Vault-13

ISHARES TR IWL

RUS TOP 200 ETF · ETP · CUSIP 464289446

144 institutional holders +6 vs Q3 2023
6,952,6457.0m shares reported held*
$801.9mreported value*
12 new 52 added 49 reduced 12 sold out net bought ≈ $190.1m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $115.33. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 118Q4 22: 126Q1 23: 126Q2 23: 133Q3 23: 138Q4 23: 144144Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022118
Q4 2022126
Q1 2023126
Q2 2023133
Q3 2023138
Q4 2023144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 62 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 62 bought or addedQ2 23: 58 cut or sold outQ2 23Q3 23: 55 bought or addedQ3 23: 60 cut or sold outQ3 23Q4 23: 64 bought or addedQ4 23: 61 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226244
Q1 20234270
Q2 20236258
Q3 20235560
Q4 20236461

Biggest buyers

MORGAN STANLEY Added +504,409+504.4k
TOMPKINS FINANCIAL CORP Added +433,650+433.6k
WIN ADVISORS, INC Added +194,237+194.2k
JPMORGAN CHASE & CO Added +185,679+185.7k
McKinley Carter Wealth Services, Inc. Added +92,046+92.0k
DOHJ, LLC Added +91,304+91.3k
Cambridge Investment Research Advisors, Inc. Added +71,999+72.0k
BlackRock Inc. Added +62,259+62.3k
BOKF, NA Added +61,196+61.2k
BANK OF AMERICA CORP /DE/ Added +49,331+49.3k

Biggest sellers

Strategic Equity Management Reduced -159,283-159.3k
HighTower Advisors, LLC Reduced -19,780-19.8k
OSAIC HOLDINGS, INC. Reduced -17,620-17.6k
SageView Advisory Group, LLC Reduced -17,299-17.3k
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV Reduced -15,802-15.8k
LEAVELL INVESTMENT MANAGEMENT, INC. Reduced -15,225-15.2k
Gilbert & Cook, Inc. Reduced -11,385-11.4k
LPL Financial LLC Reduced -10,491-10.5k
Equitable Holdings, Inc. Reduced -9,641-9.6k
FLOW TRADERS U.S. LLC Sold out -8,954-9.0k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 729,822729.8k $84.0m $84.0m 0.00% Added +504.4k +504,409
2 TOMPKINS FINANCIAL CORP 9.02% of their portfolio ITHACA, NY 646,950647.0k $74.5m $74.5m 9.02% Added +433.6k +433,650
3 Gilbert & Cook, Inc. 9.04% of their portfolio WEST DES MOINES, IA 554,726554.7k $63.8m $63.8m 9.04% Reduced -11.4k -11,385
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 405,286405.3k $46.6m $46.6m 0.00% Added +185.7k +185,679
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 391,827391.8k $45.1m $45.1m 0.01% Added +49.3k +49,331
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 368,855368.9k $42.5m $42.5m 0.01% Added +34.6k +34,599
7 McKinley Carter Wealth Services, Inc. 3.06% of their portfolio WHEELING, WV 362,873362.9k $41.8m $41.8m 3.06% Added +92.0k +92,046
8 DOHJ, LLC 7.29% of their portfolio SEATTLE, WA 214,354214.4k $24.7m $24.7m 7.29% Added +91.3k +91,304
9 WIN ADVISORS, INC 10.97% of their portfolio PALM BEACH GARDENS, FL 210,162210.2k $24.2m $24.2m 10.97% Added +194.2k +194,237
10 Pegasus Partners Ltd. 2.53% of their portfolio MEQUON, WI 188,479188.5k $21.7m $21.7m 2.53% Added +33.0k +32,973
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 183,943183.9k $21.2m $21.2m 0.01% Reduced -10.5k -10,491
12 Equitable Holdings, Inc. 0.17% of their portfolio NEW YORK, NY 121,564121.6k $14.0m $14.0m 0.17% Reduced -9.6k -9,641
13 SageView Advisory Group, LLC 0.58% of their portfolio Newport Beach, CA 112,318112.3k $13.4m $13.4m 0.58% Reduced -17.3k -17,299
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 110,002110.0k $12.7m $12.7m 0.00% Added +9.9k +9,901
15 KM Capital Management Ltd. 7.09% of their portfolio AUSTIN, TX 106,681106.7k $12.3m $12.3m 7.09% Reduced -7.7k -7,703
16 BlackRock Inc. 0.00% of their portfolio New York, NY 103,674103.7k $11.9m $11.9m 0.00% Added +62.3k +62,259
17 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 3.41% of their portfolio BERMUDA RUN, NC 101,725101.7k $11.7m $11.7m 3.41% Reduced -15.8k -15,802
18 FIRST CITIZENS BANK & TRUST CO 0.20% of their portfolio RALEIGH, NC 95,54695.5k $11.0m $11.0m 0.20% Added +9.0k +8,974
19 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 95,54695.5k $11.0m $11.0m 0.05% Added +9.0k +8,974
20 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 93,53693.5k $10.8m $10.8m 0.05% Added +72.0k +71,999
21 Dechtman Wealth Management, LLC 2.82% of their portfolio CENTENNIAL, CO 93,02093.0k $10.7m $10.7m 2.82% Reduced -2.2k -2,243
22 WFA Asset Management Corp 5.82% of their portfolio WHITEFISH BAY, WI 92,59492.6k $10.7m $10.7m 5.82% Added +7.4k +7,407
23 CREATIVE FINANCIAL DESIGNS INC /ADV 0.94% of their portfolio KOKOMO, IN 80,69680.7k $9.3m $9.3m 0.94% Added +6.0k +6,040
24 ARCADIA INVESTMENT ADVISORS LLC 5.38% of their portfolio EAGLE, ID 77,57977.6k $8.9m $8.9m 5.38% Added +10.8k +10,836
25 Strategic Equity Management 9.83% of their portfolio TUCSON, AZ 75,89475.9k $8.7m $8.7m 9.83% Reduced -159.3k -159,283
26 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 66,19966.2k $7.6m $7.6m 0.01% Added +28.4k +28,421
27 Arkadios Wealth Advisors 0.64% of their portfolio ATLANTA, GA 65,77365.8k $7.6m $7.6m 0.64% Reduced -1.5k -1,537
28 BOKF, NA 0.14% of their portfolio TULSA, OK 62,88162.9k $7.2m $7.2m 0.14% Added +61.2k +61,196
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 60,29060.3k $6.9m $6.9m 0.01% Reduced -19.8k -19,780
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 45,60445.6k $5.2m $5.2m 0.01% Added +3.9k +3,859
31 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 44,50244.5k $5.1m $5.1m 0.01% Reduced -17.6k -17,620
32 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 43,26043.3k $5.0m $5.0m 0.01% Added +4.3k +4,305
33 ShoreHaven Wealth Partners, LLC 3.02% of their portfolio Red Bank, NJ 43,15743.2k $5.0m $5.0m 3.02% Reduced -558 -558
34 Nicollet Investment Management, Inc. 2.00% of their portfolio MINNEAPOLIS, MN 42,61942.6k $4.9m $4.9m 2.00% Reduced -343 -343
35 FreeGulliver LLC 6.37% of their portfolio NEW ORLEANS, LA 41,69041.7k $4.8m $4.8m 6.37% First filing
36 Noble Family Wealth, LLC 1.19% of their portfolio Clearwater, FL 34,15034.1k $3.9m $3.9m 1.19% Reduced -100 -100
37 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 30,87330.9k $3.6m $3.6m 0.06% Reduced -3.6k -3,551
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 29,64129.6k $3.4m $3.4m 0.00% Reduced -89 -89
39 9258 Wealth Management, LLC 0.58% of their portfolio BLUE ASH, OH 28,72328.7k $3.3m $3.3m 0.58% Added +2.8k +2,801
40 LINCOLN NATIONAL CORP 0.06% of their portfolio RADNOR, PA 27,80427.8k $3.2m $3.2m 0.06% Added +6.4k +6,393
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 26,79726.8k $3.1m $3.1m 0.00% Added +3.2k +3,151
42 Asset Allocation Strategies LLC 1.17% of their portfolio FARMINGTON, MI 26,03626.0k $3.0m $3.0m 1.17% Added +5.0k +4,971
43 Sowell Financial Services LLC 0.14% of their portfolio NORTH LITTLE ROCK, AR 22,40322.4k $2.6m $2.6m 0.14% New
44 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 22,33222.3k $2.6m $2.6m 0.05% Added +16 +16
45 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 20,50020.5k $2.4m $2.4m 0.01% New
46 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.95% of their portfolio New Cumberland, PA 20,10220.1k $2.3m $2.3m 0.95% Reduced -896 -896
47 Grant Street Asset Management, Inc. 0.82% of their portfolio CANONSBURG, PA 20,09320.1k $2.3m $2.3m 0.82% Reduced -244 -244
48 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 19,77119.8k $2.5m $2.5m 0.02% Added +4.3k +4,278
49 THOROUGHBRED FINANCIAL SERVICES, LLC 0.18% of their portfolio BRENTWOOD, TN 19,76819.8k $2.3m $2.3m 0.18% Reduced -1.7k -1,652
50 Family Capital Management, Inc. 1.60% of their portfolio GRAND RAPIDS, MI 19,66319.7k $2.3m $2.3m 1.60% Unchanged
51 Kelly Financial Services LLC 0.89% of their portfolio BRAINTREE, MA 19,05919.1k $2.2m $2.2m 0.89% Reduced -1.4k -1,414
52 Legacy Advisory Services, LLC 2.26% of their portfolio Exton, PA 18,65518.7k $2.1m $2.1m 2.26% First filing
53 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 18,07418.1k $2.1m $2.1m 0.04% Reduced -760 -760
54 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,03518.0k $2.1m $2.1m 0.00% Added +563 +563
55 Compton Wealth Advisory Group, LLC 0.60% of their portfolio VIRGINIA BEACH, VA 16,58216.6k $1.9m $1.9m 0.60% Unchanged
56 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,08416.1k $1.9m $1.9m 0.00% Reduced -121 -121
57 Avior Wealth Management, LLC 0.11% of their portfolio OMAHA, NE 15,56115.6k $1.8m $1.8m 0.11% Reduced -4.6k -4,601
58 LEAVELL INVESTMENT MANAGEMENT, INC. 0.10% of their portfolio MOBILE, AL 13,40513.4k $1.5m $1.5m 0.10% Reduced -15.2k -15,225
59 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 13,30013.3k $1.5m $1.5m 0.00% Added +6.4k +6,400
60 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,21213.2k $1.5m $1.5m 0.01% Added +1.1k +1,055
61 Capital Analysts, LLC 0.07% of their portfolio FORT WASHINGTON, PA 12,79612.8k $1.5m $1.5m 0.07% Reduced -15 -15
62 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 12,30012.3k $1.4m $1.4m 0.01% Added +1.6k +1,578
63 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,44311.4k $1.3m $1.3m 0.00% Reduced -303 -303
64 Boyd Wealth Management, LLC 0.79% of their portfolio SACRAMENTO, CA 10,98811.0k $1.3m $1.3m 0.79% Reduced -243 -243
65 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,43410.4k $1.2m $1.2m 0.00% Reduced -1.8k -1,808
66 Orin Green Financial, LLC 0.53% of their portfolio SAN DIEGO, CA 9,3639.4k $1.1m $1.1m 0.53% Reduced -127 -127
67 CAHABA WEALTH MANAGEMENT, INC. 0.10% of their portfolio Atlanta, GA 8,7558.8k $1.0m $1.0m 0.10% Added +9 +9
68 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 0.22% of their portfolio GLASTONBURY, CT 7,9918.0k $919.7k $919.7k 0.22% Reduced -1.1k -1,062
69 Patriot Financial Group Insurance Agency, LLC 0.17% of their portfolio Westborough, MA 7,8807.9k $906.9k $906.9k 0.17% Reduced -395 -395
70 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 7,8767.9k $906.4k $906.4k 0.01% Reduced -40 -40
71 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 7,5447.5k $868.2k $868.2k 0.01% Reduced -558 -558
72 Maxwell Wealth Strategies Inc. 0.54% of their portfolio PLEASANTON, CA 7,1267.1k $820.1k $820.1k 0.54% First filing
73 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 6,8756.9k $791.2k $791.2k 0.00% Added +2.0k +2,027
74 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,6666.7k $767.0k $767.0k 0.00% Added +309 +309
75 Efficient Advisors, LLC 0.05% of their portfolio BEAVERTON, OR 6,4116.4k $737.9k $737.9k 0.05% Reduced -230 -230
76 SOA Wealth Advisors, LLC. 0.16% of their portfolio NEW YORK, NY 6,1276.1k $705.1k $705.1k 0.16% Added +1.0k +1,030
77 COZAD ASSET MANAGEMENT INC 0.08% of their portfolio CHAMPAIGN, IL 6,0906.1k $700.8k $700.8k 0.08% Added +61 +61
78 Aureus Asset Management, LLC 0.05% of their portfolio BOSTON, MA 6,0006.0k $690.5k $690.5k 0.05% Unchanged
79 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 5,7955.8k $667.0k $667.0k 0.05% Reduced -10 -10
80 QUADRANT CAPITAL GROUP LLC 0.05% of their portfolio CINCINNATI, OH 5,5005.5k $633.0k $633.0k 0.05% Unchanged
81 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 5,4265.4k $624.5k $624.5k 0.04% Reduced -1.1k -1,086
82 FMR LLC 0.00% of their portfolio BOSTON, MA 5,2865.3k $608.3k $608.3k 0.00% Added +275 +275
83 Forum Private Client Group LLC 0.31% of their portfolio FISHERS, IN 5,1265.1k $589.9k $589.9k 0.31% New
84 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,0745.1k $584.0k $584.0k 0.00% Unchanged
85 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,9785.0k $572.9k $572.9k 0.00% Reduced -2.7k -2,740
86 GenWealth Group, Inc. 0.16% of their portfolio Maplewood, NJ 4,9585.0k $570.6k $570.6k 0.16% Unchanged
87 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 4,3484.3k $500.4k $500.4k 0.00% Reduced -189 -189
88 MONECO ADVISORS, LLC 0.09% of their portfolio FAIRFIELD, CT 3,9293.9k $452.2k $452.2k 0.09% Unchanged
89 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 3,9083.9k $449.8k $449.8k 0.00% Added +1.3k +1,316
90 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 3,8503.9k $443.1k $443.1k 0.03% Added +16 +16
91 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 3,7823.8k $435.3k $435.3k 0.02% First filing
92 GYL Financial Synergies, LLC 0.03% of their portfolio West Hartford, CT 3,5943.6k $413.6k $413.6k 0.03% Added +141 +141
93 Anchor Investment Management, LLC 0.05% of their portfolio COLUMBIA, SC 3,5193.5k $405.0k $405.0k 0.05% Unchanged
94 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 3,4633.5k $398.6k $398.6k 0.00% Unchanged
95 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,4573.5k $397.9k $397.9k 0.00% Reduced -208 -208
96 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 3,3523.4k $398.1k $398.1k 0.00% Reduced -2.3k -2,254
97 NFSG Corp 0.19% of their portfolio BOCA RATON, FL 3,3203.3k $382.1k $382.1k 0.19% Added +715 +715
98 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 3,2133.2k $369.7k $369.7k 0.00% Added +166 +166
99 AFT, FORSYTH & COMPANY, INC. 0.23% of their portfolio JUPITER, FL 3,1513.2k $362.7k $362.7k 0.23% Added +3 +3
100 Jackson Wealth Management, LLC 0.05% of their portfolio LAKE MARY, FL 3,0783.1k $354.0k $354.0k 0.05% Added +73 +73