Vault-13

ISHARES TR AOR

GRWT ALLOCAT ETF · ETP · CUSIP 464289867

327 institutional holders -13 vs Q4 2023
14,882,43914.9m shares reported held*
$762.7mreported value*
29 new 112 added 127 reduced 38 sold out net sold ≈ $272.3m (-3.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.25. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 258Q4 22: 317Q1 23: 293Q2 23: 289Q3 23: 299Q4 23: 340Q1 24: 327327Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022258
Q4 2022317
Q1 2023293
Q2 2023289
Q3 2023299
Q4 2023340
Q1 2024327

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 168 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 99 bought or addedQ1 23: 181 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 137 cut or sold outQ2 23Q3 23: 145 bought or addedQ3 23: 114 cut or sold outQ3 23Q4 23: 166 bought or addedQ4 23: 113 cut or sold outQ4 23Q1 24: 141 bought or addedQ1 24: 165 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202216899
Q1 202399181
Q2 2023129137
Q3 2023145114
Q4 2023166113
Q1 2024141165

Biggest buyers

Global Assets Advisory, LLC Added +1,170,791+1.2m
GeoWealth Management, LLC New +238,299+238.3k
ASSETMARK, INC Added +57,732+57.7k
Retireful, LLC New +50,493+50.5k
Waverly Advisors, LLC Added +49,956+50.0k
Focus Partners Wealth New +48,903+48.9k
Ethos Financial Group, LLC New +47,628+47.6k
Legacy Financial Group LLC New +31,403+31.4k
Cetera Investment Advisers Added +30,979+31.0k
JPMORGAN CHASE & CO Added +28,638+28.6k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -1,996,859-2.0m
RAYMOND JAMES & ASSOCIATES Reduced -997,941-997.9k
Mesirow Financial Investment Management, Inc. Reduced -377,767-377.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -351,927-351.9k
WestEnd Advisors, LLC Reduced -320,322-320.3k
Janney Montgomery Scott LLC Reduced -217,954-218.0k
STIFEL FINANCIAL CORP Reduced -165,865-165.9k
VICTORY CAPITAL MANAGEMENT INC Sold out -133,818-133.8k
Dynamic Advisor Solutions LLC Reduced -86,061-86.1k
MORGAN STANLEY Reduced -84,833-84.8k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 1,571,1661.6m $87.5m $87.5m 0.00% Added +9.7k +9,658
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,220,2571.2m $67.9m $67.9m 0.01% Reduced -28.2k -28,236
3 Global Assets Advisory, LLC 0.83% of their portfolio ORLANDO, FL 1,191,4661.2m $21.5k $21.5k 0.83% Added +1.2m +1,170,791
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 952,125952.1k $53.0m $53.0m 0.00% Reduced -84.8k -84,833
5 Mesirow Financial Investment Management, Inc. 0.78% of their portfolio CHICAGO, IL 619,549619.5k $34.5m $34.5m 0.78% Reduced -377.8k -377,767
6 ASPIRIANT, LLC 0.96% of their portfolio San Francisco, CA 414,900414.9k $23.1m $23.1m 0.96% Reduced -49.1k -49,052
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 407,954408.0k $22.7m $22.7m 0.01% Reduced -2.0m -1,996,859
8 ASSETMARK, INC 0.07% of their portfolio CONCORD, CA 382,117382.1k $21.3m $21.3m 0.07% Added +57.7k +57,732
9 Strategic Wealth Partners Group, LLC 1.96% of their portfolio DEERFIELD, IL 318,981319.0k $17.8m $17.8m 1.96% Reduced -6.2k -6,216
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 313,165313.2k $17.4m $17.4m 0.01% Added +19.3k +19,283
11 Consilium Wealth Advisory, LLC 9.50% of their portfolio FRISCO, TX 303,177303.2k $16.9m $16.9m 9.50% Added +7.2k +7,156
12 Waverly Advisors, LLC 0.32% of their portfolio BIRMINGHAM, AL 241,670241.7k $13.5m $13.5m 0.32% Added +50.0k +49,956
13 GeoWealth Management, LLC 0.51% of their portfolio CHICAGO, IL 238,299238.3k $13.3m $13.3m 0.51% New
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 178,088178.1k $9.9m $9.9m 0.00% Reduced -78.8k -78,823
15 Lebenthal Global Advisors, LLC 2.19% of their portfolio Hauppauge, NY 177,024177.0k $9.9m $9.9m 2.19% Added +1.1k +1,060
16 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 174,036174.0k $9.7m $9.7m 0.04% Added +1.8k +1,794
17 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 170,299170.3k $9.5m $9.5m 0.02% Reduced -2.6k -2,597
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 163,954164.0k $9.1m $9.1m 0.00% Reduced -3.5k -3,476
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 160,293160.3k $8.9m $8.9m 0.00% Added +440 +440
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 159,995160.0k $8.9m $8.9m 0.00% Reduced -75.2k -75,211
21 Bell Investment Advisors, Inc 1.63% of their portfolio ORINDA, CA 149,960150.0k $8.3m $8.3m 1.63% Added +807 +807
22 Richard Bernstein Advisors LLC 0.18% of their portfolio NEW YORK, NY 148,440148.4k $8.3m $8.3m 0.18% Reduced -25.2k -25,231
23 Aveo Capital Partners, LLC 0.83% of their portfolio ENGLEWOOD, CO 138,696138.7k $7.6m $7.6m 0.83% Added +5.3k +5,288
24 BSW Wealth Partners 1.27% of their portfolio BOULDER, CO 134,712134.7k $7.5m $7.5m 1.27% Reduced -16.9k -16,851
25 KESTRA PRIVATE WEALTH SERVICES, LLC 0.15% of their portfolio AUSTIN, TX 119,437119.4k $6.6m $6.6m 0.15% Added +6.8k +6,804
26 TRUE Private Wealth Advisors 0.72% of their portfolio Salem, OR 112,878112.9k $6.3m $6.3m 0.72% Added +2.5k +2,496
27 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 112,058112.1k $6.2m $6.2m 0.04% Reduced -40.7k -40,655
28 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 109,718109.7k $6.1m $6.1m 0.01% Reduced -83.4k -83,357
29 Wealth Forward, LLC 4.54% of their portfolio FARGO, ND 103,645103.6k $5.8m $5.8m 4.54% Added +1.3k +1,340
30 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 93,41593.4k $5.2m $5.2m 0.01% Reduced -165.9k -165,865
31 Dakota Wealth Management 0.13% of their portfolio PALM BEACH GARDENS, FL 90,66990.7k $5.0m $5.0m 0.13% Reduced -1.5k -1,503
32 UNIQUE WEALTH, LLC 1.36% of their portfolio TAMPA, FL 86,31086.3k $4.8m $4.8m 1.36% Added +1.9k +1,857
33 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 83,06183.1k $4.6m $4.6m 0.01% Added +2.8k +2,768
34 LBMC INVESTMENT ADVISORS, LLC 0.39% of their portfolio BRENTWOOD, TN 79,98280.0k $4.5m $4.5m 0.39% Reduced -414 -414
35 Patton Albertson Miller Group, LLC 0.64% of their portfolio Chattanooga, TN 76,87776.9k $4.3m $4.3m 0.64% Reduced -2.3k -2,302
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 76,49076.5k $4.3m $4.3m 0.01% Added +1.6k +1,575
37 Weaver Consulting Group 1.55% of their portfolio HUNTINGTON BEACH, CA 75,45375.5k $4.2m $4.2m 1.55% Reduced -231 -231
38 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 75,00375.0k $4.2m $4.2m 0.01% Added +8.2k +8,235
39 NBT BANK, N.A. 0.29% of their portfolio NORWICH, NY 71,70071.7k $4.0m $4.0m 0.29% Added +5.6k +5,570
40 MARINO, STRAM & ASSOCIATES LLC 0.94% of their portfolio BRAINTREE, MA 71,67171.7k $4.0m $4.0m 0.94% Reduced -1.0k -1,025
41 Ellenbecker Investment Group 0.80% of their portfolio WAUKESHA, WI 68,05268.1k $3.8m $3.8m 0.80% Added +3.1k +3,094
42 Burt Wealth Advisors 0.94% of their portfolio North Bethesda, MD 66,57666.6k $3.7m $3.7m 0.94% Reduced -801 -801
43 FIRST FOUNDATION ADVISORS 0.15% of their portfolio Irvine, CA 66,10966.1k $3.7m $3.7m 0.15% Added +5.8k +5,845
44 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.53% of their portfolio ALAMO, CA 66,09966.1k $3.7m $3.7m 0.53% Added +2.9k +2,922
45 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 62,23862.2k $3.5m $3.5m 0.06% Reduced -1.7k -1,709
46 Focus Financial Network, Inc. 0.16% of their portfolio MINNEAPOLIS, MN 59,71059.7k $3.2m $3.2m 0.16% First filing
47 Fort Henry Capital, LLC 2.44% of their portfolio Wheeling, WV 59,34659.3k $3.3m $3.3m 2.44% Reduced -1.4k -1,398
48 VIEWPOINT INVESTMENT PARTNERS CORP 2.45% of their portfolio CALGARY, A0 57,59057.6k $3.2m $3.2m 2.45% Added +13.8k +13,760
49 NORTHWEST WEALTH MANAGEMENT, LLC 0.86% of their portfolio SPENCER, IA 56,38656.4k $3.1m $3.1m 0.86% Added +585 +585
50 Strategic Family Wealth Counselors, L.L.C. 1.16% of their portfolio FAIRFIELD, NJ 52,89552.9k $2.9m $2.9m 1.16% Reduced -18.1k -18,074
51 Retireful, LLC 1.17% of their portfolio HASLETT, MI 50,49350.5k $2.8m $2.8m 1.17% New
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 50,19850.2k $2.8m $2.8m 0.00% Added +1.7k +1,655
53 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 49,93949.9k $2.8m $2.8m 0.00% Reduced -997.9k -997,941
54 RWA WEALTH PARTNERS, LLC 0.04% of their portfolio BOSTON, MA 49,55649.6k $2.8m $2.8m 0.04% Reduced -1.1k -1,060
55 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 48,90348.9k $2.7m $2.7m 0.02% New
56 Ethos Financial Group, LLC 0.50% of their portfolio KING OF PRUSSIA, PA 47,62847.6k $2.7m $2.7m 0.50% New
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 47,57847.6k $2.6m $2.6m 0.00% Added +28.6k +28,638
58 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 41,99642.0k $2.3m $2.3m 0.02% Reduced -1.8k -1,818
59 Visionary Wealth Advisors 0.16% of their portfolio O'FALLON, IL 41,87541.9k $2.3m $2.3m 0.16% Added +565 +565
60 CAHILL FINANCIAL ADVISORS INC 0.31% of their portfolio EDINA, MN 41,01841.0k $2.3m $2.3m 0.31% Reduced -3.3k -3,343
61 FinTrust Capital Advisors, LLC 0.44% of their portfolio Greenville, SC 40,83840.8k $2.3m $2.3m 0.44% Added +5.9k +5,945
62 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 40,00740.0k $2.2m $2.2m 0.00% Reduced -503 -503
63 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 39,11939.1k $2.2m $2.2m 0.00% Reduced -351.9k -351,927
64 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 38,65538.7k $2.2m $2.2m 0.01% Reduced -218.0k -217,954
65 Worth Financial Advisory Group, LLC 1.46% of their portfolio CHARLOTTE, NC 37,75837.8k $2.1m $2.1m 1.46% Reduced -595 -595
66 WestEnd Advisors, LLC 0.05% of their portfolio CHARLOTTE, NC 37,10637.1k $2.1m $2.1m 0.05% Reduced -320.3k -320,322
67 Prosperity Consulting Group, LLC 0.25% of their portfolio OWINGS MILLS, MD 36,05236.1k $2.0m $2.0m 0.25% Added +15.8k +15,812
68 John W. Brooker & Co., CPAs 1.04% of their portfolio OAKLAND, CA 34,92934.9k $1.9m $1.9m 1.04% Reduced -344 -344
69 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 34,75534.8k $1.9m $1.9m 0.00% Added +31.0k +30,979
70 Syntrinsic LLC 0.64% of their portfolio DENVER, CO 34,43834.4k $1.9m $1.9m 0.64% Added +1.8k +1,840
71 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 32,86332.9k $1.8m $1.8m 0.00% Reduced -53.9k -53,925
72 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 32,01632.0k $1.8m $1.8m 0.09% Reduced -306 -306
73 Legacy Financial Group LLC 0.35% of their portfolio DES MOINES, IA 31,40331.4k $1.7m $1.7m 0.35% New
74 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 30,22430.2k $1.7m $1.7m 0.01% Reduced -1.5k -1,506
75 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 29,63329.6k $1.6m $1.6m 0.06% Added +434 +434
76 RTD Financial Advisors, Inc. 0.22% of their portfolio Philadelphia, PA 29,16529.2k $1.6m $1.6m 0.22% Added +2.5k +2,487
77 Harbor Group, Inc. 0.41% of their portfolio BEDFORD, NH 27,66127.7k $1.5m $1.5m 0.41% Reduced -1.3k -1,313
78 Integrity Financial Corp /WA 1.02% of their portfolio JACKSON, WY 26,77026.8k $1.5m $1.5m 1.02% Reduced -154 -154
79 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 26,24026.2k $1.5m $1.5m 0.01% Added +4.0k +4,015
80 CAPITAL INSIGHT PARTNERS, LLC 0.26% of their portfolio SCOTTSDALE, AZ 24,65724.7k $1.4m $1.4m 0.26% Reduced -4.2k -4,205
81 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 24,52524.5k $1.4m $1.4m 0.00% Reduced -1.8k -1,751
82 Piedmont Capital Management, LLC 0.91% of their portfolio WHITEFISH, MT 24,45224.5k $1.3m $1.3m 0.91% Reduced -385 -385
83 Pacific Capital Wealth Advisors, Inc. 0.32% of their portfolio CORONA, CA 24,38824.4k $1.4m $1.4m 0.32% Added +1.1k +1,053
84 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 23,94123.9k $1.3m $1.3m 0.00% Added +411 +411
85 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 23,80023.8k $1.3m $1.3m 0.00% Reduced -22.9k -22,900
86 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 23,76923.8k $1.3m $1.3m 0.00% Reduced -2.6k -2,615
87 Intrua Financial, LLC 0.20% of their portfolio Houston, TX 22,87222.9k $1.3m $1.3m 0.20% Added +1.2k +1,215
88 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 22,41022.4k $1.2m $1.2m 0.02% Unchanged
89 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 21,34321.3k $1.2m $1.2m 0.01% Added +8.5k +8,510
90 Oxinas Partners, LLC 0.76% of their portfolio JEFFERSONVILLE, IN 21,03121.0k $1.2m $1.2m 0.76% Added +4.8k +4,850
91 SimpliFi, Inc. 0.53% of their portfolio SAN DIEGO, CA 21,01221.0k $1.2m $1.2m 0.53% Reduced -721 -721
92 Northstar Group, Inc. 0.23% of their portfolio NEW YORK, NY 20,93620.9k $1.2m $1.2m 0.23% Reduced -2.5k -2,550
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,89720.9k $1.2m $1.2m 0.00% Reduced -838 -838
94 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,50720.5k $1.1m $1.1m 0.00% Reduced -2.7k -2,676
95 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 20,00920.0k $1.1m $1.1m 0.04% Reduced -2.3k -2,262
96 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 19,92119.9k $1.1m $1.1m 0.04% Reduced -86.1k -86,061
97 Relative Value Partners Group, LLC 0.06% of their portfolio NORTHBROOK, IL 19,31519.3k $1.0m $1.0m 0.06% Unchanged
98 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 19,07619.1k $1.1m $1.1m 0.00% Added +1.0k +1,040
99 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 18,88918.9k $1.1m $1.1m 0.02% Added +752 +752
100 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 18,64918.6k $1.0m $1.0m 0.00% Reduced -3.4k -3,424