Vault-13

ISHARES TR CMBS

CMBS ETF · ETP · CUSIP 46429B366

82 institutional holders -3 vs Q2 2023
5,314,1725.3m shares reported held*
$245.3mreported value*
7 new 25 added 33 reduced 12 sold out net bought ≈ $1.3m (+26.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.15.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 86Q4 22: 76Q1 23: 81Q2 23: 85Q3 23: 8282Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202286
Q4 202276
Q1 202381
Q2 202385
Q3 202382

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 31 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 45 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 46 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 45 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223149
Q1 20234445
Q2 20233446
Q3 20233245

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $0Q4 22 puts: $1.3mQ4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$1.3m—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

Fermata Advisors, LLC New +150,001+150.0k
JANE STREET GROUP, LLC Added +128,974+129.0k
CENTRAL BANK & TRUST CO Added +108,061+108.1k
SYKON CAPITAL LLC Added +62,236+62.2k
AE Wealth Management LLC Added +60,689+60.7k
COMERICA BANK New +13,923+13.9k
Krilogy Financial LLC Added +10,674+10.7k
OLD MISSION CAPITAL LLC Added +9,103+9.1k
US BANCORP \DE\ Added +7,313+7.3k
Palogic Value Management, L.P. New +7,233+7.2k

Biggest sellers

PATHSTONE FAMILY OFFICE, LLC Reduced -131,710-131.7k
GUGGENHEIM CAPITAL LLC Reduced -67,147-67.1k
LPL Financial LLC Reduced -47,581-47.6k
ST GERMAIN D J CO INC Reduced -38,553-38.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -31,921-31.9k
ADVISOR PARTNERS II, LLC Reduced -27,011-27.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -26,810-26.8k
MORGAN STANLEY Reduced -26,082-26.1k
SCHMIDT P J INVESTMENT MANAGEMENT INC Reduced -24,836-24.8k
AMERIPRISE FINANCIAL INC Reduced -21,334-21.3k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 891,057891.1k $40.1m $40.1m 0.00% Reduced -26.1k -26,082
2 PATHSTONE FAMILY OFFICE, LLC 0.16% of their portfolio ENGLEWOOD, NJ 469,881469.9k $21.2m $21.2m 0.16% Reduced -131.7k -131,710
3 ST GERMAIN D J CO INC 1.14% of their portfolio SPRINGFIELD, MA 449,024449.0k $20.2m $20.2m 1.14% Reduced -38.6k -38,553
4 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 411,396411.4k $18.5m $18.5m 0.03% Added +129.0k +128,974
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 372,081372.1k $16.8m $16.8m 0.01% Reduced -15.5k -15,501
6 Tortoise Investment Management, LLC 2.24% of their portfolio WHITE PLAINS, NY 334,371334.4k $15.1m $15.1m 2.24% Added +496 +496
7 Krilogy Financial LLC 1.15% of their portfolio ST. LOUIS, MO 278,070278.1k $12.5m $12.5m 1.15% Added +10.7k +10,674
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 232,800232.8k $10.5m $10.5m 0.00% Reduced -11.2k -11,239
9 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 212,193212.2k $9.6m $9.6m 0.06% Added +60.7k +60,689
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 177,834177.8k $8.0m $8.0m 0.00% Reduced -2.4k -2,426
11 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 151,446151.4k $6.8m $6.8m 0.06% Reduced -67.1k -67,147
12 Fermata Advisors, LLC 1.90% of their portfolio SONOMA, CA 150,001150.0k $6.8m $6.8m 1.90% New
13 CENTRAL BANK & TRUST CO 0.85% of their portfolio LEXINGTON, KY 108,730108.7k $4.9m $4.9m 0.85% Added +108.1k +108,061
14 SYKON CAPITAL LLC 1.57% of their portfolio HARRISON, NY 81,26181.3k $3.7m $3.7m 1.57% Added +62.2k +62,236
15 SCHMIDT P J INVESTMENT MANAGEMENT INC 0.72% of their portfolio CEDARBURG, WI 75,81575.8k $3.4m $3.4m 0.72% Reduced -24.8k -24,836
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 75,60275.6k $3.4m $3.4m 0.01% Added +1.0k +1,046
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 52,55752.6k $2.4m $2.4m 0.00% Reduced -21.3k -21,334
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,38846.4k $2.1m $2.1m 0.00% Reduced -47.6k -47,581
19 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 45,99046.0k $2.1m $2.1m 0.00% Unchanged
20 LGT Financial Advisors LLC 2.42% of their portfolio DALLAS, TX 42,33942.3k $1.9m $1.9m 2.42% Reduced -13.5k -13,506
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 42,32342.3k $1.9m $1.9m 0.00% Added +1.1k +1,052
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 42,12142.1k $1.9m $1.9m 0.00% Added +3.9k +3,871
23 BlackRock Inc. 0.00% of their portfolio New York, NY 38,93138.9k $1.8m $1.8m 0.00% Unchanged
24 Laidlaw Wealth Management LLC 0.57% of their portfolio NEW YORK CITY, NY 38,57638.6k $1.7m $1.7m 0.57% Reduced -2.8k -2,782
25 Insight Wealth Partners, LLC 1.35% of their portfolio Plano, TX 35,71835.7k $1.6m $1.6m 1.35% Added +804 +804
26 Advisory Alpha, LLC 0.08% of their portfolio HOLLAND, MI 33,94433.9k $1.5m $1.5m 0.08% Reduced -2.3k -2,252
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 33,73333.7k $1.5m $1.5m 0.00% Added +1.2k +1,235
28 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 29,19429.2k $1.3m $1.3m 0.01% First filing
29 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 28,30128.3k $1.3m $1.3m 0.04% Added +9.1k +9,103
30 Willis Johnson & Associates, Inc. 0.13% of their portfolio Houston, TX 27,69627.7k $1.2m $1.2m 0.13% Added +2.0k +1,988
31 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 26,00826.0k $1.2m $1.2m 0.02% Added +2.9k +2,894
32 Hilltop Holdings Inc. 0.11% of their portfolio DALLAS, TX 19,96420.0k $899.2k $899.2k 0.11% Reduced -1.8k -1,837
33 ADVISOR PARTNERS II, LLC 0.03% of their portfolio WALNUT CREEK, CA 19,19919.2k $864.7k $864.7k 0.03% Reduced -27.0k -27,011
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,45818.5k $831.0k $831.0k 0.00% Reduced -3.3k -3,326
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 17,49917.5k $788.2k $788.2k 0.00% Reduced -501 -501
36 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 16,52316.5k $6.7m $6.7m 0.01% Added +7.3k +7,313
37 COMERICA BANK 0.00% of their portfolio DALLAS, TX 13,92313.9k $627.1k $627.1k 0.00% New
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,47313.5k $606.8k $606.8k 0.00% Reduced -26.8k -26,810
39 Centennial Wealth Advisory LLC 0.32% of their portfolio Traverse City, MI 13,39613.4k $603.4k $603.4k 0.32% Reduced -178 -178
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,85312.9k $578.9k $578.9k 0.00% Reduced -8.3k -8,314
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,92710.9k $492.2k $492.2k 0.00% Reduced -31.9k -31,921
42 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 10,40610.4k $468.7k $468.7k 0.02% Reduced -818 -818
43 Ridgewood Investments LLC 0.27% of their portfolio SPRINGFIELD, NJ 9,2129.2k $414.9k $414.9k 0.27% Unchanged
44 Goldstone Financial Group, LLC 0.12% of their portfolio OAKBROOK TERRACE, IL 8,7358.7k $393.4k $393.4k 0.12% Added +2.7k +2,717
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,5468.5k $384.9k $384.9k 0.00% Added +4.6k +4,630
46 MONEYWISE, INC. 0.24% of their portfolio FOREST, VA 8,3928.4k $378.0k $378.0k 0.24% Added +565 +565
47 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 8,1518.2k $367.1k $367.1k 0.00% Reduced -874 -874
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,9828.0k $359.5k $359.5k 0.00% Added +301 +301
49 Palogic Value Management, L.P. 0.16% of their portfolio DALLAS, TX 7,2337.2k $325.8k $325.8k 0.16% New
50 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 6,2156.2k $279.9k $279.9k 0.01% Unchanged
51 Kingdom Financial Group LLC. 0.25% of their portfolio PEORIA, AZ 5,9115.9k $266.2k $266.2k 0.25% New
52 LEAVELL INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio MOBILE, AL 5,8625.9k $264.0k $264.0k 0.02% Added +1.2k +1,240
53 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 5,8165.8k $262.0k $262.0k 0.00% Reduced -3.9k -3,854
54 Graypoint LLC 0.02% of their portfolio Albany, NY 5,2355.2k $235.8k $235.8k 0.02% Unchanged
55 HORIZON FINANCIAL SERVICES, LLC 0.18% of their portfolio WINSTON SALEM, NC 5,0825.1k $228.9k $228.9k 0.18% Reduced -30 -30
56 Hoxton Planning & Management, LLC 0.14% of their portfolio SHEPHERDSTOWN, WV 4,6494.6k $209.0k $209.0k 0.14% Reduced -5.1k -5,072
57 Bramshill Investments, LLC 0.02% of their portfolio NAPLES, FL 3,4293.4k $154.4k $154.4k 0.02% Added +149 +149
58 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 2,8232.8k $127.1k $127.1k 0.00% Reduced -2.2k -2,175
59 Wagner Wealth Management, LLC 0.04% of their portfolio GREENVILLE, SC 2,1472.1k $96.7k $96.7k 0.04% Added +1 +1
60 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 891891 $40.1k $40.1k 0.00% Unchanged
61 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 848848 $38.2k $38.2k 0.01% Unchanged
62 Family Asset Management, LLC 0.03% of their portfolio CHARLESTON, SC 794794 $35.7k $35.7k 0.03% Added +6 +6
63 Parkside Financial Bank & Trust 0.01% of their portfolio SAINT LOUIS, MO 723723 $32.6k $32.6k 0.01% Added +17 +17
64 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 522522 $23.5k $23.5k 0.00% Reduced -2.6k -2,563
65 Nicholas Wealth, LLC. 0.02% of their portfolio MARIETTA, GA 509509 $22.9k $22.9k 0.02% First filing
66 Strengthening Families & Communities, LLC 0.01% of their portfolio BOSTON, MA 425425 $19.0k $19.0k 0.01% Unchanged
67 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 367367 $16.4k $16.4k 0.00% Reduced -35 -35
68 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 347347 $15.6k $15.6k 0.00% Unchanged
69 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 259259 $11.7k $11.7k 0.00% Reduced -161 -161
70 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 227227 $10.1k $10.1k 0.00% Added +181 +181
71 Jackson Hole Capital Partners, LLC 0.00% of their portfolio TULSA, OK 136136 $6.1k $6.1k 0.00% Unchanged
72 Team Financial Group, LLC 0.00% of their portfolio TEMECULA, CA 132132 $5.9k $5.9k 0.00% First filing
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 130130 $5.9k $5.9k 0.00% New
74 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 107107 $4.8k $4.8k 0.00% Reduced -24 -24
75 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 8484 $3.9k $3.9k 0.00% Unchanged
76 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 7878 $3.5k $3.5k 0.00% New
77 Laurel Wealth Advisors LLC 0.00% of their portfolio CHARLOTTE, NC 6666 $3.0k $3.0k 0.00% Unchanged
78 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 5858 $2.6k $2.6k 0.00% Reduced -1 -1
79 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4646 $2.1k $2.1k 0.00% Reduced -300 -300
80 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $45 $45 0.00% New
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
82 Financial Management Professionals, Inc. 0.00% of their portfolio AUSTIN, TX 00 $0 $0 0.00% Unchanged