Vault-13

ISHARES TR AOR

GRWT ALLOCAT ETF · ETP · CUSIP 464289867

342 institutional holders +2 vs Q2 2024
14,481,42414.5m shares reported held*
$825.1mreported value*
24 new 135 added 124 reduced 20 sold out net bought ≈ $40.4m (+943.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($70.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.97. Options: 1 managers hold calls ($237.0k notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 258Q4 22: 317Q1 23: 293Q2 23: 289Q3 23: 299Q4 23: 340Q1 24: 327Q2 24: 340Q3 24: 342342Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022258
Q4 2022317
Q1 2023293
Q2 2023289
Q3 2023299
Q4 2023340
Q1 2024327
Q2 2024340
Q3 2024342

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 168 bought or addedQ4 22: 99 cut or sold outQ1 23: 99 bought or addedQ1 23: 181 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 137 cut or sold outQ3 23: 145 bought or addedQ3 23: 114 cut or sold outQ3 23Q4 23: 166 bought or addedQ4 23: 113 cut or sold outQ1 24: 141 bought or addedQ1 24: 165 cut or sold outQ1 24Q2 24: 140 bought or addedQ2 24: 154 cut or sold outQ3 24: 159 bought or addedQ3 24: 144 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202216899
Q1 202399181
Q2 2023129137
Q3 2023145114
Q4 2023166113
Q1 2024141165
Q2 2024140154
Q3 2024159144

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $237.0kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$237.0k$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +1,209,330+1.2m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +242,206+242.2k
GeoWealth Management, LLC Added +97,801+97.8k
Focus Financial Network, Inc. New +61,337+61.3k
Richard Bernstein Advisors LLC Added +39,398+39.4k
LPL Financial LLC Added +38,537+38.5k
Foundations Investment Advisors, LLC Added +24,354+24.4k
KINGSWOOD WEALTH ADVISORS, LLC New +22,339+22.3k
AVALON CAPITAL MANAGEMENT Added +18,918+18.9k
Sanctuary Advisors, LLC Added +17,832+17.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -573,686-573.7k
Focus Partners Wealth Sold out -94,606-94.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -39,646-39.6k
Lebenthal Global Advisors, LLC Reduced -32,492-32.5k
Retireful, LLC Sold out -30,905-30.9k
Savvy Advisors, Inc. Sold out -21,218-21.2k
WELLS FARGO & COMPANY/MN Reduced -21,137-21.1k
OSAIC HOLDINGS, INC. Reduced -20,067-20.1k
CITADEL ADVISORS LLC Sold out -19,401-19.4k
SILVER OAK SECURITIES, INCORPORATED Sold out -18,343-18.3k

Biggest calls

Belvedere Trading LLC New $237.0k4.0k shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,627,2751.6m $96.4m $96.4m 0.00% First filing
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,374,1201.4m $81.4m $81.4m 0.00% Added +1.2m +1,209,330
3 Mesirow Financial Investment Management, Inc. 0.69% of their portfolio CHICAGO, IL 601,179601.2k $35.6m $35.6m 0.69% Reduced -10.7k -10,666
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 578,172578.2k $34.3m $34.3m 0.00% Reduced -573.7k -573,686
5 ASPIRIANT, LLC 1.00% of their portfolio San Francisco, CA 444,445444.4k $26.3m $26.3m 1.00% Reduced -3.3k -3,309
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 381,052381.1k $22.6m $22.6m 0.01% Reduced -21.1k -21,137
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 347,952348.0k $20.6m $20.6m 0.01% Added +38.5k +38,537
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 340,960341.0k $20.2m $20.2m 0.00% Reduced -7.3k -7,308
9 Lebenthal Global Advisors, LLC 3.97% of their portfolio Hauppauge, NY 330,501330.5k $19.6m $19.6m 3.97% Reduced -32.5k -32,492
10 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 311,620311.6k $1.2m $1.2m 0.01% Added +5.8k +5,803
11 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 304,229304.2k $18.0m $18.0m 0.05% Added +1.1k +1,150
12 Consilium Wealth Advisory, LLC 9.51% of their portfolio FRISCO, TX 294,186294.2k $17.4m $17.4m 9.51% Added +5.8k +5,786
13 Waverly Advisors, LLC 0.27% of their portfolio BIRMINGHAM, AL 248,154248.2k $14.7m $14.7m 0.27% Added +1.2k +1,180
14 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 246,792246.8k $4.2k $4.2k 0.01% Added +242.2k +242,206
15 Foundations Investment Advisors, LLC 0.25% of their portfolio PHOENIX, AZ 204,307204.3k $12.1m $12.1m 0.25% Added +24.4k +24,354
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 202,943202.9k $12.0m $12.0m 0.00% Reduced -7.3k -7,266
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 191,056191.1k $11.3m $11.3m 0.00% Added +8.3k +8,328
18 JIM SAULNIER & ASSOCIATES, LLC 10.74% of their portfolio FORT COLLINS, CO 185,418185.4k $11.0m $11.0m 10.74% First filing
19 GeoWealth Management, LLC 0.36% of their portfolio CHICAGO, IL 172,860172.9k $10.2m $10.2m 0.36% Added +97.8k +97,801
20 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 172,365172.4k $10.2m $10.2m 0.03% Added +27 +27
21 BSW Wealth Partners 1.45% of their portfolio BOULDER, CO 162,866162.9k $9.6m $9.6m 1.45% Reduced -816 -816
22 One Capital Management, LLC 0.30% of their portfolio WESTLAKE VILLAGE, CA 160,514160.5k $9.5m $9.5m 0.30% Reduced -1.6k -1,577
23 Aveo Capital Partners, LLC 0.88% of their portfolio ENGLEWOOD, CO 140,375140.4k $8.3m $8.3m 0.88% Added +1.3k +1,315
24 Bell Investment Advisors, Inc 1.48% of their portfolio ORINDA, CA 136,645136.6k $8.1m $8.1m 1.48% Reduced -8.0k -7,987
25 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 133,657133.7k $7.9m $7.9m 0.00% Reduced -4.8k -4,805
26 KESTRA PRIVATE WEALTH SERVICES, LLC 0.14% of their portfolio AUSTIN, TX 131,340131.3k $7.8m $7.8m 0.14% Added +6.2k +6,236
27 TRUE Private Wealth Advisors 0.80% of their portfolio Salem, OR 112,684112.7k $6.7m $6.7m 0.80% Added +1.4k +1,396
28 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 107,093107.1k $6.3m $6.3m 0.01% Added +492 +492
29 Wealth Forward, LLC 4.31% of their portfolio FARGO, ND 103,788103.8k $6.1m $6.1m 4.31% Added +2.8k +2,808
30 Elevation Capital Advisory, LLC 2.67% of their portfolio BEND, OR 102,126102.1k $6.0m $6.0m 2.67% Added +2.2k +2,163
31 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 98,10898.1k $5.8m $5.8m 0.01% Reduced -295 -295
32 Richard Bernstein Advisors LLC 0.12% of their portfolio NEW YORK, NY 97,18997.2k $5.8m $5.8m 0.12% Added +39.4k +39,398
33 UNIQUE WEALTH, LLC 1.20% of their portfolio TAMPA, FL 88,82188.8k $5.3m $5.3m 1.20% Reduced -1.6k -1,591
34 NBT BANK, N.A. 0.34% of their portfolio NORWICH, NY 86,30986.3k $5.1m $5.1m 0.34% Added +6.2k +6,161
35 Dakota Wealth Management 0.11% of their portfolio PALM BEACH GARDENS, FL 85,54985.5k $5.1m $5.1m 0.11% Reduced -1.1k -1,117
36 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 85,05485.1k $5.0m $5.0m 0.03% Reduced -9.5k -9,523
37 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 84,71484.7k $5.0m $5.0m 0.01% Reduced -20.1k -20,067
38 Ellenbecker Investment Group 0.89% of their portfolio WAUKESHA, WI 79,25579.3k $4.7m $4.7m 0.89% Added +7.5k +7,486
39 Patton Albertson Miller Group, LLC 0.64% of their portfolio Chattanooga, TN 78,86878.9k $4.7m $4.7m 0.64% Added +1.4k +1,389
40 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 77,48577.5k $4.6m $4.6m 0.01% Reduced -2.5k -2,523
41 LBMC INVESTMENT ADVISORS, LLC 0.36% of their portfolio BRENTWOOD, TN 77,06877.1k $4.6m $4.6m 0.36% Reduced -88 -88
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 74,36774.4k $4.4m $4.4m 0.01% Reduced -2.3k -2,292
43 Weaver Consulting Group 1.38% of their portfolio HUNTINGTON BEACH, CA 73,43973.4k $4.4m $4.4m 1.38% Reduced -1.3k -1,348
44 MARINO, STRAM & ASSOCIATES LLC 0.95% of their portfolio BRAINTREE, MA 72,10872.1k $4.3m $4.3m 0.95% Added +48 +48
45 FIRST FOUNDATION ADVISORS 0.16% of their portfolio Irvine, CA 72,10172.1k $4.3m $4.3m 0.16% Added +6.2k +6,150
46 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.52% of their portfolio ALAMO, CA 68,84768.8k $4.1m $4.1m 0.52% Added +750 +750
47 Burt Wealth Advisors 0.95% of their portfolio North Bethesda, MD 65,45565.5k $3.9m $3.9m 0.95% Reduced -200 -200
48 Focus Financial Network, Inc. 0.15% of their portfolio MINNEAPOLIS, MN 61,33761.3k $3.6m $3.6m 0.15% New
49 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 60,64060.6k $3.6m $3.6m 0.05% Reduced -339 -339
50 RWA WEALTH PARTNERS, LLC 0.04% of their portfolio BOSTON, MA 59,87159.9k $3.5m $3.5m 0.04% Added +515 +515
51 Fort Henry Capital, LLC 2.40% of their portfolio Wheeling, WV 59,55159.6k $3.5m $3.5m 2.40% Reduced -291 -291
52 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 58,85458.9k $3.5m $3.5m 0.00% Added +11.8k +11,764
53 Strategic Family Wealth Counselors, L.L.C. 1.18% of their portfolio FAIRFIELD, NJ 57,12257.1k $3.4m $3.4m 1.18% Added +2.6k +2,635
54 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 56,76656.8k $3.4m $3.4m 0.00% Added +8.7k +8,693
55 Focus Partners Advisor Solutions, LLC 0.06% of their portfolio SAINT LOUIS, MO 48,13348.1k $2.9m $2.9m 0.06% Reduced -7.7k -7,675
56 Prosperity Consulting Group, LLC 0.21% of their portfolio OWINGS MILLS, MD 45,43245.4k $2.7m $2.7m 0.21% Added +6.1k +6,148
57 FinTrust Capital Advisors, LLC 0.46% of their portfolio Greenville, SC 45,28745.3k $2.7m $2.7m 0.46% Added +3.8k +3,774
58 Ethos Financial Group, LLC 0.44% of their portfolio KING OF PRUSSIA, PA 44,86644.9k $2.7m $2.7m 0.44% Reduced -1.0k -1,020
59 WestEnd Advisors, LLC 0.06% of their portfolio CHARLOTTE, NC 43,68543.7k $2.6m $2.6m 0.06% Added +9.4k +9,420
60 VIEWPOINT INVESTMENT PARTNERS CORP 2.08% of their portfolio CALGARY, A0 43,68043.7k $2.6m $2.6m 2.08% Reduced -150 -150
61 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 42,89642.9k $2.5m $2.5m 0.00% Reduced -3.5k -3,486
62 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 41,26241.3k $2.4m $2.4m 0.02% Added +1.2k +1,155
63 CAHILL FINANCIAL ADVISORS INC 0.33% of their portfolio EDINA, MN 41,04941.0k $2.4m $2.4m 0.33% Added +19 +19
64 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 40,95941.0k $2.4m $2.4m 0.00% Reduced -14.0k -13,977
65 NORTHWEST WEALTH MANAGEMENT, LLC 0.56% of their portfolio SPENCER, IA 40,56140.6k $2.4m $2.4m 0.56% Reduced -7.6k -7,557
66 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 37,56737.6k $2.2m $2.2m 0.00% Added +1.9k +1,921
67 Visionary Wealth Advisors 0.13% of their portfolio O'FALLON, IL 34,78334.8k $2.1m $2.1m 0.13% Reduced -2.0k -1,975
68 Syntrinsic LLC 0.67% of their portfolio DENVER, CO 34,20534.2k $2.0m $2.0m 0.67% Reduced -411 -411
69 AVALON CAPITAL MANAGEMENT 0.60% of their portfolio Port Of Redwood City, CA 33,53833.5k $2.0m $2.0m 0.60% Added +18.9k +18,918
70 Worth Financial Advisory Group, LLC 1.17% of their portfolio CHARLOTTE, NC 33,48133.5k $2.0m $2.0m 1.17% Reduced -993 -993
71 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 33,47933.5k $2.0m $2.0m 0.00% Reduced -58 -58
72 John W. Brooker & Co., CPAs 0.89% of their portfolio OAKLAND, CA 32,89232.9k $1.9m $1.9m 0.89% Reduced -1.1k -1,121
73 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 32,16132.2k $1.9m $1.9m 0.06% Added +2.2k +2,233
74 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 31,16831.2k $1.8m $1.8m 0.09% Reduced -43 -43
75 Intrua Financial, LLC 0.30% of their portfolio Houston, TX 30,67630.7k $1.8m $1.8m 0.30% Added +5.9k +5,895
76 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 28,84128.8k $1.7m $1.7m 0.01% Added +17.8k +17,832
77 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 28,61928.6k $1.7m $1.7m 0.01% Reduced -785 -785
78 Harbor Group, Inc. 0.38% of their portfolio BEDFORD, NH 27,94427.9k $1.7m $1.7m 0.38% Reduced -123 -123
79 RTD Financial Advisors, Inc. 0.21% of their portfolio Philadelphia, PA 27,50827.5k $1.6m $1.6m 0.21% Added +218 +218
80 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 26,50026.5k $1.6m $1.6m 0.00% Added +5.3k +5,300
81 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,12926.1k $1.5m $1.5m 0.00% Reduced -157 -157
82 Integrity Financial Corp /WA 0.89% of their portfolio JACKSON, WY 25,71325.7k $1.5m $1.5m 0.89% Reduced -591 -591
83 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 24,87324.9k $1.5m $1.5m 0.00% Added +556 +556
84 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 24,85224.9k $1.5m $1.5m 0.00% Reduced -5.8k -5,809
85 Legacy Financial Group LLC 0.28% of their portfolio DES MOINES, IA 24,84724.8k $1.5m $1.5m 0.28% Reduced -689 -689
86 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,44424.4k $1.5m $1.5m 0.00% Added +45 +45
87 CAPITAL INSIGHT PARTNERS, LLC 0.24% of their portfolio SCOTTSDALE, AZ 23,56323.6k $1.4m $1.4m 0.24% Reduced -668 -668
88 Piedmont Capital Management, LLC 0.83% of their portfolio WHITEFISH, MT 23,43323.4k $1.4m $1.4m 0.83% Reduced -1.0k -1,019
89 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,41623.4k $1.4m $1.4m 0.00% Reduced -731 -731
90 IFG Advisory, LLC 0.09% of their portfolio ATLANTA, GA 23,25923.3k $1.4m $1.4m 0.09% Added +2.2k +2,176
91 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 22,89822.9k $1.4m $1.4m 0.01% Reduced -535 -535
92 Rothschild Wealth LLC 0.17% of their portfolio OAK BROOK, IL 22,76922.8k $574.0k $574.0k 0.17% Added +13.5k +13,533
93 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 22,61122.6k $1.3m $1.3m 0.02% Added +201 +201
94 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 22,55522.6k $1.3m $1.3m 0.00% Added +1.0k +1,034
95 KINGSWOOD WEALTH ADVISORS, LLC 0.09% of their portfolio SAN DIEGO, CA 22,33922.3k $1.3m $1.3m 0.09% New
96 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 22,14222.1k $1.3m $1.3m 0.01% Reduced -52 -52
97 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 21,56021.6k $1.3m $1.3m 0.04% Added +1.5k +1,470
98 Oxinas Partners, LLC 0.77% of their portfolio JEFFERSONVILLE, IN 21,15821.2k $1.3m $1.3m 0.77% Added +320 +320
99 Avior Wealth Management, LLC 0.05% of their portfolio OMAHA, NE 21,14521.1k $1.3m $1.3m 0.05% Added +296 +296
100 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 20,40920.4k $1.2m $1.2m 0.01% Added +1.4k +1,407