Vault-13

ISHARES TR AOA

AGGRES ALLOC ETF · ETP · CUSIP 464289859

310 institutional holders +32 vs Q3 2023
9,617,9089.6m shares reported held*
$515.8mreported value*
31 new 131 added 78 reduced 20 sold out net bought ≈ $143.7m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.63.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 234Q4 22: 270Q1 23: 255Q2 23: 264Q3 23: 278Q4 23: 310310Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022234
Q4 2022270
Q1 2023255
Q2 2023264
Q3 2023278
Q4 2023310

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 147 bought or addedQ4 22: 84 cut or sold outQ4 22Q1 23: 114 bought or addedQ1 23: 123 cut or sold outQ1 23Q2 23: 142 bought or addedQ2 23: 93 cut or sold outQ2 23Q3 23: 137 bought or addedQ3 23: 109 cut or sold outQ3 23Q4 23: 162 bought or addedQ4 23: 98 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202214784
Q1 2023114123
Q2 202314293
Q3 2023137109
Q4 202316298

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,045,600+1.0m
RAYMOND JAMES & ASSOCIATES Added +346,253+346.3k
MORGAN STANLEY Added +216,051+216.1k
STIFEL FINANCIAL CORP Added +172,603+172.6k
Mesirow Financial Investment Management, Inc. New +159,348+159.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +68,613+68.6k
KESTRA PRIVATE WEALTH SERVICES, LLC New +51,131+51.1k
ENVESTNET ASSET MANAGEMENT INC Added +41,341+41.3k
Rockefeller Capital Management L.P. Added +34,851+34.9k
AMERIPRISE FINANCIAL INC Added +32,661+32.7k

Biggest sellers

RTD Financial Advisors, Inc. Reduced -69,366-69.4k
Legacy Financial Group LLC Sold out -61,934-61.9k
Archvest Wealth Advisors, Inc. Reduced -39,412-39.4k
FIFTH THIRD BANCORP Reduced -25,902-25.9k
JANE STREET GROUP, LLC Reduced -24,744-24.7k
Sigma Planning Corp Reduced -22,791-22.8k
ASSETMARK, INC Reduced -22,201-22.2k
TBH Global Asset Management, LLC Reduced -20,750-20.8k
GOLDMAN SACHS GROUP INC Sold out -14,729-14.7k
BANK OF AMERICA CORP /DE/ Reduced -13,287-13.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NorthStar Asset Management LLC /NJ/ 2.60% of their portfolio BERKELEY HEIGHTS, NJ 2,161,0132.2m $2.8m $2.8m 2.60% First filing
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,178,5421.2m $81.4m $81.4m 0.02% Added +1.0m +1,045,600
3 Rockefeller Capital Management L.P. 0.11% of their portfolio NEW YORK, NY 464,699464.7k $32.1m $32.1m 0.11% Added +34.9k +34,851
4 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 373,075373.1k $25.8m $25.8m 0.02% Added +346.3k +346,253
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 312,188312.2k $21.6m $21.6m 0.00% Added +216.1k +216,051
6 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 302,432302.4k $20.9m $20.9m 0.08% Reduced -22.2k -22,201
7 Waterloo Capital, L.P. 2.72% of their portfolio AUSTIN, TX 243,462243.5k $16.8m $16.8m 2.72% Added +11.1k +11,084
8 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 215,121215.1k $14.9m $14.9m 0.06% Reduced -7.3k -7,327
9 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 194,608194.6k $13.4m $13.4m 0.02% Added +172.6k +172,603
10 Mesirow Financial Investment Management, Inc. 0.39% of their portfolio CHICAGO, IL 159,348159.3k $11.0m $11.0m 0.39% New
11 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 154,698154.7k $10.7m $10.7m 0.02% Added +68.6k +68,613
12 LBMC INVESTMENT ADVISORS, LLC 0.92% of their portfolio BRENTWOOD, TN 140,509140.5k $9.7m $9.7m 0.92% Reduced -895 -895
13 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 140,123140.1k $9.7m $9.7m 0.01% Added +4.3k +4,342
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 119,132119.1k $8.2m $8.2m 0.00% Reduced -13.3k -13,287
15 Patton Albertson Miller Group, LLC 1.32% of their portfolio Chattanooga, TN 114,463114.5k $7.9m $7.9m 1.32% Added +1.8k +1,815
16 Waverly Advisors, LLC 0.21% of their portfolio BIRMINGHAM, AL 79,65079.7k $5.5m $5.5m 0.21% Added +237 +237
17 First Ascent Asset Management, LLC 0.61% of their portfolio DENVER, CO 79,46179.5k $5.5m $5.5m 0.61% Added +5.5k +5,490
18 NORTHWEST WEALTH MANAGEMENT, LLC 1.65% of their portfolio SPENCER, IA 79,14679.1k $5.5m $5.5m 1.65% Added +1.8k +1,842
19 UNIQUE WEALTH, LLC 1.50% of their portfolio TAMPA, FL 67,22767.2k $4.6m $4.6m 1.50% Added +791 +791
20 WEALTH ALLIANCE, LLC 0.65% of their portfolio MELLVILLE, NY 66,75466.8k $4.6m $4.6m 0.65% Reduced -1.2k -1,220
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 64,13764.1k $4.4m $4.4m 0.00% Added +32.7k +32,661
22 Consilium Wealth Advisory, LLC 2.39% of their portfolio FRISCO, TX 57,43257.4k $4.0m $4.0m 2.39% Added +2.6k +2,640
23 Ellenbecker Investment Group 0.91% of their portfolio WAUKESHA, WI 57,03557.0k $3.9m $3.9m 0.91% Added +2.5k +2,515
24 Aveo Capital Partners, LLC 0.47% of their portfolio ENGLEWOOD, CO 55,87755.9k $3.9m $3.9m 0.47% Added +1.2k +1,164
25 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 51,13151.1k $3.5m $3.5m 0.09% New
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 49,50749.5k $3.4m $3.4m 0.00% Added +41.3k +41,341
27 RITHOLTZ WEALTH MANAGEMENT 0.13% of their portfolio NEW YORK, NY 49,19449.2k $3.4m $3.4m 0.13% Added +1.3k +1,285
28 RIA Advisory Group LLC 0.50% of their portfolio Des Moines, IA 45,94645.9k $1.2m $1.2m 0.50% Added +30.6k +30,631
29 Fort Henry Capital, LLC 2.45% of their portfolio Wheeling, WV 45,85845.9k $3.2m $3.2m 2.45% Reduced -3.8k -3,824
30 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 45,53045.5k $3.1m $3.1m 0.03% Added +1.6k +1,605
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 45,50145.5k $3.1m $3.1m 0.01% Added +1.9k +1,877
32 Archvest Wealth Advisors, Inc. 2.32% of their portfolio CONCORD, CA 44,52244.5k $3.1m $3.1m 2.32% Reduced -39.4k -39,412
33 StrategIQ Financial Group, LLC 0.34% of their portfolio MERRILLVILLE, IN 44,20044.2k $3.1m $3.1m 0.34% Reduced -1.3k -1,267
34 Trilogy Capital Inc. 0.18% of their portfolio IRVINE, CA 42,43442.4k $2.9m $2.9m 0.18% Added +2.2k +2,180
35 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 41,53741.5k $2.9m $2.9m 0.01% Added +1.2k +1,216
36 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 39,31739.3k $2.7m $2.7m 0.03% Reduced -291 -291
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 37,94437.9k $2.6m $2.6m 0.00% Added +14.4k +14,404
38 SteelPeak Wealth, LLC 0.15% of their portfolio WOODLAND HILLS, CA 36,52336.5k $2.5m $2.5m 0.15% Added +1.5k +1,463
39 Canal Capital Management, LLC 0.46% of their portfolio Richmond, VA 35,81835.8k $2.5m $2.5m 0.46% Reduced -236 -236
40 Weaver Consulting Group 0.99% of their portfolio HUNTINGTON BEACH, CA 35,12835.1k $2.4m $2.4m 0.99% Reduced -1.5k -1,525
41 MARINO, STRAM & ASSOCIATES LLC 0.59% of their portfolio BRAINTREE, MA 33,30333.3k $2.3m $2.3m 0.59% Added +103 +103
42 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 30,29530.3k $2.1m $2.1m 0.01% Added +1.9k +1,899
43 Sigma Planning Corp 0.16% of their portfolio ANN ARBOR, MI 30,22630.2k $2.1m $2.1m 0.16% Reduced -22.8k -22,791
44 Archford Capital Strategies, LLC 0.38% of their portfolio SWANSEA, IL 29,86129.9k $2.1m $2.1m 0.38% Reduced -769 -769
45 UBS Group AG 0.00% of their portfolio ZURICH, V8 29,47929.5k $2.0m $2.0m 0.00% Added +2.3k +2,287
46 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 28,72228.7k $2.0m $2.0m 0.00% New
47 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 28,67028.7k $2.0m $2.0m 0.01% Added +1.0k +1,013
48 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 28,34128.3k $2.0m $2.0m 0.01% Added +1.0k +1,007
49 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 28,17828.2k $1.9m $1.9m 0.02% Reduced -1.8k -1,831
50 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 28,01928.0k $1.9m $1.9m 0.07% Added +894 +894
51 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.05% of their portfolio MINNEAPOLIS, MN 27,93727.9k $1.9m $1.9m 0.05% Added +343 +343
52 RWA WEALTH PARTNERS, LLC 0.03% of their portfolio BOSTON, MA 27,91627.9k $1.9m $1.9m 0.03% Added +22.9k +22,876
53 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 27,34027.3k $1.9m $1.9m 0.04% Added +3.8k +3,831
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 27,27327.3k $1.9m $1.9m 0.00% Reduced -4.8k -4,760
55 Syverson Strege & Co 0.70% of their portfolio WEST DES MOINES, IA 26,13626.1k $1.8m $1.8m 0.70% Added +455 +455
56 Peregrine Asset Advisers, Inc. 0.85% of their portfolio Portland, OR 25,34925.3k $1.8m $1.8m 0.85% Added +208 +208
57 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 25,10925.1k $1.7m $1.7m 0.00% Reduced -3.2k -3,232
58 Strategic Advocates LLC 0.70% of their portfolio SACRAMENTO, CA 23,91723.9k $1.7m $1.7m 0.70% Added +1.3k +1,349
59 Visionary Wealth Advisors 0.12% of their portfolio O'FALLON, IL 23,28723.3k $1.6m $1.6m 0.12% Reduced -575 -575
60 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,07723.1k $1.6m $1.6m 0.00% Reduced -24.7k -24,744
61 Buttonwood Financial Group, LLC 1.12% of their portfolio Kansas City, MO 22,22722.2k $1.5m $1.5m 1.12% Reduced -852 -852
62 Arcus Capital Partners, LLC 0.54% of their portfolio ATLANTA, GA 22,13822.1k $1.5m $1.5m 0.54% Added +6.3k +6,255
63 Venturi Wealth Management, LLC 0.11% of their portfolio AUSTIN, TX 21,53621.5k $1.5m $1.5m 0.11% Added +535 +535
64 ODonnell Financial Services, LLC 0.73% of their portfolio SAN RAFAEL, CA 21,09121.1k $1.5m $1.5m 0.73% New
65 RTD Financial Advisors, Inc. 0.20% of their portfolio Philadelphia, PA 20,79820.8k $1.4m $1.4m 0.20% Reduced -69.4k -69,366
66 One Capital Management, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 20,76620.8k $1.4m $1.4m 0.06% Reduced -3.9k -3,873
67 Financial Advocates Investment Management 0.10% of their portfolio OLYMPIA, WA 20,74820.7k $1.5m $1.5m 0.10% Added +6.9k +6,932
68 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 20,67220.7k $1.4m $1.4m 0.01% Added +2.7k +2,659
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,96220.0k $1.4m $1.4m 0.00% Added +17.5k +17,469
70 CAPITAL INSIGHT PARTNERS, LLC 0.28% of their portfolio SCOTTSDALE, AZ 19,89619.9k $1.4m $1.4m 0.28% Added +651 +651
71 Greystone Financial Group, LLC 0.32% of their portfolio BLOOMFIELD HILLS, MI 19,74819.7k $1.4m $1.4m 0.32% Reduced -164 -164
72 Redhawk Wealth Advisors, Inc. 0.26% of their portfolio MINNEAPOLIS, MN 19,11619.1k $1.3m $1.3m 0.26% Added +365 +365
73 Westmount Partners, LLC 0.53% of their portfolio LOS ANGELES, CA 18,85018.9k $1.3m $1.3m 0.53% Added +2.7k +2,659
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,83218.8k $1.3m $1.3m 0.00% Added +5.6k +5,600
75 Wealth Forward, LLC 1.07% of their portfolio FARGO, ND 18,27818.3k $1.3m $1.3m 1.07% First filing
76 Cynosure Group, LLC 0.23% of their portfolio Salt Lake City, UT 18,22818.2k $1.3m $1.3m 0.23% Unchanged
77 Corrigan Financial, Inc. 0.37% of their portfolio MIDDLETOWN, RI 17,48517.5k $1.2m $1.2m 0.37% Added +512 +512
78 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,34417.3k $1.2m $1.2m 0.00% Added +1.1k +1,120
79 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,75816.8k $1.2m $1.2m 0.00% New
80 Plan Group Financial, LLC 1.01% of their portfolio OKLAHOMA CITY, OK 16,62216.6k $1.1m $1.1m 1.01% Reduced -1.9k -1,947
81 TRUE Private Wealth Advisors 0.13% of their portfolio Salem, OR 15,30115.3k $1.1m $1.1m 0.13% Added +4.1k +4,061
82 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 15,27615.3k $1.1m $1.1m 0.01% Reduced -63 -63
83 CGN Advisors LLC 0.15% of their portfolio MANHATTAN, KS 15,22515.2k $1.1m $1.1m 0.15% Added +1.2k +1,161
84 Worth Financial Advisory Group, LLC 0.82% of their portfolio CHARLOTTE, NC 14,94014.9k $1.0m $1.0m 0.82% Added +43 +43
85 Per Stirling Capital Management, LLC. 0.19% of their portfolio AUSTIN, TX 14,77214.8k $1.0m $1.0m 0.19% Reduced -162 -162
86 Cornerstone Planning Group LLC 0.33% of their portfolio FAIRFIELD, NJ 14,44114.4k $997.1k $997.1k 0.33% Added +1.6k +1,608
87 FinTrust Capital Advisors, LLC 0.20% of their portfolio Greenville, SC 14,38114.4k $993.0k $993.0k 0.20% Added +438 +438
88 Prosperity Consulting Group, LLC 0.33% of their portfolio OWINGS MILLS, MD 14,36714.4k $992.0k $992.0k 0.33% New
89 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,34514.3k $990.0k $990.0k 0.00% Reduced -1.4k -1,446
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,28614.3k $986.4k $986.4k 0.00% Reduced -5.7k -5,654
91 NICOLET ADVISORY SERVICES, LLC 0.10% of their portfolio GREEN BAY, WI 13,84813.8k $941.8k $941.8k 0.10% Reduced -788 -788
92 TOBIAS FINANCIAL ADVISORS, INC. 0.23% of their portfolio Plantation, FL 13,83213.8k $955.1k $955.1k 0.23% Added +670 +670
93 Aptus Capital Advisors, LLC 0.03% of their portfolio FAIRHOPE, AL 13,81113.8k $953.6k $953.6k 0.03% Added +13.7k +13,658
94 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 13,67613.7k $944.3k $944.3k 0.01% Added +4.1k +4,135
95 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 13,58413.6k $923.8k $923.8k 0.03% Added +80 +80
96 Summit Wealth Partners, LLC 0.21% of their portfolio Orlando, FL 13,39213.4k $924.7k $924.7k 0.21% Added +74 +74
97 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 13,06013.1k $901.8k $901.8k 0.02% Reduced -955 -955
98 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 12,87912.9k $889.3k $889.3k 0.02% Added +7.0k +6,956
99 JNBA Financial Advisors 0.10% of their portfolio BLOOMINGTON, MN 12,65012.7k $873.5k $873.5k 0.10% Added +648 +648
100 Insight Advisors, LLC/ PA 0.18% of their portfolio Newtown, PA 12,24212.2k $845.3k $845.3k 0.18% Added +102 +102