90,110+90.1k
Fayez Sarofim & Co New +86,000+86.0k
CreativeOne Wealth, LLC Added +65,024+65.0k

Biggest sellers

COWA, LLC Reduced -1,483,138-1.5m
TRUIST FINANCIAL CORP Reduced -1,114,763-1.1m
BANK OF AMERICA CORP /DE/ Reduced -526,983-527.0k
FMR LLC Reduced -444,538-444.5k
SWISS RE LTD Sold out -327,970-328.0k
FUKOKU MUTUAL LIFE INSURANCE Co Sold out -316,000-316.0k
HENGEHOLD CAPITAL MANAGEMENT LLC Reduced -299,099-299.1k
AMERIPRISE FINANCIAL INC Reduced -298,810-298.8k
J.P. Morgan Private Wealth Advisors LLC Reduced -280,683-280.7k
Bluespring Wealth Management, LLC Reduced -230,349-230.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $11.0m109.6k shares
CITADEL ADVISORS LLC Reduced $524.1k5.2k shares
Belvedere Trading LLC New $493.9k4.9k shares
Walleye Trading LLC New $20.2k200 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m14.5k shares
Walleye Trading LLC New $604.7k6.0k shares
CITADEL ADVISORS LLC Reduced $10.1k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 5,574,7105.6m $561.9m $561.9m 0.07% Reduced -527.0k -526,983
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,079,8633.1m $310.4m $310.4m 0.03% Reduced -18.6k -18,579
3 UBS Group AG 0.08% of their portfolio ZURICH, V8 1,882,7841.9m $189.8m $189.8m 0.08% Reduced -148.4k -148,381
4 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,841,6521.8m $185.6m $185.6m 0.05% Reduced -15.3k -15,335
5 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 1,726,6891.7m $174.0m $174.0m 0.12% Added +9.0k +8,956
6 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,363,1271.4m $137.4m $137.4m 0.04% Reduced -110.5k -110,455
7 TRUIST FINANCIAL CORP 0.22% of their portfolio CHARLOTTE, NC 1,319,7971.3m $133.0m $133.0m 0.22% Reduced -1.1m -1,114,763
8 Meiji Yasuda Life Insurance Co 3.22% of their portfolio TOKYO, M0 1,223,6561.2m $123.3m $123.3m 3.22% Unchanged
9 Houlihan Financial Resource Group, Ltd. 3.62% of their portfolio ASHBURN, VA 1,157,5191.2m $116.5m $116.5m 3.62% Added +1.1m +1,117,420
10 M&T Bank Corp 0.39% of their portfolio BUFFALO, NY 1,025,2221.0m $103.3m $103.3m 0.39% Reduced -31.2k -31,210
11 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 990,498990.5k $99.8m $99.8m 0.01% Added +23.1k +23,104
12 SECURIAN ASSET MANAGEMENT, INC 2.51% of their portfolio ST PAUL, MN 970,652970.7k $97.8m $97.8m 2.51% Unchanged
13 COMMONWEALTH EQUITY SERVICES, LLC 0.18% of their portfolio WALTHAM, MA 869,302869.3k $87.6m $87.6m 0.18% Reduced -50.7k -50,733
14 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 861,987862.0k $86.9m $86.9m 0.04% Reduced -229.6k -229,614
15 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 826,457826.5k $83.2m $83.2m 0.03% Reduced -298.8k -298,810
16 BlackRock Inc. 0.00% of their portfolio New York, NY 819,383819.4k $82.6m $82.6m 0.00% Added +3.5k +3,461
17 Janney Montgomery Scott LLC 0.21% of their portfolio PHILADELPHIA, PA 586,500586.5k $59.1m $59.1m 0.21% Reduced -3.2k -3,197
18 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 521,398521.4k $52.6m $52.6m 0.09% Added +836 +836
19 FMR LLC 0.00% of their portfolio BOSTON, MA 507,608507.6k $51.2m $51.2m 0.00% Reduced -444.5k -444,538
20 LBMC INVESTMENT ADVISORS, LLC 5.00% of their portfolio BRENTWOOD, TN 505,042505.0k $50.9m $50.9m 5.00% Reduced -4.0k -3,998
21 J.P. Morgan Private Wealth Advisors LLC 0.24% of their portfolio SAN FRANCISCO, CA 467,178467.2k $47.1m $47.1m 0.24% Reduced -280.7k -280,683
22 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 441,573441.6k $44.5m $44.5m 0.08% Reduced -85.1k -85,062
23 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 409,872409.9k $41.1m $41.1m 0.09% Added +34.2k +34,192
24 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 393,281393.3k $1.8m $1.8m 0.03% Added +324.9k +324,938
25 Cetera Advisor Networks LLC 0.27% of their portfolio EL SEGUNDO, CA 388,971389.0k $39.2m $39.2m 0.27% Added +6.6k +6,574
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 351,444351.4k $35.4m $35.4m 0.05% Added +11.5k +11,464
27 Mariner, LLC 0.09% of their portfolio Overland Park, KS 349,797349.8k $35.3m $35.3m 0.09% Added +27.7k +27,717
28 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 311,469311.5k $31.4m $31.4m 0.03% Reduced -1.2k -1,183
29 CVS HEALTH Corp 15.99% of their portfolio WOONSOCKET, RI 306,791306.8k $30.9m $30.9m 15.99% Reduced -170.0k -170,045
30 MML INVESTORS SERVICES, LLC 0.17% of their portfolio SPRINGFIELD, MA 299,509299.5k $30.2m $30.2m 0.17% Added +568 +568
31 Steward Partners Investment Advisory, LLC 0.44% of their portfolio STAMFORD, CT 293,743293.7k $29.6m $29.6m 0.44% Reduced -14.9k -14,888
32 IFP Advisors, Inc 0.51% of their portfolio TAMPA, FL 247,688247.7k $23.0m $23.0m 0.51% Added +115.4k +115,409
33 FEDERATED HERMES, INC. 0.06% of their portfolio PITTSBURGH, PA 241,290241.3k $24.3m $24.3m 0.06% Added +233.6k +233,591
34 AVANTAX ADVISORY SERVICES, INC. 0.27% of their portfolio DALLAS, TX 238,218238.2k $24.0m $24.0m 0.27% Added +4.6k +4,589
35 Wharton Business Group, LLC 1.57% of their portfolio MALVERN, PA 236,284236.3k $23.8m $23.8m 1.57% Reduced -21.4k -21,395
36 Atria Wealth Solutions, Inc. 0.32% of their portfolio NEW YORK, NY 235,815235.8k $23.8m $23.8m 0.32% Reduced -9.6k -9,573
37 Fiera Capital Corp 0.07% of their portfolio MONTREAL, A8 234,147234.1k $23.6m $23.6m 0.07% Added +417 +417
38 REGIMEN WEALTH, LLC 9.40% of their portfolio ATLANTA, GA 225,080225.1k $22.7m $22.7m 9.40% Added +15.1k +15,065
39 Waverly Advisors, LLC 0.95% of their portfolio BIRMINGHAM, AL 215,442215.4k $21.7m $21.7m 0.95% Reduced -34.5k -34,455
40 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 208,502208.5k $21.0m $21.0m 0.10% Reduced -26.5k -26,540
41 Townsend & Associates, Inc 5.38% of their portfolio WESTMINSTER, CO 201,057201.1k $20.9m $20.9m 5.38% Added +105.4k +105,393
42 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 200,897200.9k $20.2m $20.2m 0.03% Added +5.8k +5,759
43 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 197,233197.2k $19.9m $19.9m 0.08% First filing
44 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 195,806195.8k $19.7m $19.7m 0.01% Added +33.8k +33,770
45 Simmons Bank 1.59% of their portfolio Pine Bluff, AR 187,983188.0k $18.9m $18.9m 1.59% Reduced -11.6k -11,566
46 Orion Porfolio Solutions, LLC 0.20% of their portfolio OMAHA, NE 184,600184.6k $18.6m $18.6m 0.20% Added +18.8k +18,821
47 Orion Portfolio Solutions, LLC 0.20% of their portfolio Omaha, NE 184,600184.6k $18.6m $18.6m 0.20% Added +18.8k +18,821
48 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 183,752183.8k $18.5m $18.5m 0.03% Added +180.6k +180,608
49 GDS Wealth Management 2.88% of their portfolio FLOWER MOUND, TX 176,148176.1k $17.8m $17.8m 2.88% Added +11.0k +10,982
50 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 174,576174.6k $17.6m $17.6m 0.11% Added +12.6k +12,596
51 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 169,841169.8k $17.1m $17.1m 0.02% Added +7.9k +7,934
52 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 3.19% of their portfolio FORT WORTH, TX 166,954167.0k $16.8m $16.8m 3.19% Added +1.8k +1,775
53 Valeo Financial Advisors, LLC 0.08% of their portfolio CARMEL, IN 161,186161.2k $1.7m $1.7m 0.08% Added +73 +73
54 WNY Asset Management, LLC 3.29% of their portfolio Williamsville, NY 153,382153.4k $15.5m $15.5m 3.29% New
55 Kestra Advisory Services, LLC 0.15% of their portfolio AUSTIN, TX 143,919143.9k $14.5m $14.5m 0.15% Reduced -19.6k -19,616
56 VAUGHAN & Co SECURITIES, INC. 10.21% of their portfolio Ridgewood, NJ 142,453142.5k $14.4m $14.4m 10.21% Added +5.9k +5,944
57 Kohmann Bosshard Financial Services, LLC 2.46% of their portfolio FAIRLAWN, OH 141,451141.5k $14.3m $14.3m 2.46% Added +5.1k +5,091
58 SWEENEY & MICHEL, LLC 7.23% of their portfolio CHICO, CA 136,460136.5k $14.0m $14.0m 7.23% Added +2.5k +2,523
59 HB Wealth Management, LLC 0.22% of their portfolio Atlanta, GA 136,402136.4k $13.7m $13.7m 0.22% Reduced -699 -699
60 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 126,256126.3k $12.7m $12.7m 0.11% Reduced -8.2k -8,242
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 125,961126.0k $12.7m $12.7m 0.00% Added +1.3k +1,335
62 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 121,701121.7k $12.4m $12.4m 0.11% Reduced -7.5k -7,504
63 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 120,802120.8k $12.2m $12.2m 0.05% Reduced -9.1k -9,136
64 RFG Advisory, LLC 0.53% of their portfolio BIRMINGHAM, AL 118,998119.0k $12.0m $12.0m 0.53% Added +1.1k +1,145
65 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 118,846118.8k $12.0m $12.0m 0.02% Added +3.4k +3,364
66 Global Strategic Investment Solutions, LLC 1.41% of their portfolio Scottsdale, AZ 111,908111.9k $11.3m $11.3m 1.41% Added +225 +225
67 Cetera Advisors LLC 0.17% of their portfolio DENVER, CO 109,058109.1k $11.0m $11.0m 0.17% Added +233 +233
68 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.03% of their portfolio LOS ANGELES, CA 108,271108.3k $10.9m $10.9m 0.03% Reduced -7.7k -7,658
69 Graypoint LLC 1.08% of their portfolio Albany, NY 107,423107.4k $10.8m $10.8m 1.08% Added +1.4k +1,371
70 Kapstone Financial Advisors LLC 8.93% of their portfolio LEBANON, OH 103,915103.9k $10.8m $10.8m 8.93% Added +553 +553
71 KFA Private Wealth Group, LLC 4.25% of their portfolio Tysons, VA 101,676101.7k $10.2m $10.2m 4.25% Reduced -9.2k -9,182
72 Teamwork Financial Advisors, LLC 1.56% of their portfolio San Antonio, TX 95,50295.5k $9.6m $9.6m 1.56% Reduced -19.1k -19,147
73 Bernardo Wealth Planning LLC 3.80% of their portfolio HARLEYSVILLE, PA 94,61894.6k $9.5m $9.5m 3.80% Added +2.5k +2,491
74 Shira Ridge Wealth Management 5.94% of their portfolio LARKSPUR, CA 93,96794.0k $9.5m $9.5m 5.94% Added +3.8k +3,836
75 Patton Albertson Miller Group, LLC 1.80% of their portfolio Chattanooga, TN 92,32792.3k $9.3m $9.3m 1.80% Reduced -16.2k -16,213
76 REGIONS FINANCIAL CORP 0.08% of their portfolio BIRMINGHAM, AL 91,64291.6k $9.2m $9.2m 0.08% Reduced -25.4k -25,366
77 GLENMEDE TRUST CO NA 0.05% of their portfolio PHILADELPHIA, PA 91,52091.5k $9.3m $9.3m 0.05% Unchanged
78 BEAM WEALTH ADVISORS, INC. 6.30% of their portfolio COVINGTON, LA 90,11090.1k $9.1m $9.1m 6.30% New
79 KOM Wealth Management Group, LLC 8.89% of their portfolio APPLETON, WI 90,05890.1k $9.1m $9.1m 8.89% Added +2.7k +2,691
80 Beaumont Financial Advisors, LLC 0.82% of their portfolio NEEDHAM, MA 88,41988.4k $8.9m $8.9m 0.82% Reduced -972 -972
81 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 3.79% of their portfolio BETHLEHEM, PA 87,16487.2k $8.8m $8.8m 3.79% Reduced -19.9k -19,874
82 Fayez Sarofim & Co 0.03% of their portfolio Houston, TX 86,00086.0k $8.7m $8.7m 0.03% New
83 Wealthspire Advisors, LLC 0.14% of their portfolio NEW YORK, NY 84,45984.5k $8.5m $8.5m 0.14% Reduced -19.7k -19,699
84 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 83,79383.8k $8.4m $8.4m 0.01% Added +36.5k +36,527
85 NTV Asset Management LLC 1.46% of their portfolio Charleston, WV 83,24783.2k $8.4m $8.4m 1.46% Added +506 +506
86 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 80,88280.9k $8.2m $8.2m 0.03% Added +17.6k +17,618
87 WealthOne, LLC 2.98% of their portfolio ALBANY, NY 80,50280.5k $8.1m $8.1m 2.98% Added +267 +267
88 Smithfield Trust Co 0.49% of their portfolio PITTSBURGH, PA 79,70579.7k $8.0m $8.0m 0.49% Reduced -3.5k -3,517
89 Strategic Equity Management 2.75% of their portfolio TUCSON, AZ 79,64579.6k $8.0m $8.0m 2.75% Added +1.5k +1,470
90 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 78,74578.7k $7.9m $7.9m 0.09% Reduced -3.5k -3,523
91 Gallagher Fiduciary Advisors, LLC 0.60% of their portfolio ROLLING MEADOWS, IL 78,31978.3k $7.9m $7.9m 0.60% Reduced -15.2k -15,222
92 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 76,57776.6k $7.7m $7.7m 0.00% Reduced -12.1k -12,137
93 Lantz Financial LLC 3.02% of their portfolio NAPERVILLE, IL 76,56676.6k $7.7m $7.7m 3.02% Added +618 +618
94 Integrated Advisors Network LLC 0.43% of their portfolio DALLAS, TX 74,26074.3k $7.5m $7.5m 0.43% Reduced -1.8k -1,763
95 Michelson Medical Research Foundation, Inc. 5.25% of their portfolio Los Angeles, CA 73,24073.2k $7.4m $7.4m 5.25% Unchanged
96 CreativeOne Wealth, LLC 0.18% of their portfolio OVERLAND PARK, KS 71,79571.8k $7.2m $7.2m 0.18% Added +65.0k +65,024
97 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 71,23171.2k $7.2m $7.2m 0.01% Reduced -669 -669
98 COWA, LLC 4.71% of their portfolio Tulsa, OK 71,02871.0k $7.2m $7.2m 4.71% Reduced -1.5m -1,483,138
99 Advus Financial Partners, LLC 2.70% of their portfolio WINTER PARK, FL 69,58669.6k $7.0m $7.0m 2.70% Added +1.7k +1,744
100 FAS Wealth Partners, Inc. 0.86% of their portfolio LEAWOOD, KS 67,80367.8k $6.8m $6.8m 0.86% Reduced -933 -933