Vault-13

ISHARES TR IHI

U.S. MED DVC ETF · ETP · CUSIP 464288810

583 institutional holders +6 vs Q4 2023
46,705,55846.7m shares reported held*
$2.7bnreported value*
59 new 166 added 226 reduced 51 sold out net bought ≈ $173.3m (+3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.37. Options: 10 managers hold calls ($45.7m notional), 12 hold puts ($21.7m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 556Q4 22: 576Q1 23: 558Q2 23: 585Q3 23: 546Q4 23: 577Q1 24: 583583Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022556
Q4 2022576
Q1 2023558
Q2 2023585
Q3 2023546
Q4 2023577
Q1 2024583

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 192 bought or addedQ4 22: 283 cut or sold outQ4 22Q1 23: 177 bought or addedQ1 23: 325 cut or sold outQ1 23Q2 23: 229 bought or addedQ2 23: 271 cut or sold outQ2 23Q3 23: 187 bought or addedQ3 23: 307 cut or sold outQ3 23Q4 23: 197 bought or addedQ4 23: 302 cut or sold outQ4 23Q1 24: 225 bought or addedQ1 24: 277 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022192283
Q1 2023177325
Q2 2023229271
Q3 2023187307
Q4 2023197302
Q1 2024225277

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ2 23 calls: $12.4mQ2 23 puts: $18.1mQ2 23P/C 1.46Q3 23 calls: $18.6mQ3 23 puts: $12.7mQ3 23P/C 0.68Q4 23 calls: $43.0mQ4 23 puts: $20.4mQ4 23P/C 0.47Q1 24 calls: $45.7mQ1 24 puts: $21.7mQ1 24P/C 0.48
Numbers
QuarterCallsPutsP/C
Q2 2023$12.4m$18.1m1.46
Q3 2023$18.6m$12.7m0.68
Q4 2023$43.0m$20.4m0.47
Q1 2024$45.7m$21.7m0.48

Biggest buyers

CITIGROUP INC Added +5,196,566+5.2m
MORGAN STANLEY Added +3,140,427+3.1m
BARCLAYS PLC Added +347,577+347.6k
Cetera Investment Advisers Added +190,153+190.2k
GOLDMAN SACHS GROUP INC Added +183,478+183.5k
CITADEL ADVISORS LLC Added +182,970+183.0k
JPMORGAN CHASE & CO Added +158,180+158.2k
MIRABELLA FINANCIAL SERVICES LLP New +148,610+148.6k
Global Assets Advisory, LLC Added +133,533+133.5k
HighTower Advisors, LLC Added +132,125+132.1k

Biggest sellers

MEITAV INVESTMENT HOUSE LTD Sold out -3,068,436-3.1m
Harel Insurance Investments & Financial Services Ltd. Reduced -700,520-700.5k
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD Sold out -552,661-552.7k
Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) Sold out -385,600-385.6k
Nan Shan Life Insurance Co., Ltd. Sold out -280,711-280.7k
AE Wealth Management LLC Sold out -236,109-236.1k
ROYAL BANK OF CANADA Reduced -232,080-232.1k
Financial Partners Group, Inc Sold out -206,832-206.8k
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD Sold out -192,789-192.8k
Cetera Advisor Networks LLC Sold out -189,115-189.1k

Biggest calls

Squarepoint Ops LLC Added $15.3m261.5k shares
CITADEL ADVISORS LLC Added $9.7m165.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.3m142.1k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $4.2m71.6k shares
PEAK6 Investments LLC Reduced $3.3m55.9k shares
GOLDMAN SACHS GROUP INC New $3.0m51.7k shares
GTS SECURITIES LLC Added $738.2k12.6k shares
BARCLAYS PLC Unchanged $703.1k12.0k shares
WOLVERINE TRADING, LLC New $287.1k4.9k shares
Cutler Group LLC / CA Reduced $78.0k16.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $7.1m121.7k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $3.3m57.0k shares
Caption Management, LLC Reduced $3.2m55.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.2m38.0k shares
WOLVERINE TRADING, LLC New $1.8m30.0k shares
BOOTHBAY FUND MANAGEMENT, LLC New $1.7m29.6k shares
GTS SECURITIES LLC Added $978.5k16.7k shares
Squarepoint Ops LLC Added $650.3k11.1k shares
PEAK6 Investments LLC Added $334.0k5.7k shares
Lido Advisors, LLC Unchanged $210.9k3.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 9,739,7619.7m $570.7m $570.7m 0.02% Added +3.1m +3,140,427
2 CITIGROUP INC 0.33% of their portfolio NEW YORK, NY 5,218,9285.2m $305.8m $305.8m 0.33% Added +5.2m +5,196,566
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,429,1952.4m $142.3m $142.3m 0.01% Added +82.1k +82,075
4 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,247,4022.2m $131.7m $131.7m 0.07% Reduced -50.0k -50,007
5 Fisher Asset Management, LLC 0.05% of their portfolio PLANO, TX 2,006,6372.0m $117.6m $117.6m 0.05% Reduced -69.1k -69,108
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,265,8931.3m $74.2m $74.2m 0.02% Reduced -58.4k -58,415
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,265,6841.3m $74.2m $74.2m 0.00% Added +158.2k +158,180
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,192,2641.2m $69.9m $69.9m 0.02% Reduced -136.4k -136,437
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,141,8151.1m $66.9m $66.9m 0.02% Reduced -29.2k -29,151
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 836,919836.9k $49.0m $49.0m 0.01% Reduced -232.1k -232,080
11 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 676,509676.5k $39.6m $39.6m 0.01% Added +183.5k +183,478
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 480,783480.8k $28.2m $28.2m 0.01% Reduced -47.2k -47,196
13 Flaharty Asset Management, LLC 3.68% of their portfolio CLEARWATER, FL 423,542423.5k $24.8m $24.8m 3.68% Added +45.1k +45,110
14 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 402,666402.7k $23.6m $23.6m 0.05% Reduced -26.6k -26,611
15 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 373,951374.0k $21.9m $21.9m 0.01% Reduced -8.3k -8,254
16 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 358,764358.8k $21.0m $21.0m 0.03% Reduced -20.9k -20,915
17 Migdal Insurance & Financial Holdings Ltd. 0.33% of their portfolio Petach Tikva, L3 352,843352.8k $20.7m $20.7m 0.33% Reduced -3.5k -3,483
18 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 352,095352.1k $20.6m $20.6m 0.01% Added +347.6k +347,577
19 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 349,435349.4k $20.5m $20.5m 0.03% Added +20.8k +20,801
20 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 345,215345.2k $20.2m $20.2m 0.03% Reduced -22.6k -22,597
21 BANK HAPOALIM BM 2.12% of their portfolio TEL AVIV, L3 278,885278.9k $16.3m $16.3m 2.12% Added +6.4k +6,393
22 MACKENZIE FINANCIAL CORP 0.02% of their portfolio TORONTO ONTARIO, A6 268,265268.3k $15.7m $15.7m 0.02% Reduced -1.1k -1,095
23 RiverFront Investment Group, LLC 0.44% of their portfolio RICHMOND, VA 267,667267.7k $15.7m $15.7m 0.44% Added +25.4k +25,366
24 Wharton Business Group, LLC 0.75% of their portfolio MALVERN, PA 266,975267.0k $15.6m $15.6m 0.75% Added +33.6k +33,590
25 Baltimore-Washington Financial Advisors, Inc. 0.90% of their portfolio Columbia, MD 246,621246.6k $14.4m $14.4m 0.90% Added +13.2k +13,208
26 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 233,834233.8k $13.7m $13.7m 0.03% Added +190.2k +190,153
27 Gerber Kawasaki Wealth & Investment Management 0.73% of their portfolio SANTA MONICA, CA 231,681231.7k $13.6m $13.6m 0.73% Reduced -11.1k -11,121
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 222,625222.6k $13.0m $13.0m 0.03% Added +1.1k +1,103
29 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 210,760210.8k $12.3m $12.3m 0.02% Added +132.1k +132,125
30 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 209,673209.7k $12.3m $12.3m 0.05% Reduced -8.5k -8,462
31 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 207,215207.2k $12.1m $12.1m 0.01% Added +183.0k +182,970
32 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 206,027206.0k $12.1m $12.1m 0.03% Added +4.0k +3,972
33 Equitable Holdings, Inc. 0.13% of their portfolio NEW YORK, NY 199,678199.7k $11.7m $11.7m 0.13% Added +2.5k +2,538
34 ARKANSAS FINANCIAL GROUP, INC. 1.85% of their portfolio LITTLE ROCK, AR 179,247179.2k $10.5m $10.5m 1.85% Added +3.6k +3,573
35 FWL INVESTMENT MANAGEMENT, LLC 5.79% of their portfolio Dallas, TX 179,180179.2k $10.5m $10.5m 5.79% Added +975 +975
36 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 177,906177.9k $10.4m $10.4m 0.04% Reduced -24.5k -24,492
37 MEANS INVESTMENT CO., INC. 1.35% of their portfolio BANGOR, ME 177,544177.5k $10.4m $10.4m 1.35% Reduced -22.3k -22,313
38 Baker Avenue Asset Management, LP 0.37% of their portfolio SAN FRANCISCO, CA 160,550160.6k $9.4m $9.4m 0.37% Added +10.3k +10,263
39 Northeast Financial Consultants Inc 0.46% of their portfolio WESTPORT, CT 159,089159.1k $9.3m $9.3m 0.46% Reduced -49.6k -49,637
40 EP Wealth Advisors, LLC 0.11% of their portfolio TORRANCE, CA 158,343158.3k $9.3m $9.3m 0.11% Reduced -3.9k -3,880
41 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 155,256155.3k $9.1m $9.1m 0.01% Reduced -3.7k -3,725
42 MIRABELLA FINANCIAL SERVICES LLP 0.63% of their portfolio London, X0 148,610148.6k $8.7m $8.7m 0.63% New
43 Hamilton Wealth, LLC 2.69% of their portfolio LOS ANGELES, CA 147,124147.1k $8.6m $8.6m 2.69% Reduced -11.3k -11,254
44 Global Assets Advisory, LLC 0.10% of their portfolio ORLANDO, FL 145,160145.2k $2.5k $2.5k 0.10% Added +133.5k +133,533
45 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 142,473142.5k $8.3m $8.3m 0.01% Reduced -13.5k -13,537
46 Certified Advisory Corp 1.15% of their portfolio ALTAMONTE SPRINGS, FL 140,621140.6k $8.2m $8.2m 1.15% Added +3.3k +3,319
47 Dakota Wealth Management 0.19% of their portfolio PALM BEACH GARDENS, FL 131,218131.2k $7.7m $7.7m 0.19% Added +31.1k +31,139
48 Gimbal Financial 6.27% of their portfolio CARMEL, IN 130,768130.8k $7.7m $7.7m 6.27% Added +97.4k +97,352
49 Strategic Wealth Partners, Ltd. 0.82% of their portfolio INDEPENDENCE, OH 128,334128.3k $7.5m $7.5m 0.82% Added +12.5k +12,482
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 127,223127.2k $7.5m $7.5m 0.01% Added +754 +754
51 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 121,734121.7k $7.1m $7.1m 0.02% Added +4.1k +4,063
52 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 120,147120.1k $7.0m $7.0m 0.06% Reduced -825 -825
53 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 116,170116.2k $6.8m $6.8m 0.01% Added +99.1k +99,118
54 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 116,112116.1k $6.8m $6.8m 0.05% Added +4.0k +3,980
55 B. Riley Wealth Advisors, Inc. 0.15% of their portfolio MEMPHIS, TN 114,143114.1k $5.5m $5.5m 0.15% Reduced -13.6k -13,602
56 Fifth Third Securities, Inc. 0.64% of their portfolio Cincinnati, OH 113,286113.3k $6.6m $6.6m 0.64% Added +18.8k +18,767
57 Kingsview Wealth Management, LLC 0.17% of their portfolio GRANTS PASS, OR 112,723112.7k $6.6m $6.6m 0.17% Added +84.6k +84,597
58 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 111,132111.1k $6.5m $6.5m 0.00% Reduced -99.3k -99,269
59 PEAPACK GLADSTONE FINANCIAL CORP 0.10% of their portfolio BEDMINSTER, NJ 110,478110.5k $6.5m $6.5m 0.10% Reduced -1.7k -1,687
60 Safeguard Investment Advisory Group, LLC 2.20% of their portfolio Corona, CA 110,478110.5k $6.5m $6.5m 2.20% Added +5.6k +5,627
61 Riggs Asset Managment Co. Inc. 1.86% of their portfolio DALLAS, PA 108,597108.6k $6.4m $6.4m 1.86% New
62 CUMBERLAND ADVISORS INC 2.33% of their portfolio SARASOTA, FL 106,770106.8k $6.3m $6.3m 2.33% New
63 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 106,411106.4k $6.2m $6.2m 0.01% Reduced -322 -322
64 Yarbrough Capital, LLC 0.27% of their portfolio FRANKLIN, TN 104,660104.7k $6.1m $6.1m 0.27% Unchanged
65 Segment Wealth Management, LLC 0.47% of their portfolio HOUSTON, TX 104,518104.5k $6.1m $6.1m 0.47% Added +1.4k +1,417
66 FinDec Wealth Services, Inc. 3.82% of their portfolio Stockton, CA 103,605103.6k $6.1m $6.1m 3.82% Reduced -2.2k -2,186
67 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 102,562102.6k $6.0m $6.0m 0.02% Added +1.5k +1,519
68 Capital Analysts, LLC 0.28% of their portfolio FORT WASHINGTON, PA 101,995102.0k $6.0m $6.0m 0.28% Reduced -10.0k -9,970
69 Moors & Cabot, Inc. 0.32% of their portfolio BOSTON, MA 101,793101.8k $6.0m $6.0m 0.32% Added +1.7k +1,713
70 Eagle Strategies LLC 1.31% of their portfolio NEW YORK, NY 100,890100.9k $5.9m $5.9m 1.31% New
71 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 99,34299.3k $5.8m $5.8m 0.01% Reduced -141 -141
72 Anchor Investment Management, LLC 0.60% of their portfolio COLUMBIA, SC 97,37397.4k $5.7m $5.7m 0.60% Added +1.3k +1,263
73 Mariner, LLC 0.01% of their portfolio Overland Park, KS 94,37894.4k $5.5m $5.5m 0.01% Reduced -6.1k -6,095
74 MANCHESTER FINANCIAL INC 1.43% of their portfolio Westlake Village, CA 93,75993.8k $5.5m $5.5m 1.43% Added +444 +444
75 CMH Wealth Management LLC 1.35% of their portfolio PORTSMOUTH, NH 90,41490.4k $5.3m $5.3m 1.35% Reduced -9.6k -9,622
76 Dynamic Advisor Solutions LLC 0.17% of their portfolio PHOENIX, AZ 87,47187.5k $5.1m $5.1m 0.17% Reduced -8.7k -8,711
77 JMAC ENTERPRISES LLC 0.95% of their portfolio NEWTOWN, PA 87,39587.4k $5.1m $5.1m 0.95% Added +10.5k +10,545
78 LM Advisors LLC 0.89% of their portfolio SAN DIEGO, CA 87,00987.0k $5.1m $5.1m 0.89% Reduced -3.7k -3,664
79 AXXCESS WEALTH MANAGEMENT, LLC 0.14% of their portfolio CARLSBAD, CA 85,20085.2k $5.0m $5.0m 0.14% Added +11.1k +11,083
80 PRINCIPAL SECURITIES, INC. 0.16% of their portfolio DES MOINES, IA 85,10185.1k $5.0m $5.0m 0.16% Added +2.4k +2,408
81 Oak Root LLC 0.67% of their portfolio Santa Barbara, CA 84,99485.0k $5.0m $5.0m 0.67% New
82 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 84,72984.7k $5.0m $5.0m 0.06% Reduced -7.6k -7,611
83 ALTFEST L J & CO INC 0.65% of their portfolio NEW YORK, NY 78,76378.8k $4.6m $4.6m 0.65% Added +1.4k +1,383
84 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 78,52978.5k $4.6m $4.6m 0.00% Reduced -72 -72
85 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 78,46478.5k $4.6m $4.6m 0.03% Reduced -895 -895
86 Charter Oak Capital Management, LLC 0.48% of their portfolio PORTSMOUTH, NH 77,22077.2k $4.5m $4.5m 0.48% Reduced -1.3k -1,312
87 CENTAURUS FINANCIAL, INC. 0.31% of their portfolio ANAHEIM, CA 75,22075.2k $4.4m $4.4m 0.31% Reduced -27.9k -27,872
88 Money Design Co.,Ltd. 0.24% of their portfolio TOKYO, M0 74,70874.7k $4.4m $4.4m 0.24% Reduced -14.7k -14,706
89 TRANSCEND CAPITAL ADVISORS, LLC 0.34% of their portfolio MADISON, NJ 72,58472.6k $4.3m $4.3m 0.34% Added +10.1k +10,117
90 Mason & Associates Inc 1.13% of their portfolio LOS ANGELES, CA 72,53872.5k $4.2m $4.2m 1.13% Added +4.9k +4,933
91 Capital Asset Advisory Services LLC 0.24% of their portfolio Williamston, MI 72,03872.0k $4.1m $4.1m 0.24% Added +2.5k +2,506
92 Apollon Financial, LLC 1.44% of their portfolio MOUNT PLEASANT, SC 71,18571.2k $4.2m $4.2m 1.44% Reduced -2.4k -2,431
93 Snider Financial Group 1.71% of their portfolio BELLEVUE, WA 70,12570.1k $4.1m $4.1m 1.71% Reduced -1.2k -1,151
94 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 69,24369.2k $4.1m $4.1m 0.05% Added +11.1k +11,103
95 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 68,61068.6k $4.0m $4.0m 0.04% Reduced -19.9k -19,949
96 NORTHSTAR ASSET MANAGEMENT Co 0.98% of their portfolio BLUE BELL, PA 68,00068.0k $4.0m $4.0m 0.98% Reduced -2.0k -2,002
97 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 65,52765.5k $3.8m $3.8m 0.03% Reduced -11.1k -11,132
98 LYNX CAPITAL GROUP LTD /ADV 2.58% of their portfolio BEACHWOOD, OH 65,18865.2k $3.8m $3.8m 2.58% Added +9.2k +9,194
99 SEAVIEW INVESTMENT MANAGERS LLC 1.14% of their portfolio MIAMI, FL 64,80364.8k $3.8m $3.8m 1.14% Added +21.0k +21,042
100 RWA WEALTH PARTNERS, LLC 0.05% of their portfolio BOSTON, MA 64,07864.1k $3.8m $3.8m 0.05% Reduced -2.9k -2,900