Vault-13

ISHARES TR SUSA

MSCI USA ESG SLC · ETP · CUSIP 464288802

485 institutional holders +23 vs Q3 2024
18,559,91018.6m shares reported held*
$2.3bnreported value*
17 new 124 added 196 reduced 24 sold out net sold ≈ $212.4m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($757.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $121.72. Options: 3 managers hold calls ($11.2m notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 397Q4 22: 431Q1 23: 430Q2 23: 435Q3 23: 423Q4 23: 456Q1 24: 455Q2 24: 454Q3 24: 462Q4 24: 485485Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022397
Q4 2022431
Q1 2023430
Q2 2023435
Q3 2023423
Q4 2023456
Q1 2024455
Q2 2024454
Q3 2024462
Q4 2024485

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 180 bought or addedQ1 23: 164 cut or sold outQ2 23: 169 bought or addedQ2 23: 168 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 171 cut or sold outQ4 23: 195 bought or addedQ4 23: 147 cut or sold outQ4 23Q1 24: 159 bought or addedQ1 24: 211 cut or sold outQ2 24: 148 bought or addedQ2 24: 203 cut or sold outQ2 24Q3 24: 143 bought or addedQ3 24: 188 cut or sold outQ4 24: 141 bought or addedQ4 24: 220 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023180164
Q2 2023169168
Q3 2023131171
Q4 2023195147
Q1 2024159211
Q2 2024148203
Q3 2024143188
Q4 2024141220

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ1 24 calls: $46.2mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $25.3mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $12.0kQ3 24 puts: $12.0kQ3 24P/C 1.00Q4 24 calls: $11.2mQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$46.2m$00.00
Q2 2024$25.3m$00.00
Q3 2024$12.0k$12.0k1.00
Q4 2024$11.2m$00.00

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV Added +33,419+33.4k
Advisory Services Network, LLC Added +32,375+32.4k
Stewardship Advisors, LLC Added +26,877+26.9k
Granite Investment Partners, LLC New +21,897+21.9k
TRUIST FINANCIAL CORP Added +20,301+20.3k
ENVESTNET ASSET MANAGEMENT INC Added +17,650+17.6k
Focus Partners Wealth Added +17,282+17.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +17,174+17.2k
Retireful, LLC New +14,268+14.3k
M&T Bank Corp Added +13,279+13.3k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,572,750-1.6m
GeoWealth Management, LLC Reduced -72,908-72.9k
Elevation Capital Advisory, LLC Sold out -70,841-70.8k
Ameritas Advisory Services, LLC Reduced -38,727-38.7k
Kingsview Wealth Management, LLC Sold out -35,698-35.7k
UBS Group AG Reduced -29,434-29.4k
AMERIPRISE FINANCIAL INC Reduced -26,802-26.8k
MORGAN STANLEY Reduced -18,378-18.4k
JANE STREET GROUP, LLC Sold out -16,723-16.7k
Robertson Stephens Wealth Management, LLC Reduced -16,301-16.3k

Biggest calls

GROUP ONE TRADING LLC New $5.8m56.5k shares
IMC-Chicago, LLC New $5.4m52.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,611,2601.6m $195.9m $195.9m 0.02% Reduced -1.6m -1,572,750
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,487,4291.5m $180.9m $180.9m 0.02% Reduced -5.6k -5,587
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,144,5811.1m $139.2m $139.2m 0.01% Reduced -18.4k -18,378
4 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 1,003,9791.0m $122.1m $122.1m 0.08% Added +5.0k +5,003
5 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 785,643785.6k $95.5m $95.5m 0.02% Reduced -26.8k -26,802
6 SPINNAKER TRUST 4.78% of their portfolio PORTLAND, ME 623,589623.6k $75.8m $75.8m 4.78% Reduced -5.5k -5,499
7 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 582,503582.5k $70.8m $70.8m 0.02% Added +3.4k +3,419
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 552,772552.8k $67.2m $67.2m 0.02% Reduced -29.4k -29,434
9 M&T Bank Corp 0.21% of their portfolio BUFFALO, NY 525,415525.4k $63.9m $63.9m 0.21% Added +13.3k +13,279
10 BlackRock, Inc. 0.00% of their portfolio New York, NY 479,490479.5k $58.3m $58.3m 0.00% Added +10.9k +10,931
11 MISSION WEALTH MANAGEMENT, LP 1.34% of their portfolio Santa Barbara, CA 461,404461.4k $56.1m $56.1m 1.34% Added +168 +168
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 385,755385.8k $46.9m $46.9m 0.01% Reduced -10.7k -10,746
13 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 384,850384.9k $46.8m $46.8m 0.02% Added +1.6k +1,601
14 Acorns Advisers, LLC 0.44% of their portfolio IRVINE, CA 372,814372.8k $45.3m $45.3m 0.44% Added +2.2k +2,158
15 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 368,019368.0k $44.7m $44.7m 0.02% First filing
16 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 310,078310.1k $37.7m $37.7m 0.02% Reduced -6.3k -6,341
17 Shira Ridge Wealth Management 15.68% of their portfolio LARKSPUR, CA 263,649263.6k $32.1m $32.1m 15.68% Added +1.4k +1,420
18 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 254,936254.9k $31.0m $31.0m 0.01% Added +17.6k +17,650
19 Ellevest, Inc. 1.64% of their portfolio NEW YORK, NY 233,514233.5k $28.4m $28.4m 1.64% Reduced -867 -867
20 World Investment Advisors 0.62% of their portfolio LINCROFT, NJ 186,336186.3k $22.7m $22.7m 0.62% Reduced -11.0k -10,953
21 Betterment LLC 0.05% of their portfolio NEW YORK, NY 185,376185.4k $22.5m $22.5m 0.05% Reduced -4.7k -4,702
22 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 178,754178.8k $21.7m $21.7m 0.03% Added +20.3k +20,301
23 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 163,548163.5k $19.9m $19.9m 0.03% Reduced -6.5k -6,480
24 Mariner, LLC 0.03% of their portfolio Overland Park, KS 162,083162.1k $19.7m $19.7m 0.03% Added +7.1k +7,075
25 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 150,501150.5k $18.3m $18.3m 0.03% Added +5.0k +4,951
26 Fund Evaluation Group, LLC 0.81% of their portfolio CINCINNATI, OH 142,644142.6k $17.3m $17.3m 0.81% Reduced -11.0k -11,039
27 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 119,078119.1k $14.5m $14.5m 0.03% Reduced -5.2k -5,233
28 BANK HAPOALIM BM 2.23% of their portfolio TEL AVIV, L3 113,250113.2k $13.8m $13.8m 2.23% Unchanged
29 Stewardship Advisors, LLC 3.51% of their portfolio MOUNT JOY, PA 104,013104.0k $12.6m $12.6m 3.51% Added +26.9k +26,877
30 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 102,911102.9k $12.5m $12.5m 0.02% Reduced -2.3k -2,255
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 101,212101.2k $12.3m $12.3m 0.02% Added +17.2k +17,174
32 TOMPKINS FINANCIAL CORP 1.12% of their portfolio ITHACA, NY 99,17499.2k $12.1m $12.1m 1.12% Reduced -2.0k -1,964
33 Farrow Financial, Inc. 7.71% of their portfolio SOUTH BURLINGTON, VT 97,43797.4k $11.9m $11.9m 7.71% Reduced -1.7k -1,705
34 Quent Capital, LLC 1.18% of their portfolio NEW YORK, NY 93,36293.4k $11.4m $11.4m 1.18% Added +7.5k +7,543
35 HM PAYSON & CO 0.18% of their portfolio PORTLAND, ME 88,10988.1k $10.7m $10.7m 0.18% Added +5.7k +5,718
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 86,54086.5k $10.5m $10.5m 0.01% Reduced -15.9k -15,863
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 82,20282.2k $10.0m $10.0m 0.01% Reduced -673 -673
38 Money Design Co.,Ltd. 0.48% of their portfolio TOKYO, M0 76,91976.9k $9.4m $9.4m 0.48% Reduced -2.8k -2,822
39 Charter Oak Capital Management, LLC 0.85% of their portfolio PORTSMOUTH, NH 75,46275.5k $9.2m $9.2m 0.85% Reduced -3.1k -3,090
40 Advisory Services Network, LLC 0.15% of their portfolio ATLANTA, GA 66,98967.0k $8.1m $8.1m 0.15% Added +32.4k +32,375
41 Corundum Group, Inc. 3.01% of their portfolio COLORADO SPRINGS, CO 66,27866.3k $8.1m $8.1m 3.01% Reduced -746 -746
42 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 64,33664.3k $7.8m $7.8m 0.00% Unchanged
43 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 62,60162.6k $7.6m $7.6m 0.07% Reduced -2.0k -2,021
44 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 62,21662.2k $7.6m $7.6m 0.06% Reduced -1.5k -1,490
45 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 60,18060.2k $7.3m $7.3m 0.03% Reduced -38 -38
46 Accredited Investors Inc. 0.43% of their portfolio EDINA, MN 59,96860.0k $7.3m $7.3m 0.43% Reduced -2.0k -1,952
47 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 58,03758.0k $7.1m $7.1m 0.02% Added +33.4k +33,419
48 Roof Eidam Maycock Peralta, LLC 1.73% of their portfolio San Francisco, CA 55,07755.1k $6.7m $6.7m 1.73% Reduced -4.2k -4,191
49 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 54,08554.1k $6.6m $6.6m 0.05% Reduced -2.7k -2,715
50 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 53,81053.8k $6.5m $6.5m 0.01% Added +1.5k +1,544
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 52,00952.0k $6.3m $6.3m 0.00% Added +288 +288
52 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 51,75251.8k $6.3m $6.3m 0.01% Added +11.1k +11,070
53 SOA Wealth Advisors, LLC. 1.15% of their portfolio NEW YORK, NY 51,55451.6k $6.3m $6.3m 1.15% Reduced -8.7k -8,694
54 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 51,32451.3k $6.2m $6.2m 0.04% Added +4.5k +4,549
55 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 50,64550.6k $6.2m $6.2m 0.02% Reduced -1.9k -1,922
56 3EDGE Asset Management, LP 0.38% of their portfolio Naples, FL 50,48850.5k $6.1m $6.1m 0.38% Added +7.6k +7,586
57 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 49,54949.5k $6.0m $6.0m 0.02% Reduced -161 -161
58 LFA - Lugano Financial Advisors SA 3.80% of their portfolio LUGANO, V8 47,84647.8k $5.8m $5.8m 3.80% Added +2.5k +2,520
59 Robertson Stephens Wealth Management, LLC 0.20% of their portfolio San Francisco, CA 46,78946.8k $5.7m $5.7m 0.20% Reduced -16.3k -16,301
60 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 46,53546.5k $5.7m $5.7m 0.02% Reduced -10.7k -10,713
61 SageView Advisory Group, LLC 0.24% of their portfolio Newport Beach, CA 45,65345.7k $5.6m $5.6m 0.24% Reduced -426 -426
62 Permanens Capital L.P. 1.05% of their portfolio NEW YORK, NY 45,36945.4k $5.5m $5.5m 1.05% Reduced -10.2k -10,178
63 HILLTOP WEALTH ADVISORS, LLC 2.70% of their portfolio CHAPEL HILL, NC 43,90043.9k $5.3m $5.3m 2.70% Reduced -710 -710
64 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 42,48442.5k $5.5m $5.5m 0.01% Added +17.3k +17,282
65 Garde Capital, Inc. 0.30% of their portfolio SEATTLE, WA 37,49737.5k $4.6m $4.6m 0.30% Reduced -15.9k -15,924
66 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.24% of their portfolio ROCHESTER, NY 36,91836.9k $4.5m $4.5m 0.24% Added +1.5k +1,520
67 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 36,76536.8k $4.5m $4.5m 0.03% Added +671 +671
68 Bear Mountain Capital, Inc. 1.75% of their portfolio SEATTLE, WA 35,67835.7k $4.5m $4.5m 1.75% Reduced -1.2k -1,231
69 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 35,34935.3k $4.3m $4.3m 0.06% Added +465 +465
70 Glenview Trust Co 0.08% of their portfolio Louisville, KY 35,00035.0k $4.3m $4.3m 0.08% Added +5.0k +5,000
71 Olde Wealth Management, LLC 1.44% of their portfolio SAMMAMISH, WA 33,12033.1k $4.0m $4.0m 1.44% Reduced -672 -672
72 Long Run Wealth Advisors, LLC 0.94% of their portfolio Lake Placid, NY 32,13632.1k $3.9m $3.9m 0.94% Reduced -1.8k -1,761
73 BigSur Wealth Management LLC 1.11% of their portfolio MIAMI, FL 32,00032.0k $3.9m $3.9m 1.11% Unchanged
74 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 31,80131.8k $3.9m $3.9m 0.00% Reduced -1.4k -1,417
75 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 31,76331.8k $3.9m $3.9m 0.02% Reduced -6.8k -6,802
76 CRUX WEALTH ADVISORS 2.12% of their portfolio LONG BEACH, CA 31,28631.3k $3.8m $3.8m 2.12% First filing
77 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 29,94029.9k $3.6m $3.6m 0.02% Reduced -497 -497
78 GRIMES & Co WEALTH MANAGEMENT, LLC 0.10% of their portfolio WESTBOROUGH, MA 29,89029.9k $3.6m $3.6m 0.10% Reduced -120 -120
79 Destination Wealth Management 0.11% of their portfolio Walnut Creek, CA 29,80229.8k $3.6m $3.6m 0.11% Reduced -448 -448
80 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 28,94728.9k $3.5m $3.5m 0.01% Reduced -1.1k -1,051
81 Relyea Zuckerberg Hanson LLC 0.46% of their portfolio STAMFORD, CT 28,23328.2k $3.4m $3.4m 0.46% Added +113 +113
82 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 28,21728.2k $3.4m $3.4m 0.04% Added +710 +710
83 Laird Norton Wetherby Trust Company, LLC 0.45% of their portfolio Seattle, WA 27,06427.1k $3.3m $3.3m 0.45% Unchanged
84 Shepherd Financial Partners LLC 0.39% of their portfolio WINCHESTER, MA 26,98627.0k $3.3m $3.3m 0.39% Reduced -1.0k -1,025
85 BAILARD, INC. 0.08% of their portfolio Foster City, CA 26,24726.2k $3.2m $3.2m 0.08% Added +3.3k +3,315
86 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,09824.1k $2.9m $2.9m 0.00% Reduced -131 -131
87 Simmons Bank 0.21% of their portfolio Pine Bluff, AR 24,08124.1k $2.9m $2.9m 0.21% Reduced -67 -67
88 CPC Advisors, LLC 0.39% of their portfolio Atlanta, GA 23,86323.9k $2.9m $2.9m 0.39% Added +6.0k +6,047
89 VERITY Wealth Advisors 2.07% of their portfolio SAUSALITO, X1 23,55423.6k $2.9m $2.9m 2.07% Unchanged
90 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 23,29623.3k $2.8m $2.8m 0.01% Reduced -226 -226
91 FSA WEALTH PARTNERS, INC. 0.65% of their portfolio Rockville, MD 22,67922.7k $2.8m $2.8m 0.65% Added +7.2k +7,209
92 Composition Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 22,52722.5k $2.7m $2.7m 0.06% Reduced -1.4k -1,377
93 Granite Investment Partners, LLC 0.12% of their portfolio EL SEGUNDO, CA 21,89721.9k $2.7m $2.7m 0.12% New
94 Asset Dedication, LLC 0.21% of their portfolio SAN FRANCISCO, CA 21,76921.8k $2.6m $2.6m 0.21% Reduced -448 -448
95 Ledyard National Bank 0.25% of their portfolio HANOVER, NH 21,50221.5k $2.6m $2.6m 0.25% Reduced -1.4k -1,434
96 CWM, LLC 0.01% of their portfolio OMAHA, NE 21,49821.5k $2.6m $2.6m 0.01% Reduced -987 -987
97 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 21,43621.4k $2.6m $2.6m 0.01% Reduced -711 -711
98 WHITTIER TRUST CO OF NEVADA INC 0.06% of their portfolio RENO, NV 21,38921.4k $2.6m $2.6m 0.06% Reduced -1.6k -1,570
99 CGN Advisors LLC 0.25% of their portfolio MANHATTAN, KS 21,22021.2k $2.6m $2.6m 0.25% Reduced -879 -879
100 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 20,87320.9k $2.6m $2.6m 0.01% Added +1 +1