Vault-13

ISHARES TR AOM

MODERT ALLOC ETF · ETP · CUSIP 464289875

262 institutional holders -2 vs Q4 2024
11,561,21811.6m shares reported held*
$507.1mreported value*
32 new 73 added 109 reduced 30 sold out net sold ≈ $102.4m (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($79.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.86. Options: 0 managers hold calls (— notional), 2 hold puts ($72.0k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 250Q1 23: 230Q2 23: 220Q3 23: 230Q4 23: 255Q1 24: 232Q2 24: 242Q3 24: 237Q4 24: 264Q1 25: 262262Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022222
Q4 2022250
Q1 2023230
Q2 2023220
Q3 2023230
Q4 2023255
Q1 2024232
Q2 2024242
Q3 2024237
Q4 2024264
Q1 2025262

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 90 bought or addedQ2 23: 114 cut or sold outQ3 23: 114 bought or addedQ3 23: 100 cut or sold outQ3 23Q4 23: 129 bought or addedQ4 23: 108 cut or sold outQ1 24: 97 bought or addedQ1 24: 136 cut or sold outQ1 24Q2 24: 115 bought or addedQ2 24: 124 cut or sold outQ3 24: 113 bought or addedQ3 24: 119 cut or sold outQ3 24Q4 24: 151 bought or addedQ4 24: 90 cut or sold outQ1 25: 105 bought or addedQ1 25: 139 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202390114
Q3 2023114100
Q4 2023129108
Q1 202497136
Q2 2024115124
Q3 2024113119
Q4 202415190
Q1 2025105139

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ2 24 calls: $0Q2 24 puts: $64.0kQ2 24P/C —Q3 24 calls: $0Q3 24 puts: $49.0kQ3 24P/C —Q4 24 calls: $0Q4 24 puts: $2.0kQ4 24P/C —Q1 25 calls: $0Q1 25 puts: $72.0kQ1 25P/C —
Numbers
QuarterCallsPutsP/C
Q2 2024$0$64.0k—
Q3 2024$0$49.0k—
Q4 2024$0$2.0k—
Q1 2025$0$72.0k—

Biggest buyers

BlackRock, Inc. Added +162,620+162.6k
Madrid Financial Services Added +82,819+82.8k
Foundations Investment Advisors, LLC Added +69,958+70.0k
Cetera Investment Advisers Added +60,776+60.8k
LPL Financial LLC Added +45,477+45.5k
ENVESTNET ASSET MANAGEMENT INC Added +39,058+39.1k
One Capital Management, LLC Added +24,492+24.5k
OSAIC HOLDINGS, INC. Added +21,504+21.5k
KMG FIDUCIARY PARTNERS, LLC New +19,641+19.6k
HUB Investment Partners, LLC Added +19,136+19.1k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -715,586-715.6k
RAYMOND JAMES FINANCIAL INC Reduced -644,374-644.4k
MORGAN STANLEY Reduced -532,095-532.1k
American Trust Sold out -165,906-165.9k
AMERIPRISE FINANCIAL INC Reduced -138,517-138.5k
Janney Montgomery Scott LLC Reduced -101,658-101.7k
Retireful, LLC Sold out -100,834-100.8k
EIGHT 31 FINANCIAL, LLC Reduced -93,928-93.9k
Focus Financial Network, Inc. Reduced -63,179-63.2k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -48,335-48.3k

Biggest calls

None

Biggest puts

SIMPLEX TRADING, LLC Added $72.0k1.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock Portfolio Management LLC 13G · institution new · filed 2025-04-15 8.8% new 2.9m≈ $145.2m 2025-04-15

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,910,2572.9m $127.7m $127.7m 0.00% Added +162.6k +162,620
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 995,458995.5k $43.7m $43.7m 0.02% Added +45.5k +45,477
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 566,367566.4k $24.9m $24.9m 0.00% Reduced -532.1k -532,095
4 Foundations Investment Advisors, LLC 0.35% of their portfolio PHOENIX, AZ 426,954427.0k $18.7m $18.7m 0.35% Added +70.0k +69,958
5 Madrid Financial Services 11.04% of their portfolio MANHATTAN BEACH, CA 345,424345.4k $15.2m $15.2m 11.04% Added +82.8k +82,819
6 Weitzel Financial Services, Inc. 5.78% of their portfolio DUBUQUE, IA 280,083280.1k $12.1m $12.1m 5.78% Added +5.9k +5,933
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 275,406275.4k $12.1m $12.1m 0.00% Reduced -43.0k -43,036
8 HUB Investment Partners, LLC 0.48% of their portfolio AUSTIN, TX 273,829273.8k $12.0m $12.0m 0.48% Added +19.1k +19,136
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 264,141264.1k $11.6m $11.6m 0.00% Reduced -138.5k -138,517
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 253,483253.5k $11.1m $11.1m 0.00% Reduced -715.6k -715,586
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 225,880225.9k $9.9m $9.9m 0.02% Added +21.5k +21,504
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 198,918198.9k $8.7m $8.7m 0.00% Added +11.2k +11,216
13 Weaver Consulting Group 2.12% of their portfolio HUNTINGTON BEACH, CA 160,042160.0k $7.0m $7.0m 2.12% Reduced -62 -62
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 154,705154.7k $6.8m $6.8m 0.01% Added +60.8k +60,776
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 139,117139.1k $6.1m $6.1m 0.01% Reduced -6.5k -6,477
16 Investment Advisory Group, LLC 2.00% of their portfolio HANOVER, MA 136,066136.1k $6.0m $6.0m 2.00% Added +1.8k +1,752
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 132,110132.1k $5.8m $5.8m 0.02% Reduced -18.3k -18,340
18 Focus Financial Network, Inc. 0.23% of their portfolio MINNEAPOLIS, MN 126,327126.3k $5.5m $5.5m 0.23% Reduced -63.2k -63,179
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 115,224115.2k $5.1m $5.1m 0.01% Reduced -5.2k -5,250
20 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.61% of their portfolio ALAMO, CA 111,254111.3k $4.9m $4.9m 0.61% Added +16.0k +16,023
21 Ameritas Advisory Services, LLC 0.19% of their portfolio Lincoln, NE 108,318108.3k $4.8m $4.8m 0.19% Reduced -4.3k -4,270
22 Royal Fund Management, LLC 0.55% of their portfolio Lady Lake, FL 104,144104.1k $4.6m $4.6m 0.55% Added +2.5k +2,486
23 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 90,74090.7k $4.0m $4.0m 0.00% Reduced -644.4k -644,374
24 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 90,16090.2k $4.0m $4.0m 0.01% Reduced -4.9k -4,937
25 Financial Advocates Investment Management 0.27% of their portfolio OLYMPIA, WA 86,47286.5k $3.8m $3.8m 0.27% Added +4.4k +4,399
26 Consilium Wealth Advisory, LLC 1.85% of their portfolio FRISCO, TX 84,21584.2k $3.7m $3.7m 1.85% Reduced -13.9k -13,889
27 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 81,63681.6k $3.6m $3.6m 0.05% Reduced -11.3k -11,253
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,91280.9k $3.6m $3.6m 0.00% Added +39.1k +39,058
29 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 80,86580.9k $3.5m $3.5m 0.01% Added +14.2k +14,223
30 Onyx Bridge Wealth Group LLC 0.48% of their portfolio TARRYTOWN, NY 76,47176.5k $3.4m $3.4m 0.48% Added +8.4k +8,362
31 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 75,04475.0k $3.3m $3.3m 0.04% Added +1.8k +1,763
32 SSA SWISS ADVISORS AG 1.59% of their portfolio ZURICH, V8 70,90270.9k $3.1m $3.1m 1.59% First filing
33 Mutual Advisors, LLC 0.09% of their portfolio OMAHA, NE 69,10569.1k $3.0m $3.0m 0.09% Reduced -1.5k -1,470
34 One Capital Management, LLC 0.10% of their portfolio WESTLAKE VILLAGE, CA 64,15764.2k $2.8m $2.8m 0.10% Added +24.5k +24,492
35 Taylor Financial Group, Inc. 1.84% of their portfolio Roanoke, VA 60,31260.3k $2.6m $2.6m 1.84% Added +5.9k +5,860
36 TRUE Private Wealth Advisors 0.32% of their portfolio Salem, OR 60,21360.2k $2.6m $2.6m 0.32% Added +1.9k +1,876
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 57,72157.7k $2.5m $2.5m 0.00% Reduced -2.3k -2,285
38 Smith Anglin Financial, LLC 0.24% of their portfolio DALLAS, TX 52,21752.2k $2.3m $2.3m 0.24% Added +1.1k +1,075
39 Ellenbecker Investment Group 0.39% of their portfolio WAUKESHA, WI 49,39449.4k $2.2m $2.2m 0.39% Added +141 +141
40 Manske Wealth Management 0.78% of their portfolio HOUSTON, TX 47,16947.2k $2.1m $2.1m 0.78% Added +1.2k +1,157
41 Beacon Financial Advisory LLC 0.59% of their portfolio CLEVELAND, OH 44,17544.2k $1.9m $1.9m 0.59% Reduced -1.1k -1,117
42 Patton Albertson Miller Group, LLC 0.28% of their portfolio Chattanooga, TN 43,34543.3k $1.9m $1.9m 0.28% Added +623 +623
43 OPPENHEIMER ASSET MANAGEMENT INC. 0.02% of their portfolio NEW YORK, NY 40,55240.6k $1.8m $1.8m 0.02% Added +18.9k +18,884
44 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 39,76139.8k $1.7m $1.7m 0.01% Added +1.5k +1,533
45 LifePlan Financial, LLC 1.45% of their portfolio MANKATO, MN 37,98038.0k $1.7m $1.7m 1.45% Reduced -9.6k -9,591
46 GeoWealth Management, LLC 0.06% of their portfolio CHICAGO, IL 34,49734.5k $1.5m $1.5m 0.06% Added +1.2k +1,191
47 MILESTONE ASSET MANAGEMENT, LLC 0.32% of their portfolio PITTSBURGH, PA 34,24334.2k $1.5m $1.5m 0.32% Added +14.1k +14,118
48 BlueStem Wealth Partners, LLC 0.19% of their portfolio MINNETONKA, MN 31,53631.5k $1.4m $1.4m 0.19% Reduced -3.5k -3,493
49 AlTi Global, Inc. 0.03% of their portfolio NEW YORK, NY 30,18330.2k $1.3m $1.3m 0.03% Reduced -41.0k -40,950
50 ASPIRIANT, LLC 0.05% of their portfolio San Francisco, CA 29,62929.6k $1.3m $1.3m 0.05% Unchanged
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,40729.4k $1.3m $1.3m 0.00% Added +18.6k +18,638
52 JIM SAULNIER & ASSOCIATES, LLC 0.97% of their portfolio FORT COLLINS, CO 28,50528.5k $1.3m $1.3m 0.97% Unchanged
53 INSIGNEO ADVISORY SERVICES, LLC 0.13% of their portfolio MIAMI, FL 27,85827.9k $1.2m $1.2m 0.13% Reduced -148 -148
54 RDA Financial Network 0.34% of their portfolio AKRON, IA 26,09026.1k $1.1m $1.1m 0.34% Reduced -550 -550
55 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 26,01526.0k $1.1m $1.1m 0.04% Added +16.4k +16,366
56 Prosperity Consulting Group, LLC 0.08% of their portfolio OWINGS MILLS, MD 24,77824.8k $1.1m $1.1m 0.08% Added +4.9k +4,906
57 Gallacher Capital Management LLC 0.53% of their portfolio LONE TREE, CO 24,72524.7k $1.1m $1.1m 0.53% Reduced -385 -385
58 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 23,42123.4k $1.0m $1.0m 0.04% Added +15.7k +15,693
59 Fort Henry Capital, LLC 0.69% of their portfolio Wheeling, WV 21,99122.0k $965.0k $965.0k 0.69% Reduced -2.0k -1,960
60 EIGHT 31 FINANCIAL, LLC 0.60% of their portfolio MIDLAND, TX 21,28621.3k $934.0k $934.0k 0.60% Reduced -93.9k -93,928
61 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 20,90020.9k $917.1k $917.1k 0.01% Reduced -996 -996
62 RITHOLTZ WEALTH MANAGEMENT 0.03% of their portfolio NEW YORK, NY 20,43020.4k $896.5k $896.5k 0.03% Reduced -648 -648
63 Sovereign Financial Group, Inc. 0.20% of their portfolio STAMFORD, CT 20,14020.1k $883.8k $883.8k 0.20% Reduced -72 -72
64 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 20,12420.1k $883.1k $883.1k 0.03% Reduced -2.5k -2,466
65 Global Financial Private Client, LLC 0.34% of their portfolio Sarasota, FL 20,10120.1k $882.0k $882.0k 0.34% Added +1.6k +1,644
66 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 20,10020.1k $882.0k $882.0k 0.01% Reduced -1.5k -1,472
67 KMG FIDUCIARY PARTNERS, LLC 0.07% of their portfolio TOLEDO, OH 19,64119.6k $861.8k $861.8k 0.07% New
68 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 19,61319.6k $860.6k $860.6k 0.03% Added +733 +733
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,55319.6k $858.0k $858.0k 0.00% Added +983 +983
70 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,47419.5k $855.0k $855.0k 0.00% Reduced -216 -216
71 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,03819.0k $835.4k $835.4k 0.00% Reduced -2.4k -2,377
72 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 19,01919.0k $834.8k $834.8k 0.00% Added +4.0k +4,026
73 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 18,84618.8k $827.0k $827.0k 0.01% Reduced -813 -813
74 Northstar Group, Inc. 0.13% of their portfolio NEW YORK, NY 18,40618.4k $807.7k $807.7k 0.13% Reduced -896 -896
75 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,31618.3k $803.7k $803.7k 0.00% Added +305 +305
76 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 17,86717.9k $784.0k $784.0k 0.02% Reduced -8.9k -8,926
77 Godshalk Welsh Capital Management, Inc. 0.51% of their portfolio RADNOR, PA 17,79617.8k $780.9k $780.9k 0.51% Added +25 +25
78 MARINO, STRAM & ASSOCIATES LLC 0.17% of their portfolio BRAINTREE, MA 17,54817.5k $770.0k $770.0k 0.17% Unchanged
79 Summit Wealth Partners, LLC 0.16% of their portfolio Orlando, FL 17,50217.5k $768.0k $768.0k 0.16% Reduced -212 -212
80 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.04% of their portfolio MORRISTOWN, NJ 17,48917.5k $767.4k $767.4k 0.04% Reduced -375 -375
81 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 17,27217.3k $757.9k $757.9k 0.03% Reduced -5.0k -5,000
82 GWN SECURITIES INC. 0.04% of their portfolio Palm Beach Gardens, FL 16,93916.9k $743.3k $743.3k 0.04% Added +8.4k +8,406
83 Plan Group Financial, LLC 0.26% of their portfolio OKLAHOMA CITY, OK 16,57416.6k $727.3k $727.3k 0.26% Reduced -1.6k -1,605
84 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 16,10616.1k $706.8k $706.8k 0.01% Reduced -92 -92
85 Legacy Financial Group LLC 0.11% of their portfolio DES MOINES, IA 15,79015.8k $692.9k $692.9k 0.11% Reduced -49 -49
86 UNIQUE WEALTH, LLC 0.13% of their portfolio TAMPA, FL 15,58615.6k $683.9k $683.9k 0.13% Added +6.7k +6,679
87 Rothschild Wealth LLC 0.19% of their portfolio OAK BROOK, IL 15,37815.4k $674.8k $674.8k 0.19% Reduced -1.7k -1,697
88 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 15,23815.2k $668.7k $668.7k 0.02% Unchanged
89 SteelPeak Wealth, LLC 0.03% of their portfolio WOODLAND HILLS, CA 15,11115.1k $663.1k $663.1k 0.03% Reduced -1.5k -1,482
90 Vestmark Advisory Solutions, Inc. 0.02% of their portfolio Wakefield, MA 14,84314.8k $651.3k $651.3k 0.02% New
91 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 14,76714.8k $648.0k $648.0k 0.01% Reduced -3.3k -3,314
92 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 14,62414.6k $641.7k $641.7k 0.05% Added +460 +460
93 Mesirow Financial Investment Management, Inc. 0.01% of their portfolio CHICAGO, IL 14,32014.3k $628.3k $628.3k 0.01% Added +100 +100
94 Clear Creek Financial Management, LLC 0.06% of their portfolio SILVERDALE, WA 13,82613.8k $606.7k $606.7k 0.06% Added +527 +527
95 Dentgroup LLC 0.44% of their portfolio BATON ROUGE, LA 13,31013.3k $584.0k $584.0k 0.44% Unchanged
96 Integrity Financial Corp /WA 0.33% of their portfolio JACKSON, WY 13,28313.3k $582.9k $582.9k 0.33% Reduced -174 -174
97 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,87812.9k $565.1k $565.1k 0.00% Reduced -18.3k -18,316
98 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,80112.8k $562.0k $562.0k 0.00% Reduced -101.7k -101,658
99 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 12,65312.7k $554.4k $554.4k 0.00% Added +4.3k +4,346
100 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 11,65211.7k $511.3k $511.3k 0.01% Unchanged