Vault-13

ISHARES TR AOM

MODERT ALLOC ETF · ETP · CUSIP 464289875

220 institutional holders -10 vs Q1 2023
9,973,65010.0m shares reported held*
$410.3mreported value*
14 new 76 added 90 reduced 24 sold out net sold ≈ $52.1m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.13. Options: 0 managers hold calls (— notional), 2 hold puts ($102.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 250Q1 23: 230Q2 23: 220220Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022222
Q4 2022250
Q1 2023230
Q2 2023220

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 122 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 95 bought or addedQ1 23: 138 cut or sold outQ1 23Q2 23: 90 bought or addedQ2 23: 114 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022122108
Q1 202395138
Q2 202390114

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $102.0kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$102.0k—

Biggest buyers

Retireful, LLC Added +86,046+86.0k
Consilium Wealth Advisory, LLC Added +82,239+82.2k
Onyx Bridge Wealth Group LLC New +44,862+44.9k
GeoWealth Management, LLC New +30,053+30.1k
MERCER GLOBAL ADVISORS INC /ADV New +27,595+27.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +27,136+27.1k
Paragon Advisors, LLC Added +20,339+20.3k
IFP Advisors, Inc Added +20,099+20.1k
BlackRock Inc. Added +19,635+19.6k
One Capital Management, LLC Added +18,653+18.7k

Biggest sellers

TIEDEMANN ADVISORS, LLC Reduced -395,592-395.6k
MORGAN STANLEY Reduced -274,222-274.2k
JANE STREET GROUP, LLC Reduced -185,956-186.0k
Ameritas Advisory Services, LLC Sold out -158,866-158.9k
J.W. COLE ADVISORS, INC. Reduced -87,523-87.5k
OSAIC HOLDINGS, INC. Reduced -82,396-82.4k
WIN ADVISORS, INC Sold out -77,861-77.9k
Financial Advisors, LLC Sold out -66,385-66.4k
WELLS FARGO & COMPANY/MN Reduced -53,249-53.2k
AE Wealth Management LLC Reduced -33,024-33.0k

Biggest calls

None

Biggest puts

SIMPLEX TRADING, LLC New $102.0k4.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock Portfolio Management LLC 13G · institution new · filed 2025-04-15 8.8% new 2.9m≈ $145.2m 2025-04-15

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 2,502,7702.5m $101.1m $101.1m 0.00% Added +19.6k +19,635
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 753,162753.2k $30.4m $30.4m 0.02% Reduced -12.3k -12,326
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 420,409420.4k $17.0m $17.0m 0.00% Reduced -9.4k -9,405
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 395,379395.4k $16.0m $16.0m 0.00% Added +13.6k +13,551
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 367,069367.1k $14.8m $14.8m 0.00% Reduced -274.2k -274,222
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 304,118304.1k $12.3m $12.3m 0.02% Reduced -82.4k -82,396
7 TIEDEMANN ADVISORS, LLC 0.46% of their portfolio NEW YORK, NY 270,352270.4k $10.9m $10.9m 0.46% Reduced -395.6k -395,592
8 Weitzel Financial Services, Inc. 4.96% of their portfolio DUBUQUE, IA 216,022216.0k $8.7m $8.7m 4.96% Added +13.6k +13,604
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 202,859202.9k $8.2m $8.2m 0.00% Reduced -53.2k -53,249
10 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 185,408185.4k $7.5m $7.5m 0.01% Reduced -186.0k -185,956
11 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 172,123172.1k $7.0m $7.0m 0.03% Reduced -158 -158
12 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 169,537169.5k $6.9m $6.9m 0.04% Reduced -33.0k -33,024
13 Weaver Consulting Group 2.92% of their portfolio HUNTINGTON BEACH, CA 163,574163.6k $6.6m $6.6m 2.92% Reduced -2.4k -2,400
14 Retireful, LLC 1.96% of their portfolio HASLETT, MI 128,040128.0k $5.2m $5.2m 1.96% Added +86.0k +86,046
15 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 113,215113.2k $4.5m $4.5m 0.09% Added +3.2k +3,234
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 112,333112.3k $4.5m $4.5m 0.01% Reduced -30.5k -30,549
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 112,184112.2k $4.5m $4.5m 0.01% Added +1.5k +1,546
18 Investment Advisory Group, LLC 2.32% of their portfolio HANOVER, MA 112,178112.2k $4.5m $4.5m 2.32% Added +2.1k +2,053
19 Thrive Capital Management, LLC 2.57% of their portfolio FORT WASHINGTON, PA 111,445111.4k $4.5m $4.5m 2.57% Reduced -5.5k -5,473
20 Paragon Advisors, LLC 1.24% of their portfolio COLLEGE STATION, TX 94,45394.5k $3.8m $3.8m 1.24% Added +20.3k +20,339
21 FIRST FINANCIAL BANK - TRUST DIVISION 0.39% of their portfolio HAMILTON, OH 92,00292.0k $3.7m $3.7m 0.39% Reduced -4.7k -4,674
22 Consilium Wealth Advisory, LLC 2.55% of their portfolio FRISCO, TX 91,03191.0k $3.7m $3.7m 2.55% Added +82.2k +82,239
23 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.60% of their portfolio ALAMO, CA 89,20889.2k $3.6m $3.6m 0.60% Added +885 +885
24 Focus Financial Network, Inc. 0.19% of their portfolio MINNEAPOLIS, MN 84,38784.4k $3.4m $3.4m 0.19% Added +1.4k +1,422
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 81,89081.9k $3.3m $3.3m 0.00% Reduced -3.0k -2,954
26 Royal Fund Management, LLC 0.42% of their portfolio Lady Lake, FL 74,41774.4k $3.0m $3.0m 0.42% Reduced -1.1k -1,090
27 One Capital Management, LLC 0.12% of their portfolio WESTLAKE VILLAGE, CA 65,28365.3k $2.6m $2.6m 0.12% Added +18.7k +18,653
28 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 63,42863.4k $2.6m $2.6m 0.10% Reduced -13.3k -13,269
29 Smith Anglin Financial, LLC 0.30% of their portfolio DALLAS, TX 61,84161.8k $2.5m $2.5m 0.30% Reduced -1.1k -1,070
30 ASPIRIANT, LLC 0.13% of their portfolio San Francisco, CA 61,73361.7k $2.5m $2.5m 0.13% Reduced -509 -509
31 Waverly Advisors, LLC 0.11% of their portfolio BIRMINGHAM, AL 61,60061.6k $2.5m $2.5m 0.11% Reduced -14.4k -14,450
32 Beacon Financial Advisory LLC 1.43% of their portfolio CLEVELAND, OH 61,54061.5k $2.5m $2.5m 1.43% Added +110 +110
33 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 56,59256.6k $2.3m $2.3m 0.02% Reduced -663 -663
34 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 54,52354.5k $2.2m $2.2m 0.00% Reduced -915 -915
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 52,08452.1k $2.1m $2.1m 0.00% Reduced -2.9k -2,929
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 51,32951.3k $2.1m $2.1m 0.00% Added +27.1k +27,136
37 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 48,05748.1k $1.9m $1.9m 0.03% Reduced -2.0k -2,025
38 Patton Albertson Miller Group, LLC 0.36% of their portfolio Chattanooga, TN 45,49845.5k $1.8m $1.8m 0.36% Reduced -29.8k -29,780
39 Onyx Bridge Wealth Group LLC 0.43% of their portfolio TARRYTOWN, NY 44,86244.9k $1.8m $1.8m 0.43% New
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,78444.8k $1.8m $1.8m 0.00% Reduced -2.1k -2,059
41 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 39,38139.4k $1.6m $1.6m 0.02% Reduced -1.0k -1,049
42 Aveo Capital Partners, LLC 0.20% of their portfolio ENGLEWOOD, CO 38,40738.4k $1.6m $1.6m 0.20% Added +2.2k +2,174
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,21038.2k $1.5m $1.5m 0.00% Added +4.7k +4,696
44 Rothschild Wealth LLC 0.49% of their portfolio OAK BROOK, IL 38,01038.0k $1.5m $1.5m 0.49% Reduced -629 -629
45 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 34,50034.5k $1.4m $1.4m 0.00% Reduced -5.1k -5,100
46 RESTON WEALTH MANAGEMENT LLC 0.64% of their portfolio Reston, VA 33,38633.4k $1.3m $1.3m 0.64% Reduced -525 -525
47 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 32,84432.8k $1.3m $1.3m 0.03% Added +20.1k +20,099
48 Financial Advocates Investment Management 0.55% of their portfolio OLYMPIA, WA 32,71132.7k $7.5m $7.5m 0.55% Added +17.2k +17,248
49 WADE G W & INC 0.05% of their portfolio Wellesley, MA 32,17632.2k $1.3m $1.3m 0.05% Added +3 +3
50 StrategIQ Financial Group, LLC 0.14% of their portfolio MERRILLVILLE, IN 30,82030.8k $1.2m $1.2m 0.14% Reduced -342 -342
51 GeoWealth Management, LLC 0.13% of their portfolio CHICAGO, IL 30,05330.1k $1.2m $1.2m 0.13% New
52 RDA Financial Network 0.50% of their portfolio AKRON, IA 29,13529.1k $1.2m $1.2m 0.50% Added +1.6k +1,600
53 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 27,59527.6k $1.1m $1.1m 0.00% New
54 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 26,50026.5k $1.1m $1.1m 0.07% Added +1.0k +1,000
55 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 26,47326.5k $1.1m $1.1m 0.05% Reduced -481 -481
56 Fort Henry Capital, LLC 0.80% of their portfolio Wheeling, WV 24,46324.5k $988.5k $988.5k 0.80% Reduced -157 -157
57 RITHOLTZ WEALTH MANAGEMENT 0.04% of their portfolio NEW YORK, NY 23,04423.0k $931.2k $931.2k 0.04% Added +1.8k +1,818
58 Godshalk Welsh Capital Management, Inc. 0.62% of their portfolio RADNOR, PA 22,38822.4k $904.7k $904.7k 0.62% Added +2.0k +2,004
59 Northstar Group, Inc. 0.21% of their portfolio NEW YORK, NY 22,18322.2k $896.5k $896.5k 0.21% Reduced -495 -495
60 Summit Wealth Partners, LLC 0.22% of their portfolio Orlando, FL 21,69121.7k $876.5k $876.5k 0.22% Added +372 +372
61 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 21,52721.5k $869.9k $869.9k 0.01% Added +2.6k +2,631
62 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.04% of their portfolio MORRISTOWN, NJ 20,98821.0k $848.1k $848.1k 0.04% Reduced -535 -535
63 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 20,33720.3k $822.0k $822.0k 0.00% Added +5.5k +5,491
64 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 20,19620.2k $816.1k $816.1k 0.06% Reduced -87.5k -87,523
65 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 19,84719.8k $802.0k $802.0k 0.03% Reduced -418 -418
66 MARINO, STRAM & ASSOCIATES LLC 0.23% of their portfolio BRAINTREE, MA 19,75219.8k $798.2k $798.2k 0.23% Reduced -1.3k -1,315
67 Ausdal Financial Partners, Inc. 0.11% of their portfolio Davenport, IA 19,49719.5k $787.9k $787.9k 0.11% Added +238 +238
68 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,96719.0k $766.5k $766.5k 0.01% Added +2.7k +2,740
69 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 18,80118.8k $759.8k $759.8k 0.06% Reduced -930 -930
70 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,78718.8k $759.2k $759.2k 0.00% Reduced -2.0k -2,020
71 FinTrust Capital Advisors, LLC 0.17% of their portfolio Greenville, SC 18,29418.3k $695.4k $695.4k 0.17% Unchanged
72 Sovereign Financial Group, Inc. 0.24% of their portfolio STAMFORD, CT 18,26618.3k $738.1k $738.1k 0.24% Added +10 +10
73 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 18,10618.1k $1.7m $1.7m 0.01% Added +12.5k +12,524
74 Verus Financial Partners, Inc. 0.09% of their portfolio RICHMOND, VA 17,83317.8k $725.3k $725.3k 0.09% Reduced -77 -77
75 NICOLET ADVISORY SERVICES, LLC 0.08% of their portfolio GREEN BAY, WI 17,52617.5k $695.1k $695.1k 0.08% Reduced -274 -274
76 SteelPeak Wealth, LLC 0.04% of their portfolio WOODLAND HILLS, CA 17,41317.4k $703.7k $703.7k 0.04% Reduced -43 -43
77 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 17,25417.3k $697.2k $697.2k 0.03% Added +162 +162
78 Global Financial Private Client, LLC 0.33% of their portfolio Sarasota, FL 16,74416.7k $678.2k $678.2k 0.33% Added +419 +419
79 Financial Enhancement Group LLC 0.12% of their portfolio ANDERSON, IN 16,20516.2k $652.4k $652.4k 0.12% Reduced -4.6k -4,639
80 StoneX Group Inc. 0.07% of their portfolio NEW YORK, NY 16,04716.0k $648.5k $648.5k 0.07% Reduced -1.2k -1,232
81 Integrity Financial Corp /WA 0.48% of their portfolio JACKSON, WY 15,77115.8k $637.3k $637.3k 0.48% Reduced -1.5k -1,466
82 RTD Financial Advisors, Inc. 0.09% of their portfolio Philadelphia, PA 15,54015.5k $628.0k $628.0k 0.09% Added +6.1k +6,147
83 Legacy Financial Group LLC 0.16% of their portfolio DES MOINES, IA 15,48315.5k $625.7k $625.7k 0.16% Reduced -526 -526
84 MILESTONE ASSET MANAGEMENT, LLC 0.27% of their portfolio PITTSBURGH, PA 15,14215.1k $611.9k $611.9k 0.27% Reduced -42 -42
85 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 13,83013.8k $558.9k $558.9k 0.03% Added +27 +27
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,49013.5k $545.1k $545.1k 0.00% Reduced -12.5k -12,496
87 Dentgroup LLC 0.39% of their portfolio BATON ROUGE, LA 13,31013.3k $537.9k $537.9k 0.39% Unchanged
88 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,30713.3k $537.7k $537.7k 0.00% Added +517 +517
89 Armstrong, Fleming & Moore, Inc 0.49% of their portfolio WASHINGTON, DC 13,21813.2k $534.1k $534.1k 0.49% First filing
90 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 13,03713.0k $526.9k $526.9k 0.02% Added +2.6k +2,609
91 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,95313.0k $523.4k $523.4k 0.00% Reduced -521 -521
92 Ellenbecker Investment Group 0.13% of their portfolio WAUKESHA, WI 12,91012.9k $521.0k $521.0k 0.13% Added +21 +21
93 Merriman Wealth Management, LLC 0.03% of their portfolio SEATTLE, WA 12,85912.9k $519.6k $519.6k 0.03% Unchanged
94 CWM, LLC 0.00% of their portfolio OMAHA, NE 12,78612.8k $517.0k $517.0k 0.00% Added +3.4k +3,356
95 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 12,73612.7k $514.7k $514.7k 0.01% Reduced -1.7k -1,723
96 Syntal Capital Partners, LLC 0.21% of their portfolio MIDLAND, TX 12,73412.7k $514.6k $514.6k 0.21% Added +226 +226
97 Archvest Wealth Advisors, Inc. 0.42% of their portfolio CONCORD, CA 12,72812.7k $514.3k $514.3k 0.42% Added +954 +954
98 World Investment Advisors 0.10% of their portfolio LINCROFT, NJ 12,21812.2k $493.7k $493.7k 0.10% New
99 NORTHWEST WEALTH MANAGEMENT, LLC 0.18% of their portfolio SPENCER, IA 12,06812.1k $487.7k $487.7k 0.18% Added +143 +143
100 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 12,04312.0k $486.7k $486.7k 0.01% Added +5 +5