Vault-13

ISHARES TR AOM

MODERT ALLOC ETF · ETP · CUSIP 464289875

255 institutional holders +25 vs Q3 2023
14,551,41314.6m shares reported held*
$604.1mreported value*
32 new 97 added 87 reduced 21 sold out net bought ≈ $162.4m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.51. Options: 0 managers hold calls (— notional), 2 hold puts ($8.0k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 250Q1 23: 230Q2 23: 220Q3 23: 230Q4 23: 255255Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022222
Q4 2022250
Q1 2023230
Q2 2023220
Q3 2023230
Q4 2023255

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 122 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 95 bought or addedQ1 23: 138 cut or sold outQ1 23Q2 23: 90 bought or addedQ2 23: 114 cut or sold outQ2 23Q3 23: 114 bought or addedQ3 23: 100 cut or sold outQ3 23Q4 23: 129 bought or addedQ4 23: 108 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022122108
Q1 202395138
Q2 202390114
Q3 2023114100
Q4 2023129108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $102.0kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $64.0kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $8.0kQ4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$102.0k—
Q3 2023$0$64.0k—
Q4 2023$0$8.0k—

Biggest buyers

MORGAN STANLEY Added +1,154,917+1.2m
RAYMOND JAMES & ASSOCIATES Added +979,897+979.9k
JPMORGAN CHASE & CO Added +782,902+782.9k
WELLS FARGO & COMPANY/MN Added +764,806+764.8k
KAVAR CAPITAL PARTNERS GROUP, LLC New +274,530+274.5k
AMERIPRISE FINANCIAL INC Added +128,718+128.7k
Orion Porfolio Solutions, LLC New +112,171+112.2k
Orion Portfolio Solutions, LLC New +112,171+112.2k
Janney Montgomery Scott LLC Added +78,307+78.3k
LPL Financial LLC Added +36,435+36.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -161,226-161.2k
Wealthspire Advisors, LLC Sold out -126,992-127.0k
ROYAL BANK OF CANADA Reduced -110,593-110.6k
JANE STREET GROUP, LLC Reduced -94,205-94.2k
OSAIC HOLDINGS, INC. Reduced -68,443-68.4k
AE Wealth Management LLC Reduced -54,144-54.1k
Financial Advocates Investment Management Reduced -40,124-40.1k
Ameritas Advisory Services, LLC Reduced -37,945-37.9k
J Arnold Wealth Management Co Sold out -34,286-34.3k
RENAISSANCE TECHNOLOGIES LLC Sold out -19,700-19.7k

Biggest calls

None

Biggest puts

SIMPLEX TRADING, LLC Reduced $8.0k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock Portfolio Management LLC 13G · institution new · filed 2025-04-15 8.8% new 2.9m≈ $145.2m 2025-04-15

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 2,517,6992.5m $104.5m $104.5m 0.00% Added +19.1k +19,058
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,712,1521.7m $71.1m $71.1m 0.00% Added +1.2m +1,154,917
3 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,016,4741.0m $42.2m $42.2m 0.03% Added +979.9k +979,897
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 981,767981.8k $40.8m $40.8m 0.01% Added +764.8k +764,806
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 937,373937.4k $38.9m $38.9m 0.02% Added +36.4k +36,435
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 796,392796.4k $33.1m $33.1m 0.00% Added +782.9k +782,902
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 344,271344.3k $14.3m $14.3m 0.00% Reduced -110.6k -110,593
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 289,157289.2k $12.0m $12.0m 0.02% Reduced -68.4k -68,443
9 KAVAR CAPITAL PARTNERS GROUP, LLC 1.27% of their portfolio LEAWOOD, KS 274,530274.5k $11.4m $11.4m 1.27% New
10 Weitzel Financial Services, Inc. 5.46% of their portfolio DUBUQUE, IA 246,421246.4k $10.2m $10.2m 5.46% Added +18.0k +17,982
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 216,869216.9k $9.0m $9.0m 0.00% Reduced -161.2k -161,226
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 212,868212.9k $8.8m $8.8m 0.00% Added +128.7k +128,718
13 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 191,605191.6k $7.9m $7.9m 0.04% Reduced -54.1k -54,144
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 162,003162.0k $6.7m $6.7m 0.03% Reduced -8.6k -8,612
15 Weaver Consulting Group 2.60% of their portfolio HUNTINGTON BEACH, CA 153,871153.9k $6.4m $6.4m 2.60% Reduced -7.5k -7,452
16 AlTi Global, Inc. 0.20% of their portfolio NEW YORK, NY 153,573153.6k $6.4m $6.4m 0.20% First filing
17 Consilium Wealth Advisory, LLC 3.31% of their portfolio FRISCO, TX 132,706132.7k $5.5m $5.5m 3.31% Added +25.2k +25,184
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 132,301132.3k $5.5m $5.5m 0.01% Added +16.3k +16,265
19 Investment Advisory Group, LLC 2.29% of their portfolio HANOVER, MA 120,182120.2k $5.0m $5.0m 2.29% Added +4.5k +4,533
20 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 118,373118.4k $4.9m $4.9m 0.10% Added +3.8k +3,793
21 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 112,171112.2k $4.6m $4.6m 0.05% New
22 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 112,171112.2k $4.6m $4.6m 0.05% New
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 103,114103.1k $4.3m $4.3m 0.01% Reduced -3.5k -3,474
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 102,166102.2k $4.2m $4.2m 0.01% Reduced -7.9k -7,938
25 Paragon Advisors, LLC 1.65% of their portfolio COLLEGE STATION, TX 94,14994.1k $3.9m $3.9m 1.65% Added +21.2k +21,233
26 Thrive Capital Management, LLC 2.07% of their portfolio FORT WASHINGTON, PA 93,41493.4k $3.9m $3.9m 2.07% Reduced -17.9k -17,854
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 88,95289.0k $3.7m $3.7m 0.00% Added +30.4k +30,384
28 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 85,60785.6k $3.6m $3.6m 0.01% Added +78.3k +78,307
29 FOCUS FINANCIAL NETWORK INC /ADV 0.13% of their portfolio Minneapolis, MN 80,52680.5k $3.3m $3.3m 0.13% First filing
30 FIRST FINANCIAL BANK - TRUST DIVISION 0.34% of their portfolio HAMILTON, OH 79,72579.7k $3.3m $3.3m 0.34% Reduced -5.3k -5,331
31 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.51% of their portfolio ALAMO, CA 79,44079.4k $3.3m $3.3m 0.51% Reduced -3.1k -3,093
32 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 78,57578.6k $3.3m $3.3m 0.01% Added +31.5k +31,542
33 Royal Fund Management, LLC 0.41% of their portfolio Lady Lake, FL 77,45577.5k $3.2m $3.2m 0.41% Added +140 +140
34 Waverly Advisors, LLC 0.11% of their portfolio BIRMINGHAM, AL 73,41873.4k $3.0m $3.0m 0.11% Added +8.5k +8,520
35 Ameritas Advisory Services, LLC 0.16% of their portfolio Lincoln, NE 68,60668.6k $2.8m $2.8m 0.16% Reduced -37.9k -37,945
36 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 68,43168.4k $2.8m $2.8m 0.10% Added +2.6k +2,577
37 Smith Anglin Financial, LLC 0.30% of their portfolio DALLAS, TX 62,14762.1k $2.6m $2.6m 0.30% Reduced -32 -32
38 ASPIRIANT, LLC 0.12% of their portfolio San Francisco, CA 61,97062.0k $2.6m $2.6m 0.12% Added +237 +237
39 Financial Advocates Investment Management 0.15% of their portfolio OLYMPIA, WA 56,65556.7k $2.4m $2.4m 0.15% Reduced -40.1k -40,124
40 Onyx Bridge Wealth Group LLC 0.47% of their portfolio TARRYTOWN, NY 56,17956.2k $2.3m $2.3m 0.47% Added +10.3k +10,293
41 Patton Albertson Miller Group, LLC 0.38% of their portfolio Chattanooga, TN 55,54655.5k $2.3m $2.3m 0.38% Added +17.5k +17,469
42 Beacon Financial Advisory LLC 0.99% of their portfolio CLEVELAND, OH 49,42149.4k $2.1m $2.1m 0.99% Reduced -12.4k -12,446
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 47,45147.5k $2.0m $2.0m 0.00% Reduced -94.2k -94,205
44 Taylor Financial Group, Inc. 1.42% of their portfolio Roanoke, VA 41,46341.5k $1.7m $1.7m 1.42% First filing
45 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 39,91139.9k $1.7m $1.7m 0.01% Reduced -4.8k -4,782
46 Aveo Capital Partners, LLC 0.19% of their portfolio ENGLEWOOD, CO 38,24638.2k $1.6m $1.6m 0.19% Added +840 +840
47 One Capital Management, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 38,02038.0k $1.6m $1.6m 0.06% Reduced -18.0k -18,042
48 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 38,01638.0k $1.6m $1.6m 0.02% Reduced -5.2k -5,161
49 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 35,45635.5k $1.5m $1.5m 0.01% Reduced -9.1k -9,122
50 WIN ADVISORS, INC 0.66% of their portfolio PALM BEACH GARDENS, FL 35,15335.2k $1.5m $1.5m 0.66% New
51 WADE G W & INC 0.05% of their portfolio Wellesley, MA 34,12134.1k $1.4m $1.4m 0.05% Added +1.9k +1,942
52 OPPENHEIMER ASSET MANAGEMENT INC. 0.02% of their portfolio NEW YORK, NY 32,81532.8k $1.4m $1.4m 0.02% New
53 LifePlan Financial, LLC 1.34% of their portfolio MANKATO, MN 32,34232.3k $1.3m $1.3m 1.34% First filing
54 StrategIQ Financial Group, LLC 0.15% of their portfolio MERRILLVILLE, IN 31,17031.2k $1.3m $1.3m 0.15% Added +619 +619
55 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 30,36130.4k $1.3m $1.3m 0.00% Reduced -13.1k -13,057
56 RDA Financial Network 0.47% of their portfolio AKRON, IA 30,11530.1k $1.3m $1.3m 0.47% Added +850 +850
57 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 29,64229.6k $1.2m $1.2m 0.05% Added +3.2k +3,207
58 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 27,83827.8k $1.1m $1.1m 0.04% Added +13.9k +13,903
59 TRUE Private Wealth Advisors 0.14% of their portfolio Salem, OR 26,73526.7k $1.1m $1.1m 0.14% Added +16.1k +16,144
60 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,57025.6k $1.1m $1.1m 0.00% Added +13.3k +13,324
61 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 25,25025.2k $1.0m $1.0m 0.06% Reduced -250 -250
62 CWM, LLC 0.01% of their portfolio OMAHA, NE 25,23825.2k $1.0m $1.0m 0.01% Added +12.4k +12,436
63 Ellenbecker Investment Group 0.24% of their portfolio WAUKESHA, WI 24,66924.7k $1.0m $1.0m 0.24% Added +6.9k +6,877
64 Fort Henry Capital, LLC 0.79% of their portfolio Wheeling, WV 24,48624.5k $1.0m $1.0m 0.79% Added +118 +118
65 RITHOLTZ WEALTH MANAGEMENT 0.04% of their portfolio NEW YORK, NY 23,46223.5k $973.9k $973.9k 0.04% Added +1.7k +1,653
66 Plan Group Financial, LLC 0.85% of their portfolio OKLAHOMA CITY, OK 23,38923.4k $970.9k $970.9k 0.85% Reduced -1.2k -1,212
67 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 22,52322.5k $934.9k $934.9k 0.01% Added +570 +570
68 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,28322.3k $925.0k $925.0k 0.00% Reduced -913 -913
69 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.04% of their portfolio MORRISTOWN, NJ 20,60520.6k $855.3k $855.3k 0.04% Reduced -350 -350
70 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 20,49620.5k $851.0k $851.0k 0.00% Added +34 +34
71 RESTON WEALTH MANAGEMENT LLC 0.39% of their portfolio Reston, VA 20,44720.4k $848.7k $848.7k 0.39% Added +1.6k +1,594
72 Northstar Group, Inc. 0.18% of their portfolio NEW YORK, NY 19,99720.0k $830.1k $830.1k 0.18% Reduced -2.2k -2,194
73 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 19,61219.6k $819.6k $819.6k 0.02% Added +2.0k +2,017
74 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 19,51419.5k $810.0k $810.0k 0.02% Added +1.4k +1,373
75 Summit Wealth Partners, LLC 0.18% of their portfolio Orlando, FL 18,81118.8k $780.9k $780.9k 0.18% Reduced -4.1k -4,134
76 MARINO, STRAM & ASSOCIATES LLC 0.20% of their portfolio BRAINTREE, MA 18,73018.7k $777.5k $777.5k 0.20% Reduced -427 -427
77 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 18,60918.6k $772.5k $772.5k 0.01% Added +788 +788
78 Ausdal Financial Partners, Inc. 0.09% of their portfolio Davenport, IA 18,42218.4k $764.7k $764.7k 0.09% Reduced -591 -591
79 FinTrust Capital Advisors, LLC 0.15% of their portfolio Greenville, SC 18,24018.2k $757.1k $757.1k 0.15% Reduced -9.7k -9,744
80 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 18,03018.0k $748.4k $748.4k 0.04% Reduced -1.7k -1,737
81 MILESTONE ASSET MANAGEMENT, LLC 0.24% of their portfolio PITTSBURGH, PA 17,80517.8k $739.1k $739.1k 0.24% Added +555 +555
82 Godshalk Welsh Capital Management, Inc. 0.53% of their portfolio RADNOR, PA 17,75017.8k $736.8k $736.8k 0.53% Reduced -4.7k -4,695
83 Global Financial Private Client, LLC 0.34% of their portfolio Sarasota, FL 17,51517.5k $727.1k $727.1k 0.34% Added +410 +410
84 Sovereign Financial Group, Inc. 0.22% of their portfolio STAMFORD, CT 17,48717.5k $725.9k $725.9k 0.22% Added +634 +634
85 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,77416.8k $696.3k $696.3k 0.00% New
86 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 16,42316.4k $681.7k $681.7k 0.05% Reduced -1.9k -1,907
87 Verus Financial Partners, Inc. 0.08% of their portfolio RICHMOND, VA 16,30616.3k $674.6k $674.6k 0.08% Reduced -516 -516
88 SteelPeak Wealth, LLC 0.04% of their portfolio WOODLAND HILLS, CA 16,07216.1k $667.1k $667.1k 0.04% Reduced -366 -366
89 Clear Creek Financial Management, LLC 0.10% of their portfolio SILVERDALE, WA 15,66815.7k $650.4k $650.4k 0.10% Added +3.7k +3,742
90 Integrity Financial Corp /WA 0.46% of their portfolio JACKSON, WY 15,44015.4k $640.9k $640.9k 0.46% Reduced -496 -496
91 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 15,42415.4k $640.2k $640.2k 0.00% Reduced -372 -372
92 National Wealth Management Group, LLC 0.60% of their portfolio CINCINNATI, OH 14,86614.9k $617.1k $617.1k 0.60% New
93 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,61914.6k $607.0k $607.0k 0.00% Reduced -13.3k -13,299
94 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 14,23214.2k $590.8k $590.8k 0.08% Added +6.5k +6,470
95 Armstrong, Fleming & Moore, Inc 0.42% of their portfolio WASHINGTON, DC 13,53713.5k $561.9k $561.9k 0.42% Added +219 +219
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 13,52413.5k $561.4k $561.4k 0.04% Added +5.0k +5,034
97 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 13,36613.4k $554.8k $554.8k 0.04% Added +283 +283
98 Dentgroup LLC 0.49% of their portfolio BATON ROUGE, LA 13,31013.3k $552.5k $552.5k 0.49% Unchanged
99 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,25213.3k $550.1k $550.1k 0.00% Added +39 +39
100 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 12,98313.0k $539.0k $539.0k 0.04% Reduced -45 -45