ISHARES TR IHE
U.S. PHARMA ETF · ETP · CUSIP 464288836
138
institutional holders
+8 vs Q3 2023
2.3m
shares reported held*
$422.4mreported value*
20 new
42 added
27 reduced
14 sold out
net bought ≈ $298.2m (+1.6m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $184.83. Options: 1 managers hold calls ($1.0k notional), 0 hold puts (—).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 114 |
| Q4 2022 | 130 |
| Q1 2023 | 127 |
| Q2 2023 | 121 |
| Q3 2023 | 130 |
| Q4 2023 | 138 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 51 | 35 |
| Q1 2023 | 48 | 47 |
| Q2 2023 | 32 | 51 |
| Q3 2023 | 26 | 40 |
| Q4 2023 | 62 | 41 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $420.7k | $0 | 0.00 |
| Q2 2023 | $412.0k | $0 | 0.00 |
| Q3 2023 | $319.6k | $0 | 0.00 |
| Q4 2023 | $1.0k | $0 | 0.00 |
Biggest buyers
| Fisher Asset Management, LLC | Added | +1.2m |
| MORGAN STANLEY | Added | +316.5k |
| Tower Research Capital LLC (TRC) | Added | +41.5k |
| BANK OF AMERICA CORP /DE/ | Added | +36.5k |
| CITADEL ADVISORS LLC | Added | +22.4k |
| Raymond James Financial Services Advisors, Inc. | Added | +12.7k |
| Kraft, Davis & Associates, LLC | New | +11.2k |
| Chevy Chase Trust Holdings, LLC | New | +10.1k |
| Mariner, LLC | Added | +8.0k |
| One Capital Management, LLC | Added | +7.1k |
Biggest sellers
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -20.7k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -13.0k |
| Merit Financial Group, LLC | Sold out | -10.4k |
| GOLDMAN SACHS GROUP INC | Reduced | -10.1k |
| OSAIC HOLDINGS, INC. | Reduced | -7.9k |
| STIFEL FINANCIAL CORP | Reduced | -3.0k |
| Stratos Wealth Advisors, LLC | Sold out | -1.9k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -1.8k |
| Curi Capital, LLC | Sold out | -1.5k |
| Cetera Investment Advisers | Sold out | -1.3k |
Biggest calls
| Cutler Group LLC / CA | Unchanged | $1.0k300 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| Fisher Asset Management, LLC 0.12% of their portfolio | 1.2m $223.8m | Added +1.2m |
| MORGAN STANLEY 0.00% of their portfolio | 372.4k $69.0m | Added +316.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 67.1k $12.4m | Added +36.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 62.3k $11.5m | Reduced -1.8k |
| RiverFront Investment Group, LLC 0.22% of their portfolio | 46.3k $7.0m | Added +514 |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 44.0k $8.2m | Reduced -13.0k |
| Tower Research Capital LLC (TRC) 0.10% of their portfolio | 43.4k $8.0m | Added +41.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 39.7k $7.4m | Added +2.5k |
| BROWN ADVISORY INC 0.01% of their portfolio | 32.3k $6.0m | Unchanged |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 29.7k $5.5m | Added +22.4k |
| LPL Financial LLC 0.00% of their portfolio | 23.5k $4.4m | Reduced -598 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 21.8k $4.0m | Reduced -390 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 16.4k $3.0m | Added +12.7k |
| PEAPACK GLADSTONE FINANCIAL CORP 0.05% of their portfolio | 15.3k $2.8m | Reduced -309 |
| UBS Group AG 0.00% of their portfolio | 14.4k $2.7m | Reduced -341 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 13.5k $2.5m | Reduced -10.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 12.4k $2.3m | Reduced -811 |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 12.1k $2.2m | Added +114 |
| Kraft, Davis & Associates, LLC 0.64% of their portfolio | 11.2k $2.1m | New |
| Chevy Chase Trust Holdings, LLC 0.01% of their portfolio | 10.1k $1.9m | New |
| Mariner, LLC 0.00% of their portfolio | 9.4k $1.7m | Added +8.0k |
| One Capital Management, LLC 0.07% of their portfolio | 9.2k $1.7m | Added +7.1k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 8.1k $1.5m | Added +5.9k |
| FIRST FINANCIAL BANK - TRUST DIVISION 0.15% of their portfolio | 7.9k $1.5m | Not comparable |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 7.1k $1.3m | Added +1.9k |
| CAHILL FINANCIAL ADVISORS INC 0.19% of their portfolio | 7.0k $1.3m | Added +22 |
| Beacon Pointe Advisors, LLC 0.01% of their portfolio | 6.2k $1.1m | Reduced -651 |
| SPINNAKER TRUST 0.07% of their portfolio | 5.9k $1.1m | Reduced -169 |
| PATTEN & PATTEN INC/TN 0.09% of their portfolio | 5.7k $1.1m | Reduced -127 |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 5.5k $1.0m | Added +3.6k |
| Massachusetts Wealth Management 0.75% of their portfolio | 5.0k $926.1k | Reduced -30 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 4.9k $901.0k | Reduced -7.9k |
| Texas Yale Capital Corp. 0.04% of their portfolio | 4.8k $891.8k | Unchanged |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 4.7k $871.9k | Added +53 |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 4.6k $857.2k | Added +90 |
| Asset Management Group, Inc. 0.15% of their portfolio | 4.2k $769.4k | Added +30 |
| Orion Porfolio Solutions, LLC 0.01% of their portfolio | 3.7k $701.9k | Reduced -345 |
| Orion Portfolio Solutions, LLC 0.01% of their portfolio | 3.7k $701.9k | Reduced -345 |
| Institute for Wealth Management, LLC. 0.11% of their portfolio | 3.6k $674.4k | Added +268 |
| Welch Group, LLC 0.04% of their portfolio | 3.5k $656.7k | New |
| Family Firm, Inc. 0.16% of their portfolio | 3.4k $638.9k | Added +111 |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 3.4k $626.3k | Added +290 |
| TD Waterhouse Canada Inc. 0.01% of their portfolio | 3.4k $756.7k | Reduced -226 |
| Sound View Wealth Advisors Group, LLC 0.06% of their portfolio | 2.7k $505.4k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 2.7k $504.9k | Reduced -3.0k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 2.5k $455.4k | Added +3 |
| GSA CAPITAL PARTNERS LLP 0.04% of their portfolio | 2.3k $436.0k | Added +830 |
| FMR LLC 0.00% of their portfolio | 2.3k $424.1k | Added +817 |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 2.3k $419.4k | Added +65 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 2.0k $369.5k | Reduced -493 |
| HighTower Advisors, LLC 0.00% of their portfolio | 1.9k $361.0k | Added +5 |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 1.9k $359.7k | New |
| Creative Planning 0.00% of their portfolio | 1.9k $355.7k | Added +132 |
| Raab & Moskowitz Asset Management LLC 0.10% of their portfolio | 1.7k $323.5k | Added +208 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 1.6k $294.1k | Added +35 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.4k $268.5k | Added +1.1k |
| U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio | 1.4k $264.0k | Added +225 |
| CX Institutional 0.01% of their portfolio | 1.4k $258.1k | Reduced -303 |
| Northeast Financial Consultants Inc 0.01% of their portfolio | 1.4k $255.9k | Unchanged |
| Essex Financial Services, Inc. 0.03% of their portfolio | 1.4k $253.4k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 1.4k $252.6k | Added +133 |
| Advisory Services Network, LLC 0.01% of their portfolio | 1.3k $249.2k | Unchanged |
| StrategIQ Financial Group, LLC 0.03% of their portfolio | 1.3k $238.2k | Unchanged |
| Capital Investment Advisors, LLC 0.01% of their portfolio | 1.3k $235.1k | New |
| Guardian Asset Advisors, LLC 0.22% of their portfolio | 1.3k $235.0k | First filing |
| Bruce G. Allen Investments, LLC 0.21% of their portfolio | 1.3k $232.7k | First filing |
| Rock Point Advisors, LLC 0.07% of their portfolio | 1.2k $224.5k | New |
| Matthew Goff Investment Advisor, LLC 0.05% of their portfolio | 1.2k $223.4k | Unchanged |
| SteelPeak Wealth, LLC 0.01% of their portfolio | 1.2k $218.3k | Added +9 |
| AFT, FORSYTH & COMPANY, INC. 0.14% of their portfolio | 1.2k $216.1k | Reduced -160 |
| Apexium Financial, LP 0.02% of their portfolio | 1.1k $212.8k | Added +4 |
| TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio | 1.1k $208.4k | New |
| AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 1.1k $206.9k | New |
| Essex Bank 0.06% of their portfolio | 1.1k $203.9k | New |
| V2 Financial group LLC 0.14% of their portfolio | 1.1k $203.9k | New |
| Capital Analysts, LLC 0.01% of their portfolio | 1.1k $198.0k | New |
| BROWN, LISLE/CUMMINGS, INC. 0.07% of their portfolio | 1.0k $191.9k | Reduced -21 |
| Manchester Capital Management LLC 0.02% of their portfolio | 1.0k $185.4k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 852 $158.0k | Added +200 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 749 $138.9k | Added +14 |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 677 $125.5k | First filing |
| ANGELES WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 650 $120.5k | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. 0.06% of their portfolio | 569 $105.4k | Added +5 |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 568 $105.3k | Unchanged |
| Y.D. More Investments Ltd 0.02% of their portfolio | 516 $95.7k | Added +116 |
| Allworth Financial LP 0.00% of their portfolio | 513 $95.0k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 434 $80.4k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 341 $64.6k | Added +1 |
| VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio | 300 $55.6k | Unchanged |
| AlphaCore Capital LLC 0.01% of their portfolio | 300 $55.6k | Unchanged |
| Cassady Schiller Wealth Management, LLC 0.03% of their portfolio | 300 $55.6k | Unchanged |
| Jackson Hole Capital Partners, LLC 0.01% of their portfolio | 250 $46.4k | Unchanged |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 240 $44.5k | Unchanged |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 225 $41.7k | Unchanged |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 216 $40.0k | Reduced -225 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 213 $39.5k | Unchanged |
| ISLAY CAPITAL MANAGEMENT, LLC 0.03% of their portfolio | 210 $38.9k | Unchanged |
| TRUST CO OF VERMONT 0.00% of their portfolio | 203 $37.6k | Reduced -400 |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 187 $35.0k | Added +137 |
| Piscataqua Savings Bank 0.03% of their portfolio | 166 $30.8k | Unchanged |