Vault-13

ISHARES TR SMIN

MSCI INDIA SM CP · ETP · CUSIP 46429B614

155 institutional holders -6 vs Q3 2024
7,613,7357.6m shares reported held*
$582.2mreported value*
22 new 50 added 46 reduced 32 sold out net bought ≈ $47.1m (+615.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $76.47. Options: 2 managers hold calls ($955.6k notional), 5 hold puts ($1.9m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 66Q4 22: 69Q1 23: 65Q2 23: 66Q3 23: 82Q4 23: 121Q1 24: 140Q2 24: 153Q3 24: 161Q4 24: 155155Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202266
Q4 202269
Q1 202365
Q2 202366
Q3 202382
Q4 2023121
Q1 2024140
Q2 2024153
Q3 2024161
Q4 2024155

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 17 bought or addedQ1 23: 34 cut or sold outQ2 23: 28 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 15 cut or sold outQ4 23: 76 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 94 bought or addedQ1 24: 46 cut or sold outQ2 24: 88 bought or addedQ2 24: 46 cut or sold outQ2 24Q3 24: 84 bought or addedQ3 24: 60 cut or sold outQ4 24: 72 bought or addedQ4 24: 78 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231734
Q2 20232828
Q3 20234815
Q4 20237632
Q1 20249446
Q2 20248846
Q3 20248460
Q4 20247278

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ1 24 calls: $4.2mQ1 24 puts: $1.1mQ1 24P/C 0.26Q2 24 calls: $291.2kQ2 24 puts: $913.9kQ2 24P/C 3.14Q3 24 calls: $1.1mQ3 24 puts: $31.1mQ3 24P/C 27.85Q4 24 calls: $955.6kQ4 24 puts: $1.9mQ4 24P/C 1.99
Numbers
QuarterCallsPutsP/C
Q1 2024$4.2m$1.1m0.26
Q2 2024$291.2k$913.9k3.14
Q3 2024$1.1m$31.1m27.85
Q4 2024$955.6k$1.9m1.99

Biggest buyers

JANE STREET GROUP, LLC Added +363,698+363.7k
UBS Group AG Added +206,557+206.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +119,377+119.4k
BlackRock, Inc. New +115,000+115.0k
Nipun Capital, L.P. Added +113,900+113.9k
OLD MISSION CAPITAL LLC Added +98,992+99.0k
JENNISON ASSOCIATES LLC Added +86,850+86.8k
MORGAN STANLEY Added +81,585+81.6k
GOLDMAN SACHS GROUP INC Added +75,026+75.0k
CITADEL ADVISORS LLC Added +67,824+67.8k

Biggest sellers

LPL Financial LLC Reduced -169,674-169.7k
NORTHERN TRUST CORP Sold out -109,432-109.4k
BANK OF AMERICA CORP /DE/ Reduced -104,504-104.5k
AMERICAN CENTURY COMPANIES INC Reduced -66,834-66.8k
HSBC HOLDINGS PLC Sold out -63,770-63.8k
3EDGE Asset Management, LP Sold out -54,501-54.5k
PRIMORIS WEALTH ADVISORS, LLC Sold out -41,520-41.5k
CAUSEWAY CAPITAL MANAGEMENT LLC Reduced -38,036-38.0k
FRANKLIN RESOURCES INC Reduced -31,570-31.6k
HighTower Advisors, LLC Reduced -25,510-25.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $611.6k8.0k shares
CITADEL ADVISORS LLC Added $344.0k4.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m13.7k shares
WOLVERINE TRADING, LLC New $378.4k5.0k shares
GROUP ONE TRADING LLC New $305.8k4.0k shares
CITADEL ADVISORS LLC Added $168.2k2.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 723,198723.2k $55.3m $55.3m 0.02% Reduced -31.6k -31,570
2 JENNISON ASSOCIATES LLC 0.03% of their portfolio NEW YORK, NY 668,286668.3k $51.1m $51.1m 0.03% Added +86.8k +86,850
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 592,364592.4k $45.3m $45.3m 0.00% Added +81.6k +81,585
4 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 547,845547.8k $41.9m $41.9m 0.07% Added +363.7k +363,698
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 470,269470.3k $36.0m $36.0m 0.00% Reduced -104.5k -104,504
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 403,428403.4k $30.8m $30.8m 0.01% Added +75.0k +75,026
7 State of New Jersey Common Pension Fund D 0.09% of their portfolio TRENTON, NJ 283,694283.7k $21.7m $21.7m 0.09% Added +38.8k +38,814
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 240,484240.5k $18.4m $18.4m 0.00% Added +206.6k +206,557
9 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 232,185232.2k $17.8m $17.8m 0.01% Unchanged
10 FFG Partners, LLC 4.60% of their portfolio Fort Lauderdale, FL 171,770171.8k $13.1m $13.1m 4.60% Added +12.6k +12,561
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 165,151165.2k $12.6m $12.6m 0.01% Added +6.4k +6,383
12 Nipun Capital, L.P. 7.59% of their portfolio Foster City, CA 153,854153.9k $11.8m $11.8m 7.59% Added +113.9k +113,900
13 Randolph Co Inc 1.18% of their portfolio Cincinnati, OH 138,429138.4k $10.6m $10.6m 1.18% Unchanged
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 137,684137.7k $10.5m $10.5m 0.02% Added +119.4k +119,377
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 133,771133.8k $10.2m $10.2m 0.00% Reduced -169.7k -169,674
16 Adams Wealth Management 1.77% of their portfolio LOGAN, UT 120,900120.9k $9.2m $9.2m 1.77% Added +20.9k +20,934
17 CacheTech Inc. 1.73% of their portfolio LOGAN, UT 120,900120.9k $9.2m $9.2m 1.73% Added +20.9k +20,934
18 CAUSEWAY CAPITAL MANAGEMENT LLC 0.21% of their portfolio LOS ANGELES, CA 120,877120.9k $9.2m $9.2m 0.21% Reduced -38.0k -38,036
19 BlackRock, Inc. 0.00% of their portfolio New York, NY 115,000115.0k $8.8m $8.8m 0.00% New
20 Police & Firemen's Retirement System of New Jersey 0.09% of their portfolio TRENTON, NJ 115,000115.0k $8.8m $8.8m 0.09% First filing
21 OLD MISSION CAPITAL LLC 0.19% of their portfolio CHICAGO, IL 108,585108.6k $8.3m $8.3m 0.19% Added +99.0k +98,992
22 Kera Capital Partners, Inc. 2.38% of their portfolio SACRAMENTO, CA 108,364108.4k $8.3m $8.3m 2.38% First filing
23 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 88,87688.9k $6.8m $6.8m 0.00% Reduced -66.8k -66,834
24 Mainsail Financial Group, LLC 3.45% of their portfolio BELLEVUE, WA 77,97778.0k $6.0m $6.0m 3.45% Added +4.1k +4,074
25 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 77,53677.5k $5.9m $5.9m 0.01% Added +67.8k +67,824
26 Crumly & Associates Inc. 1.59% of their portfolio SPRINGFIELD, IL 76,19076.2k $5.8m $5.8m 1.59% Added +2.9k +2,860
27 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 75,27375.3k $5.8m $5.8m 0.03% Added +187 +187
28 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 71,30771.3k $5.5m $5.5m 0.00% First filing
29 Hillsdale Investment Management Inc. 0.24% of their portfolio Toronto, A6 62,10062.1k $4.7m $4.7m 0.24% Added +16.0k +16,000
30 SHELL ASSET MANAGEMENT CO 0.17% of their portfolio THE HAGUE, P7 50,65650.7k $3.9m $3.9m 0.17% Reduced -1.3k -1,275
31 Main Management ETF Advisors, LLC 0.17% of their portfolio SAN FRANCISCO, CA 49,60049.6k $3.8m $3.8m 0.17% Added +300 +300
32 Calamos Wealth Management LLC 0.17% of their portfolio NAPERVILLE, IL 45,61645.6k $3.5m $3.5m 0.17% Added +6.6k +6,612
33 Legal & General Group Plc 0.00% of their portfolio London, X0 42,45042.5k $3.2m $3.2m 0.00% Unchanged
34 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 39,20039.2k $3.0m $3.0m 0.00% Reduced -22.9k -22,900
35 SIH Partners, LLLP 0.21% of their portfolio Wilmington, DE 38,66738.7k $3.0m $3.0m 0.21% New
36 Leibman Financial Services, Inc. 2.11% of their portfolio LOUISVILLE, NE 37,81037.8k $2.9m $2.9m 2.11% Added +3.9k +3,869
37 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 33,80133.8k $2.6m $2.6m 0.00% Reduced -114 -114
38 626 Financial, LLC 1.39% of their portfolio PORTAGE, MI 33,72733.7k $2.6m $2.6m 1.39% Added +1.1k +1,074
39 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 31,45731.5k $2.4m $2.4m 0.00% Reduced -1.8k -1,776
40 Highland Financial Advisors, LLC 0.83% of their portfolio WAYNE, NJ 31,20031.2k $2.4m $2.4m 0.83% Added +2.2k +2,211
41 WASATCH ADVISORS LP 0.01% of their portfolio SALT LAKE CITY, UT 29,91429.9k $2.3m $2.3m 0.01% Reduced -11.5k -11,463
42 MANNING & NAPIER ADVISORS LLC 0.02% of their portfolio Fairport, NY 26,15626.2k $2.0m $2.0m 0.02% Reduced -2.0k -2,007
43 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,02526.0k $2.0m $2.0m 0.00% Added +1.3k +1,298
44 Proficio Capital Partners LLC 0.15% of their portfolio NEWTON, MA 24,68524.7k $1.9m $1.9m 0.15% Added +9.3k +9,300
45 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 23,40023.4k $1.8m $1.8m 0.00% Added +700 +700
46 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 22,66522.7k $1.7m $1.7m 0.00% Reduced -1.8k -1,849
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 21,85921.9k $1.7m $1.7m 0.01% Added +1.8k +1,802
48 ERn Financial, LLC 0.25% of their portfolio MIDDLETON, WI 21,47121.5k $1.6m $1.6m 0.25% Added +957 +957
49 Belpointe Asset Management LLC 0.11% of their portfolio RENO, NV 21,02321.0k $1.8m $1.8m 0.11% Added +12 +12
50 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 20,37020.4k $1.6m $1.6m 0.01% Added +2.1k +2,064
51 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 19,74619.7k $1.5m $1.5m 0.00% Reduced -7.3k -7,320
52 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 19,45119.5k $1.5m $1.5m 0.00% Reduced -1.6k -1,615
53 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 19,17819.2k $1.5m $1.5m 0.00% Added +1.4k +1,434
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,90818.9k $1.4m $1.4m 0.00% Reduced -1.2k -1,208
55 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,43617.4k $1.3m $1.3m 0.01% Reduced -2.5k -2,482
56 DHK Financial Advisors, Inc. 0.79% of their portfolio PORTSMOUTH, NH 17,10217.1k $1.3m $1.3m 0.79% Reduced -1.3k -1,252
57 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio CHICAGO, IL 16,65016.6k $1.3m $1.3m 0.00% New
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,07316.1k $1.2m $1.2m 0.00% Reduced -25.5k -25,510
59 Algorithmic Investment Models, LLC 0.88% of their portfolio Boston, MA 14,93614.9k $1.1m $1.1m 0.88% Reduced -435 -435
60 ADVISORS MANAGEMENT GROUP INC /ADV 0.27% of their portfolio LA CROSSE, WI 14,86614.9k $1.1m $1.1m 0.27% Added +5.1k +5,119
61 GG Group Ventures, LLC 1.48% of their portfolio ORLANDO, FL 14,71014.7k $1.1m $1.1m 1.48% Added +3.4k +3,399
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,11414.1k $1.1m $1.1m 0.00% Reduced -6.4k -6,353
63 SILVER OAK SECURITIES, INCORPORATED 0.09% of their portfolio JACKSON, TN 13,30913.3k $1.0m $1.0m 0.09% Reduced -413 -413
64 Channing Global Advisors, LLC 0.65% of their portfolio Miami, FL 12,81612.8k $979.8k $979.8k 0.65% Unchanged
65 Quantinno Capital Management LP 0.01% of their portfolio NEW YORK, NY 12,55512.6k $959.8k $959.8k 0.01% New
66 Perennial Investment Advisors, LLC 0.11% of their portfolio Los Angeles, CA 12,48712.5k $954.6k $954.6k 0.11% Added +1.5k +1,486
67 SteelPeak Wealth, LLC 0.04% of their portfolio WOODLAND HILLS, CA 12,35312.4k $944.4k $944.4k 0.04% Reduced -525 -525
68 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,04112.0k $921.0k $921.0k 0.00% Reduced -1.9k -1,871
69 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 0.47% of their portfolio DUNMORE, PA 11,57611.6k $885.0k $885.0k 0.47% Added +771 +771
70 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 11,41711.4k $873.0k $873.0k 0.00% Added +384 +384
71 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 10,53210.5k $805.2k $805.2k 0.00% Unchanged
72 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 10,19410.2k $779.3k $779.3k 0.01% Reduced -552 -552
73 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 10,19410.2k $779.3k $779.3k 0.01% Reduced -552 -552
74 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,13810.1k $775.1k $775.1k 0.00% New
75 Lingohr Asset Management GmbH 1.52% of their portfolio DUESSELDORF, 2M 9,7009.7k $734.0k $734.0k 1.52% New
76 Bryn Mawr Trust Advisors, LLC 0.04% of their portfolio PHILADELPHIA, PA 9,1689.2k $700.9k $700.9k 0.04% Added +324 +324
77 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,7758.8k $670.8k $670.8k 0.00% Reduced -940 -940
78 POTENTIA WEALTH 0.27% of their portfolio SAN JOSE, CA 8,0438.0k $614.9k $614.9k 0.27% First filing
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,8957.9k $603.6k $603.6k 0.00% Added +57 +57
80 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,1387.1k $545.7k $545.7k 0.01% Reduced -211 -211
81 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 7,1117.1k $543.6k $543.6k 0.00% Added +410 +410
82 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,6556.7k $509.0k $509.0k 0.00% Reduced -7.4k -7,431
83 Ironsides Asset Advisors, LLC 0.15% of their portfolio ROCKY MOUNT, NC 6,6236.6k $506.3k $506.3k 0.15% Unchanged
84 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,3236.3k $483.4k $483.4k 0.00% Reduced -385 -385
85 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 5,9315.9k $453.5k $453.5k 0.00% Added +837 +837
86 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 5,9295.9k $453.4k $453.4k 0.00% Reduced -464 -464
87 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 5,8515.9k $447.3k $447.3k 0.00% Reduced -3.4k -3,438
88 GHP Investment Advisors, Inc. 0.02% of their portfolio Denver, CO 5,5655.6k $425.4k $425.4k 0.02% Unchanged
89 Elm3 Financial Group, LLC 0.36% of their portfolio ALPHARETTA, GA 5,4965.5k $420.2k $420.2k 0.36% First filing
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,3305.3k $407.5k $407.5k 0.00% Unchanged
91 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,2935.3k $404.7k $404.7k 0.00% Reduced -4.5k -4,467
92 CAPITAL MANAGEMENT CORP /VA 0.07% of their portfolio GLEN ALLEN, VA 5,2005.2k $397.5k $397.5k 0.07% Unchanged
93 OPTIMA CAPITAL LLC 0.27% of their portfolio PORTLAND, OR 5,0845.1k $388.7k $388.7k 0.27% First filing
94 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,0735.1k $387.7k $387.7k 0.01% Reduced -11.0k -11,042
95 Knollwood Investment Advisory, LLC 0.04% of their portfolio HUNT VALLEY, MD 5,0005.0k $382.2k $382.2k 0.04% Unchanged
96 GOULD ASSET MANAGEMENT LLC /CA/ 0.08% of their portfolio CLAREMONT, CA 4,9304.9k $376.9k $376.9k 0.08% Unchanged
97 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 4,8934.9k $374.0k $374.0k 0.00% New
98 Grey Ledge Advisors, LLC 0.09% of their portfolio GUILFORD, CT 4,8064.8k $367.4k $367.4k 0.09% Reduced -1.5k -1,470
99 Henshaw Capital LLC 0.02% of their portfolio WOBURN, MA 4,7644.8k $364.2k $364.2k 0.02% Unchanged
100 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,4634.5k $341.2k $341.2k 0.00% Reduced -7.4k -7,429