Vault-13

ISHARES TR IWY

RUS TP200 GR ETF · ETP · CUSIP 464289438

367 institutional holders +37 vs Q1 2023
40,837,33440.8m shares reported held*
$6.5bnreported value*
44 new 143 added 108 reduced 15 sold out net bought ≈ $379.0m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($247.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $158.44. Options: 1 managers hold calls ($618.4k notional), 1 hold puts ($15.9k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 282Q4 22: 305Q1 23: 330Q2 23: 367367Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022282
Q4 2022305
Q1 2023330
Q2 2023367

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 136 bought or addedQ4 22: 116 cut or sold outQ4 22Q1 23: 165 bought or addedQ1 23: 118 cut or sold outQ1 23Q2 23: 187 bought or addedQ2 23: 123 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022136116
Q1 2023165118
Q2 2023187123

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $194.5kQ1 23 puts: $13.9kQ1 23P/C 0.07Q2 23 calls: $618.4kQ2 23 puts: $15.9kQ2 23P/C 0.03
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$194.5k$13.9k0.07
Q2 2023$618.4k$15.9k0.03

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +580,010+580.0k
FIRST CITIZENS BANK & TRUST CO Added +475,622+475.6k
Intelligence Driven Advisers, LLC New +285,950+285.9k
One Capital Management, LLC Added +200,806+200.8k
Proficio Capital Partners LLC New +143,783+143.8k
LPL Financial LLC Added +111,855+111.9k
Simplicity Solutions, LLC Added +106,688+106.7k
SURIENCE PRIVATE WEALTH LLC New +85,467+85.5k
MORGAN STANLEY Added +62,932+62.9k
HighTower Advisors, LLC Added +58,168+58.2k

Biggest sellers

TIAA, FSB Reduced -157,011-157.0k
TRUIST FINANCIAL CORP Reduced -120,072-120.1k
Arcadia Wealth Management, LLC Reduced -79,859-79.9k
AE Wealth Management LLC Reduced -75,962-76.0k
MGO ONE SEVEN LLC Reduced -74,140-74.1k
Raymond James Financial Services Advisors, Inc. Reduced -57,726-57.7k
WELLS FARGO & COMPANY/MN Reduced -49,029-49.0k
AMERIPRISE FINANCIAL INC Reduced -25,449-25.4k
BMS Financial Advisors, LLC Reduced -21,931-21.9k
GOLDMAN SACHS GROUP INC Reduced -20,999-21.0k

Biggest calls

Belvedere Trading LLC Added $618.4k3.9k shares

Biggest puts

Belvedere Trading LLC Unchanged $15.9k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.58% of their portfolio Berwyn, PA 8,302,3758.3m $1.3bn $1.3bn 0.58% Added +580.0k +580,010
2 TIAA, FSB 3.41% of their portfolio ST. LOUIS, MO 5,944,9795.9m $942.6m $942.6m 3.41% Reduced -157.0k -157,011
3 FIRST CITIZENS BANK & TRUST CO 14.73% of their portfolio RALEIGH, NC 5,053,3565.1m $801.3m $801.3m 14.73% Added +475.6k +475,622
4 OSAIC HOLDINGS, INC. 0.51% of their portfolio SCOTTSDALE, AZ 1,802,2331.8m $285.8m $285.8m 0.51% Added +56.6k +56,564
5 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 1,178,1361.2m $186.7m $186.7m 0.06% Reduced -25.4k -25,449
6 AE Wealth Management LLC 1.10% of their portfolio TOPEKA, KS 1,154,0161.2m $183.0m $183.0m 1.10% Reduced -76.0k -75,962
7 Clark Capital Management Group, Inc. 1.56% of their portfolio PHILADELPHIA, PA 1,099,8001.1m $174.4m $174.4m 1.56% Added +18.5k +18,490
8 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 1,096,8831.1m $173.9m $173.9m 0.12% Added +111.9k +111,855
9 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,002,6281.0m $159.0m $159.0m 0.02% Added +62.9k +62,932
10 COMMONWEALTH EQUITY SERVICES, LLC 0.30% of their portfolio WALTHAM, MA 918,565918.6k $145.6m $145.6m 0.30% Added +16.6k +16,602
11 TRUIST FINANCIAL CORP 0.19% of their portfolio CHARLOTTE, NC 717,262717.3k $113.7m $113.7m 0.19% Reduced -120.1k -120,072
12 Mariner Managed Account Solutions, LLC 8.78% of their portfolio Boston, MA 674,921674.9k $107.0m $107.0m 8.78% Added +5.1k +5,108
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 668,783668.8k $106.0m $106.0m 0.01% Reduced -14.6k -14,601
14 Wilmington Savings Fund Society, FSB 3.92% of their portfolio WILMINGTON, DE 593,102593.1k $94.0m $94.0m 3.92% Reduced -3.2k -3,223
15 MML INVESTORS SERVICES, LLC 0.41% of their portfolio SPRINGFIELD, MA 472,456472.5k $74.9m $74.9m 0.41% Added +56.7k +56,709
16 Orion Porfolio Solutions, LLC 0.76% of their portfolio OMAHA, NE 450,688450.7k $71.5m $71.5m 0.76% Reduced -3.1k -3,058
17 Orion Portfolio Solutions, LLC 0.76% of their portfolio Omaha, NE 450,688450.7k $71.5m $71.5m 0.76% Reduced -3.1k -3,058
18 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 395,825395.8k $62.8m $62.8m 0.11% Reduced -57.7k -57,726
19 Atlantic Union Bankshares Corp 5.39% of their portfolio GLEN ALLEN, VA 340,823340.8k $54.0m $54.0m 5.39% Added +2.0k +2,011
20 UBS Group AG 0.02% of their portfolio ZURICH, V8 302,718302.7k $48.0m $48.0m 0.02% Added +14.4k +14,367
21 SOA Wealth Advisors, LLC. 11.09% of their portfolio NEW YORK, NY 298,690298.7k $47.4m $47.4m 11.09% Added +36.1k +36,087
22 Intelligence Driven Advisers, LLC 7.91% of their portfolio CARLSBAD, CA 285,950285.9k $45.1m $45.1m 7.91% New
23 First Citizens Asset Management, Inc. 18.13% of their portfolio RALEIGH, NC 279,315279.3k $44.3m $44.3m 18.13% Added +35.0k +34,998
24 One Capital Management, LLC 1.68% of their portfolio WESTLAKE VILLAGE, CA 234,519234.5k $37.2m $37.2m 1.68% Added +200.8k +200,806
25 Cambridge Investment Research Advisors, Inc. 0.17% of their portfolio FAIRFIELD, IA 229,522229.5k $36.4m $36.4m 0.17% Added +11.5k +11,509
26 Wharton Business Group, LLC 2.36% of their portfolio MALVERN, PA 225,594225.6k $35.8m $35.8m 2.36% Added +123 +123
27 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 220,353220.4k $34.9m $34.9m 0.01% Reduced -49.0k -49,029
28 Mariner, LLC 0.09% of their portfolio Overland Park, KS 219,500219.5k $34.8m $34.8m 0.09% Added +33.3k +33,346
29 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 213,396213.4k $33.8m $33.8m 0.01% Reduced -836 -836
30 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 206,086206.1k $32.7m $32.7m 0.06% Added +58.2k +58,168
31 Bryn Mawr Trust Advisors, LLC 2.76% of their portfolio PHILADELPHIA, PA 185,261185.3k $29.4m $29.4m 2.76% Added +6.6k +6,559
32 Proficio Capital Partners LLC 3.10% of their portfolio NEWTON, MA 143,783143.8k $22.8m $22.8m 3.10% New
33 AVANTAX ADVISORY SERVICES, INC. 0.21% of their portfolio DALLAS, TX 114,859114.9k $18.2m $18.2m 0.21% Added +29.2k +29,165
34 Simplicity Solutions, LLC 0.47% of their portfolio MINNEAPOLIS, MN 109,094109.1k $17.3m $17.3m 0.47% Added +106.7k +106,688
35 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 108,892108.9k $17.3m $17.3m 0.02% Added +10.4k +10,420
36 M&T Bank Corp 0.06% of their portfolio BUFFALO, NY 107,164107.2k $17.0m $17.0m 0.06% Reduced -4.0k -4,036
37 Simplicity Wealth,LLC 10.51% of their portfolio SUMMIT, NJ 106,575106.6k $16.9m $16.9m 10.51% Reduced -2.0k -1,996
38 Cetera Investment Advisers 0.14% of their portfolio SCHAUMBURG, IL 105,735105.7k $16.8m $16.8m 0.14% Added +5.4k +5,396
39 IFP Advisors, Inc 0.27% of their portfolio TAMPA, FL 105,436105.4k $12.5m $12.5m 0.27% Added +52.6k +52,566
40 HANTZ FINANCIAL SERVICES, INC. 0.41% of their portfolio SOUTHFIELD, MI 104,434104.4k $16.6m $16.6m 0.41% Not comparable
41 Wealthcare Advisory Partners LLC 0.73% of their portfolio WEST CHESTER, PA 103,351103.4k $16.4m $16.4m 0.73% Added +1.2k +1,206
42 Horst & Graben Wealth Management LLC 3.81% of their portfolio PORTLAND, OR 100,689100.7k $16.0m $16.0m 3.81% Reduced -3.3k -3,304
43 Valmark Advisers, Inc. 0.32% of their portfolio AKRON, OH 98,84598.8k $15.7m $15.7m 0.32% Added +7.4k +7,410
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 96,67696.7k $15.3m $15.3m 0.02% Added +11.6k +11,574
45 Compton Wealth Advisory Group, LLC 4.97% of their portfolio VIRGINIA BEACH, VA 94,00194.0k $14.9m $14.9m 4.97% Reduced -1.1k -1,124
46 MGO ONE SEVEN LLC 1.35% of their portfolio Beachwood, OH 92,84092.8k $14.7m $14.7m 1.35% Reduced -74.1k -74,140
47 Aspire Capital Advisors LLC 7.09% of their portfolio SEATTLE, WA 92,10592.1k $14.6m $14.6m 7.09% Added +359 +359
48 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 90,99891.0k $14.2m $14.2m 0.03% Added +24.6k +24,642
49 SURIENCE PRIVATE WEALTH LLC 19.40% of their portfolio YAKIMA, WA 85,46785.5k $13.6m $13.6m 19.40% New
50 9258 Wealth Management, LLC 2.50% of their portfolio BLUE ASH, OH 83,83583.8k $13.3m $13.3m 2.50% Added +40.2k +40,159
51 DAVENPORT & Co LLC 0.10% of their portfolio RICHMOND, VA 82,86682.9k $13.1m $13.1m 0.10% Added +18.0k +18,047
52 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 81,61581.6k $12.9m $12.9m 0.15% Reduced -12.1k -12,119
53 WJ Wealth Management, LLC 5.92% of their portfolio GLENDALE, AZ 78,89178.9k $12.5m $12.5m 5.92% Added +22.7k +22,666
54 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 77,40677.4k $12.3m $12.3m 0.09% Added +10.6k +10,562
55 Stonebridge Financial Planning Group, LLC 7.20% of their portfolio ORLANDO, FL 74,48974.5k $11.8m $11.8m 7.20% Reduced -1.6k -1,595
56 KESTRA PRIVATE WEALTH SERVICES, LLC 0.39% of their portfolio AUSTIN, TX 71,01971.0k $11.3m $11.3m 0.39% Added +3.4k +3,377
57 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 67,74067.7k $10.7m $10.7m 0.15% Added +8.3k +8,277
58 Forum Private Client Group LLC 6.14% of their portfolio FISHERS, IN 67,65067.7k $10.7m $10.7m 6.14% Added +7.2k +7,180
59 McAdam, LLC 0.88% of their portfolio Philadelphia, PA 67,45267.5k $10.7m $10.7m 0.88% Reduced -2.3k -2,338
60 ProVise Management Group, LLC 0.96% of their portfolio CLEARWATER, FL 66,87966.9k $10.6m $10.6m 0.96% Added +18.9k +18,945
61 Family Capital Management, Inc. 6.27% of their portfolio GRAND RAPIDS, MI 63,29163.3k $10.0m $10.0m 6.27% Added +2.0k +1,973
62 Kingdom Financial Group LLC. 9.76% of their portfolio PEORIA, AZ 62,73662.7k $9.9m $9.9m 9.76% First filing
63 Cosner Financial Group, LLC 7.90% of their portfolio WINDSOR, CO 60,46660.5k $9.6m $9.6m 7.90% First filing
64 Milestone Investment Advisors LLC 2.83% of their portfolio MIDDLETON, WI 57,71557.7k $9.2m $9.2m 2.83% Added +1.7k +1,720
65 Stratos Wealth Partners, LTD. 0.20% of their portfolio BEACHWOOD, OH 55,19455.2k $8.8m $8.8m 0.20% Added +20.4k +20,401
66 Investors Research Corp 2.16% of their portfolio ATLANTA, GA 53,85653.9k $8.5m $8.5m 2.16% Added +2.0k +1,978
67 Brookstone Capital Management 0.17% of their portfolio WHEATON, IL 53,10153.1k $8.3m $8.3m 0.17% Added +2.5k +2,537
68 McIlrath & Eck, LLC 1.63% of their portfolio ARLINGTON, WA 48,90448.9k $7.8m $7.8m 1.63% Added +21.3k +21,344
69 Stewardship Advisors, LLC 2.87% of their portfolio MOUNT JOY, PA 48,04848.0k $7.6m $7.6m 2.87% Reduced -9.7k -9,741
70 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 47,64947.6k $7.6m $7.6m 0.10% Added +7.4k +7,391
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 47,08947.1k $7.5m $7.5m 0.01% Added +42.4k +42,441
72 Hilltop Holdings Inc. 0.90% of their portfolio DALLAS, TX 46,18346.2k $7.3m $7.3m 0.90% New
73 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 45,45645.5k $7.2m $7.2m 0.01% Added +12.2k +12,152
74 Vantage Financial Partners, LLC 2.64% of their portfolio ELM GROVE, WI 44,60344.6k $7.1m $7.1m 2.64% Reduced -187 -187
75 SigFig Wealth Management, LLC 0.27% of their portfolio SAN FRANCISCO, CA 44,27144.3k $6.9m $6.9m 0.27% Added +1.7k +1,717
76 B. Riley Wealth Advisors, Inc. 0.15% of their portfolio MEMPHIS, TN 42,66242.7k $6.8m $6.8m 0.15% Added +1.9k +1,938
77 Global Retirement Partners, LLC 0.32% of their portfolio San Rafael, CA 41,61641.6k $6.6m $6.6m 0.32% Added +576 +576
78 Aspire Wealth Management Corp 4.98% of their portfolio WALTHAM, MA 41,54541.5k $6.6m $6.6m 4.98% Added +428 +428
79 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 41,39741.4k $6.6m $6.6m 0.02% Added +6.9k +6,905
80 Avior Wealth Management, LLC 0.43% of their portfolio OMAHA, NE 41,35241.4k $6.6m $6.6m 0.43% Reduced -6.7k -6,746
81 Jackson Wealth Management, LLC 0.93% of their portfolio LAKE MARY, FL 39,95740.0k $6.3m $6.3m 0.93% Added +25.1k +25,079
82 Asset Allocation Strategies LLC 2.98% of their portfolio FARMINGTON, MI 39,84139.8k $6.3m $6.3m 2.98% Added +37.0k +36,956
83 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 39,24939.2k $6.2m $6.2m 0.06% Added +2.4k +2,364
84 Wolf Group Capital Advisors 2.88% of their portfolio FAIRFAX, VA 38,31938.3k $5.8m $5.8m 2.88% Added +815 +815
85 JOURNEY STRATEGIC WEALTH LLC 0.27% of their portfolio SUMMIT, NJ 37,63037.6k $6.0m $6.0m 0.27% Reduced -914 -914
86 Baltimore-Washington Financial Advisors, Inc. 0.46% of their portfolio Columbia, MD 36,52036.5k $5.8m $5.8m 0.46% Added +25.0k +24,960
87 Apexium Financial, LP 0.50% of their portfolio Dallas, TX 35,52835.5k $5.6m $5.6m 0.50% Added +5.1k +5,142
88 B.O.S.S. Retirement Advisors, LLC 1.20% of their portfolio Lehi, UT 35,50035.5k $5.6m $5.6m 1.20% Added +4.5k +4,464
89 HARBOR INVESTMENT ADVISORY, LLC 0.77% of their portfolio LUTHERVILLE, MD 35,05335.1k $5.6m $5.6m 0.77% Unchanged
90 FLAGSTAR SECURITIES, INC 1.98% of their portfolio New York, NY 33,19333.2k $5.3m $5.3m 1.98% Added +2.4k +2,445
91 Crumly & Associates Inc. 2.09% of their portfolio SPRINGFIELD, IL 32,91132.9k $5.2m $5.2m 2.09% Added +1.4k +1,361
92 Centennial Wealth Advisory LLC 2.58% of their portfolio Traverse City, MI 31,14831.1k $4.9m $4.9m 2.58% Reduced -322 -322
93 THOROUGHBRED FINANCIAL SERVICES, LLC 0.62% of their portfolio BRENTWOOD, TN 29,94529.9k $4.7m $4.7m 0.62% Added +6.8k +6,829
94 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 29,33029.3k $4.7m $4.7m 0.04% Reduced -1.5k -1,544
95 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 2.03% of their portfolio New Cumberland, PA 27,59927.6k $4.4m $4.4m 2.03% Added +7.0k +6,991
96 Certified Advisory Corp 0.79% of their portfolio ALTAMONTE SPRINGS, FL 27,21527.2k $4.3m $4.3m 0.79% Added +3.9k +3,858
97 JSF Financial, LLC 1.51% of their portfolio LOS ANGELES, CA 26,92326.9k $4.3m $4.3m 1.51% Added +351 +351
98 Foundations Investment Advisors, LLC 0.14% of their portfolio PHOENIX, AZ 26,19226.2k $4.2m $4.2m 0.14% Added +11.4k +11,437
99 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 25,46525.5k $4.0m $4.0m 0.06% Reduced -15.0k -14,955
100 Darwin Wealth Management, LLC 1.00% of their portfolio TAMPA, FL 24,75224.8k $3.9m $3.9m 1.00% Reduced -5.0k -5,023