Vault-13

ISHARES TR SMIN

MSCI INDIA SM CP · ETP · CUSIP 46429B614

161 institutional holders +8 vs Q2 2024
6,811,4496.8m shares reported held*
$584.9mreported value*
24 new 60 added 44 reduced 16 sold out net sold ≈ $34.1m (-397.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $85.88. Options: 2 managers hold calls ($1.1m notional), 4 hold puts ($31.1m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 66Q4 22: 69Q1 23: 65Q2 23: 66Q3 23: 82Q4 23: 121Q1 24: 140Q2 24: 153Q3 24: 161161Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202266
Q4 202269
Q1 202365
Q2 202366
Q3 202382
Q4 2023121
Q1 2024140
Q2 2024153
Q3 2024161

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 30 bought or addedQ4 22: 28 cut or sold outQ1 23: 17 bought or addedQ1 23: 34 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 28 cut or sold outQ3 23: 48 bought or addedQ3 23: 15 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 32 cut or sold outQ1 24: 94 bought or addedQ1 24: 46 cut or sold outQ1 24Q2 24: 88 bought or addedQ2 24: 46 cut or sold outQ3 24: 84 bought or addedQ3 24: 60 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223028
Q1 20231734
Q2 20232828
Q3 20234815
Q4 20237632
Q1 20249446
Q2 20248846
Q3 20248460

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ4 23 calls: $711.9kQ4 23 puts: $1.4mQ4 23P/C 2.00Q1 24 calls: $4.2mQ1 24 puts: $1.1mQ1 24P/C 0.26Q2 24 calls: $291.2kQ2 24 puts: $913.9kQ2 24P/C 3.14Q3 24 calls: $1.1mQ3 24 puts: $31.1mQ3 24P/C 27.85
Numbers
QuarterCallsPutsP/C
Q4 2023$711.9k$1.4m2.00
Q1 2024$4.2m$1.1m0.26
Q2 2024$291.2k$913.9k3.14
Q3 2024$1.1m$31.1m27.85

Biggest buyers

JENNISON ASSOCIATES LLC New +581,436+581.4k
FRANKLIN RESOURCES INC Added +211,508+211.5k
GOLDMAN SACHS GROUP INC Added +128,402+128.4k
CAUSEWAY CAPITAL MANAGEMENT LLC Added +100,518+100.5k
ALLIANCEBERNSTEIN L.P. Added +76,885+76.9k
BANK OF AMERICA CORP /DE/ Added +59,593+59.6k
LPL Financial LLC Added +44,978+45.0k
HighTower Advisors, LLC Added +24,701+24.7k
ASSETMARK, INC Added +24,449+24.4k
PRUDENTIAL FINANCIAL INC New +22,700+22.7k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,387,320-1.4m
OLD MISSION CAPITAL LLC Reduced -214,396-214.4k
Mirae Asset Global Investments Co., Ltd. Reduced -58,600-58.6k
CITADEL ADVISORS LLC Reduced -43,080-43.1k
MORGAN STANLEY Reduced -38,086-38.1k
Perpetual Ltd Sold out -28,947-28.9k
TAP Consulting, LLC Sold out -26,302-26.3k
ERn Financial, LLC Reduced -23,950-23.9k
Anthracite Investment Company, Inc. Sold out -22,010-22.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -15,294-15.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $894.4k10.4k shares
CITADEL ADVISORS LLC Added $223.6k2.6k shares

Biggest puts

DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. New $29.0m337.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.0m22.8k shares
CITADEL ADVISORS LLC Added $146.2k1.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 754,768754.8k $64.3m $64.3m 0.02% Added +211.5k +211,508
2 JENNISON ASSOCIATES LLC 0.03% of their portfolio NEW YORK, NY 581,436581.4k $50.0m $50.0m 0.03% New
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 574,773574.8k $49.4m $49.4m 0.00% Added +59.6k +59,593
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 510,779510.8k $43.9m $43.9m 0.00% Reduced -38.1k -38,086
5 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 328,402328.4k $28.2m $28.2m 0.01% Added +128.4k +128,402
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 303,445303.4k $26.1m $26.1m 0.01% Added +45.0k +44,978
7 State of New Jersey Common Pension Fund D 0.09% of their portfolio TRENTON, NJ 244,880244.9k $21.1m $21.1m 0.09% Added +22.3k +22,337
8 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 232,185232.2k $20.0m $20.0m 0.01% Added +76.9k +76,885
9 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 184,147184.1k $15.8m $15.8m 0.03% Reduced -1.4m -1,387,320
10 FFG Partners, LLC 5.21% of their portfolio Fort Lauderdale, FL 159,209159.2k $13.7m $13.7m 5.21% Added +3.1k +3,055
11 CAUSEWAY CAPITAL MANAGEMENT LLC 0.34% of their portfolio LOS ANGELES, CA 158,913158.9k $13.7m $13.7m 0.34% Added +100.5k +100,518
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 158,768158.8k $13.7m $13.7m 0.01% Added +5.6k +5,575
13 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 155,710155.7k $13.4m $13.4m 0.01% Reduced -5.4k -5,400
14 Randolph Co Inc 1.38% of their portfolio Cincinnati, OH 138,429138.4k $11.9m $11.9m 1.38% Reduced -32 -32
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 109,432109.4k $9.4m $9.4m 0.00% Unchanged
16 Adams Wealth Management 1.84% of their portfolio LOGAN, UT 99,966100.0k $8.6m $8.6m 1.84% Reduced -2.7k -2,711
17 CacheTech Inc. 1.84% of their portfolio LOGAN, UT 99,966100.0k $8.6m $8.6m 1.84% Reduced -2.7k -2,711
18 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 75,08675.1k $6.5m $6.5m 0.03% Reduced -16 -16
19 Mainsail Financial Group, LLC 3.72% of their portfolio BELLEVUE, WA 73,90373.9k $6.3m $6.3m 3.72% Added +12.8k +12,786
20 Crumly & Associates Inc. 1.74% of their portfolio SPRINGFIELD, IL 73,33073.3k $6.3m $6.3m 1.74% Added +9.3k +9,305
21 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 63,77063.8k $5.5m $5.5m 0.00% Unchanged
22 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 62,10062.1k $5.3m $5.3m 0.01% Added +6.1k +6,100
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 57,23257.2k $4.9m $4.9m 0.00% Added +13.2k +13,193
24 3EDGE Asset Management, LP 0.33% of their portfolio Naples, FL 54,50154.5k $4.7m $4.7m 0.33% Added +13.9k +13,865
25 SHELL ASSET MANAGEMENT CO 0.20% of their portfolio THE HAGUE, P7 51,93151.9k $4.5m $4.5m 0.20% First filing
26 Main Management ETF Advisors, LLC 0.20% of their portfolio SAN FRANCISCO, CA 49,30049.3k $4.2m $4.2m 0.20% Reduced -3.0k -3,000
27 Hillsdale Investment Management Inc. 0.31% of their portfolio Toronto, A6 46,10046.1k $4.0m $4.0m 0.31% Unchanged
28 Susquehanna International Group Ltd. 0.82% of their portfolio DUBLIN, L2 44,91244.9k $3.9m $3.9m 0.82% Reduced -7.1k -7,134
29 Legal & General Group Plc 0.00% of their portfolio London, X0 42,45042.5k $3.6m $3.6m 0.00% Reduced -1.2k -1,200
30 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 41,58341.6k $3.6m $3.6m 0.01% Added +24.7k +24,701
31 PRIMORIS WEALTH ADVISORS, LLC 2.59% of their portfolio North Palm Beach, FL 41,52041.5k $3.6m $3.6m 2.59% Added +2.0k +2,000
32 WASATCH ADVISORS LP 0.02% of their portfolio SALT LAKE CITY, UT 41,37741.4k $3.6m $3.6m 0.02% Unchanged
33 Nipun Capital, L.P. 2.17% of their portfolio Foster City, CA 39,95440.0k $3.4m $3.4m 2.17% Added +3.0k +3,000
34 Calamos Wealth Management LLC 0.17% of their portfolio NAPERVILLE, IL 39,00439.0k $3.4m $3.4m 0.17% Reduced -5.4k -5,449
35 Leibman Financial Services, Inc. 2.07% of their portfolio LOUISVILLE, NE 33,94133.9k $2.9m $2.9m 2.07% Added +10.4k +10,421
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 33,92733.9k $2.9m $2.9m 0.00% Added +14.5k +14,466
37 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 33,91533.9k $2.9m $2.9m 0.00% Added +19.4k +19,394
38 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 33,23333.2k $2.9m $2.9m 0.00% Reduced -847 -847
39 626 Financial, LLC 1.56% of their portfolio PORTAGE, MI 32,65332.7k $2.8m $2.8m 1.56% Added +2.1k +2,138
40 Highland Financial Advisors, LLC 0.89% of their portfolio WAYNE, NJ 28,98929.0k $2.5m $2.5m 0.89% Added +461 +461
41 MANNING & NAPIER ADVISORS LLC 0.03% of their portfolio Fairport, NY 28,16328.2k $2.4m $2.4m 0.03% Unchanged
42 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 27,06627.1k $2.3m $2.3m 0.00% Reduced -11.8k -11,839
43 Trek Financial, LLC 0.16% of their portfolio Scottsdale, AZ 24,74924.7k $2.1m $2.1m 0.16% Added +298 +298
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,72724.7k $2.1m $2.1m 0.00% Added +5.0k +5,047
45 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 24,51424.5k $2.1m $2.1m 0.01% Added +24.4k +24,449
46 BASSO CAPITAL MANAGEMENT, L.P. 1.90% of their portfolio STAMFORD, CT 24,00024.0k $2.1m $2.1m 1.90% Added +3.2k +3,160
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,81323.8k $2.0m $2.0m 0.00% Added +1.3k +1,289
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 23,50023.5k $2.0m $2.0m 0.00% Added +20.9k +20,892
49 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 22,70022.7k $2.0m $2.0m 0.00% New
50 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 21,06621.1k $1.8m $1.8m 0.00% Added +601 +601
51 Belpointe Asset Management LLC 0.11% of their portfolio RENO, NV 21,01121.0k $1.8m $1.8m 0.11% Reduced -33 -33
52 ERn Financial, LLC 0.27% of their portfolio MIDDLETON, WI 20,51420.5k $1.8m $1.8m 0.27% Reduced -23.9k -23,950
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,46720.5k $1.8m $1.8m 0.00% Added +15.1k +15,082
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,11620.1k $1.7m $1.7m 0.00% Added +1.5k +1,506
55 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 20,05720.1k $1.7m $1.7m 0.01% Reduced -413 -413
56 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 19,91819.9k $1.7m $1.7m 0.02% Added +1.9k +1,929
57 DHK Financial Advisors, Inc. 0.97% of their portfolio PORTSMOUTH, NH 18,35418.4k $1.6m $1.6m 0.97% Unchanged
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,30718.3k $1.6m $1.6m 0.00% Reduced -15.3k -15,294
59 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 18,30618.3k $1.6m $1.6m 0.01% Added +1.3k +1,303
60 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 17,74417.7k $1.5m $1.5m 0.00% Added +274 +274
61 Perigon Wealth Management, LLC 0.04% of their portfolio SAN FRANCISCO, CA 17,41117.4k $1.5m $1.5m 0.04% Reduced -213 -213
62 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 16,11516.1k $1.4m $1.4m 0.04% Added +2.5k +2,534
63 Proficio Capital Partners LLC 0.13% of their portfolio NEWTON, MA 15,38515.4k $1.3m $1.3m 0.13% Reduced -7.7k -7,695
64 Algorithmic Investment Models, LLC 0.97% of their portfolio Boston, MA 15,37115.4k $1.3m $1.3m 0.97% New
65 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,08614.1k $1.2m $1.2m 0.00% Added +8.2k +8,169
66 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,91213.9k $1.2m $1.2m 0.00% Reduced -2.3k -2,326
67 SILVER OAK SECURITIES, INCORPORATED 0.12% of their portfolio JACKSON, TN 13,72213.7k $1.2m $1.2m 0.12% New
68 SteelPeak Wealth, LLC 0.05% of their portfolio WOODLAND HILLS, CA 12,87812.9k $1.1m $1.1m 0.05% New
69 Channing Global Advisors, LLC 0.93% of their portfolio Miami, FL 12,81612.8k $1.1m $1.1m 0.93% Reduced -3.1k -3,078
70 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,89211.9k $1.0m $1.0m 0.00% Added +3.1k +3,132
71 GG Group Ventures, LLC 1.31% of their portfolio ORLANDO, FL 11,31111.3k $900.0k $900.0k 1.31% Added +3.1k +3,099
72 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 11,03311.0k $949.0k $949.0k 0.00% Added +7.9k +7,882
73 Perennial Investment Advisors, LLC 0.12% of their portfolio Los Angeles, CA 11,00111.0k $946.1k $946.1k 0.12% Added +6.5k +6,464
74 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 0.55% of their portfolio DUNMORE, PA 10,80510.8k $929.2k $929.2k 0.55% Added +50 +50
75 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 10,74610.7k $924.2k $924.2k 0.01% Reduced -474 -474
76 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 10,74610.7k $924.2k $924.2k 0.01% Reduced -474 -474
77 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 10,53210.5k $905.8k $905.8k 0.00% Reduced -3.6k -3,600
78 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 9,7609.8k $839.4k $839.4k 0.01% Reduced -531 -531
79 ADVISORS MANAGEMENT GROUP INC /ADV 0.20% of their portfolio LA CROSSE, WI 9,7479.7k $838.0k $838.0k 0.20% Added +293 +293
80 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,7159.7k $835.5k $835.5k 0.00% Added +3.0k +2,965
81 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,7129.7k $835.2k $835.2k 0.00% Reduced -43.1k -43,080
82 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 9,7119.7k $781.3k $781.3k 0.00% New
83 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 9,5939.6k $825.0k $825.0k 0.02% Reduced -214.4k -214,396
84 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 9,2899.3k $798.7k $798.7k 0.00% Added +98 +98
85 Bryn Mawr Trust Advisors, LLC 0.04% of their portfolio PHILADELPHIA, PA 8,8448.8k $760.6k $760.6k 0.04% Reduced -970 -970
86 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 8,7008.7k $747.3k $747.3k 0.00% Reduced -58.6k -58,600
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,8387.8k $674.1k $674.1k 0.00% Reduced -219 -219
88 PFG Advisors 0.04% of their portfolio Phoenix, AZ 7,5727.6k $651.2k $651.2k 0.04% New
89 CALTON & ASSOCIATES, INC. 0.25% of their portfolio Tampa, FL 7,5307.5k $647.6k $647.6k 0.25% Added +3.2k +3,210
90 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 7,3957.4k $636.0k $636.0k 0.01% Reduced -4.6k -4,597
91 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,3497.3k $594.4k $594.4k 0.01% Unchanged
92 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.05% of their portfolio Westlake, OH 7,2207.2k $620.9k $620.9k 0.05% New
93 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 6,7706.8k $580.9k $580.9k 0.00% New
94 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,7086.7k $576.9k $576.9k 0.00% Reduced -22 -22
95 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6,7016.7k $576.3k $576.3k 0.00% Reduced -972 -972
96 Ironsides Asset Advisors, LLC 0.17% of their portfolio ROCKY MOUNT, NC 6,6236.6k $569.6k $569.6k 0.17% Unchanged
97 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 6,3936.4k $549.7k $549.7k 0.00% Added +164 +164
98 Grey Ledge Advisors, LLC 0.14% of their portfolio GUILFORD, CT 6,2766.3k $539.7k $539.7k 0.14% Reduced -190 -190
99 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 5,6355.6k $484.6k $484.6k 0.01% Added +1.1k +1,150
100 GHP Investment Advisors, Inc. 0.02% of their portfolio Denver, CO 5,5655.6k $478.6k $478.6k 0.02% Unchanged