Vault-13

ISHARES TR AOR

GRWT ALLOCAT ETF · ETP · CUSIP 464289867

299 institutional holders +10 vs Q2 2023
12,379,99112.4m shares reported held*
$612.5mreported value*
25 new 120 added 95 reduced 19 sold out net bought ≈ $31.6m (+640.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($914.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.48. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 258Q4 22: 317Q1 23: 293Q2 23: 289Q3 23: 299299Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022258
Q4 2022317
Q1 2023293
Q2 2023289
Q3 2023299

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 168 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 99 bought or addedQ1 23: 181 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 137 cut or sold outQ2 23Q3 23: 145 bought or addedQ3 23: 114 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202216899
Q1 202399181
Q2 2023129137
Q3 2023145114

Biggest buyers

Richard Bernstein Advisors LLC Added +270,509+270.5k
AE Wealth Management LLC Added +140,179+140.2k
MORGAN STANLEY Added +107,004+107.0k
WELLS FARGO & COMPANY/MN Added +98,335+98.3k
Dakota Wealth Management New +92,829+92.8k
WestEnd Advisors, LLC Added +91,213+91.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +74,381+74.4k
ASPIRIANT, LLC Added +34,717+34.7k
RAYMOND JAMES & ASSOCIATES Added +33,481+33.5k
Janney Montgomery Scott LLC Added +32,879+32.9k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -144,988-145.0k
BlueCrest Capital Management Ltd Sold out -144,444-144.4k
OSAIC HOLDINGS, INC. Reduced -117,052-117.1k
Retireful, LLC Sold out -47,222-47.2k
BlackRock Inc. Reduced -31,523-31.5k
RENAISSANCE TECHNOLOGIES LLC Reduced -26,000-26.0k
Bell Investment Advisors, Inc Reduced -19,008-19.0k
Relative Value Partners Group, LLC Sold out -18,939-18.9k
Raymond James Financial Services Advisors, Inc. Reduced -14,982-15.0k
OLD MISSION CAPITAL LLC Sold out -14,859-14.9k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 1,512,6731.5m $74.7m $74.7m 0.00% Reduced -31.5k -31,523
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,316,0351.3m $65.0m $65.0m 0.01% Reduced -11.0k -10,995
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 649,824649.8k $32.1m $32.1m 0.01% Added +98.3k +98,335
4 ASPIRIANT, LLC 1.32% of their portfolio San Francisco, CA 520,702520.7k $25.7m $25.7m 1.32% Added +34.7k +34,717
5 Richard Bernstein Advisors LLC 0.41% of their portfolio NEW YORK, NY 376,189376.2k $18.6m $18.6m 0.41% Added +270.5k +270,509
6 ASSETMARK, INC 0.07% of their portfolio CONCORD, CA 344,332344.3k $17.0m $17.0m 0.07% Reduced -413 -413
7 Strategic Wealth Partners Group, LLC 2.43% of their portfolio DEERFIELD, IL 331,953332.0k $16.4m $16.4m 2.43% Reduced -3.5k -3,460
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 331,081331.1k $16.4m $16.4m 0.00% Added +107.0k +107,004
9 Consilium Wealth Advisory, LLC 10.42% of their portfolio FRISCO, TX 301,298301.3k $14.9m $14.9m 10.42% Added +314 +314
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 279,105279.1k $13.8m $13.8m 0.01% Reduced -1.2k -1,201
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 208,336208.3k $10.3m $10.3m 0.00% Added +26.6k +26,593
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 203,298203.3k $10.0m $10.0m 0.01% Reduced -117.1k -117,052
13 Waverly Advisors, LLC 0.41% of their portfolio BIRMINGHAM, AL 189,994190.0k $9.4m $9.4m 0.41% Added +883 +883
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 183,076183.1k $9.0m $9.0m 0.00% Added +12.1k +12,058
15 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 171,730171.7k $8.5m $8.5m 0.04% Added +1.6k +1,620
16 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 168,771168.8k $8.3m $8.3m 0.05% Added +140.2k +140,179
17 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 162,544162.5k $8.0m $8.0m 0.08% Reduced -6.0k -5,962
18 Bell Investment Advisors, Inc 1.74% of their portfolio ORINDA, CA 156,982157.0k $7.8m $7.8m 1.74% Reduced -19.0k -19,008
19 Aveo Capital Partners, LLC 0.86% of their portfolio ENGLEWOOD, CO 133,077133.1k $6.6m $6.6m 0.86% Added +3.1k +3,107
20 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 131,610131.6k $6.5m $6.5m 0.00% Reduced -11.8k -11,763
21 BSW Wealth Partners 1.43% of their portfolio BOULDER, CO 129,840129.8k $6.4m $6.4m 1.43% Reduced -11.2k -11,229
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 117,629117.6k $5.8m $5.8m 0.01% Reduced -1.8k -1,755
23 WestEnd Advisors, LLC 0.17% of their portfolio CHARLOTTE, NC 116,059116.1k $5.7m $5.7m 0.17% Added +91.2k +91,213
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 109,892109.9k $5.4m $5.4m 0.00% Added +33.5k +33,481
25 TRUE Private Wealth Advisors 0.68% of their portfolio Salem, OR 99,08299.1k $4.9m $4.9m 0.68% Added +759 +759
26 Dakota Wealth Management 0.20% of their portfolio PALM BEACH GARDENS, FL 92,82992.8k $4.6m $4.6m 0.20% New
27 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 83,77683.8k $4.1m $4.1m 0.01% Added +2.3k +2,321
28 UNIQUE WEALTH, LLC 1.72% of their portfolio TAMPA, FL 83,21383.2k $4.1m $4.1m 1.72% Reduced -3.6k -3,571
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 81,97982.0k $4.1m $4.1m 0.01% Added +4.4k +4,356
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 81,49181.5k $4.0m $4.0m 0.00% Added +20.4k +20,394
31 LBMC INVESTMENT ADVISORS, LLC 0.41% of their portfolio BRENTWOOD, TN 80,55280.6k $3.9m $3.9m 0.41% Reduced -12 -12
32 Patton Albertson Miller Group, LLC 0.77% of their portfolio Chattanooga, TN 79,65979.7k $3.9m $3.9m 0.77% Reduced -4.0k -3,990
33 Weaver Consulting Group 1.71% of their portfolio HUNTINGTON BEACH, CA 76,70476.7k $3.8m $3.8m 1.71% Added +412 +412
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 74,38174.4k $3.7m $3.7m 0.01% New
35 MARINO, STRAM & ASSOCIATES LLC 1.05% of their portfolio BRAINTREE, MA 72,54972.5k $3.6m $3.6m 1.05% Reduced -1.7k -1,699
36 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 69,11769.1k $3.4m $3.4m 0.01% Added +23.8k +23,778
37 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 68,28068.3k $3.3m $3.3m 0.07% Added +1.2k +1,237
38 Burt Wealth Advisors 1.02% of their portfolio North Bethesda, MD 66,90366.9k $3.3m $3.3m 1.02% Reduced -53 -53
39 Fort Henry Capital, LLC 2.78% of their portfolio Wheeling, WV 65,75465.8k $3.2m $3.2m 2.78% Added +752 +752
40 Ellenbecker Investment Group 0.77% of their portfolio WAUKESHA, WI 60,57360.6k $3.0m $3.0m 0.77% Added +6.4k +6,381
41 First Ascent Asset Management, LLC 0.38% of their portfolio DENVER, CO 59,76459.8k $3.0m $3.0m 0.38% Added +2.1k +2,095
42 VIEWPOINT INVESTMENT PARTNERS CORP 2.39% of their portfolio CALGARY, A0 57,59057.6k $2.8m $2.8m 2.39% Unchanged
43 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.47% of their portfolio ALAMO, CA 55,96756.0k $2.8m $2.8m 0.47% Added +4.6k +4,620
44 NORTHWEST WEALTH MANAGEMENT, LLC 0.99% of their portfolio SPENCER, IA 55,85655.9k $2.8m $2.8m 0.99% Added +34 +34
45 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 54,63754.6k $2.7m $2.7m 0.01% Added +32.9k +32,879
46 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 53,99754.0k $2.7m $2.7m 0.00% Reduced -15.0k -14,982
47 WADE G W & INC 0.10% of their portfolio Wellesley, MA 53,28853.3k $2.6m $2.6m 0.10% Added +2.8k +2,826
48 FIRST FOUNDATION ADVISORS 0.12% of their portfolio Irvine, CA 52,22252.2k $2.6m $2.6m 0.12% Reduced -9.4k -9,362
49 RTD Financial Advisors, Inc. 0.38% of their portfolio Philadelphia, PA 50,67750.7k $2.5m $2.5m 0.38% Added +3.6k +3,582
50 Strategic Family Wealth Counselors, L.L.C. 1.19% of their portfolio FAIRFIELD, NJ 50,01350.0k $2.5m $2.5m 1.19% Unchanged
51 StrategIQ Financial Group, LLC 0.27% of their portfolio MERRILLVILLE, IN 47,97948.0k $2.4m $2.4m 0.27% Added +848 +848
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 46,03746.0k $2.3m $2.3m 0.00% Added +9.9k +9,867
53 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 44,36144.4k $2.2m $2.2m 0.00% Reduced -4.3k -4,255
54 CAHILL FINANCIAL ADVISORS INC 0.36% of their portfolio EDINA, MN 44,34344.3k $2.2m $2.2m 0.36% Added +23 +23
55 Visionary Wealth Advisors 0.17% of their portfolio O'FALLON, IL 42,72742.7k $2.1m $2.1m 0.17% Reduced -211 -211
56 Polaris Wealth Advisory Group, LLC 0.15% of their portfolio SAN RAFAEL, CA 40,35640.4k $2.0m $2.0m 0.15% Added +781 +781
57 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 39,68239.7k $2.0m $2.0m 0.00% Reduced -44 -44
58 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 38,30538.3k $1.9m $1.9m 0.00% Added +27.3k +27,343
59 Worth Financial Advisory Group, LLC 1.69% of their portfolio CHARLOTTE, NC 37,96038.0k $1.9m $1.9m 1.69% Added +226 +226
60 FinTrust Capital Advisors, LLC 0.39% of their portfolio Greenville, SC 35,36135.4k $1.7m $1.7m 0.39% Added +15.5k +15,498
61 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 34,26634.3k $1.7m $1.7m 0.02% Added +4.4k +4,370
62 Integrated Advisors Network LLC 0.10% of their portfolio DALLAS, TX 32,85032.9k $1.6m $1.6m 0.10% Added +52 +52
63 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 32,63232.6k $1.6m $1.6m 0.03% Added +27.2k +27,173
64 John W. Brooker & Co., CPAs 1.02% of their portfolio OAKLAND, CA 32,60832.6k $1.6m $1.6m 1.02% Added +56 +56
65 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 31,06231.1k $1.5m $1.5m 0.01% Added +997 +997
66 Syntrinsic LLC 0.72% of their portfolio DENVER, CO 31,00031.0k $1.5m $1.5m 0.72% First filing
67 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 30,53530.5k $1.5m $1.5m 0.05% Reduced -1.8k -1,845
68 Legacy Financial Group LLC 0.34% of their portfolio DES MOINES, IA 29,42729.4k $1.5m $1.5m 0.34% Reduced -2.4k -2,401
69 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 29,14729.1k $1.4m $1.4m 0.07% Added +211 +211
70 Integrity Financial Corp /WA 1.08% of their portfolio JACKSON, WY 28,85428.9k $1.4m $1.4m 1.08% Reduced -1.0k -1,027
71 CAPITAL INSIGHT PARTNERS, LLC 0.32% of their portfolio SCOTTSDALE, AZ 28,67128.7k $1.4m $1.4m 0.32% Added +522 +522
72 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.03% of their portfolio MINNEAPOLIS, MN 25,29025.3k $1.2m $1.2m 0.03% Added +4.4k +4,366
73 Piedmont Capital Management, LLC 1.00% of their portfolio WHITEFISH, MT 25,25325.3k $1.2m $1.2m 1.00% Reduced -806 -806
74 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 25,07425.1k $1.2m $1.2m 0.01% Reduced -2.3k -2,321
75 Northstar Group, Inc. 0.29% of their portfolio NEW YORK, NY 24,88624.9k $1.2m $1.2m 0.29% Reduced -974 -974
76 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 24,40624.4k $1.2m $1.2m 0.00% Reduced -2.6k -2,632
77 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 23,98324.0k $1.2m $1.2m 0.00% Reduced -145.0k -144,988
78 Pacific Capital Wealth Advisors, Inc. 0.31% of their portfolio CORONA, CA 22,64622.6k $1.1m $1.1m 0.31% Added +277 +277
79 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 22,40722.4k $1.1m $1.1m 0.02% Added +1 +1
80 SimpliFi, Inc. 0.53% of their portfolio SAN DIEGO, CA 21,73321.7k $1.1m $1.1m 0.53% Added +292 +292
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,08421.1k $1.0m $1.0m 0.00% Reduced -870 -870
82 WBH ADVISORY INC 0.13% of their portfolio BALTIMORE, MD 21,04821.0k $1.0m $1.0m 0.13% Reduced -115 -115
83 Global Assets Advisory, LLC 0.88% of their portfolio ORLANDO, FL 20,17220.2k $996.7k $996.7k 0.88% Added +1.6k +1,642
84 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 20,16020.2k $996.1k $996.1k 0.04% Added +1.4k +1,407
85 Dynamic Advisor Solutions LLC 0.05% of their portfolio PHOENIX, AZ 20,09220.1k $992.8k $992.8k 0.05% Added +2.1k +2,119
86 PDS Planning, Inc 0.13% of their portfolio DUBLIN, OH 20,04520.0k $990.4k $990.4k 0.13% Added +14 +14
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,58919.6k $967.9k $967.9k 0.00% New
88 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 19,53519.5k $965.3k $965.3k 0.01% Added +1.6k +1,557
89 TrinityPoint Wealth, LLC 0.19% of their portfolio MILFORD, CT 19,39919.4k $958.5k $958.5k 0.19% Added +14.0k +13,999
90 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.27% of their portfolio COLUMBIA, SC 19,21819.2k $949.6k $949.6k 0.27% Reduced -825 -825
91 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 19,02819.0k $940.2k $940.2k 0.02% Reduced -133 -133
92 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 17,68117.7k $873.6k $873.6k 0.01% Added +5.8k +5,850
93 CENTRAL TRUST Co 0.03% of their portfolio JEFFERSON CITY, MO 17,64217.6k $871.7k $871.7k 0.03% New
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 17,34417.3k $857.0k $857.0k 0.00% Added +97 +97
95 SAGE FINANCIAL GROUP INC 0.09% of their portfolio W. CONSHOHOCKEN, PA 17,23617.2k $851.6k $851.6k 0.09% Reduced -1.5k -1,541
96 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 16,86916.9k $833.5k $833.5k 0.08% Reduced -2.1k -2,108
97 Oxinas Partners, LLC 0.61% of their portfolio JEFFERSONVILLE, IN 16,64116.6k $822.2k $822.2k 0.61% Reduced -451 -451
98 TIEDEMANN ADVISORS, LLC 0.03% of their portfolio NEW YORK, NY 16,45816.5k $813.2k $813.2k 0.03% Reduced -69 -69
99 OXFORD FINANCIAL GROUP, LTD. LLC 0.07% of their portfolio INDIANAPOLIS, IN 16,40716.4k $810.7k $810.7k 0.07% Reduced -23 -23
100 Trilogy Capital Inc. 0.05% of their portfolio IRVINE, CA 16,28616.3k $804.7k $804.7k 0.05% Added +14 +14