Vault-13

ISHARES TR IEZ

US OIL EQ&SV ETF · ETP · CUSIP 464288844

96 institutional holders +31 vs Q2 2023
8,889,7978.9m shares reported held*
$213.7mreported value*
33 new 24 added 21 reduced 3 sold out net bought ≈ $119.0m (+4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.04. Options: 3 managers hold calls ($1.1m notional), 2 hold puts ($144.2k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 68Q4 22: 86Q1 23: 82Q2 23: 65Q3 23: 9696Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202268
Q4 202286
Q1 202382
Q2 202365
Q3 202396

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 54 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 59 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 24 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225721
Q1 20233754
Q2 20231759
Q3 20235724

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $1.6mQ4 22 puts: $80.6kQ4 22P/C 0.05Q1 23 calls: $1.5mQ1 23 puts: $568.0kQ1 23P/C 0.37Q2 23 calls: $1.0mQ2 23 puts: $116.7kQ2 23P/C 0.11Q3 23 calls: $1.1mQ3 23 puts: $144.2kQ3 23P/C 0.13
Numbers
QuarterCallsPutsP/C
Q4 2022$1.6m$80.6k0.05
Q1 2023$1.5m$568.0k0.37
Q2 2023$1.0m$116.7k0.11
Q3 2023$1.1m$144.2k0.13

Biggest buyers

MML INVESTORS SERVICES, LLC New +914,409+914.4k
SPC Financial, Inc. New +633,543+633.5k
MORGAN STANLEY Added +623,244+623.2k
ROYAL BANK OF CANADA Added +450,921+450.9k
STIFEL FINANCIAL CORP Added +402,929+402.9k
MinichMacGregor Wealth Management, LLC New +379,955+380.0k
Advisory Services Network, LLC Added +295,285+295.3k
WELLS FARGO & COMPANY/MN Added +212,334+212.3k
BANK OF AMERICA CORP /DE/ Added +207,095+207.1k
Genesee Capital Advisors, LLC New +199,908+199.9k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -230,760-230.8k
JANE STREET GROUP, LLC Reduced -97,249-97.2k
Atria Wealth Solutions, Inc. Reduced -58,752-58.8k
Tower Research Capital LLC (TRC) Reduced -46,366-46.4k
Sowell Financial Services LLC Sold out -31,905-31.9k
HRT FINANCIAL LP Sold out -29,242-29.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -24,888-24.9k
St. Louis Financial Planners Asset Management, LLC Reduced -15,842-15.8k
Summit Financial Group, Inc. Reduced -10,750-10.8k
CITADEL ADVISORS LLC Reduced -9,321-9.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $831.8k34.6k shares
CITADEL ADVISORS LLC Reduced $250.0k10.4k shares
Cutler Group LLC / CA New $2.0k1.5k shares

Biggest puts

CITADEL ADVISORS LLC Added $144.2k6.0k shares
Cutler Group LLC / CA New $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,689,0021.7m $40.6m $40.6m 0.00% Added +623.2k +623,244
2 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 914,409914.4k $22.0m $22.0m 0.12% New
3 SPC Financial, Inc. 1.71% of their portfolio ROCKVILLE, MD 633,543633.5k $15.2m $15.2m 1.71% New
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 569,347569.3k $13.7m $13.7m 0.00% Added +450.9k +450,921
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 510,062510.1k $12.3m $12.3m 0.00% Added +207.1k +207,095
6 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 416,070416.1k $10.0m $10.0m 0.01% Added +402.9k +402,929
7 MinichMacGregor Wealth Management, LLC 3.03% of their portfolio Saratoga Springs, NY 379,955380.0k $9.1m $9.1m 3.03% New
8 Advisory Services Network, LLC 0.20% of their portfolio ATLANTA, GA 307,179307.2k $7.4m $7.4m 0.20% Added +295.3k +295,285
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 290,572290.6k $7.0m $7.0m 0.00% Added +212.3k +212,334
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 251,500251.5k $6.0m $6.0m 0.00% Reduced -230.8k -230,760
11 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 234,800234.8k $5.6m $5.6m 0.01% Added +75.0k +75,000
12 Genesee Capital Advisors, LLC 3.46% of their portfolio AUBURN, NY 199,908199.9k $4.8m $4.8m 3.46% New
13 Van Cleef Asset Management,Inc 0.70% of their portfolio BEACHWOOD, OH 185,741185.7k $4.5m $4.5m 0.70% Reduced -1.6k -1,573
14 Cadent Capital Advisors, LLC 1.77% of their portfolio TULSA, OK 151,757151.8k $3.6m $3.6m 1.77% New
15 INDEPENDENT FINANCIAL GROUP, LLC 0.21% of their portfolio SAN DIEGO, CA 137,245137.2k $3.3m $3.3m 0.21% Added +6.7k +6,689
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 131,655131.7k $3.2m $3.2m 0.00% Added +102.3k +102,319
17 AMICA MUTUAL INSURANCE CO 0.34% of their portfolio PROVIDENCE, RI 119,143119.1k $2.9m $2.9m 0.34% New
18 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 112,500112.5k $2.7m $2.7m 0.01% Added +74.0k +74,000
19 VICUS CAPITAL 0.26% of their portfolio STATE COLLEGE, PA 102,603102.6k $2.5m $2.5m 0.26% New
20 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 102,194102.2k $2.5m $2.5m 0.09% Reduced -2.0k -2,033
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 91,96092.0k $2.2m $2.2m 0.00% Added +8.6k +8,609
22 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 74,97475.0k $1.8m $1.8m 0.03% Reduced -58.8k -58,752
23 COTTONWOOD CAPITAL ADVISORS, LLC 1.61% of their portfolio SALT LAKE CITY, UT 71,70371.7k $1.7m $1.7m 1.61% Reduced -4.3k -4,287
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 68,34668.3k $1.6m $1.6m 0.00% Added +27.4k +27,438
25 Mariner, LLC 0.00% of their portfolio Overland Park, KS 58,78158.8k $1.4m $1.4m 0.00% New
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 57,78657.8k $1.4m $1.4m 0.00% New
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 57,76657.8k $1.4m $1.4m 0.00% New
28 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 56,19956.2k $1.4m $1.4m 0.00% Added +13.2k +13,170
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 56,02156.0k $1.3m $1.3m 0.00% Reduced -1.3k -1,345
30 LEUTHOLD GROUP, LLC 0.17% of their portfolio MINNEAPOLIS, MN 50,01150.0k $1.2m $1.2m 0.17% New
31 GRIMES & Co WEALTH MANAGEMENT, LLC 0.05% of their portfolio WESTBOROUGH, MA 49,22249.2k $1.2m $1.2m 0.05% Reduced -928 -928
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 48,95349.0k $1.2m $1.2m 0.00% Reduced -9.3k -9,321
33 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 46,48346.5k $1.1m $1.1m 0.00% New
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 43,35843.4k $1.0m $1.0m 0.00% Reduced -97.2k -97,249
35 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 34,40234.4k $827.2k $827.2k 0.03% Added +2.5k +2,452
36 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 34,38234.4k $826.5k $826.5k 0.00% Unchanged
37 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 31,07331.1k $747.0k $747.0k 0.01% Added +18.0k +18,023
38 Parallel Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 27,41727.4k $659.1k $659.1k 0.02% Added +8.9k +8,885
39 SeaCrest Wealth Management, LLC 0.08% of their portfolio PURCHASE, NY 25,10425.1k $603.5k $603.5k 0.08% Reduced -674 -674
40 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 24,36024.4k $585.6k $585.6k 0.00% New
41 NTV Asset Management LLC 0.10% of their portfolio Charleston, WV 22,99823.0k $552.9k $552.9k 0.10% Added +1.1k +1,093
42 Waldron Private Wealth LLC 0.03% of their portfolio BRIDGEVILLE, PA 22,82522.8k $550.3k $550.3k 0.03% Reduced -2.1k -2,100
43 Executive Wealth Management, LLC 0.05% of their portfolio BRIGHTON, MI 21,42721.4k $515.1k $515.1k 0.05% Reduced -2.1k -2,099
44 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 21,39521.4k $514.3k $514.3k 0.00% New
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,96621.0k $505.0k $505.0k 0.00% Added +5.9k +5,946
46 Revisor Wealth Management LLC 0.42% of their portfolio AKRON, OH 20,66720.7k $496.8k $496.8k 0.42% New
47 World Investment Advisors 0.10% of their portfolio LINCROFT, NJ 20,38220.4k $491.4k $491.4k 0.10% New
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,30920.3k $488.2k $488.2k 0.00% New
49 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 20,09320.1k $505.7k $505.7k 0.00% Added +18.8k +18,835
50 Summit Financial Group, Inc. 0.20% of their portfolio MOOREFIELD, WV 19,54019.5k $469.7k $469.7k 0.20% Reduced -10.8k -10,750
51 Milestone Advisory Partners 0.37% of their portfolio Southern Pines, NC 18,67718.7k $449.0k $449.0k 0.37% Added +2.1k +2,087
52 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 15,67615.7k $376.9k $376.9k 0.01% New
53 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 15,01015.0k $360.8k $360.8k 0.01% New
54 Amica Retiree Medical Trust 0.42% of their portfolio LINCOLN, RI 14,93014.9k $359.0k $359.0k 0.42% New
55 Intrua Financial, LLC 0.06% of their portfolio Houston, TX 14,82914.8k $356.5k $356.5k 0.06% Unchanged
56 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 14,59114.6k $350.8k $350.8k 0.02% New
57 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,96614.0k $335.7k $335.7k 0.00% Added +3.9k +3,932
58 St. Louis Financial Planners Asset Management, LLC 0.23% of their portfolio CHESTERFIELD, MO 12,97913.0k $292.0k $292.0k 0.23% Reduced -15.8k -15,842
59 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,14712.1k $292.0k $292.0k 0.00% Reduced -24.9k -24,888
60 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 11,48511.5k $276.1k $276.1k 0.01% Unchanged
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,77010.8k $258.9k $258.9k 0.00% Reduced -1.8k -1,801
62 Apeiron RIA LLC 0.08% of their portfolio Dallas, TX 9,95610.0k $239.3k $239.3k 0.08% Unchanged
63 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 9,7829.8k $235.2k $235.2k 0.00% Reduced -265 -265
64 STERLING INVESTMENT ADVISORS LLC /ADV 0.15% of their portfolio BOLIVAR, MO 9,5569.6k $229.7k $229.7k 0.15% New
65 TOTH FINANCIAL ADVISORY CORP 0.03% of their portfolio LEESBURG, VA 7,3327.3k $176.3k $176.3k 0.03% Unchanged
66 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,8885.9k $141.5k $141.5k 0.00% Reduced -2.7k -2,743
67 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4,9745.0k $119.6k $119.6k 0.00% Reduced -46.4k -46,366
68 Colonial Trust Co / SC 0.02% of their portfolio SPARTANBURG, SC 4,1284.1k $99.2k $99.2k 0.02% New
69 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,8472.8k $64.1k $64.1k 0.00% Added +314 +314
70 Mariner Managed Account Solutions, LLC 0.01% of their portfolio Boston, MA 2,6352.6k $63.4k $63.4k 0.01% Reduced -571 -571
71 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,4402.4k $58.7k $58.7k 0.00% Added +799 +799
72 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,3402.3k $56.3k $56.3k 0.00% Unchanged
73 U S GLOBAL INVESTORS INC 0.00% of their portfolio SAN ANTONIO, TX 2,3002.3k $55.3k $55.3k 0.00% New
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,2832.3k $54.9k $54.9k 0.00% New
75 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,1722.2k $52.0k $52.0k 0.00% Added +1.6k +1,648
76 Advisors Preferred, LLC 0.01% of their portfolio ROCKVILLE, MD 1,7391.7k $40.9k $40.9k 0.01% New
77 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 1,3651.4k $32.8k $32.8k 0.01% New
78 Cedar Mountain Advisors, LLC 0.01% of their portfolio LAKE OSWEGO, OR 1,1101.1k $26.7k $26.7k 0.01% New
79 Founders Financial Alliance, LLC 0.01% of their portfolio RALEIGH, NC 1,0691.1k $25.7k $25.7k 0.01% Unchanged
80 CWM, LLC 0.00% of their portfolio OMAHA, NE 500500 $12.0k $12.0k 0.00% Reduced -460 -460
81 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 475475 $11.4k $11.4k 0.00% New
82 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 296296 $7.0k $7.0k 0.00% New
83 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 250250 $6.0k $6.0k 0.00% Unchanged
84 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 240240 $5.8k $5.8k 0.00% New
85 New England Capital Financial Advisors LLC 0.00% of their portfolio MERIDEN, CT 202202 $4.8k $4.8k 0.00% Unchanged
86 BROWN, LISLE/CUMMINGS, INC. 0.00% of their portfolio PROVIDENCE, RI 144144 $3.5k $3.5k 0.00% Unchanged
87 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 110110 $2.0k $2.0k 0.00% First filing
88 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 110110 $2.6k $2.6k 0.00% Unchanged
89 FMR LLC 0.00% of their portfolio BOSTON, MA 100100 $2.4k $2.4k 0.00% Unchanged
90 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 100100 $2.0k $2.0k 0.00% New
91 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 100100 $2.4k $2.4k 0.00% Unchanged
92 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5050 $1.2k $1.2k 0.00% Unchanged
93 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 2828 $673 $673 0.00% Unchanged
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2424 $577 $577 0.00% New
95 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 44 $96 $96 0.00% Unchanged
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged