Vault-13

ISHARES TR AOR

GRWT ALLOCAT ETF · ETP · CUSIP 464289867

340 institutional holders +41 vs Q3 2023
18,651,20918.7m shares reported held*
$992.1mreported value*
35 new 131 added 101 reduced 12 sold out net bought ≈ $327.4m (+6.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $53.19. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 258Q4 22: 317Q1 23: 293Q2 23: 289Q3 23: 299Q4 23: 340340Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022258
Q4 2022317
Q1 2023293
Q2 2023289
Q3 2023299
Q4 2023340

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 168 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 99 bought or addedQ1 23: 181 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 137 cut or sold outQ2 23Q3 23: 145 bought or addedQ3 23: 114 cut or sold outQ3 23Q4 23: 166 bought or addedQ4 23: 113 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202216899
Q1 202399181
Q2 2023129137
Q3 2023145114
Q4 2023166113

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,754,989+1.8m
Mesirow Financial Investment Management, Inc. New +997,316+997.3k
RAYMOND JAMES & ASSOCIATES Added +937,988+938.0k
MORGAN STANLEY Added +705,877+705.9k
ENVESTNET ASSET MANAGEMENT INC Added +309,555+309.6k
WestEnd Advisors, LLC Added +241,369+241.4k
Janney Montgomery Scott LLC Added +201,972+202.0k
AMERIPRISE FINANCIAL INC Added +189,169+189.2k
STIFEL FINANCIAL CORP Added +177,301+177.3k
Lebenthal Global Advisors, LLC Added +167,083+167.1k

Biggest sellers

Richard Bernstein Advisors LLC Reduced -202,518-202.5k
AE Wealth Management LLC Reduced -137,630-137.6k
BANK OF AMERICA CORP /DE/ Reduced -67,542-67.5k
ASPIRIANT, LLC Reduced -56,750-56.8k
UBS Group AG Reduced -48,483-48.5k
OSAIC HOLDINGS, INC. Reduced -30,402-30.4k
Legacy Financial Group LLC Sold out -29,427-29.4k
RTD Financial Advisors, Inc. Reduced -23,999-24.0k
ASSETMARK, INC Reduced -19,947-19.9k
GOLDMAN SACHS GROUP INC Reduced -16,232-16.2k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,404,8132.4m $127.9m $127.9m 0.04% Added +1.8m +1,754,989
2 BlackRock Inc. 0.00% of their portfolio New York, NY 1,561,5081.6m $83.1m $83.1m 0.00% Added +48.8k +48,835
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,248,4931.2m $66.4m $66.4m 0.01% Reduced -67.5k -67,542
4 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,047,8801.0m $55.7m $55.7m 0.04% Added +938.0k +937,988
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,036,9581.0m $55.2m $55.2m 0.00% Added +705.9k +705,877
6 Mesirow Financial Investment Management, Inc. 1.89% of their portfolio CHICAGO, IL 997,316997.3k $53.0m $53.0m 1.89% New
7 ASPIRIANT, LLC 1.11% of their portfolio San Francisco, CA 463,952464.0k $24.7m $24.7m 1.11% Reduced -56.8k -56,750
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 391,046391.0k $20.8m $20.8m 0.01% Added +309.6k +309,555
9 WestEnd Advisors, LLC 0.52% of their portfolio CHARLOTTE, NC 357,428357.4k $19.0m $19.0m 0.52% Added +241.4k +241,369
10 Strategic Wealth Partners Group, LLC 2.18% of their portfolio DEERFIELD, IL 325,197325.2k $17.3m $17.3m 2.18% Reduced -6.8k -6,756
11 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 324,385324.4k $17.3m $17.3m 0.06% Reduced -19.9k -19,947
12 Consilium Wealth Advisory, LLC 9.47% of their portfolio FRISCO, TX 296,021296.0k $15.7m $15.7m 9.47% Reduced -5.3k -5,277
13 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 293,882293.9k $15.6m $15.6m 0.01% Added +14.8k +14,777
14 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 259,280259.3k $13.8m $13.8m 0.02% Added +177.3k +177,301
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 256,911256.9k $13.7m $13.7m 0.00% Added +73.8k +73,835
16 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 256,609256.6k $13.6m $13.6m 0.04% Added +202.0k +201,972
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 235,206235.2k $12.5m $12.5m 0.00% Added +189.2k +189,169
18 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 193,075193.1k $10.3m $10.3m 0.02% Added +75.4k +75,446
19 Waverly Advisors, LLC 0.38% of their portfolio BIRMINGHAM, AL 191,714191.7k $10.2m $10.2m 0.38% Added +1.7k +1,720
20 Lebenthal Global Advisors, LLC 2.18% of their portfolio Hauppauge, NY 175,964176.0k $9.4m $9.4m 2.18% Added +167.1k +167,083
21 Richard Bernstein Advisors LLC 0.20% of their portfolio NEW YORK, NY 173,671173.7k $9.2m $9.2m 0.20% Reduced -202.5k -202,518
22 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 172,896172.9k $9.2m $9.2m 0.02% Reduced -30.4k -30,402
23 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 172,242172.2k $9.2m $9.2m 0.04% Added +512 +512
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 167,430167.4k $8.9m $8.9m 0.00% Added +35.8k +35,820
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 159,853159.9k $8.5m $8.5m 0.00% Reduced -48.5k -48,483
26 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 152,713152.7k $8.1m $8.1m 0.07% Reduced -9.8k -9,831
27 BSW Wealth Partners 1.60% of their portfolio BOULDER, CO 151,563151.6k $8.1m $8.1m 1.60% Added +21.7k +21,723
28 Bell Investment Advisors, Inc 1.63% of their portfolio ORINDA, CA 149,153149.2k $7.9m $7.9m 1.63% Reduced -7.8k -7,829
29 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 133,818133.8k $7.1m $7.1m 0.01% Added +121.2k +121,183
30 Aveo Capital Partners, LLC 0.86% of their portfolio ENGLEWOOD, CO 133,408133.4k $7.1m $7.1m 0.86% Added +331 +331
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.15% of their portfolio AUSTIN, TX 112,633112.6k $6.0m $6.0m 0.15% Added +97.5k +97,543
32 TRUE Private Wealth Advisors 0.74% of their portfolio Salem, OR 110,382110.4k $5.9m $5.9m 0.74% Added +11.3k +11,300
33 Dynamic Advisor Solutions LLC 0.21% of their portfolio PHOENIX, AZ 105,982106.0k $5.6m $5.6m 0.21% Added +85.9k +85,890
34 Wealth Forward, LLC 4.60% of their portfolio FARGO, ND 102,305102.3k $5.4m $5.4m 4.60% First filing
35 Dakota Wealth Management 0.19% of their portfolio PALM BEACH GARDENS, FL 92,17292.2k $4.9m $4.9m 0.19% Reduced -657 -657
36 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 86,78886.8k $4.6m $4.6m 0.01% Added +42.4k +42,427
37 UNIQUE WEALTH, LLC 1.45% of their portfolio TAMPA, FL 84,45384.5k $4.5m $4.5m 1.45% Added +1.2k +1,240
38 LBMC INVESTMENT ADVISORS, LLC 0.41% of their portfolio BRENTWOOD, TN 80,39680.4k $4.3m $4.3m 0.41% Reduced -156 -156
39 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 80,29380.3k $4.3m $4.3m 0.01% Reduced -3.5k -3,483
40 Patton Albertson Miller Group, LLC 0.70% of their portfolio Chattanooga, TN 79,17979.2k $4.2m $4.2m 0.70% Reduced -480 -480
41 Weaver Consulting Group 1.64% of their portfolio HUNTINGTON BEACH, CA 75,68475.7k $4.0m $4.0m 1.64% Reduced -1.0k -1,020
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 74,91574.9k $4.0m $4.0m 0.01% Added +534 +534
43 MARINO, STRAM & ASSOCIATES LLC 1.00% of their portfolio BRAINTREE, MA 72,69672.7k $3.9m $3.9m 1.00% Added +147 +147
44 Strategic Family Wealth Counselors, L.L.C. 1.58% of their portfolio FAIRFIELD, NJ 70,96971.0k $3.8m $3.8m 1.58% Added +21.0k +20,956
45 Burt Wealth Advisors 1.02% of their portfolio North Bethesda, MD 67,37767.4k $3.6m $3.6m 1.02% Added +474 +474
46 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 66,76866.8k $3.6m $3.6m 0.00% Reduced -2.3k -2,349
47 NBT BANK, N.A. 0.28% of their portfolio NORWICH, NY 66,13066.1k $3.5m $3.5m 0.28% New
48 Ellenbecker Investment Group 0.80% of their portfolio WAUKESHA, WI 64,95865.0k $3.5m $3.5m 0.80% Added +4.4k +4,385
49 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 63,94763.9k $3.4m $3.4m 0.07% Reduced -4.3k -4,333
50 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.52% of their portfolio ALAMO, CA 63,17763.2k $3.4m $3.4m 0.52% Added +7.2k +7,210
51 Vestmark Advisory Solutions, Inc. 0.17% of their portfolio Wakefield, MA 62,25762.3k $3.3m $3.3m 0.17% New
52 Fort Henry Capital, LLC 2.50% of their portfolio Wheeling, WV 60,74460.7k $3.2m $3.2m 2.50% Reduced -5.0k -5,010
53 FIRST FOUNDATION ADVISORS 0.15% of their portfolio Irvine, CA 60,26460.3k $3.2m $3.2m 0.15% Added +8.0k +8,042
54 First Ascent Asset Management, LLC 0.34% of their portfolio DENVER, CO 57,76057.8k $3.1m $3.1m 0.34% Reduced -2.0k -2,004
55 NORTHWEST WEALTH MANAGEMENT, LLC 0.89% of their portfolio SPENCER, IA 55,80155.8k $3.0m $3.0m 0.89% Reduced -55 -55
56 RWA WEALTH PARTNERS, LLC 0.04% of their portfolio BOSTON, MA 50,61650.6k $2.7m $2.7m 0.04% Added +39.7k +39,666
57 WADE G W & INC 0.08% of their portfolio Wellesley, MA 48,56248.6k $2.6m $2.6m 0.08% Reduced -4.7k -4,726
58 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 48,54348.5k $2.6m $2.6m 0.00% Reduced -5.5k -5,454
59 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 46,70046.7k $2.5m $2.5m 0.00% Added +40.4k +40,400
60 StrategIQ Financial Group, LLC 0.28% of their portfolio MERRILLVILLE, IN 46,57046.6k $2.5m $2.5m 0.28% Reduced -1.4k -1,409
61 CAHILL FINANCIAL ADVISORS INC 0.35% of their portfolio EDINA, MN 44,36144.4k $2.4m $2.4m 0.35% Added +18 +18
62 NAPA WEALTH MANAGEMENT 1.27% of their portfolio Napa, CA 43,92743.9k $2.3m $2.3m 1.27% First filing
63 VIEWPOINT INVESTMENT PARTNERS CORP 1.63% of their portfolio CALGARY, A0 43,83043.8k $2.3m $2.3m 1.63% Reduced -13.8k -13,760
64 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 43,81443.8k $2.3m $2.3m 0.02% Added +9.5k +9,548
65 Visionary Wealth Advisors 0.16% of their portfolio O'FALLON, IL 41,31041.3k $2.2m $2.2m 0.16% Reduced -1.4k -1,417
66 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 41,17641.2k $2.2m $2.2m 0.01% New
67 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 40,51040.5k $2.2m $2.2m 0.00% Added +828 +828
68 Worth Financial Advisory Group, LLC 1.63% of their portfolio CHARLOTTE, NC 38,35338.4k $2.0m $2.0m 1.63% Added +393 +393
69 Treynor Bancshares, Inc. 1.15% of their portfolio TREYNOR, IA 37,02737.0k $2.0m $2.0m 1.15% New
70 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 35,30735.3k $1.9m $1.9m 0.03% Added +2.7k +2,675
71 John W. Brooker & Co., CPAs 1.08% of their portfolio OAKLAND, CA 35,27335.3k $1.9m $1.9m 1.08% Added +2.7k +2,665
72 FinTrust Capital Advisors, LLC 0.37% of their portfolio Greenville, SC 34,89334.9k $1.9m $1.9m 0.37% Reduced -468 -468
73 Waterloo Capital, L.P. 0.28% of their portfolio AUSTIN, TX 33,03733.0k $1.8m $1.8m 0.28% Added +19.9k +19,879
74 Syntrinsic LLC 0.59% of their portfolio DENVER, CO 32,59832.6k $1.7m $1.7m 0.59% Added +1.6k +1,598
75 Integrated Advisors Network LLC 0.10% of their portfolio DALLAS, TX 32,32232.3k $1.7m $1.7m 0.10% Reduced -528 -528
76 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 31,73031.7k $1.7m $1.7m 0.01% Added +668 +668
77 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 31,14131.1k $1.7m $1.7m 0.01% Reduced -137.6k -137,630
78 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 29,19929.2k $1.6m $1.6m 0.06% Added +52 +52
79 Harbor Group, Inc. 0.44% of their portfolio BEDFORD, NH 28,97429.0k $1.5m $1.5m 0.44% Added +15.6k +15,643
80 CAPITAL INSIGHT PARTNERS, LLC 0.31% of their portfolio SCOTTSDALE, AZ 28,86228.9k $1.5m $1.5m 0.31% Added +191 +191
81 Integrity Financial Corp /WA 1.04% of their portfolio JACKSON, WY 26,92426.9k $1.4m $1.4m 1.04% Reduced -1.9k -1,930
82 RTD Financial Advisors, Inc. 0.20% of their portfolio Philadelphia, PA 26,67826.7k $1.4m $1.4m 0.20% Reduced -24.0k -23,999
83 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 26,38426.4k $1.4m $1.4m 0.00% New
84 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 26,27626.3k $1.4m $1.4m 0.00% Added +25.5k +25,485
85 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 25,36325.4k $1.3m $1.3m 0.01% Added +289 +289
86 Piedmont Capital Management, LLC 0.96% of their portfolio WHITEFISH, MT 24,83724.8k $1.3m $1.3m 0.96% Reduced -416 -416
87 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.03% of their portfolio MINNEAPOLIS, MN 24,03224.0k $1.3m $1.3m 0.03% Reduced -1.3k -1,258
88 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 23,53023.5k $1.3m $1.3m 0.00% Reduced -876 -876
89 Northstar Group, Inc. 0.27% of their portfolio NEW YORK, NY 23,48623.5k $1.2m $1.2m 0.27% Reduced -1.4k -1,400
90 Pacific Capital Wealth Advisors, Inc. 0.31% of their portfolio CORONA, CA 23,33523.3k $1.2m $1.2m 0.31% Added +689 +689
91 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,18323.2k $1.2m $1.2m 0.00% Added +3.6k +3,594
92 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 22,41022.4k $1.2m $1.2m 0.02% Added +3 +3
93 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 22,27122.3k $1.2m $1.2m 0.04% Added +2.1k +2,111
94 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 22,22522.2k $1.2m $1.2m 0.01% Added +2.7k +2,690
95 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,07322.1k $1.2m $1.2m 0.00% Reduced -16.2k -16,232
96 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 22,06622.1k $1.2m $1.2m 0.04% Reduced -8.5k -8,469
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,73521.7k $1.2m $1.2m 0.00% Added +651 +651
98 SimpliFi, Inc. 0.53% of their portfolio SAN DIEGO, CA 21,73321.7k $1.1m $1.1m 0.53% Unchanged
99 Intrua Financial, LLC 0.18% of their portfolio Houston, TX 21,65721.7k $1.2m $1.2m 0.18% Added +12.4k +12,441
100 Global Assets Advisory, LLC 1.42% of their portfolio ORLANDO, FL 20,67520.7k $1.1m $1.1m 1.42% Added +503 +503