ISHARES TR CMBS
CMBS ETF · ETP · CUSIP 46429B366
76
institutional holders
-10 vs Q3 2022
7.3m
shares reported held*
$336.7mreported value*
7 new
24 added
31 reduced
18 sold out
net sold ≈ $77.6m (-1.7m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($259.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.92. Options: 0 managers hold calls (— notional), 2 hold puts ($1.3m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 86 |
| Q4 2022 | 76 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $461.0k | $1.7m | 3.69 |
| Q4 2022 | $0 | $1.3m | — |
Biggest buyers
| BANK OF AMERICA CORP /DE/ | Added | +89.8k |
| AMERIPRISE FINANCIAL INC | New | +86.2k |
| MORGAN STANLEY | Added | +49.6k |
| Fermata Advisors, LLC | Added | +42.2k |
| ST GERMAIN D J CO INC | Added | +38.3k |
| SCHMIDT P J INVESTMENT MANAGEMENT INC | Added | +38.1k |
| AE Wealth Management LLC | Added | +21.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +21.1k |
| Insight Wealth Partners, LLC | Added | +8.6k |
| Wealthcare Advisory Partners LLC | Added | +5.6k |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -771.3k |
| PATHSTONE FAMILY OFFICE, LLC | Reduced | -349.0k |
| WELLS FARGO & COMPANY/MN | Reduced | -325.3k |
| LPL Financial LLC | Reduced | -242.0k |
| BerganKDV Wealth Management, LLC | Reduced | -147.8k |
| UBS Group AG | Reduced | -133.2k |
| GUGGENHEIM CAPITAL LLC | Reduced | -29.9k |
| ADVISOR PARTNERS II, LLC | Sold out | -26.9k |
| FIRST FOUNDATION ADVISORS | Sold out | -14.1k |
| Relative Value Partners Group, LLC | Reduced | -10.8k |
Biggest calls
| None |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $849.3k18.5k shares |
| BANK OF AMERICA CORP /DE/ | Unchanged | $459.1k10.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.01% of their portfolio | 1.4m $63.4m | Added +49.6k |
| PATHSTONE FAMILY OFFICE, LLC 0.29% of their portfolio | 750.6k $34.5m | Reduced -349.0k |
| WELLS FARGO & COMPANY/MN 0.01% of their portfolio | 519.8k $23.9m | Reduced -325.3k |
| ST GERMAIN D J CO INC 1.33% of their portfolio | 471.3k $21.6m | Added +38.3k |
| BerganKDV Wealth Management, LLC 2.34% of their portfolio | 470.3k $21.6m | Reduced -147.8k |
| UBS Group AG 0.01% of their portfolio | 432.9k $19.9m | Reduced -133.2k |
| Wealthcare Advisory Partners LLC 0.83% of their portfolio | 379.8k $17.4m | Added +5.6k |
| Tortoise Investment Management, LLC 2.74% of their portfolio | 341.1k $15.7m | Reduced -6.7k |
| JANE STREET GROUP, LLC 0.03% of their portfolio | 327.8k $15.0m | Reduced -771.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 322.8k $14.8m | Added +89.8k |
| GUGGENHEIM CAPITAL LLC 0.12% of their portfolio | 304.8k $14.0m | Reduced -29.9k |
| LPL Financial LLC 0.01% of their portfolio | 287.2k $13.2m | Reduced -242.0k |
| AE Wealth Management LLC 0.05% of their portfolio | 145.4k $6.7m | Added +21.8k |
| Heck Capital Advisors, LLC 1.11% of their portfolio | 125.3k $5.8m | Reduced -708 |
| SCHMIDT P J INVESTMENT MANAGEMENT INC 1.08% of their portfolio | 104.0k $4.8m | Added +38.1k |
| Fermata Advisors, LLC 1.23% of their portfolio | 90.3k $4.1m | Added +42.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 86.2k $4.0m | New |
| LGT Financial Advisors LLC 4.33% of their portfolio | 80.1k $3.7m | First filing |
| Freedom Investment Management, Inc. 0.33% of their portfolio | 64.2k $2.9m | Reduced -1.6k |
| Insight Wealth Partners, LLC 1.92% of their portfolio | 44.7k $2.1m | Added +8.6k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 43.1k $2.0m | Added +700 |
| Advisory Alpha, LLC 0.14% of their portfolio | 41.8k $1.9m | Reduced -5.3k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 39.1k $1.8m | Added +1.9k |
| BlackRock Inc. 0.00% of their portfolio | 34.7k $1.6m | Reduced -4.0k |
| Laidlaw Wealth Management LLC 0.34% of their portfolio | 34.5k $1.6m | Reduced -1.2k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 32.4k $1.5m | Added +1.1k |
| Relative Value Partners Group, LLC 0.09% of their portfolio | 28.2k $1.3m | Reduced -10.8k |
| Centennial Wealth Advisory LLC 0.63% of their portfolio | 24.7k $1.1m | Reduced -2.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 24.0k $1.1m | Added +1.1k |
| WEALTHCARE CAPITAL MANAGEMENT LLC 0.13% of their portfolio | 21.7k $997.7k | Added +338 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 21.1k $967.8k | New |
| Hilltop Holdings Inc. 0.12% of their portfolio | 20.6k $946.9k | Reduced -314 |
| Willis Johnson & Associates, Inc. 0.12% of their portfolio | 19.4k $888.9k | Added +213 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 18.9k $869.4k | Reduced -574 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 17.0k $779.0k | Added +2.6k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 15.7k $719.2k | Added +3.4k |
| Advisors Capital Management, LLC 0.02% of their portfolio | 15.2k $696.0k | Reduced -178 |
| US BANCORP \DE\ 0.00% of their portfolio | 14.4k $659.2k | Added +4.8k |
| Hoxton Planning & Management, LLC 0.35% of their portfolio | 14.2k $653.9k | First filing |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 12.7k $583.5k | Reduced -837 |
| Corient Private Wealth LP 0.00% of their portfolio | 11.2k $513.5k | First filing |
| Graypoint LLC 0.06% of their portfolio | 10.9k $500.2k | Reduced -2.6k |
| First Heartland Consultants, Inc. 0.07% of their portfolio | 9.8k $450.2k | Reduced -556 |
| Orion Porfolio Solutions, LLC 0.01% of their portfolio | 8.7k $399.2k | Unchanged |
| Advisors Asset Management, Inc. 0.01% of their portfolio | 8.7k $397.9k | Reduced -240 |
| MONEYWISE, INC. 0.28% of their portfolio | 8.1k $370.3k | Added +339 |
| Baird Financial Group, Inc. 0.00% of their portfolio | 7.3k $336.0k | Reduced -877 |
| Ridgewood Investments LLC 0.24% of their portfolio | 7.1k $325.4k | Reduced -230 |
| HORIZON FINANCIAL SERVICES, LLC 0.22% of their portfolio | 5.7k $259.6k | Reduced -594 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 5.1k $233.7k | Reduced -585 |
| IEQ CAPITAL, LLC 0.01% of their portfolio | 5.1k $232.5k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5.0k $231.0k | Added +790 |
| Latitude Advisors, LLC 0.16% of their portfolio | 4.6k $212.6k | Added +85 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 3.3k $151.3k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 2.9k $151.0k | Added +1 |
| Wagner Wealth Management, LLC 0.06% of their portfolio | 2.2k $99.0k | Reduced -59 |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 1.2k $57.0k | Unchanged |
| SouthState Bank Corp 0.00% of their portfolio | 1.1k $50.6k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 954 $43.8k | Reduced -100 |
| Bogart Wealth, LLC 0.00% of their portfolio | 891 $40.9k | Reduced -2.8k |
| ASSETMARK, INC 0.00% of their portfolio | 866 $39.8k | Reduced -139 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 700 $32.1k | Added +24 |
| Realta Investment Advisors 0.01% of their portfolio | 644 $29.6k | Unchanged |
| CENTRAL BANK & TRUST CO 0.00% of their portfolio | 513 $23.5k | Unchanged |
| Strengthening Families & Communities, LLC 0.01% of their portfolio | 425 $20.0k | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 214 $9.8k | New |
| Spire Wealth Management 0.00% of their portfolio | 152 $7.0k | Added +106 |
| Jackson Hole Capital Partners, LLC 0.00% of their portfolio | 136 $6.2k | Unchanged |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 89 $4.1k | Unchanged |
| Financial Gravity Asset Management, Inc. 0.07% of their portfolio | 46 $46.1k | Reduced -230 |
| Glen Eagle Advisors, LLC 0.00% of their portfolio | 32 $1.5k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 16 $735 | New |
| JAMES INVESTMENT RESEARCH, INC. 0.00% of their portfolio | 10 $0 | Added +2 |
| KOM Wealth Management Group, LLC 0.00% of their portfolio | 3 $0 | New |
| RFP Financial Group LLC 0.00% of their portfolio | 1 $36 | First filing |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |