Vault-13

ISHARES TR AOA

AGGRES ALLOC ETF · ETP · CUSIP 464289859

305 institutional holders -5 vs Q4 2023
8,008,2168.0m shares reported held*
$430.2mreported value*
40 new 109 added 107 reduced 39 sold out net sold ≈ $108.5m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.72.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 234Q4 22: 270Q1 23: 255Q2 23: 264Q3 23: 278Q4 23: 310Q1 24: 305305Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022234
Q4 2022270
Q1 2023255
Q2 2023264
Q3 2023278
Q4 2023310
Q1 2024305

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 147 bought or addedQ4 22: 84 cut or sold outQ4 22Q1 23: 114 bought or addedQ1 23: 123 cut or sold outQ1 23Q2 23: 142 bought or addedQ2 23: 93 cut or sold outQ2 23Q3 23: 137 bought or addedQ3 23: 109 cut or sold outQ3 23Q4 23: 162 bought or addedQ4 23: 98 cut or sold outQ4 23Q1 24: 149 bought or addedQ1 24: 146 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202214784
Q1 2023114123
Q2 202314293
Q3 2023137109
Q4 202316298
Q1 2024149146

Biggest buyers

GeoWealth Management, LLC New +123,757+123.8k
JANE STREET GROUP, LLC Added +99,883+99.9k
Legacy Financial Group LLC New +71,995+72.0k
Waverly Advisors, LLC Added +53,480+53.5k
ASSETMARK, INC Added +44,613+44.6k
Dynamic Advisor Solutions LLC Added +42,904+42.9k
Charles Schwab Trust Co New +38,054+38.1k
NorthStar Asset Management LLC /NJ/ Added +33,111+33.1k
Sigma Planning Corp Added +26,238+26.2k
Thrivent Financial for Lutherans Added +25,149+25.1k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -1,112,573-1.1m
RAYMOND JAMES & ASSOCIATES Reduced -362,910-362.9k
STIFEL FINANCIAL CORP Reduced -170,409-170.4k
Waterloo Capital, L.P. Reduced -137,967-138.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -50,418-50.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -41,967-42.0k
MORGAN STANLEY Reduced -36,974-37.0k
AMERIPRISE FINANCIAL INC Reduced -36,829-36.8k
RIA Advisory Group LLC Reduced -35,404-35.4k
AE Wealth Management LLC Reduced -30,666-30.7k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NorthStar Asset Management LLC /NJ/ 1.68% of their portfolio BERKELEY HEIGHTS, NJ 2,194,1242.2m $2.2m $2.2m 1.68% Added +33.1k +33,111
2 Rockefeller Capital Management L.P. 0.10% of their portfolio NEW YORK, NY 464,639464.6k $34.1m $34.1m 0.10% Reduced -60 -60
3 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 347,045347.0k $25.5m $25.5m 0.08% Added +44.6k +44,613
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 275,214275.2k $20.2m $20.2m 0.00% Reduced -37.0k -36,974
5 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 204,084204.1k $15.0m $15.0m 0.06% Reduced -11.0k -11,037
6 Mesirow Financial Investment Management, Inc. 0.29% of their portfolio CHICAGO, IL 170,922170.9k $12.6m $12.6m 0.29% Added +11.6k +11,574
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 148,517148.5k $10.9m $10.9m 0.01% Added +8.4k +8,394
8 LBMC INVESTMENT ADVISORS, LLC 0.89% of their portfolio BRENTWOOD, TN 139,630139.6k $10.3m $10.3m 0.89% Reduced -879 -879
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 133,316133.3k $9.8m $9.8m 0.00% Added +14.2k +14,184
10 Waverly Advisors, LLC 0.23% of their portfolio BIRMINGHAM, AL 133,130133.1k $9.8m $9.8m 0.23% Added +53.5k +53,480
11 GeoWealth Management, LLC 0.35% of their portfolio CHICAGO, IL 123,757123.8k $9.1m $9.1m 0.35% New
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 122,960123.0k $9.0m $9.0m 0.01% Added +99.9k +99,883
13 Patton Albertson Miller Group, LLC 1.24% of their portfolio Chattanooga, TN 113,065113.1k $8.3m $8.3m 1.24% Reduced -1.4k -1,398
14 Waterloo Capital, L.P. 0.99% of their portfolio AUSTIN, TX 105,495105.5k $7.7m $7.7m 0.99% Reduced -138.0k -137,967
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 104,280104.3k $7.7m $7.7m 0.01% Reduced -50.4k -50,418
16 NORTHWEST WEALTH MANAGEMENT, LLC 1.61% of their portfolio SPENCER, IA 80,20380.2k $5.9m $5.9m 1.61% Added +1.1k +1,057
17 Legacy Financial Group LLC 1.07% of their portfolio DES MOINES, IA 71,99572.0k $5.3m $5.3m 1.07% New
18 UNIQUE WEALTH, LLC 1.46% of their portfolio TAMPA, FL 70,60270.6k $5.2m $5.2m 1.46% Added +3.4k +3,375
19 WEALTH ALLIANCE, LLC 0.64% of their portfolio MELLVILLE, NY 66,34166.3k $4.9m $4.9m 0.64% Reduced -413 -413
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 65,96966.0k $4.8m $4.8m 0.00% Reduced -1.1m -1,112,573
21 Ellenbecker Investment Group 0.98% of their portfolio WAUKESHA, WI 63,49563.5k $4.7m $4.7m 0.98% Added +6.5k +6,460
22 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 61,07361.1k $4.5m $4.5m 0.10% Added +9.9k +9,942
23 Aveo Capital Partners, LLC 0.46% of their portfolio ENGLEWOOD, CO 58,69958.7k $4.2m $4.2m 0.46% Added +2.8k +2,822
24 Consilium Wealth Advisory, LLC 2.41% of their portfolio FRISCO, TX 58,27658.3k $4.3m $4.3m 2.41% Added +844 +844
25 Dynamic Advisor Solutions LLC 0.14% of their portfolio PHOENIX, AZ 56,48856.5k $4.1m $4.1m 0.14% Added +42.9k +42,904
26 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 56,46456.5k $4.1m $4.1m 0.13% Added +26.2k +26,238
27 RITHOLTZ WEALTH MANAGEMENT 0.12% of their portfolio NEW YORK, NY 47,49747.5k $3.5m $3.5m 0.12% Reduced -1.7k -1,697
28 Fort Henry Capital, LLC 2.47% of their portfolio Wheeling, WV 45,66445.7k $3.4m $3.4m 2.47% Reduced -194 -194
29 Archvest Wealth Advisors, Inc. 2.35% of their portfolio CONCORD, CA 45,38945.4k $3.3m $3.3m 2.35% Added +867 +867
30 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 43,78843.8k $3.2m $3.2m 0.02% Reduced -1.7k -1,742
31 Financial Advocates Investment Management 0.21% of their portfolio OLYMPIA, WA 41,51541.5k $3.6m $3.6m 0.21% Added +20.8k +20,767
32 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 40,44140.4k $3.0m $3.0m 0.03% Added +1.1k +1,124
33 Charles Schwab Trust Co 0.26% of their portfolio HENDERSON, NV 38,05438.1k $2.8m $2.8m 0.26% New
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 37,64337.6k $2.8m $2.8m 0.01% Reduced -7.9k -7,858
35 SteelPeak Wealth, LLC 0.14% of their portfolio WOODLAND HILLS, CA 37,26337.3k $2.7m $2.7m 0.14% Added +740 +740
36 Canal Capital Management, LLC 0.45% of their portfolio Richmond, VA 36,82036.8k $2.7m $2.7m 0.45% Added +1.0k +1,002
37 Weaver Consulting Group 0.93% of their portfolio HUNTINGTON BEACH, CA 34,25834.3k $2.5m $2.5m 0.93% Reduced -870 -870
38 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 33,43433.4k $2.5m $2.5m 0.00% Added +25.1k +25,149
39 MARINO, STRAM & ASSOCIATES LLC 0.58% of their portfolio BRAINTREE, MA 33,26433.3k $2.4m $2.4m 0.58% Reduced -39 -39
40 Trilogy Capital Inc. 0.14% of their portfolio IRVINE, CA 33,11833.1k $2.4m $2.4m 0.14% Reduced -9.3k -9,316
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,76030.8k $2.3m $2.3m 0.00% Added +10.8k +10,798
42 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 29,72129.7k $2.2m $2.2m 0.02% Added +1.4k +1,380
43 Archford Capital Strategies, LLC 0.36% of their portfolio SWANSEA, IL 29,32129.3k $2.2m $2.2m 0.36% Reduced -540 -540
44 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 28,42328.4k $2.1m $2.1m 0.04% Added +1.1k +1,083
45 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 28,15128.2k $2.1m $2.1m 0.01% Reduced -519 -519
46 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 27,81727.8k $2.0m $2.0m 0.01% Reduced -361 -361
47 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 27,30827.3k $2.0m $2.0m 0.00% Reduced -36.8k -36,829
48 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 27,07427.1k $2.0m $2.0m 0.01% Reduced -3.2k -3,221
49 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 26,71126.7k $2.0m $2.0m 0.06% Reduced -1.3k -1,308
50 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.04% of their portfolio MINNEAPOLIS, MN 26,53026.5k $1.9m $1.9m 0.04% Reduced -1.4k -1,407
51 Syverson Strege & Co 0.70% of their portfolio WEST DES MOINES, IA 26,52126.5k $1.9m $1.9m 0.70% Added +385 +385
52 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,20526.2k $1.9m $1.9m 0.00% Reduced -1.1k -1,068
53 RWA WEALTH PARTNERS, LLC 0.03% of their portfolio BOSTON, MA 26,10926.1k $1.9m $1.9m 0.03% Reduced -1.8k -1,807
54 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 25,11525.1k $1.8m $1.8m 0.00% Added +6 +6
55 Peregrine Asset Advisers, Inc. 0.74% of their portfolio Portland, OR 25,09225.1k $1.8m $1.8m 0.74% Reduced -257 -257
56 Strategic Advocates LLC 0.70% of their portfolio SACRAMENTO, CA 24,83624.8k $1.8m $1.8m 0.70% Added +919 +919
57 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 24,19924.2k $1.8m $1.8m 0.00% Reduced -170.4k -170,409
58 RTD Financial Advisors, Inc. 0.24% of their portfolio Philadelphia, PA 24,19124.2k $1.8m $1.8m 0.24% Added +3.4k +3,393
59 Prosperity Consulting Group, LLC 0.22% of their portfolio OWINGS MILLS, MD 23,81423.8k $1.7m $1.7m 0.22% Added +9.4k +9,447
60 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,80723.8k $1.7m $1.7m 0.00% Reduced -14.1k -14,137
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 23,32223.3k $1.7m $1.7m 0.00% New
62 Visionary Wealth Advisors 0.12% of their portfolio O'FALLON, IL 23,26923.3k $1.7m $1.7m 0.12% Reduced -18 -18
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 22,33122.3k $1.6m $1.6m 0.00% Reduced -7.1k -7,148
64 Greystone Financial Group, LLC 0.33% of their portfolio BLOOMFIELD HILLS, MI 22,26222.3k $1.6m $1.6m 0.33% Added +2.5k +2,514
65 Arcus Capital Partners, LLC 0.52% of their portfolio ATLANTA, GA 22,21422.2k $1.6m $1.6m 0.52% Added +76 +76
66 Buttonwood Financial Group, LLC 0.95% of their portfolio Kansas City, MO 21,91021.9k $1.6m $1.6m 0.95% Reduced -317 -317
67 ODonnell Financial Services, LLC 0.72% of their portfolio SAN RAFAEL, CA 21,55621.6k $1.6m $1.6m 0.72% Added +465 +465
68 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 21,01221.0k $1.5m $1.5m 0.00% New
69 Plan Group Financial, LLC 1.00% of their portfolio OKLAHOMA CITY, OK 20,82520.8k $1.5m $1.5m 1.00% Added +4.2k +4,203
70 Redhawk Wealth Advisors, Inc. 0.25% of their portfolio MINNEAPOLIS, MN 20,78620.8k $1.5m $1.5m 0.25% Added +1.7k +1,670
71 Westmount Partners, LLC 0.54% of their portfolio LOS ANGELES, CA 20,54720.5k $1.5m $1.5m 0.54% Added +1.7k +1,697
72 Wealth Forward, LLC 1.19% of their portfolio FARGO, ND 20,51920.5k $1.5m $1.5m 1.19% Added +2.2k +2,241
73 Venturi Wealth Management, LLC 0.10% of their portfolio AUSTIN, TX 20,36620.4k $1.5m $1.5m 0.10% Reduced -1.2k -1,170
74 CAPITAL INSIGHT PARTNERS, LLC 0.27% of their portfolio SCOTTSDALE, AZ 19,37919.4k $1.4m $1.4m 0.27% Reduced -517 -517
75 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 19,15119.2k $1.4m $1.4m 0.01% Reduced -1.5k -1,521
76 One Capital Management, LLC 0.05% of their portfolio WESTLAKE VILLAGE, CA 19,02419.0k $1.4m $1.4m 0.05% Reduced -1.7k -1,742
77 Cynosure Group, LLC 0.24% of their portfolio Salt Lake City, UT 18,22818.2k $1.3m $1.3m 0.24% Unchanged
78 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,85317.9k $1.3m $1.3m 0.00% Reduced -979 -979
79 FinTrust Capital Advisors, LLC 0.25% of their portfolio Greenville, SC 17,33717.3k $1.3m $1.3m 0.25% Added +3.0k +2,956
80 Corrigan Financial, Inc. 0.30% of their portfolio MIDDLETOWN, RI 15,89115.9k $1.2m $1.2m 0.30% Reduced -1.6k -1,594
81 CGN Advisors LLC 0.15% of their portfolio MANHATTAN, KS 15,57015.6k $1.1m $1.1m 0.15% Added +345 +345
82 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 15,45915.5k $1.1m $1.1m 0.00% Reduced -1.9k -1,885
83 TRUE Private Wealth Advisors 0.13% of their portfolio Salem, OR 15,25615.3k $1.1m $1.1m 0.13% Reduced -45 -45
84 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 14,55814.6k $1.1m $1.1m 0.01% Added +882 +882
85 Worth Financial Advisory Group, LLC 0.74% of their portfolio CHARLOTTE, NC 14,48914.5k $1.1m $1.1m 0.74% Reduced -451 -451
86 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 14,40014.4k $1.1m $1.1m 0.00% Reduced -14.3k -14,322
87 Cornerstone Planning Group LLC 0.32% of their portfolio FAIRFIELD, NJ 14,29414.3k $1.0m $1.0m 0.32% Reduced -147 -147
88 TOBIAS FINANCIAL ADVISORS, INC. 0.23% of their portfolio Plantation, FL 14,10014.1k $1.0m $1.0m 0.23% Added +268 +268
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,78913.8k $1.0m $1.0m 0.00% Reduced -497 -497
90 Summit Wealth Partners, LLC 0.21% of their portfolio Orlando, FL 13,49613.5k $991.4k $991.4k 0.21% Added +104 +104
91 NICOLET ADVISORY SERVICES, LLC 0.10% of their portfolio GREEN BAY, WI 13,36613.4k $974.7k $974.7k 0.10% Reduced -482 -482
92 Insight Advisors, LLC/ PA 0.19% of their portfolio Newtown, PA 13,26513.3k $974.4k $974.4k 0.19% Added +1.0k +1,023
93 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 13,24613.2k $973.0k $973.0k 0.00% Reduced -1.1k -1,099
94 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 13,06013.1k $959.4k $959.4k 0.01% Unchanged
95 Per Stirling Capital Management, LLC. 0.16% of their portfolio AUSTIN, TX 12,75612.8k $937.1k $937.1k 0.16% Reduced -2.0k -2,016
96 DIVERSIFIED TRUST CO 0.03% of their portfolio MEMPHIS, TN 12,42612.4k $912.8k $912.8k 0.03% Added +1.3k +1,266
97 Clear Creek Financial Management, LLC 0.12% of their portfolio SILVERDALE, WA 12,41212.4k $911.2k $911.2k 0.12% Added +513 +513
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,38812.4k $910.0k $910.0k 0.00% Added +370 +370
99 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 11,57511.6k $850.3k $850.3k 0.01% Added +366 +366
100 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,43011.4k $833.0k $833.0k 0.00% Added +118 +118