Vault-13

ISHARES TR EPHE

MSCI PHILIPS ETF · ETP · CUSIP 46429B408

38 institutional holders +2 vs Q3 2023
2,077,3202.1m shares reported held*
$54.0mreported value*
12 new 6 added 7 reduced 11 sold out net sold ≈ $1.8m (-69.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($738.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.99. Options: 4 managers hold calls ($8.5m notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 34Q4 22: 45Q1 23: 49Q2 23: 39Q3 23: 36Q4 23: 3838Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202234
Q4 202245
Q1 202349
Q2 202339
Q3 202336
Q4 202338

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 17 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 18 bought or addedQ4 23: 18 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221710
Q1 20232111
Q2 20231223
Q3 20231117
Q4 20231818

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ1 23 calls: $16.4mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $943.9kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $1.6mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $8.5mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$16.4m$00.00
Q2 2023$943.9k$00.00
Q3 2023$1.6m$00.00
Q4 2023$8.5m$00.00

Biggest buyers

AMG National Trust Bank New +43,011+43.0k
VISTA FINANCE, LLC New +42,397+42.4k
HSBC HOLDINGS PLC Added +33,500+33.5k
MORGAN STANLEY Added +32,767+32.8k
Mount Lucas Management LP New +32,033+32.0k
SCOTIA CAPITAL INC. New +27,218+27.2k
Trek Financial, LLC New +20,135+20.1k
Connectus Wealth, LLC New +17,428+17.4k
Mirae Asset Global Investments Co., Ltd. New +14,600+14.6k
UBS Group AG Added +11,851+11.9k

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -91,863-91.9k
Desjardins Global Asset Management Inc. Sold out -91,208-91.2k
Glovista Investments LLC Reduced -53,369-53.4k
Vontobel Holding Ltd. Sold out -41,115-41.1k
MILLENNIUM MANAGEMENT LLC Sold out -34,439-34.4k
CITADEL ADVISORS LLC Sold out -12,595-12.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -9,050-9.1k
Pictet North America Advisors SA Sold out -8,440-8.4k
EDMOND DE ROTHSCHILD HOLDING S.A. Sold out -3,060-3.1k
ASAHI LIFE ASSET MANAGEMENT CO., LTD. Sold out -2,800-2.8k

Biggest calls

JANE STREET GROUP, LLC Added $5.8m118.8k shares
Maven Securities LTD New $1.6m33.0k shares
IMC-Chicago, LLC Added $1.0m21.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock Portfolio Management LLC 13G · institution +6.8 pts · filed 2026-10-05 19.8% +6.8 pts 1.2m≈ $28.2m 2026-10-05

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 State of Tennessee, Department of Treasury 0.11% of their portfolio NASHVILLE, TN 1,123,3861.1m $29.2m $29.2m 0.11% Unchanged
2 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 216,950216.9k $5.6m $5.6m 0.01% Added +33.5k +33,500
3 Avanda Investment Management Pte. Ltd. 0.27% of their portfolio SINGAPORE, U0 106,643106.6k $2.8m $2.8m 0.27% First filing
4 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 83,48983.5k $2.2m $2.2m 0.00% Unchanged
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 69,18269.2k $1.8m $1.8m 0.00% Added +32.8k +32,767
6 Glovista Investments LLC 0.56% of their portfolio JERSEY CITY, NJ 46,51646.5k $1.2m $1.2m 0.56% Reduced -53.4k -53,369
7 AMG National Trust Bank 0.04% of their portfolio GREENWOOD VILLAGE, CO 43,01143.0k $1.1m $1.1m 0.04% New
8 VISTA FINANCE, LLC 2.36% of their portfolio Clayton, MO 42,39742.4k $1.1m $1.1m 2.36% New
9 Korea Investment CORP 0.00% of their portfolio SEOUL, M5 39,74339.7k $1.0m $1.0m 0.00% Unchanged
10 DC Investments Management, LLC 0.99% of their portfolio MCLEAN, VA 37,37637.4k $971.4k $971.4k 0.99% Unchanged
11 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 35,75935.8k $929.4k $929.4k 0.00% Unchanged
12 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 32,10032.1k $834.3k $834.3k 0.00% Unchanged
13 Mount Lucas Management LP 0.29% of their portfolio Newtown, PA 32,03332.0k $832.5k $832.5k 0.29% New
14 Watershed Asset Management, L.L.C. 0.91% of their portfolio San Francisco, CA 30,00030.0k $779.7k $779.7k 0.91% Unchanged
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 28,39828.4k $738.1k $738.1k 0.00% Added +11.9k +11,851
16 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 27,21827.2k $707.4k $707.4k 0.00% New
17 Trek Financial, LLC 0.05% of their portfolio Scottsdale, AZ 20,13520.1k $523.3k $523.3k 0.05% New
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 19,05219.1k $495.2k $495.2k 0.00% Added +2.8k +2,802
19 Connectus Wealth, LLC 0.01% of their portfolio CINCINNATI, OH 17,42817.4k $453.0k $453.0k 0.01% New
20 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 14,60014.6k $379.5k $379.5k 0.00% New
21 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 14,59014.6k $379.2k $379.2k 0.02% Added +927 +927
22 Banque Cantonale Vaudoise 0.02% of their portfolio LAUSANNE, V8 14,49514.5k $377.0k $377.0k 0.02% Reduced -324 -324
23 Stelac Advisory Services LLC 0.06% of their portfolio NEW YORK, NY 4,1994.2k $109.1k $109.1k 0.06% Unchanged
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0362.0k $53.0k $53.0k 0.00% Added +299 +299
25 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,9912.0k $51.7k $51.7k 0.00% New
26 Syntrinsic LLC 0.01% of their portfolio DENVER, CO 1,2181.2k $31.7k $31.7k 0.01% New
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 588588 $15.3k $15.3k 0.00% Reduced -545 -545
28 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 500500 $13.0k $13.0k 0.00% Unchanged
29 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 368368 $9.6k $9.6k 0.00% Unchanged
30 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 147147 $3.8k $3.8k 0.00% New
31 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 100100 $2.6k $2.6k 0.00% Reduced -920 -920
32 Retirement Group, LLC 0.00% of their portfolio SAN DIEGO, CA 3838 $988 $988 0.00% Unchanged
33 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 2424 $624 $624 0.00% Reduced -2 -2
34 McGlone Suttner Wealth Management, Inc. 0.00% of their portfolio APPLETON, WI 66 $159 $159 0.00% New
35 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 11 $1.0k $1.0k 0.00% Reduced -1 -1
36 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 11 $26 $26 0.00% New
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $4 $4 0.00% Reduced -39 -39
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged