Vault-13

ISHARES TR AOM

MODERT ALLOC ETF · ETP · CUSIP 464289875

264 institutional holders +27 vs Q3 2024
13,855,35813.9m shares reported held*
$602.0mreported value*
30 new 121 added 72 reduced 18 sold out net bought ≈ $95.2m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($46.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.45. Options: 0 managers hold calls (— notional), 2 hold puts ($2.0k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 250Q1 23: 230Q2 23: 220Q3 23: 230Q4 23: 255Q1 24: 232Q2 24: 242Q3 24: 237Q4 24: 264264Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022222
Q4 2022250
Q1 2023230
Q2 2023220
Q3 2023230
Q4 2023255
Q1 2024232
Q2 2024242
Q3 2024237
Q4 2024264

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 95 bought or addedQ1 23: 138 cut or sold outQ2 23: 90 bought or addedQ2 23: 114 cut or sold outQ2 23Q3 23: 114 bought or addedQ3 23: 100 cut or sold outQ4 23: 129 bought or addedQ4 23: 108 cut or sold outQ4 23Q1 24: 97 bought or addedQ1 24: 136 cut or sold outQ2 24: 115 bought or addedQ2 24: 124 cut or sold outQ2 24Q3 24: 113 bought or addedQ3 24: 119 cut or sold outQ4 24: 151 bought or addedQ4 24: 90 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202395138
Q2 202390114
Q3 2023114100
Q4 2023129108
Q1 202497136
Q2 2024115124
Q3 2024113119
Q4 202415190

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ1 24 calls: $0Q1 24 puts: $24.0kQ1 24P/C —Q2 24 calls: $0Q2 24 puts: $64.0kQ2 24P/C —Q3 24 calls: $0Q3 24 puts: $49.0kQ3 24P/C —Q4 24 calls: $0Q4 24 puts: $2.0kQ4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$0$24.0k—
Q2 2024$0$64.0k—
Q3 2024$0$49.0k—
Q4 2024$0$2.0k—

Biggest buyers

MORGAN STANLEY Added +743,704+743.7k
WELLS FARGO & COMPANY/MN Added +737,023+737.0k
American Trust New +165,906+165.9k
AMERIPRISE FINANCIAL INC Added +146,600+146.6k
Janney Montgomery Scott LLC New +114,459+114.5k
Retireful, LLC New +100,834+100.8k
Focus Partners Wealth New +66,642+66.6k
Foundations Investment Advisors, LLC Added +52,973+53.0k
AXXCESS WEALTH MANAGEMENT, LLC Added +48,338+48.3k
Ameritas Advisory Services, LLC Added +45,564+45.6k

Biggest sellers

KAVAR CAPITAL PARTNERS GROUP, LLC Sold out -269,074-269.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -99,242-99.2k
JPMORGAN CHASE & CO Reduced -48,963-49.0k
JANE STREET GROUP, LLC Sold out -30,941-30.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -25,226-25.2k
Brookstone Capital Management Reduced -15,689-15.7k
Thrive Capital Management, LLC Reduced -15,138-15.1k
RENAISSANCE TECHNOLOGIES LLC Reduced -14,098-14.1k
SILVER OAK SECURITIES, INCORPORATED Sold out -13,422-13.4k
Rothschild Wealth LLC Reduced -11,953-12.0k

Biggest calls

None

Biggest puts

SIMPLEX TRADING, LLC Reduced $2.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock Portfolio Management LLC 13G · institution new · filed 2025-04-15 8.8% new 2.9m≈ $145.2m 2025-04-15

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,747,6372.7m $119.4m $119.4m 0.00% Added +18.1k +18,142
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,098,4621.1m $47.7m $47.7m 0.00% Added +743.7k +743,704
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 969,069969.1k $42.1m $42.1m 0.01% Added +737.0k +737,023
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 949,981950.0k $41.3m $41.3m 0.02% Added +11.3k +11,282
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 735,114735.1k $31.9m $31.9m 0.01% First filing
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 402,658402.7k $17.5m $17.5m 0.00% Added +146.6k +146,600
7 Foundations Investment Advisors, LLC 0.30% of their portfolio PHOENIX, AZ 356,996357.0k $15.5m $15.5m 0.30% Added +53.0k +52,973
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 318,442318.4k $13.8m $13.8m 0.00% Added +27.7k +27,717
9 Weitzel Financial Services, Inc. 5.63% of their portfolio DUBUQUE, IA 274,150274.1k $11.9m $11.9m 5.63% Added +4.2k +4,159
10 Madrid Financial Services 9.06% of their portfolio MANHATTAN BEACH, CA 262,605262.6k $11.4m $11.4m 9.06% First filing
11 HUB Investment Partners, LLC 0.47% of their portfolio AUSTIN, TX 254,693254.7k $11.1m $11.1m 0.47% Added +22.3k +22,257
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 204,376204.4k $8.9m $8.9m 0.02% Added +36.1k +36,092
13 Focus Financial Network, Inc. 0.33% of their portfolio MINNEAPOLIS, MN 189,506189.5k $8.2m $8.2m 0.33% Added +21.4k +21,404
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 187,702187.7k $8.2m $8.2m 0.00% Added +1.0k +1,000
15 American Trust 0.55% of their portfolio LEXINGTON, KY 165,906165.9k $7.2m $7.2m 0.55% New
16 Weaver Consulting Group 2.14% of their portfolio HUNTINGTON BEACH, CA 160,104160.1k $7.0m $7.0m 2.14% Added +2.2k +2,238
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 150,450150.4k $6.5m $6.5m 0.02% Reduced -5.0k -4,977
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 145,594145.6k $6.3m $6.3m 0.01% Reduced -2.2k -2,218
19 Investment Advisory Group, LLC 1.95% of their portfolio HANOVER, MA 134,314134.3k $5.8m $5.8m 1.95% Added +3.9k +3,934
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 120,474120.5k $5.2m $5.2m 0.01% Added +28.1k +28,098
21 EIGHT 31 FINANCIAL, LLC 3.76% of their portfolio MIDLAND, TX 115,214115.2k $5.0m $5.0m 3.76% Reduced -616 -616
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 114,459114.5k $5.0m $5.0m 0.01% New
23 Ameritas Advisory Services, LLC 0.17% of their portfolio Lincoln, NE 112,588112.6k $4.9m $4.9m 0.17% Added +45.6k +45,564
24 Royal Fund Management, LLC 0.48% of their portfolio Lady Lake, FL 101,658101.7k $4.4m $4.4m 0.48% Added +1.3k +1,271
25 Retireful, LLC 2.47% of their portfolio HASLETT, MI 100,834100.8k $4.4m $4.4m 2.47% New
26 Consilium Wealth Advisory, LLC 2.03% of their portfolio FRISCO, TX 98,10498.1k $4.3m $4.3m 2.03% Added +1.4k +1,421
27 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.52% of their portfolio ALAMO, CA 95,23195.2k $4.1m $4.1m 0.52% Added +10.9k +10,947
28 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 95,09795.1k $4.1m $4.1m 0.01% Reduced -2.1k -2,103
29 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 93,92993.9k $4.1m $4.1m 0.01% Reduced -944 -944
30 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 92,88992.9k $4.0m $4.0m 0.06% Reduced -15.7k -15,689
31 Financial Advocates Investment Management 0.20% of their portfolio OLYMPIA, WA 82,07382.1k $3.6m $3.6m 0.20% Added +21.2k +21,199
32 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 73,28173.3k $3.2m $3.2m 0.05% Added +3.2k +3,246
33 AlTi Global, Inc. 0.07% of their portfolio NEW YORK, NY 71,13371.1k $3.1m $3.1m 0.07% Reduced -9.5k -9,477
34 Mutual Advisors, LLC 0.09% of their portfolio OMAHA, NE 70,57570.6k $3.1m $3.1m 0.09% Reduced -501 -501
35 Onyx Bridge Wealth Group LLC 0.43% of their portfolio TARRYTOWN, NY 68,10968.1k $3.0m $3.0m 0.43% Added +2.2k +2,196
36 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 66,64266.6k $2.9m $2.9m 0.00% New
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,00660.0k $2.6m $2.6m 0.00% Added +661 +661
38 TRUE Private Wealth Advisors 0.31% of their portfolio Salem, OR 58,33758.3k $2.5m $2.5m 0.31% Added +15.8k +15,842
39 AXXCESS WEALTH MANAGEMENT, LLC 0.06% of their portfolio CARLSBAD, CA 55,80255.8k $2.4m $2.4m 0.06% Added +48.3k +48,338
40 Taylor Financial Group, Inc. 1.64% of their portfolio Roanoke, VA 54,45254.5k $2.4m $2.4m 1.64% Added +3.2k +3,205
41 Smith Anglin Financial, LLC 0.21% of their portfolio DALLAS, TX 51,14251.1k $2.2m $2.2m 0.21% Added +282 +282
42 Ellenbecker Investment Group 0.38% of their portfolio WAUKESHA, WI 49,25349.3k $2.1m $2.1m 0.38% Added +9.7k +9,685
43 Financial Enhancement Group LLC 0.32% of their portfolio ANDERSON, IN 48,58248.6k $2.1m $2.1m 0.32% Added +27.7k +27,738
44 LifePlan Financial, LLC 1.83% of their portfolio MANKATO, MN 47,57147.6k $2.1m $2.1m 1.83% Added +10.7k +10,736
45 Manske Wealth Management 0.79% of their portfolio HOUSTON, TX 46,01246.0k $2.0m $2.0m 0.79% First filing
46 Beacon Financial Advisory LLC 0.64% of their portfolio CLEVELAND, OH 45,29245.3k $2.0m $2.0m 0.64% Reduced -38 -38
47 Patton Albertson Miller Group, LLC 0.25% of their portfolio Chattanooga, TN 42,72242.7k $1.9m $1.9m 0.25% Added +900 +900
48 Aveo Capital Partners, LLC 0.20% of their portfolio ENGLEWOOD, CO 42,45542.5k $1.8m $1.8m 0.20% Added +1.1k +1,062
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,85441.9k $1.8m $1.8m 0.00% Added +367 +367
50 Thrive Capital Management, LLC 0.80% of their portfolio FORT WASHINGTON, PA 40,10440.1k $1.7m $1.7m 0.80% Reduced -15.1k -15,138
51 One Capital Management, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 39,66539.7k $1.7m $1.7m 0.06% Reduced -194 -194
52 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 38,22838.2k $1.7m $1.7m 0.01% Added +32 +32
53 BlueStem Wealth Partners, LLC 0.20% of their portfolio MINNETONKA, MN 35,02935.0k $1.5m $1.5m 0.20% First filing
54 GeoWealth Management, LLC 0.05% of their portfolio CHICAGO, IL 33,30633.3k $1.4m $1.4m 0.05% Added +5.2k +5,216
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 31,19431.2k $1.4m $1.4m 0.00% Added +21.3k +21,305
56 ASPIRIANT, LLC 0.05% of their portfolio San Francisco, CA 29,62929.6k $1.3m $1.3m 0.05% Reduced -1.5k -1,498
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.07% of their portfolio BIRMINGHAM, AL 29,52229.5k $1.3m $1.3m 0.07% Added +2.0k +1,975
58 JIM SAULNIER & ASSOCIATES, LLC 1.07% of their portfolio FORT COLLINS, CO 28,50528.5k $1.2m $1.2m 1.07% Added +886 +886
59 INSIGNEO ADVISORY SERVICES, LLC 0.13% of their portfolio MIAMI, FL 28,00628.0k $1.2m $1.2m 0.13% Added +1.0k +1,006
60 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 26,79326.8k $1.2m $1.2m 0.03% Reduced -1.1k -1,095
61 RDA Financial Network 0.34% of their portfolio AKRON, IA 26,64026.6k $1.2m $1.2m 0.34% Reduced -900 -900
62 Gallacher Capital Management LLC 0.54% of their portfolio LONE TREE, CO 25,11025.1k $1.1m $1.1m 0.54% Added +4.7k +4,710
63 FIRST FINANCIAL BANK - TRUST DIVISION 0.10% of their portfolio HAMILTON, OH 24,46124.5k $1.1m $1.1m 0.10% Unchanged
64 Fort Henry Capital, LLC 0.74% of their portfolio Wheeling, WV 23,95124.0k $1.0m $1.0m 0.74% Added +340 +340
65 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 22,59022.6k $981.3k $981.3k 0.03% Added +1.9k +1,873
66 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 22,27222.3k $967.5k $967.5k 0.03% Added +1.5k +1,467
67 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,89621.9k $951.2k $951.2k 0.01% Added +1.8k +1,762
68 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 21,66821.7k $941.3k $941.3k 0.01% New
69 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 21,57221.6k $937.1k $937.1k 0.01% Reduced -270 -270
70 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 21,41521.4k $930.3k $930.3k 0.01% Reduced -1.6k -1,557
71 RITHOLTZ WEALTH MANAGEMENT 0.03% of their portfolio NEW YORK, NY 21,07821.1k $915.6k $915.6k 0.03% Reduced -191 -191
72 Sovereign Financial Group, Inc. 0.20% of their portfolio STAMFORD, CT 20,21220.2k $878.0k $878.0k 0.20% Added +1.5k +1,499
73 MILESTONE ASSET MANAGEMENT, LLC 0.19% of their portfolio PITTSBURGH, PA 20,12520.1k $874.2k $874.2k 0.19% Reduced -448 -448
74 Prosperity Consulting Group, LLC 0.06% of their portfolio OWINGS MILLS, MD 19,87219.9k $863.2k $863.2k 0.06% Reduced -494 -494
75 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,69019.7k $855.0k $855.0k 0.00% Added +525 +525
76 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 19,65919.7k $854.0k $854.0k 0.01% Added +4.3k +4,334
77 Northstar Group, Inc. 0.14% of their portfolio NEW YORK, NY 19,30219.3k $838.5k $838.5k 0.14% Added +10 +10
78 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 18,88018.9k $820.2k $820.2k 0.03% Added +991 +991
79 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,57018.6k $806.7k $806.7k 0.00% Reduced -1.7k -1,671
80 Global Financial Private Client, LLC 0.30% of their portfolio Sarasota, FL 18,45718.5k $801.8k $801.8k 0.30% Added +89 +89
81 Plan Group Financial, LLC 0.42% of their portfolio OKLAHOMA CITY, OK 18,17918.2k $789.7k $789.7k 0.42% Reduced -9.2k -9,165
82 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 18,08118.1k $785.4k $785.4k 0.01% Added +6.1k +6,114
83 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 18,05918.1k $784.5k $784.5k 0.04% Added +221 +221
84 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,01118.0k $782.4k $782.4k 0.00% Reduced -49.0k -48,963
85 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.03% of their portfolio MORRISTOWN, NJ 17,86417.9k $776.0k $776.0k 0.03% Added +35 +35
86 Godshalk Welsh Capital Management, Inc. 0.50% of their portfolio RADNOR, PA 17,77117.8k $772.0k $772.0k 0.50% Added +200 +200
87 Summit Wealth Partners, LLC 0.16% of their portfolio Orlando, FL 17,71417.7k $769.5k $769.5k 0.16% Reduced -1.1k -1,077
88 MARINO, STRAM & ASSOCIATES LLC 0.17% of their portfolio BRAINTREE, MA 17,54817.5k $762.3k $762.3k 0.17% Reduced -476 -476
89 Rothschild Wealth LLC 0.22% of their portfolio OAK BROOK, IL 17,07517.1k $741.7k $741.7k 0.22% Reduced -12.0k -11,953
90 SteelPeak Wealth, LLC 0.03% of their portfolio WOODLAND HILLS, CA 16,59316.6k $720.8k $720.8k 0.03% Reduced -973 -973
91 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 16,19816.2k $703.6k $703.6k 0.01% New
92 Legacy Financial Group LLC 0.11% of their portfolio DES MOINES, IA 15,83915.8k $688.0k $688.0k 0.11% Added +383 +383
93 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 15,23815.2k $662.0k $662.0k 0.02% Added +2.7k +2,681
94 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 14,99315.0k $651.3k $651.3k 0.00% Added +5.1k +5,112
95 Mesirow Financial Investment Management, Inc. 0.01% of their portfolio CHICAGO, IL 14,22014.2k $617.7k $617.7k 0.01% Added +252 +252
96 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 14,16414.2k $615.3k $615.3k 0.05% Reduced -249 -249
97 Armstrong, Fleming & Moore, Inc 0.37% of their portfolio WASHINGTON, DC 13,96114.0k $606.5k $606.5k 0.37% Added +247 +247
98 Integrity Financial Corp /WA 0.34% of their portfolio JACKSON, WY 13,45713.5k $584.6k $584.6k 0.34% Added +39 +39
99 Dentgroup LLC 0.44% of their portfolio BATON ROUGE, LA 13,31013.3k $578.2k $578.2k 0.44% Unchanged
100 Clear Creek Financial Management, LLC 0.06% of their portfolio SILVERDALE, WA 13,29913.3k $577.7k $577.7k 0.06% Reduced -1.9k -1,881