Vault-13

ISHARES TR AOK

CONSER ALLOC ETF · ETP · CUSIP 464289883

153 institutional holders +3 vs Q2 2023
6,070,0786.1m shares reported held*
$206.2mreported value*
15 new 43 added 63 reduced 11 sold out net sold ≈ $5.5m (-161.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.97.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 153Q4 22: 166Q1 23: 150Q2 23: 150Q3 23: 153153Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022153
Q4 2022166
Q1 2023150
Q2 2023150
Q3 2023153

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 76 bought or addedQ4 22: 89 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 91 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 86 cut or sold outQ2 23Q3 23: 58 bought or addedQ3 23: 74 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227689
Q1 20236691
Q2 20235286
Q3 20235874

Biggest buyers

AE Wealth Management LLC Added +222,252+222.3k
Curran Financial Partners, LLC Added +112,701+112.7k
Archvest Wealth Advisors, Inc. Added +104,286+104.3k
Legacy Capital Wealth Partners, LLC New +40,359+40.4k
SILVER OAK SECURITIES, INCORPORATED Added +37,202+37.2k
MORGAN STANLEY Added +26,905+26.9k
RAYMOND JAMES & ASSOCIATES Added +20,981+21.0k
CONGRESS ASSET MANAGEMENT CO Added +20,648+20.6k
ROYAL BANK OF CANADA Added +17,175+17.2k
ENVESTNET ASSET MANAGEMENT INC Added +14,089+14.1k

Biggest sellers

Brookstone Capital Management Reduced -225,366-225.4k
JANE STREET GROUP, LLC Reduced -172,152-172.2k
WNY Asset Management, LLC Reduced -64,192-64.2k
Lido Advisors, LLC Reduced -43,331-43.3k
LPL Financial LLC Reduced -42,572-42.6k
GeoWealth Management, LLC Reduced -41,297-41.3k
GOLDMAN SACHS GROUP INC Sold out -38,842-38.8k
BANK OF AMERICA CORP /DE/ Reduced -24,894-24.9k
JPMORGAN CHASE & CO Reduced -24,502-24.5k
BlackRock Inc. Reduced -21,342-21.3k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 569,059569.1k $19.3m $19.3m 0.01% Reduced -42.6k -42,572
2 ATLAS CAPITAL ADVISORS INC. 2.90% of their portfolio JACKSON, WY 518,500518.5k $17.6m $17.6m 2.90% Unchanged
3 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 405,399405.4k $13.8m $13.8m 0.08% Added +222.3k +222,252
4 Lido Advisors, LLC 0.13% of their portfolio Los Angeles, CA 352,661352.7k $12.0m $12.0m 0.13% Reduced -43.3k -43,331
5 BlackRock Inc. 0.00% of their portfolio New York, NY 328,050328.1k $11.1m $11.1m 0.00% Reduced -21.3k -21,342
6 Curran Financial Partners, LLC 3.84% of their portfolio DANIEL ISLAND, SC 259,257259.3k $8.8m $8.8m 3.84% Added +112.7k +112,701
7 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 245,736245.7k $8.3m $8.3m 0.02% Reduced -9.7k -9,694
8 Archvest Wealth Advisors, Inc. 3.03% of their portfolio CONCORD, CA 214,257214.3k $7.4m $7.4m 3.03% Added +104.3k +104,286
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 197,821197.8k $6.7m $6.7m 0.00% Added +26.9k +26,905
10 Weaver Consulting Group 2.53% of their portfolio HUNTINGTON BEACH, CA 164,891164.9k $5.6m $5.6m 2.53% Reduced -6.0k -6,039
11 Investment Advisory Group, LLC 2.61% of their portfolio HANOVER, MA 147,765147.8k $5.0m $5.0m 2.61% Reduced -1.9k -1,851
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 138,647138.6k $4.7m $4.7m 0.02% Reduced -13.5k -13,502
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 135,423135.4k $4.6m $4.6m 0.00% Reduced -24.9k -24,894
14 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 133,917133.9k $4.5m $4.5m 0.01% Reduced -172.2k -172,152
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 130,160130.2k $4.4m $4.4m 0.01% Added +8.4k +8,396
16 Thrive Capital Management, LLC 2.37% of their portfolio FORT WASHINGTON, PA 125,623125.6k $4.3m $4.3m 2.37% Reduced -3.3k -3,333
17 Trilogy Capital Inc. 0.22% of their portfolio IRVINE, CA 95,26795.3k $3.2m $3.2m 0.22% Reduced -4.8k -4,850
18 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 89,25489.3k $3.0m $3.0m 0.07% Reduced -225.4k -225,366
19 GeoWealth Management, LLC 0.30% of their portfolio CHICAGO, IL 78,00278.0k $2.6m $2.6m 0.30% Reduced -41.3k -41,297
20 Consilium Wealth Advisory, LLC 1.83% of their portfolio FRISCO, TX 77,03877.0k $2.6m $2.6m 1.83% Added +9.0k +8,971
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 75,26575.3k $2.6m $2.6m 0.00% Added +8.3k +8,335
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 75,10175.1k $2.6m $2.6m 0.00% Reduced -852 -852
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,67558.7k $2.0m $2.0m 0.00% Added +17.2k +17,175
24 SILVER OAK SECURITIES, INCORPORATED 0.37% of their portfolio JACKSON, TN 49,79149.8k $1.7m $1.7m 0.37% Added +37.2k +37,202
25 J.W. COLE ADVISORS, INC. 0.12% of their portfolio TAMPA, FL 48,83048.8k $1.7m $1.7m 0.12% Reduced -472 -472
26 Ausdal Financial Partners, Inc. 0.22% of their portfolio Davenport, IA 47,48047.5k $1.6m $1.6m 0.22% Added +82 +82
27 True Link Financial Advisors, LLC 0.19% of their portfolio SAN FRANCISCO, CA 46,78246.8k $1.6m $1.6m 0.19% Unchanged
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 45,32245.3k $1.5m $1.5m 0.00% Added +11.7k +11,717
29 Legacy Capital Wealth Partners, LLC 0.38% of their portfolio LITTLE ROCK, AR 40,35940.4k $1.4m $1.4m 0.38% New
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 39,74039.7k $1.3m $1.3m 0.00% Added +4.3k +4,345
31 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 36,18636.2k $1.2m $1.2m 0.02% Reduced -11.3k -11,270
32 CONGRESS ASSET MANAGEMENT CO 0.01% of their portfolio BOSTON, MA 35,80535.8k $1.2m $1.2m 0.01% Added +20.6k +20,648
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 35,63835.6k $1.2m $1.2m 0.00% Reduced -2.4k -2,409
34 ROTHSCHILD INVESTMENT LLC /IL 0.09% of their portfolio CHICAGO, IL 33,10033.1k $1.1m $1.1m 0.09% Unchanged
35 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 32,69132.7k $1.1m $1.1m 0.02% Added +1.8k +1,787
36 RDA Financial Network 0.48% of their portfolio AKRON, IA 32,47532.5k $1.1m $1.1m 0.48% Added +350 +350
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,62229.6k $1.0m $1.0m 0.00% Added +21.0k +20,981
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,74127.7k $942.1k $942.1k 0.00% Added +14.1k +14,089
39 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 27,60027.6k $937.0k $937.0k 0.00% Added +4.3k +4,300
40 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 27,55827.6k $935.9k $935.9k 0.00% Reduced -54 -54
41 Capital Investment Advisory Services, LLC 0.09% of their portfolio RALEIGH, NC 25,70925.7k $873.1k $873.1k 0.09% Reduced -43 -43
42 TIEDEMANN ADVISORS, LLC 0.04% of their portfolio NEW YORK, NY 24,29924.3k $825.2k $825.2k 0.04% Unchanged
43 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 23,73623.7k $806.1k $806.1k 0.04% Reduced -2.1k -2,112
44 WNY Asset Management, LLC 0.16% of their portfolio Williamsville, NY 23,57023.6k $800.5k $800.5k 0.16% Reduced -64.2k -64,192
45 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,38923.4k $794.3k $794.3k 0.00% Reduced -742 -742
46 Aveo Capital Partners, LLC 0.10% of their portfolio ENGLEWOOD, CO 23,04523.0k $782.6k $782.6k 0.10% Reduced -135 -135
47 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 22,63922.6k $768.8k $768.8k 0.00% Added +293 +293
48 Darwin Wealth Management, LLC 0.21% of their portfolio TAMPA, FL 22,49322.5k $763.9k $763.9k 0.21% Reduced -1.9k -1,911
49 Camarda Financial Advisors, LLC 0.43% of their portfolio FLEMING ISLAND, FL 19,48719.5k $661.8k $661.8k 0.43% Reduced -698 -698
50 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,74118.7k $636.4k $636.4k 0.01% Reduced -540 -540
51 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 18,48718.5k $627.8k $627.8k 0.01% Added +4.9k +4,896
52 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 17,90917.9k $608.2k $608.2k 0.03% Reduced -1.6k -1,596
53 Modera Wealth Management, LLC 0.01% of their portfolio WESTWOOD, NJ 16,53416.5k $561.5k $561.5k 0.01% Unchanged
54 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 16,19216.2k $549.9k $549.9k 0.05% Reduced -854 -854
55 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 15,95716.0k $541.9k $541.9k 0.01% Reduced -11.0k -10,983
56 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 15,69015.7k $532.8k $532.8k 0.02% Reduced -8.8k -8,838
57 Focus Partners Advisor Solutions, LLC 0.02% of their portfolio SAINT LOUIS, MO 15,14815.1k $514.5k $514.5k 0.02% Reduced -2.1k -2,082
58 First Personal Financial Services 0.12% of their portfolio CHARLOTTE, NC 13,14313.1k $446.4k $446.4k 0.12% Reduced -484 -484
59 Plan Group Financial, LLC 0.32% of their portfolio OKLAHOMA CITY, OK 13,01913.0k $442.1k $442.1k 0.32% New
60 Gainplan LLC 0.61% of their portfolio BLOOMFIELD HILLS, MI 12,97413.0k $440.6k $440.6k 0.61% Reduced -14 -14
61 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 12,69312.7k $431.1k $431.1k 0.04% Added +33 +33
62 Mills Wealth Advisors LLC 0.34% of their portfolio SOUTHLAKE, TX 12,67712.7k $430.5k $430.5k 0.34% Reduced -3.1k -3,092
63 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,21211.2k $380.8k $380.8k 0.00% Added +263 +263
64 J Arnold Wealth Management Co 0.15% of their portfolio Youngstown, OH 11,01811.0k $374.5k $374.5k 0.15% New
65 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,94610.9k $371.7k $371.7k 0.00% Reduced -2.0k -2,015
66 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,92010.9k $371.0k $371.0k 0.00% Reduced -8.2k -8,239
67 RTD Financial Advisors, Inc. 0.06% of their portfolio Philadelphia, PA 10,86610.9k $369.0k $369.0k 0.06% Added +44 +44
68 RESTON WEALTH MANAGEMENT LLC 0.19% of their portfolio Reston, VA 10,84710.8k $368.4k $368.4k 0.19% Reduced -3.8k -3,817
69 TRUE Private Wealth Advisors 0.05% of their portfolio Salem, OR 10,68710.7k $362.9k $362.9k 0.05% Unchanged
70 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 10,56610.6k $358.8k $358.8k 0.00% Added +324 +324
71 Legacy Financial Group LLC 0.08% of their portfolio DES MOINES, IA 10,29010.3k $349.5k $349.5k 0.08% Reduced -1.2k -1,229
72 Advisory Alpha, LLC 0.02% of their portfolio HOLLAND, MI 9,8289.8k $333.8k $333.8k 0.02% Reduced -1.4k -1,443
73 Millington Financial Advisors, LLC 0.30% of their portfolio NAPERVILLE, IL 9,8059.8k $333.0k $333.0k 0.30% Unchanged
74 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 9,6829.7k $329.0k $329.0k 0.00% Reduced -304 -304
75 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,6259.6k $327.0k $327.0k 0.00% New
76 NICOLET ADVISORY SERVICES, LLC 0.04% of their portfolio GREEN BAY, WI 9,6199.6k $322.8k $322.8k 0.04% Reduced -641 -641
77 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 9,5749.6k $326.0k $326.0k 0.00% Unchanged
78 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,5279.5k $323.5k $323.5k 0.01% Reduced -15.3k -15,285
79 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 9,3159.3k $317.7k $317.7k 0.02% New
80 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 9,3109.3k $316.2k $316.2k 0.01% New
81 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,1009.1k $318.6k $318.6k 0.00% Reduced -1.5k -1,500
82 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 8,8348.8k $300.0k $300.0k 0.01% Added +2.9k +2,869
83 National Wealth Management Group, LLC 0.33% of their portfolio CINCINNATI, OH 8,8258.8k $299.7k $299.7k 0.33% Unchanged
84 Integrity Financial Corp /WA 0.22% of their portfolio JACKSON, WY 8,5368.5k $289.9k $289.9k 0.22% Reduced -911 -911
85 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 8,3488.3k $278.2k $278.2k 0.01% Reduced -5.2k -5,206
86 Waterloo Capital, L.P. 0.08% of their portfolio AUSTIN, TX 8,2678.3k $280.8k $280.8k 0.08% Added +539 +539
87 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 8,1328.1k $276.2k $276.2k 0.03% Reduced -548 -548
88 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 8,0358.0k $272.9k $272.9k 0.01% New
89 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 7,4007.4k $251.3k $251.3k 0.00% Reduced -260 -260
90 Syntrinsic LLC 0.11% of their portfolio DENVER, CO 7,3367.3k $238.5k $238.5k 0.11% First filing
91 First Ascent Asset Management, LLC 0.03% of their portfolio DENVER, CO 7,2497.2k $246.2k $246.2k 0.03% Reduced -85 -85
92 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 7,1497.1k $242.8k $242.8k 0.00% Reduced -88 -88
93 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 7,1497.1k $242.8k $242.8k 0.00% Reduced -88 -88
94 Verus Financial Partners, Inc. 0.03% of their portfolio RICHMOND, VA 7,1487.1k $242.0k $242.0k 0.03% Reduced -3 -3
95 USAdvisors Wealth Management, LLC 0.11% of their portfolio EDEN PRAIRIE, MN 6,9917.0k $237.0k $237.0k 0.11% Added +38 +38
96 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 6,9266.9k $235.2k $235.2k 0.01% New
97 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 6,7756.8k $230.1k $230.1k 0.00% Unchanged
98 Insight Wealth Partners, LLC 0.18% of their portfolio Plano, TX 6,4706.5k $219.7k $219.7k 0.18% Unchanged
99 JDM Financial Group LLC 0.19% of their portfolio AUSTIN, TX 6,1986.2k $210.5k $210.5k 0.19% Added +138 +138
100 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 6,0126.0k $204.2k $204.2k 0.00% Reduced -93 -93