Vault-13

ISHARES TR AOK

CONSER ALLOC ETF · ETP · CUSIP 464289883

166 institutional holders +13 vs Q3 2022
9,689,3419.7m shares reported held*
$325.8mreported value*
33 new 43 added 65 reduced 24 sold out net sold ≈ $94.0m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.63.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 153Q4 22: 166166Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022153
Q4 2022166

Biggest buyers

RAYMOND JAMES & ASSOCIATES Added +453,875+453.9k
BANK OF AMERICA CORP /DE/ Added +370,904+370.9k
WNY Asset Management, LLC New +356,328+356.3k
CONGRESS ASSET MANAGEMENT CO New +335,816+335.8k
ROYAL BANK OF CANADA Added +192,377+192.4k
Affiance Financial, LLC Added +159,611+159.6k
NATIONAL BANK OF CANADA /FI/ Added +133,689+133.7k
ENVESTNET ASSET MANAGEMENT INC Added +122,342+122.3k
Janney Montgomery Scott LLC Added +121,889+121.9k
Gateway Advisory, LLC New +113,545+113.5k

Biggest sellers

Trilogy Capital Inc. Reduced -4,634,616-4.6m
Forward Management, LLC Sold out -230,640-230.6k
Curran Financial Partners, LLC Reduced -215,971-216.0k
JANE STREET GROUP, LLC Sold out -151,021-151.0k
Financial Advisors, LLC Reduced -127,905-127.9k
SILVER OAK SECURITIES, INCORPORATED Reduced -36,526-36.5k
YARGER WEALTH STRATEGIES, LLC Sold out -35,194-35.2k
LPL Financial LLC Reduced -33,699-33.7k
AE Wealth Management LLC Reduced -29,504-29.5k
Focus Financial Network, Inc. Sold out -29,321-29.3k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 733,476733.5k $24.7m $24.7m 0.02% Reduced -33.7k -33,699
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 647,589647.6k $21.8m $21.8m 0.01% Added +111.0k +111,023
3 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 626,791626.8k $21.1m $21.1m 0.02% Added +453.9k +453,875
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 602,571602.6k $20.3m $20.3m 0.00% Added +370.9k +370,904
5 ATLAS CAPITAL ADVISORS INC. 2.93% of their portfolio JACKSON, WY 518,500518.5k $17.4m $17.4m 2.93% Unchanged
6 Sargent Bickham Lagudis LLC 1.12% of their portfolio Boulder, CO 405,007405.0k $13.6m $13.6m 1.12% Reduced -22.6k -22,646
7 WNY Asset Management, LLC 3.24% of their portfolio Williamsville, NY 356,328356.3k $12.0m $12.0m 3.24% New
8 BlackRock Inc. 0.00% of their portfolio New York, NY 352,984353.0k $11.9m $11.9m 0.00% Reduced -9.4k -9,431
9 CONGRESS ASSET MANAGEMENT CO 0.11% of their portfolio BOSTON, MA 335,816335.8k $11.3m $11.3m 0.11% New
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 310,339310.3k $10.4m $10.4m 0.01% Added +122.3k +122,342
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 307,867307.9k $10.3m $10.3m 0.00% Added +47.3k +47,262
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 245,096245.1k $8.2m $8.2m 0.00% Added +192.4k +192,377
13 Curran Financial Partners, LLC 3.79% of their portfolio DANIEL ISLAND, SC 233,588233.6k $7.9m $7.9m 3.79% Reduced -216.0k -215,971
14 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 198,007198.0k $6.7m $6.7m 0.05% Reduced -29.5k -29,504
15 Weaver Consulting Group 3.13% of their portfolio HUNTINGTON BEACH, CA 182,602182.6k $6.1m $6.1m 3.13% Reduced -20.3k -20,287
16 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 181,655181.7k $6.1m $6.1m 0.03% Reduced -3.5k -3,513
17 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 162,777162.8k $5.5m $5.5m 0.01% Added +133.7k +133,689
18 Affiance Financial, LLC 2.18% of their portfolio ST. LOUIS PARK, MN 159,885159.9k $5.4m $5.4m 2.18% Added +159.6k +159,611
19 Investment Advisory Group, LLC 3.19% of their portfolio HANOVER, MA 154,533154.5k $5.2m $5.2m 3.19% Reduced -13.2k -13,208
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 140,046140.0k $4.7m $4.7m 0.01% Reduced -19.3k -19,292
21 Thrive Capital Management, LLC 3.03% of their portfolio FORT WASHINGTON, PA 138,044138.0k $4.6m $4.6m 3.03% Reduced -21.4k -21,441
22 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 136,612136.6k $4.6m $4.6m 0.02% Added +121.9k +121,889
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 116,939116.9k $3.9m $3.9m 0.01% Added +99.1k +99,102
24 Gateway Advisory, LLC 0.98% of their portfolio WESTFIELD, NJ 113,545113.5k $3.8m $3.8m 0.98% New
25 GeoWealth Management, LLC 0.39% of their portfolio CHICAGO, IL 110,155110.2k $3.7m $3.7m 0.39% Added +24.1k +24,093
26 Allen Capital Group, LLC 3.37% of their portfolio GRAND ISLAND, NE 101,390101.4k $3.4m $3.4m 3.37% New
27 Archvest Wealth Advisors, Inc. 3.37% of their portfolio CONCORD, CA 101,390101.4k $3.4m $3.4m 3.37% Added +15.9k +15,862
28 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 88,98589.0k $3.1m $3.1m 0.06% Reduced -12.5k -12,460
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 79,08479.1k $2.7m $2.7m 0.01% Added +26.0k +26,019
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 78,21878.2k $2.6m $2.6m 0.00% Added +1.0k +1,030
31 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 68,13668.1k $2.3m $2.3m 0.00% Added +22.9k +22,873
32 Vestmark Advisory Solutions, Inc. 0.10% of their portfolio Wakefield, MA 62,03562.0k $2.1m $2.1m 0.10% New
33 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 57,73357.7k $1.9m $1.9m 0.01% First filing
34 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 55,74155.7k $1.9m $1.9m 0.03% Reduced -12.1k -12,121
35 RAYMOND JAMES TRUST N.A. 0.06% of their portfolio ST. PETERSBURG, FL 51,36651.4k $1.7m $1.7m 0.06% Not comparable
36 J.W. COLE ADVISORS, INC. 0.13% of their portfolio TAMPA, FL 49,32349.3k $1.7m $1.7m 0.13% Reduced -5.0k -4,972
37 Ausdal Financial Partners, Inc. 0.24% of their portfolio Davenport, IA 48,71948.7k $1.6m $1.6m 0.24% Added +16.5k +16,482
38 True Link Financial Advisors, LLC 0.21% of their portfolio SAN FRANCISCO, CA 46,78246.8k $1.6m $1.6m 0.21% Unchanged
39 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 45,13945.1k $1.5m $1.5m 0.01% Added +10.7k +10,730
40 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 44,21544.2k $1.5m $1.5m 0.00% Reduced -23.1k -23,085
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 44,04844.0k $1.5m $1.5m 0.00% Reduced -19.9k -19,865
42 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 39,23439.2k $1.3m $1.3m 0.00% Reduced -19.3k -19,275
43 Annex Advisory Services, LLC 0.07% of their portfolio BROOKFIELD, WI 34,63834.6k $1.2m $1.2m 0.07% Added +1.1k +1,144
44 RDA Financial Network 0.58% of their portfolio AKRON, IA 34,50434.5k $1.2m $1.2m 0.58% Reduced -4.0k -3,950
45 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 33,80033.8k $1.1m $1.1m 0.00% New
46 ROTHSCHILD INVESTMENT LLC /IL 0.10% of their portfolio CHICAGO, IL 33,10033.1k $1.1m $1.1m 0.10% Unchanged
47 M Holdings Securities, Inc. 0.11% of their portfolio PORTLAND, OR 32,21632.2k $1.1m $1.1m 0.11% Reduced -1.1k -1,139
48 Darwin Wealth Management, LLC 0.27% of their portfolio TAMPA, FL 30,24430.2k $1.1m $1.1m 0.27% Reduced -3.7k -3,663
49 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 29,53029.5k $992.0k $992.0k 0.00% Reduced -577 -577
50 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 28,33128.3k $952.2k $952.2k 0.00% New
51 Arden Trust Co 0.19% of their portfolio WILMINGTON, DE 28,33128.3k $952.2k $952.2k 0.19% New
52 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 28,32128.3k $951.9k $951.9k 0.02% Reduced -2.6k -2,632
53 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 27,88227.9k $937.1k $937.1k 0.06% Reduced -8.6k -8,572
54 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 25,83825.8k $868.4k $868.4k 0.10% Reduced -22 -22
55 TIEDEMANN ADVISORS, LLC 0.04% of their portfolio NEW YORK, NY 25,67425.7k $862.9k $862.9k 0.04% New
56 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 25,47925.5k $856.4k $856.4k 0.00% Reduced -7.7k -7,739
57 KMG FIDUCIARY PARTNERS, LLC 0.13% of their portfolio TOLEDO, OH 24,17224.2k $812.4k $812.4k 0.13% New
58 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 24,04024.0k $808.0k $808.0k 0.01% New
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 21,63021.6k $727.0k $727.0k 0.00% Reduced -7.2k -7,220
60 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 21,35821.4k $717.8k $717.8k 0.00% Reduced -2.8k -2,768
61 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 20,76020.8k $698.0k $698.0k 0.02% Reduced -4.0k -3,953
62 Aveo Capital Partners, LLC 0.10% of their portfolio ENGLEWOOD, CO 20,39020.4k $685.3k $685.3k 0.10% Reduced -60 -60
63 Mills Wealth Advisors LLC 0.60% of their portfolio SOUTHLAKE, TX 19,91219.9k $669.2k $669.2k 0.60% First filing
64 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 19,55819.6k $657.3k $657.3k 0.01% Reduced -941 -941
65 Chicago Wealth Management, Inc. 0.55% of their portfolio CHICAGO, IL 19,06819.1k $640.9k $640.9k 0.55% New
66 Janney Capital Management LLC 0.04% of their portfolio PITTSBURGH, PA 17,17517.2k $577.0k $577.0k 0.04% New
67 HARRELL INVESTMENT PARTNERS, LLC 0.22% of their portfolio AUSTIN, TX 16,36316.4k $549.9k $549.9k 0.22% Reduced -5.4k -5,366
68 Modera Wealth Management, LLC 0.02% of their portfolio WESTWOOD, NJ 16,29316.3k $547.6k $547.6k 0.02% Unchanged
69 RESTON WEALTH MANAGEMENT LLC 0.30% of their portfolio Reston, VA 16,20016.2k $544.5k $544.5k 0.30% Reduced -3.8k -3,844
70 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,59215.6k $524.1k $524.1k 0.00% Added +4.5k +4,529
71 Focus Partners Advisor Solutions, LLC 0.04% of their portfolio SAINT LOUIS, MO 14,41314.4k $484.4k $484.4k 0.04% Reduced -20.4k -20,393
72 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 13,92013.9k $467.8k $467.8k 0.03% Reduced -3.0k -3,048
73 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 13,83913.8k $465.1k $465.1k 0.05% Added +2.0k +2,035
74 Integrity Financial Corp /WA 0.44% of their portfolio JACKSON, WY 13,66213.7k $459.2k $459.2k 0.44% Reduced -590 -590
75 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 13,26513.3k $446.0k $446.0k 0.08% Reduced -36.5k -36,526
76 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 12,85212.9k $431.9k $431.9k 0.03% Added +61 +61
77 Gainplan LLC 1.02% of their portfolio BLOOMFIELD HILLS, MI 12,76912.8k $429.2k $429.2k 1.02% Reduced -21 -21
78 Legacy Financial Group LLC 0.13% of their portfolio DES MOINES, IA 12,63212.6k $424.6k $424.6k 0.13% Added +166 +166
79 NICOLET ADVISORY SERVICES, LLC 0.06% of their portfolio GREEN BAY, WI 12,49512.5k $432.7k $432.7k 0.06% Reduced -1.3k -1,316
80 First Personal Financial Services 0.11% of their portfolio CHARLOTTE, NC 11,97312.0k $402.4k $402.4k 0.11% Reduced -618 -618
81 PFG Advisors 0.04% of their portfolio Phoenix, AZ 11,93511.9k $401.1k $401.1k 0.04% Reduced -1.3k -1,288
82 Rothschild Wealth LLC 0.23% of their portfolio OAK BROOK, IL 11,85911.9k $398.6k $398.6k 0.23% Added +5.1k +5,102
83 J Arnold Wealth Management Co 0.19% of their portfolio Youngstown, OH 11,47811.5k $385.8k $385.8k 0.19% New
84 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,34811.3k $381.0k $381.0k 0.00% Reduced -397 -397
85 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,13211.1k $374.2k $374.2k 0.00% New
86 Clarius Group, LLC 0.03% of their portfolio SEATTLE, WA 10,85410.9k $365.0k $365.0k 0.03% New
87 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 10,70010.7k $364.2k $364.2k 0.00% Added +100 +100
88 Trilogy Capital Inc. 0.03% of their portfolio IRVINE, CA 10,63710.6k $357.5k $357.5k 0.03% Reduced -4.6m -4,634,616
89 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 10,52610.5k $353.8k $353.8k 0.03% New
90 Advocacy Wealth Management, LLC 0.04% of their portfolio ATLANTA, GA 9,6959.7k $325.8k $325.8k 0.04% New
91 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 9,4589.5k $317.9k $317.9k 0.01% Added +925 +925
92 Millington Financial Advisors, LLC 0.31% of their portfolio NAPERVILLE, IL 9,3269.3k $313.4k $313.4k 0.31% First filing
93 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 9,2609.3k $311.2k $311.2k 0.01% Added +1.4k +1,433
94 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 9,1199.1k $306.0k $306.0k 0.02% New
95 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,0969.1k $316.0k $316.0k 0.01% Reduced -2.2k -2,234
96 CREATIVE FINANCIAL DESIGNS INC /ADV 0.04% of their portfolio KOKOMO, IN 8,8918.9k $298.8k $298.8k 0.04% Reduced -858 -858
97 National Wealth Management Group, LLC 0.36% of their portfolio CINCINNATI, OH 8,8258.8k $296.6k $296.6k 0.36% Reduced -890 -890
98 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.02% of their portfolio RICHMOND, VA 8,8008.8k $295.8k $295.8k 0.02% Added +2.6k +2,600
99 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 8,7438.7k $293.8k $293.8k 0.01% Reduced -995 -995
100 Leo H. Evart, Inc. 0.43% of their portfolio REDWOOD CITY, CA 8,5458.5k $287.2k $287.2k 0.43% Reduced -85 -85