Vault-13

ISHARES TR AOM

MODERT ALLOC ETF · ETP · CUSIP 464289875

237 institutional holders -5 vs Q2 2024
10,742,15910.7m shares reported held*
$479.4mreported value*
17 new 96 added 95 reduced 24 sold out net bought ≈ $9.9m (+314.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($26.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.63. Options: 0 managers hold calls (— notional), 2 hold puts ($49.0k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 250Q1 23: 230Q2 23: 220Q3 23: 230Q4 23: 255Q1 24: 232Q2 24: 242Q3 24: 237237Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022222
Q4 2022250
Q1 2023230
Q2 2023220
Q3 2023230
Q4 2023255
Q1 2024232
Q2 2024242
Q3 2024237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 122 bought or addedQ4 22: 108 cut or sold outQ1 23: 95 bought or addedQ1 23: 138 cut or sold outQ1 23Q2 23: 90 bought or addedQ2 23: 114 cut or sold outQ3 23: 114 bought or addedQ3 23: 100 cut or sold outQ3 23Q4 23: 129 bought or addedQ4 23: 108 cut or sold outQ1 24: 97 bought or addedQ1 24: 136 cut or sold outQ1 24Q2 24: 115 bought or addedQ2 24: 124 cut or sold outQ3 24: 113 bought or addedQ3 24: 119 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022122108
Q1 202395138
Q2 202390114
Q3 2023114100
Q4 2023129108
Q1 202497136
Q2 2024115124
Q3 2024113119

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ4 23 calls: $0Q4 23 puts: $8.0kQ4 23P/C —Q1 24 calls: $0Q1 24 puts: $24.0kQ1 24P/C —Q2 24 calls: $0Q2 24 puts: $64.0kQ2 24P/C —Q3 24 calls: $0Q3 24 puts: $49.0kQ3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$0$8.0k—
Q1 2024$0$24.0k—
Q2 2024$0$64.0k—
Q3 2024$0$49.0k—

Biggest buyers

KAVAR CAPITAL PARTNERS GROUP, LLC New +269,074+269.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +94,042+94.0k
Focus Financial Network, Inc. Added +67,429+67.4k
WELLS FARGO & COMPANY/MN Added +60,682+60.7k
LPL Financial LLC Added +37,484+37.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +35,995+36.0k
Foundations Investment Advisors, LLC Added +30,870+30.9k
ENVESTNET ASSET MANAGEMENT INC Added +16,968+17.0k
Royal Fund Management, LLC Added +15,360+15.4k
Mesirow Financial Investment Management, Inc. New +13,968+14.0k

Biggest sellers

JANE STREET GROUP, LLC Reduced -113,026-113.0k
Focus Partners Wealth Sold out -67,946-67.9k
Financial Enhancement Group LLC Reduced -39,042-39.0k
AlTi Global, Inc. Reduced -34,527-34.5k
BANK OF AMERICA CORP /DE/ Reduced -20,900-20.9k
CITADEL ADVISORS LLC Sold out -20,550-20.6k
RESTON WEALTH MANAGEMENT LLC Reduced -18,889-18.9k
MORGAN STANLEY Reduced -18,542-18.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -14,886-14.9k
Rothschild Wealth LLC Reduced -13,254-13.3k

Biggest calls

None

Biggest puts

SIMPLEX TRADING, LLC Unchanged $49.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock Portfolio Management LLC 13G · institution new · filed 2025-04-15 8.8% new 2.9m≈ $145.2m 2025-04-15

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,729,4952.7m $123.1m $123.1m 0.00% First filing
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 938,699938.7k $42.3m $42.3m 0.02% Added +37.5k +37,484
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 354,758354.8k $16.0m $16.0m 0.00% Reduced -18.5k -18,542
4 Foundations Investment Advisors, LLC 0.29% of their portfolio PHOENIX, AZ 304,023304.0k $13.7m $13.7m 0.29% Added +30.9k +30,870
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 290,725290.7k $13.1m $13.1m 0.00% Reduced -7.7k -7,676
6 Weitzel Financial Services, Inc. 5.71% of their portfolio DUBUQUE, IA 269,991270.0k $12.2m $12.2m 5.71% Added +6.5k +6,530
7 KAVAR CAPITAL PARTNERS GROUP, LLC 1.92% of their portfolio LEAWOOD, KS 269,074269.1k $12.1m $12.1m 1.92% New
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 256,058256.1k $11.5m $11.5m 0.00% Added +11.5k +11,485
9 HUB Investment Partners, LLC 0.46% of their portfolio AUSTIN, TX 232,436232.4k $10.5m $10.5m 0.46% Added +10.1k +10,074
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 232,046232.0k $10.5m $10.5m 0.00% Added +60.7k +60,682
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 186,702186.7k $8.4m $8.4m 0.00% Reduced -20.9k -20,900
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 168,284168.3k $7.6m $7.6m 0.02% Reduced -3.9k -3,902
13 Focus Financial Network, Inc. 0.31% of their portfolio MINNEAPOLIS, MN 168,102168.1k $7.6m $7.6m 0.31% Added +67.4k +67,429
14 Weaver Consulting Group 2.26% of their portfolio HUNTINGTON BEACH, CA 157,866157.9k $7.1m $7.1m 2.26% Added +1.4k +1,382
15 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 155,427155.4k $7.0m $7.0m 0.02% Reduced -4.5k -4,520
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 147,812147.8k $6.7m $6.7m 0.01% Reduced -14.9k -14,886
17 Investment Advisory Group, LLC 2.04% of their portfolio HANOVER, MA 130,380130.4k $5.9m $5.9m 2.04% Added +1.9k +1,855
18 EIGHT 31 FINANCIAL, LLC 4.02% of their portfolio MIDLAND, TX 115,830115.8k $5.2m $5.2m 4.02% Added +2.3k +2,305
19 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 108,578108.6k $4.9m $4.9m 0.07% Added +808 +808
20 Royal Fund Management, LLC 0.32% of their portfolio Lady Lake, FL 100,387100.4k $4.5m $4.5m 0.32% Added +15.4k +15,360
21 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 99,24299.2k $2.2k $2.2k 0.01% Added +94.0k +94,042
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 97,20097.2k $4.4m $4.4m 0.01% Reduced -527 -527
23 Consilium Wealth Advisory, LLC 2.38% of their portfolio FRISCO, TX 96,68396.7k $4.4m $4.4m 2.38% Reduced -227 -227
24 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 94,87394.9k $4.3m $4.3m 0.01% Added +13.2k +13,184
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 92,37692.4k $4.2m $4.2m 0.01% Added +295 +295
26 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.48% of their portfolio ALAMO, CA 84,28484.3k $3.8m $3.8m 0.48% Added +771 +771
27 AlTi Global, Inc. 0.09% of their portfolio NEW YORK, NY 80,61080.6k $3.6m $3.6m 0.09% Reduced -34.5k -34,527
28 Mutual Advisors, LLC 0.09% of their portfolio OMAHA, NE 71,07671.1k $3.1m $3.1m 0.09% Added +2.4k +2,426
29 Waverly Advisors, LLC 0.06% of their portfolio BIRMINGHAM, AL 70,03570.0k $3.2m $3.2m 0.06% Added +90 +90
30 Ameritas Advisory Services, LLC 0.13% of their portfolio Lincoln, NE 67,02467.0k $3.0m $3.0m 0.13% Reduced -596 -596
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 66,97467.0k $3.0m $3.0m 0.00% Reduced -10.0k -9,994
32 Onyx Bridge Wealth Group LLC 0.45% of their portfolio TARRYTOWN, NY 65,91365.9k $3.0m $3.0m 0.45% Reduced -83 -83
33 Financial Advocates Investment Management 0.16% of their portfolio OLYMPIA, WA 60,87460.9k $2.8m $2.8m 0.16% Reduced -14 -14
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 59,34559.3k $2.7m $2.7m 0.00% Reduced -13.0k -13,032
35 Thrive Capital Management, LLC 1.17% of their portfolio FORT WASHINGTON, PA 55,24255.2k $2.5m $2.5m 1.17% Reduced -4.5k -4,510
36 Taylor Financial Group, Inc. 1.60% of their portfolio Roanoke, VA 51,24751.2k $2.3m $2.3m 1.60% Added +3.9k +3,948
37 Smith Anglin Financial, LLC 0.22% of their portfolio DALLAS, TX 50,86050.9k $2.3m $2.3m 0.22% Reduced -74 -74
38 Beacon Financial Advisory LLC 0.70% of their portfolio CLEVELAND, OH 45,33045.3k $2.0m $2.0m 0.70% Added +81 +81
39 TRUE Private Wealth Advisors 0.23% of their portfolio Salem, OR 42,49542.5k $1.9m $1.9m 0.23% Added +881 +881
40 Patton Albertson Miller Group, LLC 0.26% of their portfolio Chattanooga, TN 41,82241.8k $1.9m $1.9m 0.26% Added +1.7k +1,693
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,48741.5k $1.9m $1.9m 0.00% Added +17.0k +16,968
42 Aveo Capital Partners, LLC 0.20% of their portfolio ENGLEWOOD, CO 41,39341.4k $1.9m $1.9m 0.20% Added +2.1k +2,129
43 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 41,14841.1k $1.9m $1.9m 0.00% Reduced -2.7k -2,744
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 41,03241.0k $1.9m $1.9m 0.00% Added +6.1k +6,147
45 One Capital Management, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 39,85939.9k $1.8m $1.8m 0.06% Added +506 +506
46 Ellenbecker Investment Group 0.34% of their portfolio WAUKESHA, WI 39,56839.6k $1.8m $1.8m 0.34% Added +1.6k +1,606
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 38,19638.2k $1.7m $1.7m 0.01% Reduced -4.5k -4,524
48 LifePlan Financial, LLC 1.43% of their portfolio MANKATO, MN 36,83536.8k $1.7m $1.7m 1.43% Reduced -1.1k -1,138
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 35,99536.0k $1.6m $1.6m 0.00% New
50 ASPIRIANT, LLC 0.05% of their portfolio San Francisco, CA 31,12731.1k $1.4m $1.4m 0.05% Unchanged
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,94130.9k $1.4m $1.4m 0.00% Reduced -113.0k -113,026
52 Rothschild Wealth LLC 0.22% of their portfolio OAK BROOK, IL 29,02829.0k $728.6k $728.6k 0.22% Reduced -13.3k -13,254
53 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 28,09028.1k $1.3m $1.3m 0.04% Added +1.5k +1,528
54 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 27,88827.9k $1.3m $1.3m 0.04% Reduced -1.6k -1,627
55 JIM SAULNIER & ASSOCIATES, LLC 1.22% of their portfolio FORT COLLINS, CO 27,61927.6k $1.2m $1.2m 1.22% First filing
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.07% of their portfolio BIRMINGHAM, AL 27,54727.5k $1.2m $1.2m 0.07% Added +1.8k +1,811
57 RDA Financial Network 0.39% of their portfolio AKRON, IA 27,54027.5k $1.2m $1.2m 0.39% Reduced -575 -575
58 Plan Group Financial, LLC 0.65% of their portfolio OKLAHOMA CITY, OK 27,34427.3k $1.2m $1.2m 0.65% Reduced -1.8k -1,817
59 INSIGNEO ADVISORY SERVICES, LLC 0.12% of their portfolio MIAMI, FL 27,00027.0k $1.2m $1.2m 0.12% Unchanged
60 FIRST FINANCIAL BANK - TRUST DIVISION 0.10% of their portfolio HAMILTON, OH 24,46124.5k $1.1m $1.1m 0.10% Added +1.3k +1,296
61 Fort Henry Capital, LLC 0.72% of their portfolio Wheeling, WV 23,61123.6k $1.1m $1.1m 0.72% Reduced -152 -152
62 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 22,97223.0k $1.0m $1.0m 0.01% Reduced -761 -761
63 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 22,39822.4k $1.0m $1.0m 0.00% Added +2.9k +2,898
64 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 21,84221.8k $985.3k $985.3k 0.01% Added +70 +70
65 RITHOLTZ WEALTH MANAGEMENT 0.03% of their portfolio NEW YORK, NY 21,26921.3k $959.4k $959.4k 0.03% Reduced -1.5k -1,495
66 Financial Enhancement Group LLC 0.16% of their portfolio ANDERSON, IN 20,84420.8k $827.5k $827.5k 0.16% Reduced -39.0k -39,042
67 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 20,80520.8k $938.5k $938.5k 0.03% Unchanged
68 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 20,71720.7k $934.5k $934.5k 0.03% Added +686 +686
69 MILESTONE ASSET MANAGEMENT, LLC 0.21% of their portfolio PITTSBURGH, PA 20,57320.6k $928.0k $928.0k 0.21% Added +753 +753
70 Gallacher Capital Management LLC 0.42% of their portfolio LONE TREE, CO 20,40020.4k $920.3k $920.3k 0.42% Added +3.0k +2,996
71 Prosperity Consulting Group, LLC 0.07% of their portfolio OWINGS MILLS, MD 20,36620.4k $918.7k $918.7k 0.07% Added +4.0k +4,031
72 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,24120.2k $911.0k $911.0k 0.00% Reduced -3.5k -3,467
73 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 20,13420.1k $908.3k $908.3k 0.01% Added +1.8k +1,815
74 Northstar Group, Inc. 0.15% of their portfolio NEW YORK, NY 19,29219.3k $870.3k $870.3k 0.15% Reduced -268 -268
75 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,16519.2k $865.0k $865.0k 0.00% Added +389 +389
76 Summit Wealth Partners, LLC 0.16% of their portfolio Orlando, FL 18,79118.8k $847.6k $847.6k 0.16% Reduced -74 -74
77 Sovereign Financial Group, Inc. 0.20% of their portfolio STAMFORD, CT 18,71318.7k $844.2k $844.2k 0.20% Added +1.1k +1,097
78 Global Financial Private Client, LLC 0.32% of their portfolio Sarasota, FL 18,36818.4k $828.6k $828.6k 0.32% Added +55 +55
79 MARINO, STRAM & ASSOCIATES LLC 0.18% of their portfolio BRAINTREE, MA 18,02418.0k $813.0k $813.0k 0.18% Added +8 +8
80 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 17,88917.9k $807.0k $807.0k 0.03% Added +179 +179
81 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 17,83817.8k $804.6k $804.6k 0.04% Reduced -228 -228
82 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.03% of their portfolio MORRISTOWN, NJ 17,82917.8k $804.3k $804.3k 0.03% Reduced -394 -394
83 Godshalk Welsh Capital Management, Inc. 0.50% of their portfolio RADNOR, PA 17,57117.6k $792.6k $792.6k 0.50% Reduced -393 -393
84 SteelPeak Wealth, LLC 0.04% of their portfolio WOODLAND HILLS, CA 17,56617.6k $792.4k $792.4k 0.04% Added +277 +277
85 Legacy Financial Group LLC 0.13% of their portfolio DES MOINES, IA 15,45615.5k $697.2k $697.2k 0.13% Added +588 +588
86 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 15,32515.3k $691.3k $691.3k 0.01% Reduced -1.9k -1,881
87 Clear Creek Financial Management, LLC 0.08% of their portfolio SILVERDALE, WA 15,18015.2k $684.8k $684.8k 0.08% Reduced -42 -42
88 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 15,12315.1k $681.8k $681.8k 0.02% Added +6.0k +6,020
89 Ausdal Financial Partners, Inc. 0.07% of their portfolio Davenport, IA 14,41314.4k $650.1k $650.1k 0.07% Reduced -131 -131
90 Mesirow Financial Investment Management, Inc. 0.01% of their portfolio CHICAGO, IL 13,96814.0k $630.1k $630.1k 0.01% New
91 Armstrong, Fleming & Moore, Inc 0.36% of their portfolio WASHINGTON, DC 13,71413.7k $618.6k $618.6k 0.36% Added +107 +107
92 FinTrust Capital Advisors, LLC 0.10% of their portfolio Greenville, SC 13,68113.7k $617.1k $617.1k 0.10% Reduced -4.0k -4,031
93 SILVER OAK SECURITIES, INCORPORATED 0.06% of their portfolio JACKSON, TN 13,42213.4k $605.8k $605.8k 0.06% Added +1.9k +1,871
94 Integrity Financial Corp /WA 0.36% of their portfolio JACKSON, WY 13,41813.4k $605.3k $605.3k 0.36% Reduced -885 -885
95 Dentgroup LLC 0.45% of their portfolio BATON ROUGE, LA 13,31013.3k $600.4k $600.4k 0.45% Unchanged
96 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,07613.1k $589.9k $589.9k 0.01% Reduced -283 -283
97 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 13,04513.0k $588.5k $588.5k 0.02% Reduced -1.5k -1,521
98 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 12,63312.6k $570.0k $570.0k 0.04% Reduced -410 -410
99 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 12,55712.6k $566.5k $566.5k 0.02% Added +97 +97
100 Mosley Wealth Management 0.37% of their portfolio ANAHEIM, CA 12,23012.2k $542.6k $542.6k 0.37% Reduced -859 -859