Vault-13

ISHARES TR AOK

CONSER ALLOC ETF · ETP · CUSIP 464289883

161 institutional holders +8 vs Q3 2023
7,505,9647.5m shares reported held*
$271.4mreported value*
19 new 52 added 56 reduced 18 sold out net bought ≈ $51.4m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($215.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.16.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 153Q4 22: 166Q1 23: 150Q2 23: 150Q3 23: 153Q4 23: 161161Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022153
Q4 2022166
Q1 2023150
Q2 2023150
Q3 2023153
Q4 2023161

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 76 bought or addedQ4 22: 89 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 91 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 86 cut or sold outQ2 23Q3 23: 58 bought or addedQ3 23: 74 cut or sold outQ3 23Q4 23: 71 bought or addedQ4 23: 74 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227689
Q1 20236691
Q2 20235286
Q3 20235874
Q4 20237174

Biggest buyers

WELLS FARGO & COMPANY/MN Added +414,637+414.6k
RAYMOND JAMES & ASSOCIATES Added +406,059+406.1k
WIN ADVISORS, INC New +316,595+316.6k
MORGAN STANLEY Added +217,457+217.5k
ENVESTNET ASSET MANAGEMENT INC Added +184,654+184.7k
GeoWealth Management, LLC Added +155,765+155.8k
WNY Asset Management, LLC Added +128,181+128.2k
BANK OF AMERICA CORP /DE/ Added +109,992+110.0k
Retireful, LLC New +100,668+100.7k
CONGRESS ASSET MANAGEMENT CO Added +93,930+93.9k

Biggest sellers

AE Wealth Management LLC Reduced -274,617-274.6k
Archvest Wealth Advisors, Inc. Reduced -127,489-127.5k
LPL Financial LLC Reduced -120,690-120.7k
Curran Financial Partners, LLC Reduced -100,455-100.5k
JANE STREET GROUP, LLC Reduced -95,592-95.6k
NATIONAL BANK OF CANADA /FI/ Reduced -92,774-92.8k
True Link Financial Advisors, LLC Sold out -46,782-46.8k
Consilium Wealth Advisory, LLC Reduced -28,579-28.6k
Thrive Capital Management, LLC Reduced -26,435-26.4k
Cambridge Investment Research Advisors, Inc. Reduced -22,706-22.7k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ATLAS CAPITAL ADVISORS INC. 2.71% of their portfolio JACKSON, WY 518,500518.5k $18.7m $18.7m 2.71% Unchanged
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 489,902489.9k $17.7m $17.7m 0.01% Added +414.6k +414,637
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 448,369448.4k $16.2m $16.2m 0.01% Reduced -120.7k -120,690
4 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 435,681435.7k $15.7m $15.7m 0.01% Added +406.1k +406,059
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 415,278415.3k $15.0m $15.0m 0.00% Added +217.5k +217,457
6 Lido Advisors, LLC 0.13% of their portfolio Los Angeles, CA 348,272348.3k $12.6m $12.6m 0.13% Reduced -4.4k -4,389
7 BlackRock Inc. 0.00% of their portfolio New York, NY 327,611327.6k $11.8m $11.8m 0.00% Reduced -439 -439
8 WIN ADVISORS, INC 5.19% of their portfolio PALM BEACH GARDENS, FL 316,595316.6k $11.4m $11.4m 5.19% New
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 245,415245.4k $8.9m $8.9m 0.00% Added +110.0k +109,992
10 GeoWealth Management, LLC 0.70% of their portfolio CHICAGO, IL 233,767233.8k $8.5m $8.5m 0.70% Added +155.8k +155,765
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 212,395212.4k $7.7m $7.7m 0.00% Added +184.7k +184,654
12 Weaver Consulting Group 2.36% of their portfolio HUNTINGTON BEACH, CA 160,388160.4k $5.8m $5.8m 2.36% Reduced -4.5k -4,503
13 Curran Financial Partners, LLC 2.18% of their portfolio DANIEL ISLAND, SC 158,802158.8k $5.7m $5.7m 2.18% Reduced -100.5k -100,455
14 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 152,962153.0k $5.5m $5.5m 0.01% Reduced -92.8k -92,774
15 WNY Asset Management, LLC 0.93% of their portfolio Williamsville, NY 151,751151.8k $5.5m $5.5m 0.93% Added +128.2k +128,181
16 Investment Advisory Group, LLC 2.40% of their portfolio HANOVER, MA 144,580144.6k $5.2m $5.2m 2.40% Reduced -3.2k -3,185
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 134,425134.4k $4.9m $4.9m 0.01% Added +4.3k +4,265
18 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 130,782130.8k $4.7m $4.7m 0.02% Reduced -274.6k -274,617
19 CONGRESS ASSET MANAGEMENT CO 0.04% of their portfolio BOSTON, MA 129,735129.7k $4.7m $4.7m 0.04% Added +93.9k +93,930
20 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 115,941115.9k $4.2m $4.2m 0.02% Reduced -22.7k -22,706
21 Retireful, LLC 1.58% of their portfolio HASLETT, MI 100,668100.7k $3.6m $3.6m 1.58% New
22 Thrive Capital Management, LLC 1.92% of their portfolio FORT WASHINGTON, PA 99,18899.2k $3.6m $3.6m 1.92% Reduced -26.4k -26,435
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 93,92093.9k $3.4m $3.4m 0.01% Added +48.6k +48,598
24 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 92,61292.6k $3.3m $3.3m 0.00% Added +17.5k +17,511
25 Archvest Wealth Advisors, Inc. 2.36% of their portfolio CONCORD, CA 86,76886.8k $3.1m $3.1m 2.36% Reduced -127.5k -127,489
26 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 85,32885.3k $3.1m $3.1m 0.06% Reduced -3.9k -3,926
27 Trilogy Capital Inc. 0.19% of their portfolio IRVINE, CA 82,94082.9k $3.0m $3.0m 0.19% Reduced -12.3k -12,327
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 74,60674.6k $2.7m $2.7m 0.00% Added +51.2k +51,217
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 73,94873.9k $2.7m $2.7m 0.00% Added +15.3k +15,273
30 SILVER OAK SECURITIES, INCORPORATED 0.29% of their portfolio JACKSON, TN 60,41360.4k $2.2m $2.2m 0.29% Added +10.6k +10,622
31 Legacy Capital Wealth Partners, LLC 0.58% of their portfolio LITTLE ROCK, AR 57,06757.1k $2.1m $2.1m 0.58% Added +16.7k +16,708
32 Consilium Wealth Advisory, LLC 1.05% of their portfolio FRISCO, TX 48,45948.5k $1.8m $1.8m 1.05% Reduced -28.6k -28,579
33 Ausdal Financial Partners, Inc. 0.21% of their portfolio Davenport, IA 47,52447.5k $1.7m $1.7m 0.21% Added +44 +44
34 COMERICA BANK 0.01% of their portfolio DALLAS, TX 40,35540.4k $1.5m $1.5m 0.01% Added +36.6k +36,639
35 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 39,30139.3k $1.4m $1.4m 0.00% Added +11.7k +11,743
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 39,19339.2k $1.4m $1.4m 0.00% Reduced -547 -547
37 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 38,39838.4k $1.4m $1.4m 0.00% New
38 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 38,32538.3k $1.4m $1.4m 0.00% Reduced -95.6k -95,592
39 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 36,36936.4k $1.3m $1.3m 0.08% Reduced -12.5k -12,461
40 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 32,25432.3k $1.2m $1.2m 0.01% Reduced -3.9k -3,932
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,50331.5k $1.1m $1.1m 0.00% Reduced -4.1k -4,135
42 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 31,22931.2k $1.1m $1.1m 0.02% Reduced -1.5k -1,462
43 ROTHSCHILD INVESTMENT LLC 0.09% of their portfolio CHICAGO, IL 29,65029.6k $1.1m $1.1m 0.09% First filing
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,13528.1k $1.0m $1.0m 0.00% New
45 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 27,82427.8k $1.0m $1.0m 0.00% Added +18.2k +18,199
46 RDA Financial Network 0.37% of their portfolio AKRON, IA 27,34527.3k $988.5k $988.5k 0.37% Reduced -5.1k -5,130
47 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,17826.2k $946.3k $946.3k 0.00% New
48 Capital Investment Advisory Services, LLC 0.09% of their portfolio RALEIGH, NC 25,25925.3k $913.1k $913.1k 0.09% Reduced -450 -450
49 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 24,74624.7k $894.6k $894.6k 0.00% Added +2.1k +2,107
50 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 23,96524.0k $866.3k $866.3k 0.04% Added +229 +229
51 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 21,51421.5k $777.7k $777.7k 0.00% Added +14.1k +14,114
52 Darwin Wealth Management, LLC 0.20% of their portfolio TAMPA, FL 21,05021.1k $761.0k $761.0k 0.20% Reduced -1.4k -1,443
53 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 19,00119.0k $686.9k $686.9k 0.01% Added +260 +260
54 Camarda Financial Advisors, LLC 0.29% of their portfolio FLEMING ISLAND, FL 18,52118.5k $669.5k $669.5k 0.29% Reduced -966 -966
55 Waterloo Capital, L.P. 0.11% of their portfolio AUSTIN, TX 18,39418.4k $665.0k $665.0k 0.11% Added +10.1k +10,127
56 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 17,73317.7k $641.0k $641.0k 0.01% Reduced -754 -754
57 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 16,97217.0k $613.5k $613.5k 0.04% Added +780 +780
58 Modera Wealth Management, LLC 0.01% of their portfolio WESTWOOD, NJ 16,72416.7k $604.6k $604.6k 0.01% Added +190 +190
59 REDW Wealth LLC 0.17% of their portfolio ALBUQUERQUE, NM 16,66516.7k $602.4k $602.4k 0.17% New
60 Valley Financial Group, Inc. 0.46% of their portfolio AMBLER, PA 16,28216.3k $588.6k $588.6k 0.46% First filing
61 Wealth Forward, LLC 0.50% of their portfolio FARGO, ND 16,21316.2k $586.1k $586.1k 0.50% First filing
62 Aveo Capital Partners, LLC 0.07% of their portfolio ENGLEWOOD, CO 15,75215.8k $569.4k $569.4k 0.07% Reduced -7.3k -7,293
63 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 15,07315.1k $544.9k $544.9k 0.02% Reduced -2.8k -2,836
64 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,58414.6k $527.2k $527.2k 0.00% Reduced -1.4k -1,373
65 First Personal Financial Services 0.12% of their portfolio CHARLOTTE, NC 13,20413.2k $477.3k $477.3k 0.12% Added +61 +61
66 Gainplan LLC 0.25% of their portfolio BLOOMFIELD HILLS, MI 13,14913.1k $475.3k $475.3k 0.25% Added +175 +175
67 Mills Wealth Advisors LLC 0.35% of their portfolio SOUTHLAKE, TX 12,56012.6k $454.0k $454.0k 0.35% Reduced -117 -117
68 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,29412.3k $444.4k $444.4k 0.00% Added +1.3k +1,348
69 Plan Group Financial, LLC 0.38% of their portfolio OKLAHOMA CITY, OK 12,06812.1k $436.3k $436.3k 0.38% Reduced -951 -951
70 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 11,93211.9k $427.4k $427.4k 0.01% Reduced -3.8k -3,758
71 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 11,31911.3k $409.2k $409.2k 0.04% Reduced -1.4k -1,374
72 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,74410.7k $388.0k $388.0k 0.00% Reduced -176 -176
73 Focus Partners Advisor Solutions, LLC 0.02% of their portfolio SAINT LOUIS, MO 10,68910.7k $386.4k $386.4k 0.02% Reduced -4.5k -4,459
74 FAMILY WEALTH PARTNERS, LLC 0.30% of their portfolio MATTHEWS, NC 10,68910.7k $386.4k $386.4k 0.30% First filing
75 TRUE Private Wealth Advisors 0.05% of their portfolio Salem, OR 10,68710.7k $386.3k $386.3k 0.05% Unchanged
76 RESTON WEALTH MANAGEMENT LLC 0.17% of their portfolio Reston, VA 10,28210.3k $371.7k $371.7k 0.17% Reduced -565 -565
77 Millington Financial Advisors, LLC 0.28% of their portfolio NAPERVILLE, IL 9,8059.8k $354.5k $354.5k 0.28% Unchanged
78 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 9,4089.4k $340.1k $340.1k 0.00% New
79 Advisory Alpha, LLC 0.02% of their portfolio HOLLAND, MI 9,1559.2k $331.0k $331.0k 0.02% Reduced -673 -673
80 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,1009.1k $317.8k $317.8k 0.00% Unchanged
81 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 8,8428.8k $319.6k $319.6k 0.01% Added +8 +8
82 National Wealth Management Group, LLC 0.31% of their portfolio CINCINNATI, OH 8,8258.8k $319.0k $319.0k 0.31% Unchanged
83 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 8,6398.6k $309.7k $309.7k 0.01% Added +291 +291
84 First Ascent Asset Management, LLC 0.03% of their portfolio DENVER, CO 8,6068.6k $311.1k $311.1k 0.03% Added +1.4k +1,357
85 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 8,0358.0k $290.5k $290.5k 0.01% Unchanged
86 Syntrinsic LLC 0.09% of their portfolio DENVER, CO 7,7577.8k $268.2k $268.2k 0.09% Added +421 +421
87 Integrity Financial Corp /WA 0.20% of their portfolio JACKSON, WY 7,7417.7k $279.8k $279.8k 0.20% Reduced -795 -795
88 NICOLET ADVISORY SERVICES, LLC 0.03% of their portfolio GREEN BAY, WI 7,6897.7k $274.4k $274.4k 0.03% Reduced -1.9k -1,930
89 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 7,6387.6k $276.1k $276.1k 0.03% Reduced -494 -494
90 JDM Financial Group LLC 0.23% of their portfolio AUSTIN, TX 7,5107.5k $271.5k $271.5k 0.23% Added +1.3k +1,312
91 USAdvisors Wealth Management, LLC 0.11% of their portfolio EDEN PRAIRIE, MN 7,1067.1k $256.0k $256.0k 0.11% Added +115 +115
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,0657.1k $255.0k $255.0k 0.00% Added +6.8k +6,773
93 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 7,0197.0k $251.9k $251.9k 0.00% Reduced -130 -130
94 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 7,0197.0k $251.9k $251.9k 0.00% Reduced -130 -130
95 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 6,7056.7k $242.4k $242.4k 0.02% Reduced -2.6k -2,610
96 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 6,7056.7k $242.4k $242.4k 0.01% Reduced -2.6k -2,605
97 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6,5126.5k $235.4k $235.4k 0.00% Added +5.8k +5,825
98 Insight Wealth Partners, LLC 0.18% of their portfolio Plano, TX 6,4706.5k $233.9k $233.9k 0.18% Unchanged
99 Prosperity Consulting Group, LLC 0.08% of their portfolio OWINGS MILLS, MD 6,2606.3k $226.3k $226.3k 0.08% New
100 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 6,2066.2k $224.3k $224.3k 0.00% Reduced -4.4k -4,360