Vault-13

ISHARES TR SUSA

MSCI USA ESG SLC · ETP · CUSIP 464288802

462 institutional holders +8 vs Q2 2024
20,009,20820.0m shares reported held*
$2.4bnreported value*
27 new 116 added 169 reduced 19 sold out net sold ≈ $12.5m (-140.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($782.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $120.99. Options: 2 managers hold calls ($12.0k notional), 1 hold puts ($12.0k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 397Q4 22: 431Q1 23: 430Q2 23: 435Q3 23: 423Q4 23: 456Q1 24: 455Q2 24: 454Q3 24: 462462Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022397
Q4 2022431
Q1 2023430
Q2 2023435
Q3 2023423
Q4 2023456
Q1 2024455
Q2 2024454
Q3 2024462

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 174 bought or addedQ4 22: 148 cut or sold outQ1 23: 180 bought or addedQ1 23: 164 cut or sold outQ1 23Q2 23: 169 bought or addedQ2 23: 168 cut or sold outQ3 23: 131 bought or addedQ3 23: 171 cut or sold outQ3 23Q4 23: 195 bought or addedQ4 23: 147 cut or sold outQ1 24: 159 bought or addedQ1 24: 211 cut or sold outQ1 24Q2 24: 148 bought or addedQ2 24: 203 cut or sold outQ3 24: 143 bought or addedQ3 24: 188 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022174148
Q1 2023180164
Q2 2023169168
Q3 2023131171
Q4 2023195147
Q1 2024159211
Q2 2024148203
Q3 2024143188

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ4 23 calls: $58.2mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $46.2mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $25.3mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $12.0kQ3 24 puts: $12.0kQ3 24P/C 1.00
Numbers
QuarterCallsPutsP/C
Q4 2023$58.2m$00.00
Q1 2024$46.2m$00.00
Q2 2024$25.3m$00.00
Q3 2024$12.0k$12.0k1.00

Biggest buyers

World Investment Advisors Added +195,314+195.3k
GeoWealth Management, LLC New +72,920+72.9k
Elevation Capital Advisory, LLC New +70,841+70.8k
Ameritas Advisory Services, LLC Added +38,851+38.9k
HILLTOP WEALTH ADVISORS, LLC Added +28,457+28.5k
ENVESTNET ASSET MANAGEMENT INC Added +26,485+26.5k
AE Wealth Management LLC New +21,101+21.1k
TOMPKINS FINANCIAL CORP Added +19,283+19.3k
RETIREMENT CAPITAL STRATEGIES New +18,311+18.3k
OneDigital Investment Advisors LLC Added +11,599+11.6k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -232,754-232.8k
SPINNAKER TRUST Reduced -71,703-71.7k
Fund Evaluation Group, LLC Reduced -45,193-45.2k
D.A. DAVIDSON & CO. Reduced -40,395-40.4k
Strategic Financial Concepts, LLC Sold out -35,495-35.5k
ROYAL BANK OF CANADA Reduced -34,179-34.2k
AMERIPRISE FINANCIAL INC Reduced -24,977-25.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -23,839-23.8k
TRUIST FINANCIAL CORP Reduced -22,682-22.7k
JPMORGAN CHASE & CO Reduced -19,722-19.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $12.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $12.0k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 3,184,0103.2m $383.3m $383.3m 0.02% Reduced -19.7k -19,722
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,493,0161.5m $179.7m $179.7m 0.02% Reduced -9.4k -9,360
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,162,9591.2m $140.0m $140.0m 0.01% Reduced -14.6k -14,565
4 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 998,976999.0k $120.2m $120.2m 0.08% Reduced -1.9k -1,882
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 812,445812.4k $97.8m $97.8m 0.03% Reduced -25.0k -24,977
6 SPINNAKER TRUST 4.67% of their portfolio PORTLAND, ME 629,088629.1k $75.7m $75.7m 4.67% Reduced -71.7k -71,703
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 582,206582.2k $70.1m $70.1m 0.02% Reduced -3.4k -3,434
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 579,084579.1k $69.7m $69.7m 0.02% Reduced -34.2k -34,179
9 M&T Bank Corp 0.20% of their portfolio BUFFALO, NY 512,136512.1k $61.6m $61.6m 0.20% Added +3.4k +3,383
10 BlackRock, Inc. 0.00% of their portfolio New York, NY 468,559468.6k $56.4m $56.4m 0.00% First filing
11 MISSION WEALTH MANAGEMENT, LP 1.37% of their portfolio Santa Barbara, CA 461,236461.2k $55.5m $55.5m 1.37% Added +8.9k +8,936
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 396,501396.5k $47.7m $47.7m 0.01% Reduced -9.2k -9,224
13 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 383,249383.2k $46.1m $46.1m 0.02% Unchanged
14 Acorns Advisers, LLC 0.44% of their portfolio IRVINE, CA 370,656370.7k $44.6m $44.6m 0.44% Added +5.0k +5,023
15 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 316,419316.4k $38.1m $38.1m 0.02% Reduced -8.9k -8,901
16 Shira Ridge Wealth Management 16.10% of their portfolio LARKSPUR, CA 262,229262.2k $31.6m $31.6m 16.10% Reduced -10.7k -10,658
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 237,286237.3k $28.6m $28.6m 0.01% Added +26.5k +26,485
18 Ellevest, Inc. 1.56% of their portfolio NEW YORK, NY 234,381234.4k $28.2m $28.2m 1.56% Reduced -693 -693
19 World Investment Advisors 0.75% of their portfolio LINCROFT, NJ 197,289197.3k $23.7m $23.7m 0.75% Added +195.3k +195,314
20 Betterment LLC 0.05% of their portfolio NEW YORK, NY 190,078190.1k $22.9m $22.9m 0.05% Reduced -2.7k -2,706
21 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 170,028170.0k $20.5m $20.5m 0.03% Reduced -10.4k -10,444
22 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 158,453158.5k $19.1m $19.1m 0.03% Reduced -22.7k -22,682
23 Mariner, LLC 0.03% of their portfolio Overland Park, KS 155,008155.0k $18.7m $18.7m 0.03% Added +5.9k +5,871
24 Fund Evaluation Group, LLC 1.02% of their portfolio CINCINNATI, OH 153,683153.7k $18.5m $18.5m 1.02% Reduced -45.2k -45,193
25 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 145,550145.6k $17.5m $17.5m 0.03% Added +1.6k +1,577
26 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 124,311124.3k $15.0m $15.0m 0.03% Reduced -5.4k -5,447
27 BANK HAPOALIM BM 2.07% of their portfolio TEL AVIV, L3 113,250113.2k $13.6m $13.6m 2.07% Unchanged
28 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 105,166105.2k $12.7m $12.7m 0.02% Reduced -14.1k -14,121
29 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 103,968104.0k $12.5m $12.5m 0.01% Added +6.4k +6,372
30 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 102,403102.4k $12.3m $12.3m 0.02% Reduced -5.3k -5,327
31 TOMPKINS FINANCIAL CORP 1.17% of their portfolio ITHACA, NY 101,138101.1k $12.2m $12.2m 1.17% Added +19.3k +19,283
32 Farrow Financial, Inc. 7.52% of their portfolio SOUTH BURLINGTON, VT 99,14299.1k $11.9m $11.9m 7.52% Reduced -2.0k -1,972
33 Quent Capital, LLC 1.05% of their portfolio NEW YORK, NY 85,81985.8k $10.3m $10.3m 1.05% Reduced -764 -764
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 84,03884.0k $10.1m $10.1m 0.02% Added +4.7k +4,709
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 82,87582.9k $10.0m $10.0m 0.01% Reduced -1.3k -1,319
36 HM PAYSON & CO 0.17% of their portfolio PORTLAND, ME 82,39182.4k $9.9m $9.9m 0.17% Reduced -606 -606
37 Money Design Co.,Ltd. 0.48% of their portfolio TOKYO, M0 79,74179.7k $9.6m $9.6m 0.48% Reduced -3.7k -3,689
38 Charter Oak Capital Management, LLC 0.88% of their portfolio PORTSMOUTH, NH 78,55278.6k $9.5m $9.5m 0.88% Added +637 +637
39 Stewardship Advisors, LLC 2.62% of their portfolio MOUNT JOY, PA 77,13677.1k $9.3m $9.3m 2.62% Reduced -39 -39
40 GeoWealth Management, LLC 0.31% of their portfolio CHICAGO, IL 72,92072.9k $8.8m $8.8m 0.31% New
41 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 71,50471.5k $8.6m $8.6m 0.01% Reduced -232.8k -232,754
42 Elevation Capital Advisory, LLC 3.76% of their portfolio BEND, OR 70,84170.8k $8.5m $8.5m 3.76% New
43 Corundum Group, Inc. 3.68% of their portfolio COLORADO SPRINGS, CO 67,02467.0k $8.1m $8.1m 3.68% Reduced -1.0k -1,036
44 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 64,62264.6k $7.8m $7.8m 0.07% Reduced -4.1k -4,135
45 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 64,33664.3k $7.7m $7.7m 0.00% Reduced -18 -18
46 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 63,70663.7k $7.7m $7.7m 0.06% Reduced -2.1k -2,051
47 Robertson Stephens Wealth Management, LLC 0.28% of their portfolio San Francisco, CA 63,09063.1k $7.6m $7.6m 0.28% Reduced -6.6k -6,595
48 Accredited Investors Inc. 0.43% of their portfolio EDINA, MN 61,92061.9k $7.5m $7.5m 0.43% Added +1.1k +1,111
49 SOA Wealth Advisors, LLC. 1.38% of their portfolio NEW YORK, NY 60,24860.2k $7.3m $7.3m 1.38% Reduced -4.2k -4,219
50 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 60,21860.2k $7.2m $7.2m 0.03% Reduced -270 -270
51 Roof Eidam Maycock Peralta, LLC 1.81% of their portfolio San Francisco, CA 59,26859.3k $7.1m $7.1m 1.81% Reduced -3.4k -3,383
52 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 57,24857.2k $6.9m $6.9m 0.03% Reduced -15 -15
53 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 56,80056.8k $6.8m $6.8m 0.06% Reduced -40.4k -40,395
54 Permanens Capital L.P. 1.36% of their portfolio NEW YORK, NY 55,54755.5k $6.7m $6.7m 1.36% Unchanged
55 Garde Capital, Inc. 0.42% of their portfolio SEATTLE, WA 53,42153.4k $6.4m $6.4m 0.42% Reduced -266 -266
56 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 52,56752.6k $6.3m $6.3m 0.02% Added +83 +83
57 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 52,26652.3k $6.3m $6.3m 0.01% Reduced -2.4k -2,431
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 51,72151.7k $6.2m $6.2m 0.00% Added +4.0k +3,953
59 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 49,71049.7k $6.0m $6.0m 0.02% Reduced -1.5k -1,502
60 Ameritas Advisory Services, LLC 0.25% of their portfolio Lincoln, NE 47,52147.5k $5.7m $5.7m 0.25% Added +38.9k +38,851
61 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 46,77546.8k $5.6m $5.6m 0.04% Added +1.9k +1,890
62 SageView Advisory Group, LLC 0.28% of their portfolio Newport Beach, CA 46,07946.1k $5.5m $5.5m 0.28% Reduced -2.2k -2,159
63 LFA - Lugano Financial Advisors SA 3.71% of their portfolio LUGANO, V8 45,32645.3k $5.5m $5.5m 3.71% Reduced -3.9k -3,920
64 HILLTOP WEALTH ADVISORS, LLC 2.51% of their portfolio CHAPEL HILL, NC 44,61044.6k $5.4m $5.4m 2.51% Added +28.5k +28,457
65 3EDGE Asset Management, LP 0.37% of their portfolio Naples, FL 42,90242.9k $5.2m $5.2m 0.37% Added +5.4k +5,417
66 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 40,68240.7k $4.9m $4.9m 0.00% Reduced -9.5k -9,524
67 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 38,56538.6k $4.6m $4.6m 0.03% Added +567 +567
68 Bear Mountain Capital, Inc. 1.76% of their portfolio SEATTLE, WA 36,90936.9k $4.5m $4.5m 1.76% Reduced -583 -583
69 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 36,09436.1k $4.3m $4.3m 0.03% Added +163 +163
70 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 35,69835.7k $4.3m $4.3m 0.09% Added +8.2k +8,204
71 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.24% of their portfolio ROCHESTER, NY 35,39835.4k $4.3m $4.3m 0.24% Added +3.7k +3,725
72 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 34,88434.9k $4.2m $4.2m 0.06% Added +304 +304
73 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 34,61434.6k $3.9m $3.9m 0.08% Unchanged
74 Long Run Wealth Advisors, LLC 0.96% of their portfolio Lake Placid, NY 33,89733.9k $4.1m $4.1m 0.96% Reduced -585 -585
75 Olde Wealth Management, LLC 1.46% of their portfolio SAMMAMISH, WA 33,79233.8k $4.1m $4.1m 1.46% Unchanged
76 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,21833.2k $4.0m $4.0m 0.00% Reduced -1.7k -1,696
77 BigSur Wealth Management LLC 1.06% of their portfolio MIAMI, FL 32,00032.0k $3.9m $3.9m 1.06% Unchanged
78 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 30,43730.4k $3.7m $3.7m 0.02% Added +1.4k +1,385
79 Destination Wealth Management 0.11% of their portfolio Walnut Creek, CA 30,25030.2k $3.6m $3.6m 0.11% Reduced -335 -335
80 GRIMES & Co WEALTH MANAGEMENT, LLC 0.10% of their portfolio WESTBOROUGH, MA 30,01030.0k $3.6m $3.6m 0.10% Added +403 +403
81 Glenview Trust Co 0.07% of their portfolio Louisville, KY 30,00030.0k $3.6m $3.6m 0.07% Unchanged
82 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 29,99830.0k $3.6m $3.6m 0.01% Added +653 +653
83 Relyea Zuckerberg Hanson LLC 0.52% of their portfolio STAMFORD, CT 28,12028.1k $3.4m $3.4m 0.52% Reduced -1.7k -1,673
84 Shepherd Financial Partners LLC 0.41% of their portfolio WINCHESTER, MA 28,01128.0k $3.4m $3.4m 0.41% Reduced -1.6k -1,579
85 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 27,50727.5k $3.3m $3.3m 0.04% Added +11.6k +11,599
86 Laird Norton Wetherby Trust Company, LLC 0.43% of their portfolio Seattle, WA 27,06427.1k $3.3m $3.3m 0.43% Unchanged
87 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 25,20225.2k $3.0m $3.0m 0.01% Reduced -11.8k -11,756
88 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 24,61824.6k $2.9m $2.9m 0.01% Added +1.9k +1,889
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,22924.2k $2.9m $2.9m 0.00% Reduced -23.8k -23,839
90 Simmons Bank 0.21% of their portfolio Pine Bluff, AR 24,14824.1k $2.9m $2.9m 0.21% Unchanged
91 Composition Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 23,90423.9k $2.9m $2.9m 0.07% Added +915 +915
92 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 23,81123.8k $2.9m $2.9m 0.00% Added +6.2k +6,244
93 VERITY Wealth Advisors 1.99% of their portfolio SAUSALITO, X1 23,55423.6k $2.8m $2.8m 1.99% Unchanged
94 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 23,52223.5k $2.8m $2.8m 0.01% Reduced -89 -89
95 WHITTIER TRUST CO OF NEVADA INC 0.07% of their portfolio RENO, NV 22,95923.0k $2.8m $2.8m 0.07% Reduced -3.3k -3,273
96 Ledyard National Bank 0.25% of their portfolio HANOVER, NH 22,93622.9k $2.8m $2.8m 0.25% Added +1.7k +1,735
97 BAILARD, INC. 0.07% of their portfolio Foster City, CA 22,93222.9k $2.8m $2.8m 0.07% Reduced -8 -8
98 CWM, LLC 0.01% of their portfolio OMAHA, NE 22,48522.5k $2.7m $2.7m 0.01% Reduced -115 -115
99 Asset Dedication, LLC 0.18% of their portfolio SAN FRANCISCO, CA 22,21722.2k $2.7m $2.7m 0.18% Added +461 +461
100 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 22,14722.1k $2.7m $2.7m 0.01% Added +115 +115