Vault-13

ISHARES TR AOM

MODERT ALLOC ETF · ETP · CUSIP 464289875

242 institutional holders +10 vs Q1 2024
10,398,07110.4m shares reported held*
$447.3mreported value*
29 new 86 added 102 reduced 22 sold out net sold ≈ $8.3m (-193.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($28.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.02. Options: 0 managers hold calls (— notional), 2 hold puts ($64.0k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 250Q1 23: 230Q2 23: 220Q3 23: 230Q4 23: 255Q1 24: 232Q2 24: 242242Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022222
Q4 2022250
Q1 2023230
Q2 2023220
Q3 2023230
Q4 2023255
Q1 2024232
Q2 2024242

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 122 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 95 bought or addedQ1 23: 138 cut or sold outQ2 23: 90 bought or addedQ2 23: 114 cut or sold outQ2 23Q3 23: 114 bought or addedQ3 23: 100 cut or sold outQ4 23: 129 bought or addedQ4 23: 108 cut or sold outQ4 23Q1 24: 97 bought or addedQ1 24: 136 cut or sold outQ2 24: 115 bought or addedQ2 24: 124 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022122108
Q1 202395138
Q2 202390114
Q3 2023114100
Q4 2023129108
Q1 202497136
Q2 2024115124

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 23 calls: $0Q3 23 puts: $64.0kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $8.0kQ4 23P/C —Q1 24 calls: $0Q1 24 puts: $24.0kQ1 24P/C —Q2 24 calls: $0Q2 24 puts: $64.0kQ2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$64.0k—
Q4 2023$0$8.0k—
Q1 2024$0$24.0k—
Q2 2024$0$64.0k—

Biggest buyers

Foundations Investment Advisors, LLC New +273,153+273.2k
HUB Investment Partners, LLC Added +217,589+217.6k
EIGHT 31 FINANCIAL, LLC Added +97,634+97.6k
BlackRock Inc. Added +64,086+64.1k
JPMORGAN CHASE & CO Added +63,962+64.0k
Thrive Capital Management, LLC New +59,752+59.8k
AMERIPRISE FINANCIAL INC Added +47,000+47.0k
JANE STREET GROUP, LLC Added +38,160+38.2k
Financial Enhancement Group LLC Added +35,570+35.6k
Focus Partners Wealth Added +34,000+34.0k

Biggest sellers

MORGAN STANLEY Reduced -620,888-620.9k
Wealthspire Advisors, LLC Sold out -126,992-127.0k
OSAIC HOLDINGS, INC. Reduced -89,867-89.9k
Retireful, LLC Sold out -77,406-77.4k
WELLS FARGO & COMPANY/MN Reduced -57,723-57.7k
Focus Financial Network, Inc. Reduced -52,693-52.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -46,413-46.4k
Waverly Advisors, LLC Reduced -36,297-36.3k
GOLDMAN SACHS GROUP INC Sold out -31,328-31.3k
LPL Financial LLC Reduced -28,241-28.2k

Biggest calls

None

Biggest puts

SIMPLEX TRADING, LLC Reduced $64.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock Portfolio Management LLC 13G · institution new · filed 2025-04-15 8.8% new 2.9m≈ $145.2m 2025-04-15

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 2,727,7732.7m $117.3m $117.3m 0.00% Added +64.1k +64,086
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 901,215901.2k $38.8m $38.8m 0.02% Reduced -28.2k -28,241
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 373,300373.3k $16.1m $16.1m 0.00% Reduced -620.9k -620,888
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 298,401298.4k $12.8m $12.8m 0.00% Reduced -12.9k -12,895
5 Foundations Investment Advisors, LLC 0.29% of their portfolio PHOENIX, AZ 273,153273.2k $11.7m $11.7m 0.29% New
6 Weitzel Financial Services, Inc. 5.64% of their portfolio DUBUQUE, IA 263,461263.5k $11.3m $11.3m 5.64% Added +9.1k +9,125
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 244,573244.6k $10.5m $10.5m 0.00% Added +47.0k +47,000
8 HUB Investment Partners, LLC 0.46% of their portfolio AUSTIN, TX 222,362222.4k $9.6m $9.6m 0.46% Added +217.6k +217,589
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 207,602207.6k $8.9m $8.9m 0.00% Added +45 +45
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 172,186172.2k $7.4m $7.4m 0.02% Reduced -89.9k -89,867
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 171,364171.4k $7.4m $7.4m 0.00% Reduced -57.7k -57,723
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 162,698162.7k $7.0m $7.0m 0.01% Added +28.2k +28,240
13 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 159,947159.9k $6.9m $6.9m 0.03% Reduced -5.6k -5,633
14 Weaver Consulting Group 2.35% of their portfolio HUNTINGTON BEACH, CA 156,484156.5k $6.7m $6.7m 2.35% Added +1.6k +1,576
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 143,967144.0k $6.2m $6.2m 0.01% Added +38.2k +38,160
16 Investment Advisory Group, LLC 2.14% of their portfolio HANOVER, MA 128,525128.5k $5.5m $5.5m 2.14% Reduced -447 -447
17 AlTi Global, Inc. 0.13% of their portfolio NEW YORK, NY 115,137115.1k $5.0m $5.0m 0.13% Reduced -14.8k -14,783
18 EIGHT 31 FINANCIAL, LLC 3.72% of their portfolio MIDLAND, TX 113,525113.5k $4.9m $4.9m 3.72% Added +97.6k +97,634
19 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 107,770107.8k $4.7m $4.7m 0.08% Reduced -11.4k -11,423
20 Focus Financial Network, Inc. 0.19% of their portfolio MINNEAPOLIS, MN 100,673100.7k $4.4m $4.4m 0.19% Reduced -52.7k -52,693
21 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 97,72797.7k $4.2m $4.2m 0.01% Reduced -4.9k -4,879
22 Consilium Wealth Advisory, LLC 2.28% of their portfolio FRISCO, TX 96,91096.9k $4.2m $4.2m 2.28% Reduced -1.1k -1,102
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 92,08192.1k $4.0m $4.0m 0.01% Reduced -1.5k -1,487
24 Royal Fund Management, LLC 0.49% of their portfolio Lady Lake, FL 85,02785.0k $3.7m $3.7m 0.49% Added +2.1k +2,120
25 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.49% of their portfolio ALAMO, CA 83,51383.5k $3.6m $3.6m 0.49% Added +4.0k +3,988
26 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 81,68981.7k $3.5m $3.5m 0.01% Reduced -1.9k -1,905
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 76,96877.0k $3.3m $3.3m 0.00% Added +64.0k +63,962
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 72,37772.4k $3.1m $3.1m 0.00% Reduced -11.3k -11,286
29 Waverly Advisors, LLC 0.06% of their portfolio BIRMINGHAM, AL 69,94569.9k $3.0m $3.0m 0.06% Reduced -36.3k -36,297
30 Mutual Advisors, LLC 0.09% of their portfolio OMAHA, NE 68,65068.7k $3.0m $3.0m 0.09% Reduced -472 -472
31 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 67,94667.9k $2.9m $2.9m 0.01% Added +34.0k +34,000
32 Ameritas Advisory Services, LLC 0.11% of their portfolio Lincoln, NE 67,62067.6k $2.9m $2.9m 0.11% Reduced -13.7k -13,733
33 Onyx Bridge Wealth Group LLC 0.47% of their portfolio TARRYTOWN, NY 65,99666.0k $2.8m $2.8m 0.47% Added +5.5k +5,522
34 Financial Advocates Investment Management 0.16% of their portfolio OLYMPIA, WA 60,88860.9k $2.6m $2.6m 0.16% Added +1.0k +1,030
35 Financial Enhancement Group LLC 0.42% of their portfolio ANDERSON, IN 59,88659.9k $2.6m $2.6m 0.42% Added +35.6k +35,570
36 Thrive Capital Management, LLC 1.17% of their portfolio FORT WASHINGTON, PA 59,75259.8k $2.6m $2.6m 1.17% New
37 Smith Anglin Financial, LLC 0.22% of their portfolio DALLAS, TX 50,93450.9k $2.2m $2.2m 0.22% Added +130 +130
38 Taylor Financial Group, Inc. 1.56% of their portfolio Roanoke, VA 47,29947.3k $2.0m $2.0m 1.56% Added +4.2k +4,231
39 Beacon Financial Advisory LLC 0.73% of their portfolio CLEVELAND, OH 45,24945.2k $1.9m $1.9m 0.73% Reduced -4.7k -4,717
40 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 43,89243.9k $1.9m $1.9m 0.00% Reduced -5.8k -5,825
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 42,72042.7k $1.7m $1.7m 0.01% Added +4.4k +4,383
42 Rothschild Wealth LLC 0.59% of their portfolio OAK BROOK, IL 42,28242.3k $1.8m $1.8m 0.59% Reduced -6.8k -6,842
43 TRUE Private Wealth Advisors 0.20% of their portfolio Salem, OR 41,61441.6k $1.8m $1.8m 0.20% Added +1.6k +1,587
44 Patton Albertson Miller Group, LLC 0.25% of their portfolio Chattanooga, TN 40,12940.1k $1.7m $1.7m 0.25% Added +824 +824
45 One Capital Management, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 39,35339.4k $1.7m $1.7m 0.06% Reduced -157 -157
46 Aveo Capital Partners, LLC 0.19% of their portfolio ENGLEWOOD, CO 39,26439.3k $1.7m $1.7m 0.19% Reduced -238 -238
47 LifePlan Financial, LLC 1.50% of their portfolio MANKATO, MN 37,97338.0k $1.6m $1.6m 1.50% Added +5.6k +5,602
48 Ellenbecker Investment Group 0.33% of their portfolio WAUKESHA, WI 37,96238.0k $1.6m $1.6m 0.33% Added +10.6k +10,621
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,88534.9k $1.5m $1.5m 0.00% Added +3.0k +2,982
50 ASPIRIANT, LLC 0.05% of their portfolio San Francisco, CA 31,12731.1k $1.3m $1.3m 0.05% Reduced -27.0k -26,999
51 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 29,51529.5k $1.3m $1.3m 0.04% Reduced -131 -131
52 Plan Group Financial, LLC 0.77% of their portfolio OKLAHOMA CITY, OK 29,16129.2k $1.3m $1.3m 0.77% Added +4.1k +4,090
53 RDA Financial Network 0.40% of their portfolio AKRON, IA 28,11528.1k $1.2m $1.2m 0.40% Reduced -150 -150
54 INSIGNEO ADVISORY SERVICES, LLC 0.13% of their portfolio MIAMI, FL 27,00027.0k $1.2m $1.2m 0.13% New
55 GeoWealth Management, LLC 0.05% of their portfolio CHICAGO, IL 26,56226.6k $1.1m $1.1m 0.05% Added +662 +662
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.07% of their portfolio BIRMINGHAM, AL 25,73625.7k $1.1m $1.1m 0.07% Added +8.0k +8,014
57 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,51924.5k $1.1m $1.1m 0.00% Added +598 +598
58 Fort Henry Capital, LLC 0.74% of their portfolio Wheeling, WV 23,76323.8k $1.0m $1.0m 0.74% Reduced -842 -842
59 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 23,73323.7k $1.0m $1.0m 0.01% Added +18.0k +17,954
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,70823.7k $1.0m $1.0m 0.00% Added +9.3k +9,340
61 FIRST FINANCIAL BANK - TRUST DIVISION 0.10% of their portfolio HAMILTON, OH 23,16523.2k $996.3k $996.3k 0.10% Reduced -3.1k -3,074
62 RITHOLTZ WEALTH MANAGEMENT 0.03% of their portfolio NEW YORK, NY 22,76422.8k $979.1k $979.1k 0.03% Reduced -692 -692
63 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 21,77221.8k $936.4k $936.4k 0.01% Reduced -213 -213
64 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 20,80520.8k $894.8k $894.8k 0.04% Reduced -5.0k -5,000
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,55020.6k $883.9k $883.9k 0.00% Reduced -1.6k -1,623
66 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 20,03120.0k $861.5k $861.5k 0.03% Reduced -5.7k -5,741
67 MILESTONE ASSET MANAGEMENT, LLC 0.21% of their portfolio PITTSBURGH, PA 19,82019.8k $852.5k $852.5k 0.21% Added +1.7k +1,699
68 Northstar Group, Inc. 0.16% of their portfolio NEW YORK, NY 19,56019.6k $841.3k $841.3k 0.16% Added +4 +4
69 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 19,50019.5k $838.7k $838.7k 0.00% Reduced -3.6k -3,600
70 RESTON WEALTH MANAGEMENT LLC 0.33% of their portfolio Reston, VA 19,00619.0k $817.4k $817.4k 0.33% Reduced -821 -821
71 Summit Wealth Partners, LLC 0.17% of their portfolio Orlando, FL 18,86518.9k $811.4k $811.4k 0.17% Added +410 +410
72 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 18,77618.8k $808.0k $808.0k 0.00% Added +920 +920
73 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 18,31918.3k $787.9k $787.9k 0.01% Added +245 +245
74 Global Financial Private Client, LLC 0.33% of their portfolio Sarasota, FL 18,31318.3k $787.7k $787.7k 0.33% Added +373 +373
75 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.03% of their portfolio MORRISTOWN, NJ 18,22318.2k $783.8k $783.8k 0.03% Reduced -1.9k -1,865
76 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 18,06618.1k $777.0k $777.0k 0.05% Reduced -884 -884
77 MARINO, STRAM & ASSOCIATES LLC 0.19% of their portfolio BRAINTREE, MA 18,01618.0k $774.9k $774.9k 0.19% Added +1.1k +1,118
78 Godshalk Welsh Capital Management, Inc. 0.52% of their portfolio RADNOR, PA 17,96418.0k $772.6k $772.6k 0.52% Added +54 +54
79 FinTrust Capital Advisors, LLC 0.14% of their portfolio Greenville, SC 17,71217.7k $761.8k $761.8k 0.14% Reduced -1.6k -1,578
80 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 17,71017.7k $761.7k $761.7k 0.03% Added +15.2k +15,179
81 Sovereign Financial Group, Inc. 0.19% of their portfolio STAMFORD, CT 17,61617.6k $757.6k $757.6k 0.19% Added +167 +167
82 Gallacher Capital Management LLC 0.39% of their portfolio LONE TREE, CO 17,40417.4k $748.5k $748.5k 0.39% Added +4.8k +4,833
83 SteelPeak Wealth, LLC 0.04% of their portfolio WOODLAND HILLS, CA 17,28917.3k $743.6k $743.6k 0.04% Added +380 +380
84 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 17,20617.2k $740.0k $740.0k 0.01% Added +708 +708
85 Prosperity Consulting Group, LLC 0.10% of their portfolio OWINGS MILLS, MD 16,33516.3k $702.6k $702.6k 0.10% Added +6.0k +5,977
86 Clear Creek Financial Management, LLC 0.08% of their portfolio SILVERDALE, WA 15,22215.2k $654.7k $654.7k 0.08% Added +794 +794
87 Legacy Financial Group LLC 0.13% of their portfolio DES MOINES, IA 14,86814.9k $639.5k $639.5k 0.13% Added +958 +958
88 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 14,56614.6k $626.5k $626.5k 0.03% Added +501 +501
89 Ausdal Financial Partners, Inc. 0.07% of their portfolio Davenport, IA 14,54414.5k $625.5k $625.5k 0.07% Reduced -446 -446
90 Integrity Financial Corp /WA 0.39% of their portfolio JACKSON, WY 14,30314.3k $615.2k $615.2k 0.39% Reduced -439 -439
91 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,04514.0k $604.1k $604.1k 0.00% Added +49 +49
92 Armstrong, Fleming & Moore, Inc 0.38% of their portfolio WASHINGTON, DC 13,60713.6k $585.2k $585.2k 0.38% Added +70 +70
93 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,35913.4k $574.6k $574.6k 0.01% Reduced -336 -336
94 Dentgroup LLC 0.46% of their portfolio BATON ROUGE, LA 13,31013.3k $572.5k $572.5k 0.46% Unchanged
95 Mosley Wealth Management 0.48% of their portfolio ANAHEIM, CA 13,08913.1k $563.0k $563.0k 0.48% New
96 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 13,07913.1k $562.5k $562.5k 0.00% Reduced -1.4k -1,362
97 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 13,04313.0k $561.0k $561.0k 0.04% Reduced -20 -20
98 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 12,71812.7k $544.9k $544.9k 0.00% Added +7.3k +7,326
99 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 12,51312.5k $538.2k $538.2k 0.02% Added +4.0k +4,048
100 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 12,46012.5k $535.9k $535.9k 0.03% New