Vault-13

ISHARES TR IWL

RUS TOP 200 ETF · ETP · CUSIP 464289446

147 institutional holders +3 vs Q4 2023
8,038,3698.0m shares reported held*
$1.0bnreported value*
14 new 49 added 55 reduced 11 sold out net bought ≈ $137.6m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $127.31. Options: 1 managers hold calls ($73.6m notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 118Q4 22: 126Q1 23: 126Q2 23: 133Q3 23: 138Q4 23: 144Q1 24: 147147Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022118
Q4 2022126
Q1 2023126
Q2 2023133
Q3 2023138
Q4 2023144
Q1 2024147

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 62 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 62 bought or addedQ2 23: 58 cut or sold outQ2 23Q3 23: 55 bought or addedQ3 23: 60 cut or sold outQ3 23Q4 23: 64 bought or addedQ4 23: 61 cut or sold outQ4 23Q1 24: 63 bought or addedQ1 24: 66 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226244
Q1 20234270
Q2 20236258
Q3 20235560
Q4 20236461
Q1 20246366

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $73.6mQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$73.6m$00.00

Biggest buyers

MORGAN STANLEY Added +1,026,375+1.0m
LPL Financial LLC Added +150,932+150.9k
CITIGROUP INC New +57,789+57.8k
IFP Advisors, Inc Added +50,166+50.2k
CITADEL ADVISORS LLC New +37,428+37.4k
Cambridge Investment Research Advisors, Inc. Added +35,718+35.7k
FreeGulliver LLC Added +28,075+28.1k
McKinley Carter Wealth Services, Inc. Added +21,529+21.5k
Kingsview Wealth Management, LLC New +20,434+20.4k
TOMPKINS FINANCIAL CORP Added +20,258+20.3k

Biggest sellers

WIN ADVISORS, INC Sold out -210,162-210.2k
SageView Advisory Group, LLC Sold out -112,318-112.3k
BOKF, NA Sold out -62,881-62.9k
BlackRock Inc. Reduced -41,415-41.4k
TWO SIGMA INVESTMENTS, LP Sold out -20,500-20.5k
Gilbert & Cook, Inc. Reduced -11,283-11.3k
Orin Green Financial, LLC Sold out -9,363-9.4k
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV Reduced -8,081-8.1k
Federation des caisses Desjardins du Quebec Reduced -6,705-6.7k
Noble Family Wealth, LLC Reduced -5,000-5.0k

Biggest calls

Atika Capital Management LLC New $73.6m3.5k shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,756,1971.8m $223.2m $223.2m 0.01% Added +1.0m +1,026,375
2 TOMPKINS FINANCIAL CORP 9.59% of their portfolio ITHACA, NY 667,208667.2k $84.8m $84.8m 9.59% Added +20.3k +20,258
3 Gilbert & Cook, Inc. 9.41% of their portfolio WEST DES MOINES, IA 543,443543.4k $69.1m $69.1m 9.41% Reduced -11.3k -11,283
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 402,500402.5k $51.2m $51.2m 0.01% Added +10.7k +10,673
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 402,284402.3k $51.1m $51.1m 0.00% Reduced -3.0k -3,002
6 McKinley Carter Wealth Services, Inc. 3.27% of their portfolio WHEELING, WV 384,402384.4k $48.9m $48.9m 3.27% Added +21.5k +21,529
7 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 376,807376.8k $47.8m $47.8m 0.01% Added +8.0k +7,952
8 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 334,875334.9k $42.6m $42.6m 0.02% Added +150.9k +150,932
9 DOHJ, LLC 7.30% of their portfolio SEATTLE, WA 216,517216.5k $27.5m $27.5m 7.30% Added +2.2k +2,163
10 Pegasus Partners Ltd. 2.75% of their portfolio MEQUON, WI 204,016204.0k $25.9m $25.9m 2.75% Added +15.5k +15,537
11 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 129,254129.3k $16.4m $16.4m 0.06% Added +35.7k +35,718
12 Equitable Holdings, Inc. 0.18% of their portfolio NEW YORK, NY 123,056123.1k $15.6m $15.6m 0.18% Added +1.5k +1,492
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 117,691117.7k $15.0m $15.0m 0.00% Added +7.7k +7,689
14 KM Capital Management Ltd. 7.44% of their portfolio AUSTIN, TX 105,579105.6k $13.4m $13.4m 7.44% Reduced -1.1k -1,102
15 FIRST CITIZENS BANK & TRUST CO 0.25% of their portfolio RALEIGH, NC 101,931101.9k $13.0m $13.0m 0.25% Added +6.4k +6,385
16 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 101,931101.9k $13.0m $13.0m 0.05% Added +6.4k +6,385
17 WFA Asset Management Corp 6.23% of their portfolio WHITEFISH BAY, WI 93,81893.8k $11.9m $11.9m 6.23% Added +1.2k +1,224
18 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 3.18% of their portfolio BERMUDA RUN, NC 93,64493.6k $11.9m $11.9m 3.18% Reduced -8.1k -8,081
19 Dechtman Wealth Management, LLC 2.73% of their portfolio CENTENNIAL, CO 92,07892.1k $11.7m $11.7m 2.73% Reduced -942 -942
20 CREATIVE FINANCIAL DESIGNS INC /ADV 0.98% of their portfolio KOKOMO, IN 81,24481.2k $10.3m $10.3m 0.98% Added +548 +548
21 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 77,16077.2k $9.8m $9.8m 0.01% Added +11.0k +10,961
22 ARCADIA INVESTMENT ADVISORS LLC 5.58% of their portfolio EAGLE, ID 76,86976.9k $9.8m $9.8m 5.58% Reduced -710 -710
23 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 73,99074.0k $9.4m $9.4m 0.02% Added +13.7k +13,700
24 Strategic Equity Management 7.57% of their portfolio TUCSON, AZ 71,26971.3k $9.1m $9.1m 7.57% Reduced -4.6k -4,625
25 FreeGulliver LLC 7.88% of their portfolio NEW ORLEANS, LA 69,76569.8k $8.9m $8.9m 7.88% Added +28.1k +28,075
26 Arkadios Wealth Advisors 0.63% of their portfolio ATLANTA, GA 64,05364.1k $8.1m $8.1m 0.63% Reduced -1.7k -1,720
27 BlackRock Inc. 0.00% of their portfolio New York, NY 62,25962.3k $7.9m $7.9m 0.00% Reduced -41.4k -41,415
28 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 57,78957.8k $7.3m $7.3m 0.01% New
29 IFP Advisors, Inc 0.28% of their portfolio TAMPA, FL 50,92950.9k $6.5m $6.5m 0.28% Added +50.2k +50,166
30 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 45,95746.0k $5.8m $5.8m 0.01% Added +1.5k +1,455
31 Nicollet Investment Management, Inc. 2.13% of their portfolio MINNEAPOLIS, MN 45,46745.5k $5.8m $5.8m 2.13% Added +2.8k +2,848
32 ShoreHaven Wealth Partners, LLC 3.02% of their portfolio Red Bank, NJ 43,13643.1k $5.5m $5.5m 3.02% Reduced -21 -21
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 42,63342.6k $5.4m $5.4m 0.01% Reduced -3.0k -2,971
34 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 42,12542.1k $5.4m $5.4m 0.01% Reduced -1.1k -1,135
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 37,42837.4k $4.8m $4.8m 0.00% New
36 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 30,47130.5k $3.9m $3.9m 0.02% Added +10.7k +10,700
37 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 30,46930.5k $3.9m $3.9m 0.06% Reduced -404 -404
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 29,95130.0k $3.8m $3.8m 0.00% Added +310 +310
39 9258 Wealth Management, LLC 0.58% of their portfolio BLUE ASH, OH 29,40029.4k $3.7m $3.7m 0.58% Added +677 +677
40 Noble Family Wealth, LLC 1.06% of their portfolio Clearwater, FL 29,15029.1k $3.7m $3.7m 1.06% Reduced -5.0k -5,000
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 28,95429.0k $3.7m $3.7m 0.00% Added +2.2k +2,157
42 LINCOLN NATIONAL CORP 0.05% of their portfolio RADNOR, PA 26,84126.8k $3.4m $3.4m 0.05% Reduced -963 -963
43 Asset Allocation Strategies LLC 1.15% of their portfolio FARMINGTON, MI 25,53125.5k $3.2m $3.2m 1.15% Reduced -505 -505
44 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 21,72821.7k $2.8m $2.8m 0.05% Reduced -604 -604
45 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 20,43420.4k $2.6m $2.6m 0.07% New
46 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.91% of their portfolio New Cumberland, PA 19,88419.9k $2.5m $2.5m 0.91% Reduced -218 -218
47 Grant Street Asset Management, Inc. 0.81% of their portfolio CANONSBURG, PA 19,64519.6k $2.5m $2.5m 0.81% Reduced -448 -448
48 THOROUGHBRED FINANCIAL SERVICES, LLC 0.23% of their portfolio BRENTWOOD, TN 19,10219.1k $2.4m $2.4m 0.23% Reduced -666 -666
49 Legacy Advisory Services, LLC 2.22% of their portfolio Exton, PA 18,46618.5k $2.3m $2.3m 2.22% Reduced -189 -189
50 Sowell Financial Services LLC 0.11% of their portfolio NORTH LITTLE ROCK, AR 18,27818.3k $2.3m $2.3m 0.11% Reduced -4.1k -4,125
51 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 18,03918.0k $2.3m $2.3m 0.04% Reduced -35 -35
52 Kelly Financial Services LLC 0.87% of their portfolio BRAINTREE, MA 17,95318.0k $2.3m $2.3m 0.87% Reduced -1.1k -1,106
53 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 17,75117.8k $2.3m $2.3m 0.01% Added +5.5k +5,451
54 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,79516.8k $2.1m $2.1m 0.00% Reduced -1.2k -1,240
55 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 16,70016.7k $2.1m $2.1m 0.00% Added +3.4k +3,400
56 Compton Wealth Advisory Group, LLC 0.58% of their portfolio VIRGINIA BEACH, VA 16,58216.6k $2.1m $2.1m 0.58% Unchanged
57 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,08016.1k $2.0m $2.0m 0.00% Reduced -4 -4
58 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 15,08215.1k $1.9m $1.9m 0.01% Added +12.5k +12,533
59 Family Capital Management, Inc. 1.32% of their portfolio GRAND RAPIDS, MI 14,89114.9k $1.9m $1.9m 1.32% Reduced -4.8k -4,772
60 Capital Analysts, LLC 0.09% of their portfolio FORT WASHINGTON, PA 14,72314.7k $1.9m $1.9m 0.09% Added +1.9k +1,927
61 LEAVELL INVESTMENT MANAGEMENT, INC. 0.10% of their portfolio MOBILE, AL 13,75513.8k $1.7m $1.7m 0.10% Added +350 +350
62 Avior Wealth Management, LLC 0.08% of their portfolio OMAHA, NE 13,22313.2k $1.7m $1.7m 0.08% Reduced -2.3k -2,338
63 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 12,38412.4k $1.6m $1.6m 0.01% Reduced -828 -828
64 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,15911.2k $1.4m $1.4m 0.00% Reduced -284 -284
65 Boyd Wealth Management, LLC 0.80% of their portfolio SACRAMENTO, CA 11,00211.0k $1.4m $1.4m 0.80% Added +14 +14
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 10,74510.7k $1.4m $1.4m 0.00% Added +9.2k +9,232
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,44410.4k $1.3m $1.3m 0.00% Added +10 +10
68 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 8,8108.8k $1.1m $1.1m 0.01% Added +5.8k +5,814
69 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 7,7877.8k $989.9k $989.9k 0.04% New
70 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 7,6307.6k $969.9k $969.9k 0.00% Added +755 +755
71 Patriot Financial Group Insurance Agency, LLC 0.15% of their portfolio Westborough, MA 7,6237.6k $969.0k $969.0k 0.15% Reduced -257 -257
72 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 0.22% of their portfolio GLASTONBURY, CT 7,4057.4k $941.3k $941.3k 0.22% Reduced -586 -586
73 CAHABA WEALTH MANAGEMENT, INC. 0.08% of their portfolio Atlanta, GA 7,2957.3k $927.4k $927.4k 0.08% Reduced -1.5k -1,460
74 SOA Wealth Advisors, LLC. 0.19% of their portfolio NEW YORK, NY 7,2807.3k $925.4k $925.4k 0.19% Added +1.2k +1,153
75 Maxwell Wealth Strategies Inc. 0.46% of their portfolio PLEASANTON, CA 7,1267.1k $909.7k $909.7k 0.46% Unchanged
76 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 6,8166.8k $866.5k $866.5k 0.01% Reduced -1.1k -1,060
77 FMR LLC 0.00% of their portfolio BOSTON, MA 6,5226.5k $829.0k $829.0k 0.00% Added +1.2k +1,236
78 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,3466.3k $807.0k $807.0k 0.00% Reduced -320 -320
79 Efficient Advisors, LLC 0.05% of their portfolio BEAVERTON, OR 6,1226.1k $778.2k $778.2k 0.05% Reduced -289 -289
80 COZAD ASSET MANAGEMENT INC 0.08% of their portfolio CHAMPAIGN, IL 6,0926.1k $774.4k $774.4k 0.08% Added +2 +2
81 Aureus Asset Management, LLC 0.05% of their portfolio BOSTON, MA 6,0006.0k $762.7k $762.7k 0.05% Unchanged
82 FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. 0.56% of their portfolio SALINE, MI 5,8295.8k $741.0k $741.0k 0.56% New
83 Mason & Associates, LLC 0.56% of their portfolio NEWPORT NEWS, VA 5,8295.8k $741.0k $741.0k 0.56% First filing
84 QUADRANT CAPITAL GROUP LLC 0.06% of their portfolio CINCINNATI, OH 5,5005.5k $699.2k $699.2k 0.06% Unchanged
85 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 5,4965.5k $699.0k $699.0k 0.03% New
86 Orin Green Financial, LLC 0.33% of their portfolio SAN DIEGO, CA 5,4825.5k $696.9k $696.9k 0.33% New
87 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 5,4405.4k $691.5k $691.5k 0.04% Added +14 +14
88 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,3595.4k $681.5k $681.5k 0.00% Added +2.1k +2,146
89 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 5,1595.2k $655.8k $655.8k 0.02% Added +1.4k +1,377
90 GenWealth Group, Inc. 0.16% of their portfolio Maplewood, NJ 4,9585.0k $630.3k $630.3k 0.16% Unchanged
91 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 4,9494.9k $629.1k $629.1k 0.00% Reduced -125 -125
92 NFSG Corp 0.27% of their portfolio BOCA RATON, FL 4,7954.8k $609.5k $609.5k 0.27% Added +1.5k +1,475
93 Forum Private Client Group LLC 0.28% of their portfolio FISHERS, IN 4,6234.6k $587.6k $587.6k 0.28% Reduced -503 -503
94 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,0984.1k $520.9k $520.9k 0.00% Reduced -880 -880
95 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,9534.0k $502.5k $502.5k 0.00% Added +496 +496
96 MONECO ADVISORS, LLC 0.08% of their portfolio FAIRFIELD, CT 3,9293.9k $499.5k $499.5k 0.08% Unchanged
97 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 3,8033.8k $483.4k $483.4k 0.03% Reduced -47 -47
98 Ethos Financial Group, LLC 0.09% of their portfolio KING OF PRUSSIA, PA 3,5723.6k $454.0k $454.0k 0.09% Added +596 +596
99 Anchor Investment Management, LLC 0.05% of their portfolio COLUMBIA, SC 3,5193.5k $447.3k $447.3k 0.05% Unchanged
100 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 3,4633.5k $440.2k $440.2k 0.00% Unchanged