Vault-13

ISHARES TR SMIN

MSCI INDIA SM CP · ETP · CUSIP 46429B614

140 institutional holders +19 vs Q4 2023
8,668,6948.7m shares reported held*
$616.3mreported value*
39 new 55 added 26 reduced 20 sold out net bought ≈ $235.8m (+3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($335.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $71.10. Options: 4 managers hold calls ($4.2m notional), 4 hold puts ($1.1m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 66Q4 22: 69Q1 23: 65Q2 23: 66Q3 23: 82Q4 23: 121Q1 24: 140140Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202266
Q4 202269
Q1 202365
Q2 202366
Q3 202382
Q4 2023121
Q1 2024140

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 30 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 34 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 15 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 94 bought or addedQ1 24: 46 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223028
Q1 20231734
Q2 20232828
Q3 20234815
Q4 20237632
Q1 20249446

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $191.8kQ2 23 puts: $29.1kQ2 23P/C 0.15Q3 23 calls: $467.1kQ3 23 puts: $412.0kQ3 23P/C 0.88Q4 23 calls: $711.9kQ4 23 puts: $1.4mQ4 23P/C 2.00Q1 24 calls: $4.2mQ1 24 puts: $1.1mQ1 24P/C 0.26
Numbers
QuarterCallsPutsP/C
Q2 2023$191.8k$29.1k0.15
Q3 2023$467.1k$412.0k0.88
Q4 2023$711.9k$1.4m2.00
Q1 2024$4.2m$1.1m0.26

Biggest buyers

Amundi New +1,719,600+1.7m
JANE STREET GROUP, LLC Added +1,004,694+1.0m
MORGAN STANLEY Added +944,088+944.1k
FRANKLIN RESOURCES INC New +373,862+373.9k
ALLIANCEBERNSTEIN L.P. New +155,300+155.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +148,108+148.1k
NORTHERN TRUST CORP New +106,332+106.3k
Calamos Advisors LLC New +78,611+78.6k
VICTORY CAPITAL MANAGEMENT INC New +58,145+58.1k
PRIMORIS WEALTH ADVISORS, LLC New +45,020+45.0k

Biggest sellers

Legal & General Group Plc Reduced -1,132,850-1.1m
BANK OF AMERICA CORP /DE/ Reduced -85,891-85.9k
ARDSLEY ADVISORY PARTNERS LP Sold out -85,000-85.0k
GLOBEFLEX CAPITAL L P Reduced -80,030-80.0k
STATE OF WISCONSIN INVESTMENT BOARD Sold out -72,000-72.0k
OLD MISSION CAPITAL LLC Reduced -55,501-55.5k
Mirae Asset Global Investments Co., Ltd. Sold out -54,900-54.9k
HighTower Advisors, LLC Reduced -44,924-44.9k
Driehaus Capital Management LLC Sold out -41,648-41.6k
State of New Jersey Common Pension Fund D Reduced -25,348-25.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.8m54.4k shares
WOLVERINE TRADING, LLC New $210.8k3.0k shares
CITADEL ADVISORS LLC Reduced $161.6k2.3k shares
Belvedere Trading LLC New $14.1k200 shares

Biggest puts

CITADEL ADVISORS LLC Added $393.5k5.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $393.5k5.6k shares
Belvedere Trading LLC New $302.2k4.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Amundi 0.05% of their portfolio Paris, I0 1,719,6001.7m $125.0m $125.0m 0.05% New
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,477,3441.5m $103.8m $103.8m 0.00% Added +944.1k +944,088
3 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 1,034,6831.0m $72.7m $72.7m 0.09% Added +1.0m +1,004,694
4 GLOBEFLEX CAPITAL L P 3.40% of their portfolio SAN DIEGO, CA 496,172496.2k $34.9m $34.9m 3.40% Reduced -80.0k -80,030
5 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 373,862373.9k $26.3m $26.3m 0.01% New
6 State of New Jersey Common Pension Fund D 0.07% of their portfolio TRENTON, NJ 329,088329.1k $23.1m $23.1m 0.07% Reduced -25.3k -25,348
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 201,920201.9k $14.2m $14.2m 0.01% Added +7.3k +7,293
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 200,783200.8k $14.1m $14.1m 0.00% Reduced -85.9k -85,891
9 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 176,439176.4k $12.4m $12.4m 0.01% Added +5.3k +5,255
10 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 155,300155.3k $10.9m $10.9m 0.00% New
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 148,385148.4k $10.4m $10.4m 0.01% Added +148.1k +148,108
12 Randolph Co Inc 1.19% of their portfolio Cincinnati, OH 138,366138.4k $9.7m $9.7m 1.19% Reduced -75 -75
13 Perpetual Ltd 0.08% of their portfolio SYDNEY, NEW SOUTH WALES, C3 109,270109.3k $7.7m $7.7m 0.08% Reduced -23.7k -23,710
14 FFG Partners, LLC 3.32% of their portfolio Fort Lauderdale, FL 108,448108.4k $7.6m $7.6m 3.32% Added +1.2k +1,162
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 106,332106.3k $7.5m $7.5m 0.00% New
16 Adams Wealth Management 1.72% of their portfolio LOGAN, UT 100,393100.4k $7.1m $7.1m 1.72% Added +14.1k +14,070
17 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 78,61178.6k $5.5m $5.5m 0.03% New
18 CAUSEWAY CAPITAL MANAGEMENT LLC 0.12% of their portfolio LOS ANGELES, CA 67,45067.5k $4.7m $4.7m 0.12% Reduced -21.5k -21,542
19 Crumly & Associates Inc. 1.19% of their portfolio SPRINGFIELD, IL 64,62264.6k $4.5m $4.5m 1.19% Added +2.4k +2,448
20 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 58,14558.1k $4.1m $4.1m 0.00% New
21 Main Management ETF Advisors, LLC 0.19% of their portfolio SAN FRANCISCO, CA 51,30051.3k $3.6m $3.6m 0.19% Added +500 +500
22 SHELL ASSET MANAGEMENT CO 0.19% of their portfolio THE HAGUE, P7 50,79950.8k $4.1m $4.1m 0.19% Reduced -20.8k -20,815
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 50,32050.3k $3.5m $3.5m 0.00% Added +26.5k +26,461
24 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 49,93049.9k $3.5m $3.5m 0.00% Reduced -16.4k -16,443
25 Mainsail Financial Group, LLC 2.35% of their portfolio BELLEVUE, WA 48,53648.5k $3.4m $3.4m 2.35% Added +1.3k +1,307
26 PRIMORIS WEALTH ADVISORS, LLC 2.54% of their portfolio North Palm Beach, FL 45,02045.0k $3.2m $3.2m 2.54% New
27 Legal & General Group Plc 0.00% of their portfolio London, X0 43,65043.6k $3.1m $3.1m 0.00% Reduced -1.1m -1,132,850
28 Alberta Investment Management Corp 0.03% of their portfolio EDMONTON, A0 43,57243.6k $3.1m $3.1m 0.03% Added +5.9k +5,896
29 WASATCH ADVISORS LP 0.02% of their portfolio SALT LAKE CITY, UT 41,37741.4k $2.9m $2.9m 0.02% Unchanged
30 Calamos Wealth Management LLC 0.16% of their portfolio NAPERVILLE, IL 40,65940.7k $2.9m $2.9m 0.16% Added +19.4k +19,403
31 Nipun Capital, L.P. 2.30% of their portfolio Foster City, CA 36,95437.0k $2.6m $2.6m 2.30% Added +2.0k +2,036
32 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 33,65533.7k $2.4m $2.4m 0.00% Added +27.7k +27,652
33 Susquehanna International Group Ltd. 0.54% of their portfolio DUBLIN, L2 32,51332.5k $2.3m $2.3m 0.54% New
34 Anthracite Investment Company, Inc. 1.13% of their portfolio FORT WORTH, TX 32,01032.0k $2.2m $2.2m 1.13% New
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 31,63531.6k $2.2m $2.2m 0.00% Added +23.4k +23,362
36 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 30,74630.7k $2.2m $2.2m 0.00% Unchanged
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,01029.0k $2.0m $2.0m 0.00% New
38 3EDGE Asset Management, LP 0.15% of their portfolio Naples, FL 27,88927.9k $2.0m $2.0m 0.15% Reduced -2.5k -2,489
39 ERn Financial, LLC 0.32% of their portfolio MIDDLETON, WI 26,49926.5k $1.9m $1.9m 0.32% Added +768 +768
40 Highland Financial Advisors, LLC 0.73% of their portfolio WAYNE, NJ 26,06826.1k $1.8m $1.8m 0.73% Added +3.2k +3,244
41 Manning & Napier Group, LLC 0.02% of their portfolio Fairport, NY 24,57924.6k $1.7m $1.7m 0.02% Reduced -6.2k -6,175
42 TAP Consulting, LLC 0.38% of their portfolio KIRKWOOD, MO 24,39924.4k $1.7m $1.7m 0.38% New
43 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 23,33823.3k $1.6m $1.6m 0.02% Added +9.3k +9,302
44 Proficio Capital Partners LLC 0.18% of their portfolio NEWTON, MA 23,08023.1k $1.6m $1.6m 0.18% New
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,07023.1k $1.6m $1.6m 0.00% Reduced -44.9k -44,924
46 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 22,40922.4k $1.6m $1.6m 0.01% Added +14.3k +14,314
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,24822.2k $1.6m $1.6m 0.00% Added +5.5k +5,498
48 Leibman Financial Services, Inc. 1.19% of their portfolio LOUISVILLE, NE 22,05122.1k $1.5m $1.5m 1.19% Added +2.2k +2,171
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 21,62121.6k $1.5m $1.5m 0.00% Reduced -7.4k -7,395
50 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 21,17321.2k $1.5m $1.5m 0.01% Added +4.4k +4,430
51 BASSO CAPITAL MANAGEMENT, L.P. 1.38% of their portfolio STAMFORD, CT 20,84020.8k $1.5m $1.5m 1.38% Added +6.1k +6,090
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,83620.8k $1.5m $1.5m 0.00% Added +2.8k +2,757
53 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 20,58820.6k $1.4m $1.4m 0.00% New
54 Trek Financial, LLC 0.11% of their portfolio Scottsdale, AZ 20,43020.4k $1.4m $1.4m 0.11% New
55 Virtus Investment Advisers, LLC 0.98% of their portfolio HARTFORD, CT 19,46319.5k $1.4m $1.4m 0.98% Added +1.9k +1,941
56 Channing Global Advisors, LLC 1.15% of their portfolio Miami, FL 19,31519.3k $1.4m $1.4m 1.15% Unchanged
57 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 19,06619.1k $1.3m $1.3m 0.01% Added +10.5k +10,494
58 DHK Financial Advisors, Inc. 0.91% of their portfolio PORTSMOUTH, NH 18,35418.4k $1.3m $1.3m 0.91% New
59 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 17,45517.5k $1.2m $1.2m 0.03% Reduced -55.5k -55,501
60 CENTAURUS FINANCIAL, INC. 0.08% of their portfolio ANAHEIM, CA 16,83916.8k $1.2m $1.2m 0.08% Added +7.5k +7,465
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 16,49016.5k $1.2m $1.2m 0.00% Added +14.4k +14,392
62 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,25214.3k $1.0m $1.0m 0.00% Added +7.2k +7,244
63 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 14,06914.1k $988.6k $988.6k 0.03% Added +10.4k +10,391
64 Ellis Investment Partners, LLC 0.20% of their portfolio Berwyn, PA 13,22613.2k $929.4k $929.4k 0.20% Added +10.0k +9,971
65 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 11,83211.8k $944.9k $944.9k 0.05% New
66 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 11,70111.7k $822.2k $822.2k 0.01% Added +11.3k +11,301
67 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 11,61511.6k $816.2k $816.2k 0.01% Added +121 +121
68 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 11,61511.6k $816.2k $816.2k 0.01% Added +121 +121
69 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 11,25411.3k $790.8k $790.8k 0.06% Added +3.3k +3,284
70 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 0.55% of their portfolio DUNMORE, PA 10,91010.9k $766.7k $766.7k 0.55% New
71 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,75710.8k $755.9k $755.9k 0.01% Reduced -2.8k -2,801
72 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 10,07510.1k $707.9k $707.9k 0.02% Reduced -19.3k -19,348
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,5499.5k $671.0k $671.0k 0.00% Added +3.9k +3,898
74 Belvedere Trading LLC 0.05% of their portfolio CHICAGO, IL 9,0699.1k $637.3k $637.3k 0.05% New
75 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,7058.7k $611.7k $611.7k 0.00% Added +1.4k +1,360
76 ADVISORS MANAGEMENT GROUP INC /ADV 0.15% of their portfolio LA CROSSE, WI 8,5288.5k $599.0k $599.0k 0.15% Added +4.6k +4,615
77 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,0048.0k $562.5k $562.5k 0.00% Added +2.3k +2,274
78 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 6,7146.7k $471.8k $471.8k 0.01% Added +6.7k +6,666
79 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,5606.6k $461.0k $461.0k 0.00% Reduced -114 -114
80 Grey Ledge Advisors, LLC 0.13% of their portfolio GUILFORD, CT 6,4666.5k $454.4k $454.4k 0.13% Reduced -85 -85
81 626 Financial, LLC 0.27% of their portfolio PORTAGE, MI 6,4146.4k $450.7k $450.7k 0.27% Added +46 +46
82 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 6,2006.2k $435.7k $435.7k 0.04% New
83 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 6,1896.2k $434.9k $434.9k 0.00% New
84 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,0126.0k $422.5k $422.5k 0.00% New
85 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,9105.9k $415.0k $415.0k 0.00% Added +1.4k +1,421
86 GHP Investment Advisors, Inc. 0.02% of their portfolio Denver, CO 5,5655.6k $391.1k $391.1k 0.02% Unchanged
87 Ironsides Asset Advisors, LLC 0.13% of their portfolio ROCKY MOUNT, NC 5,5485.5k $389.9k $389.9k 0.13% New
88 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 5,4265.4k $380.7k $380.7k 0.00% Added +1.6k +1,637
89 CAPITAL MANAGEMENT CORP /VA 0.07% of their portfolio GLEN ALLEN, VA 5,2005.2k $365.4k $365.4k 0.07% Unchanged
90 LAKE STREET PRIVATE WEALTH, LLC 0.05% of their portfolio CHICAGO, IL 5,0415.0k $354.2k $354.2k 0.05% New
91 Knollwood Investment Advisory, LLC 0.06% of their portfolio HUNT VALLEY, MD 5,0005.0k $351.4k $351.4k 0.06% Unchanged
92 Wedmont Private Capital 0.03% of their portfolio WEST CHESTER, PA 4,9965.0k $370.3k $370.3k 0.03% Added +445 +445
93 GOULD ASSET MANAGEMENT LLC /CA/ 0.08% of their portfolio CLAREMONT, CA 4,9304.9k $346.4k $346.4k 0.08% Reduced -210 -210
94 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 4,8424.8k $340.3k $340.3k 0.02% New
95 BARD ASSOCIATES INC 0.12% of their portfolio CHICAGO, IL 4,8254.8k $339.1k $339.1k 0.12% Unchanged
96 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 4,7724.8k $335.3k $335.3k 0.00% Reduced -364 -364
97 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 4,5844.6k $322.1k $322.1k 0.00% Added +4.3k +4,334
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,4274.4k $311.1k $311.1k 0.00% Added +50 +50
99 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 4,3004.3k $302.0k $302.0k 0.00% New
100 HARBOR INVESTMENT ADVISORY, LLC 0.03% of their portfolio LUTHERVILLE, MD 4,0834.1k $286.9k $286.9k 0.03% Unchanged