Vault-13

ISHARES TR SUSA

MSCI USA ESG SLC · ETP · CUSIP 464288802

454 institutional holders -1 vs Q1 2024
20,146,00220.1m shares reported held*
$2.3bnreported value*
22 new 126 added 179 reduced 24 sold out net sold ≈ $303.8m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($729.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $112.22. Options: 3 managers hold calls ($25.3m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 397Q4 22: 431Q1 23: 430Q2 23: 435Q3 23: 423Q4 23: 456Q1 24: 455Q2 24: 454454Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022397
Q4 2022431
Q1 2023430
Q2 2023435
Q3 2023423
Q4 2023456
Q1 2024455
Q2 2024454

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 174 bought or addedQ4 22: 148 cut or sold outQ4 22Q1 23: 180 bought or addedQ1 23: 164 cut or sold outQ2 23: 169 bought or addedQ2 23: 168 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 171 cut or sold outQ4 23: 195 bought or addedQ4 23: 147 cut or sold outQ4 23Q1 24: 159 bought or addedQ1 24: 211 cut or sold outQ2 24: 148 bought or addedQ2 24: 203 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022174148
Q1 2023180164
Q2 2023169168
Q3 2023131171
Q4 2023195147
Q1 2024159211
Q2 2024148203

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 23 calls: $41.1mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $58.2mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $46.2mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $25.3mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$41.1m$00.00
Q4 2023$58.2m$00.00
Q1 2024$46.2m$00.00
Q2 2024$25.3m$00.00

Biggest buyers

BANK HAPOALIM BM New +113,250+113.2k
SageView Advisory Group, LLC New +48,238+48.2k
Strategic Financial Concepts, LLC New +35,495+35.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +27,884+27.9k
LFA - Lugano Financial Advisors SA Added +17,991+18.0k
Focus Partners Wealth Added +15,772+15.8k
Creative Planning Added +12,040+12.0k
Accredited Investors Inc. Added +11,178+11.2k
Mariner, LLC Added +10,575+10.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +10,532+10.5k

Biggest sellers

MORGAN STANLEY Reduced -2,393,523-2.4m
SPINNAKER TRUST Reduced -107,895-107.9k
JPMORGAN CHASE & CO Reduced -42,874-42.9k
AMERIPRISE FINANCIAL INC Reduced -37,186-37.2k
BANK OF AMERICA CORP /DE/ Reduced -33,481-33.5k
Stewardship Advisors, LLC Reduced -30,380-30.4k
US BANCORP \DE\ Reduced -26,489-26.5k
MISSION WEALTH MANAGEMENT, LP Reduced -26,182-26.2k
FLOW TRADERS U.S. LLC Reduced -23,880-23.9k
CPC Advisors, LLC Reduced -23,505-23.5k

Biggest calls

JANE STREET GROUP, LLC Reduced $25.3m250.1k shares
CITADEL ADVISORS LLC Added $22.5k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 3,203,7323.2m $360.0m $360.0m 0.02% Reduced -42.9k -42,874
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,502,3761.5m $168.8m $168.8m 0.02% Reduced -33.5k -33,481
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,177,5241.2m $132.3m $132.3m 0.01% Reduced -2.4m -2,393,523
4 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 1,000,8581.0m $112.5m $112.5m 0.07% Reduced -12.6k -12,600
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 837,422837.4k $94.1m $94.1m 0.03% Reduced -37.2k -37,186
6 SPINNAKER TRUST 5.04% of their portfolio PORTLAND, ME 700,791700.8k $78.7m $78.7m 5.04% Reduced -107.9k -107,895
7 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 613,263613.3k $68.9m $68.9m 0.02% Added +10.0k +9,990
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 585,640585.6k $65.8m $65.8m 0.02% Reduced -13.0k -13,010
9 M&T Bank Corp 0.20% of their portfolio BUFFALO, NY 508,753508.8k $57.2m $57.2m 0.20% Reduced -8.9k -8,883
10 BlackRock Inc. 0.00% of their portfolio New York, NY 458,800458.8k $51.6m $51.6m 0.00% Added +7.3k +7,279
11 MISSION WEALTH MANAGEMENT, LP 1.38% of their portfolio Santa Barbara, CA 452,300452.3k $50.8m $50.8m 1.38% Reduced -26.2k -26,182
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 405,725405.7k $45.6m $45.6m 0.01% Reduced -14.9k -14,923
13 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 383,249383.2k $43.1m $43.1m 0.02% Unchanged
14 Acorns Advisers, LLC 0.44% of their portfolio IRVINE, CA 365,633365.6k $41.1m $41.1m 0.44% Added +9.8k +9,816
15 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 325,320325.3k $36.6m $36.6m 0.02% Reduced -3.6k -3,640
16 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 304,258304.3k $34.2m $34.2m 0.05% Added +3.4k +3,363
17 Shira Ridge Wealth Management 17.08% of their portfolio LARKSPUR, CA 272,887272.9k $30.7m $30.7m 17.08% Reduced -1.7k -1,660
18 Ellevest, Inc. 1.58% of their portfolio NEW YORK, NY 235,074235.1k $26.4m $26.4m 1.58% Added +1.6k +1,615
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 210,801210.8k $23.7m $23.7m 0.01% Reduced -6.3k -6,303
20 Fund Evaluation Group, LLC 1.37% of their portfolio CINCINNATI, OH 198,876198.9k $22.3m $22.3m 1.37% Reduced -4.5k -4,541
21 Betterment LLC 0.06% of their portfolio NEW YORK, NY 192,784192.8k $21.7m $21.7m 0.06% Reduced -6.7k -6,741
22 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 181,135181.1k $20.4m $20.4m 0.03% Reduced -101 -101
23 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 180,472180.5k $20.3m $20.3m 0.03% Reduced -26.5k -26,489
24 Mariner, LLC 0.03% of their portfolio Overland Park, KS 149,137149.1k $16.8m $16.8m 0.03% Added +10.6k +10,575
25 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 143,973144.0k $16.2m $16.2m 0.03% Added +3.1k +3,133
26 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 129,758129.8k $14.6m $14.6m 0.03% Reduced -9.4k -9,401
27 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 119,287119.3k $13.4m $13.4m 0.02% Added +10.5k +10,532
28 BANK HAPOALIM BM 1.80% of their portfolio TEL AVIV, L3 113,250113.2k $12.7m $12.7m 1.80% New
29 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 107,730107.7k $12.1m $12.1m 0.02% Reduced -3.9k -3,913
30 Farrow Financial, Inc. 7.75% of their portfolio SOUTH BURLINGTON, VT 101,114101.1k $11.4m $11.4m 7.75% Added +1.8k +1,777
31 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 97,59697.6k $11.0m $11.0m 0.01% Reduced -10.3k -10,283
32 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 97,19597.2k $10.9m $10.9m 0.10% Reduced -2.0k -2,014
33 Quent Capital, LLC 1.07% of their portfolio NEW YORK, NY 86,58386.6k $9.7m $9.7m 1.07% Reduced -1.9k -1,851
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 84,19484.2k $9.5m $9.5m 0.01% Reduced -3.6k -3,628
35 Money Design Co.,Ltd. 0.51% of their portfolio TOKYO, M0 83,43083.4k $9.4m $9.4m 0.51% Reduced -9.6k -9,590
36 HM PAYSON & CO 0.17% of their portfolio PORTLAND, ME 82,99783.0k $9.3m $9.3m 0.17% Added +1.2k +1,177
37 TOMPKINS FINANCIAL CORP 0.96% of their portfolio ITHACA, NY 81,85581.9k $9.2m $9.2m 0.96% Added +1.2k +1,172
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 79,32979.3k $8.9m $8.9m 0.02% Added +2.3k +2,286
39 Charter Oak Capital Management, LLC 0.91% of their portfolio PORTSMOUTH, NH 77,91577.9k $8.8m $8.8m 0.91% Reduced -1.3k -1,339
40 Stewardship Advisors, LLC 2.87% of their portfolio MOUNT JOY, PA 77,17577.2k $8.7m $8.7m 2.87% Reduced -30.4k -30,380
41 Robertson Stephens Wealth Management, LLC 0.41% of their portfolio San Francisco, CA 69,68569.7k $7.8m $7.8m 0.41% Added +534 +534
42 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 68,75768.8k $7.7m $7.7m 0.08% Reduced -1.6k -1,633
43 Corundum Group, Inc. 2.99% of their portfolio COLORADO SPRINGS, CO 68,06068.1k $7.6m $7.6m 2.99% Reduced -1.2k -1,232
44 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 65,75765.8k $7.4m $7.4m 0.06% Reduced -2.6k -2,585
45 SOA Wealth Advisors, LLC. 1.46% of their portfolio NEW YORK, NY 64,46764.5k $7.2m $7.2m 1.46% Reduced -9.3k -9,300
46 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 64,35464.4k $7.2m $7.2m 0.00% Reduced -14.8k -14,796
47 Roof Eidam Maycock Peralta, LLC 1.91% of their portfolio San Francisco, CA 62,65162.7k $7.0m $7.0m 1.91% Reduced -3.3k -3,341
48 Accredited Investors Inc. 0.43% of their portfolio EDINA, MN 60,80960.8k $6.8m $6.8m 0.43% Added +11.2k +11,178
49 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 60,48860.5k $6.8m $6.8m 0.03% Reduced -5.5k -5,469
50 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 57,26357.3k $6.4m $6.4m 0.03% Added +3.6k +3,569
51 Permanens Capital L.P. 0.64% of their portfolio NEW YORK, NY 55,54755.5k $6.2m $6.2m 0.64% Reduced -10.4k -10,378
52 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 54,69754.7k $6.1m $6.1m 0.01% Reduced -67 -67
53 Garde Capital, Inc. 0.42% of their portfolio SEATTLE, WA 53,68753.7k $6.0m $6.0m 0.42% Reduced -650 -650
54 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 52,48452.5k $5.9m $5.9m 0.02% Reduced -1.4k -1,412
55 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 51,21251.2k $5.8m $5.8m 0.02% Added +2.5k +2,506
56 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 50,20650.2k $5.6m $5.6m 0.01% Added +12.0k +12,040
57 LFA - Lugano Financial Advisors SA 4.22% of their portfolio LUGANO, V8 49,24649.2k $5.5m $5.5m 4.22% Added +18.0k +17,991
58 SageView Advisory Group, LLC 0.25% of their portfolio Newport Beach, CA 48,23848.2k $5.4m $5.4m 0.25% New
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 48,06848.1k $5.4m $5.4m 0.01% Added +27.9k +27,884
60 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 47,76847.8k $5.4m $5.4m 0.00% Added +777 +777
61 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 44,88544.9k $5.0m $5.0m 0.04% Added +5.4k +5,414
62 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 37,99838.0k $4.3m $4.3m 0.02% Added +6.5k +6,455
63 Bear Mountain Capital, Inc. 1.77% of their portfolio SEATTLE, WA 37,49237.5k $4.3m $4.3m 1.77% Added +1.3k +1,291
64 3EDGE Asset Management, LP 0.33% of their portfolio Naples, FL 37,48537.5k $4.2m $4.2m 0.33% Reduced -7.4k -7,407
65 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 36,95837.0k $4.2m $4.2m 0.01% Added +15.8k +15,772
66 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 35,93135.9k $4.0m $4.0m 0.03% Reduced -360 -360
67 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 35,49535.5k $314 $314 0.00% New
68 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 34,91434.9k $3.9m $3.9m 0.00% Reduced -9.6k -9,558
69 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 34,61434.6k $3.9m $3.9m 0.08% Added +4.5k +4,549
70 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 34,58034.6k $4.0m $4.0m 0.07% Reduced -539 -539
71 Long Run Wealth Advisors, LLC 0.98% of their portfolio Lake Placid, NY 34,48234.5k $3.9m $3.9m 0.98% Reduced -6.9k -6,911
72 Olde Wealth Management, LLC 1.45% of their portfolio SAMMAMISH, WA 33,79233.8k $3.8m $3.8m 1.45% Reduced -1.3k -1,343
73 BigSur Wealth Management LLC 1.10% of their portfolio MIAMI, FL 32,00032.0k $3.6m $3.6m 1.10% Unchanged
74 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.22% of their portfolio ROCHESTER, NY 31,67331.7k $3.6m $3.6m 0.22% Added +124 +124
75 Destination Wealth Management 0.11% of their portfolio Walnut Creek, CA 30,58530.6k $3.4m $3.4m 0.11% Reduced -508 -508
76 Glenview Trust Co 0.07% of their portfolio Louisville, KY 30,00030.0k $3.4m $3.4m 0.07% Added +2.5k +2,500
77 Relyea Zuckerberg Hanson LLC 0.56% of their portfolio STAMFORD, CT 29,79329.8k $3.3m $3.3m 0.56% Reduced -619 -619
78 GRIMES & Co WEALTH MANAGEMENT, LLC 0.10% of their portfolio WESTBOROUGH, MA 29,60729.6k $3.3m $3.3m 0.10% Reduced -404 -404
79 Shepherd Financial Partners LLC 0.43% of their portfolio WINCHESTER, MA 29,59029.6k $3.3m $3.3m 0.43% Reduced -943 -943
80 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 29,34529.3k $3.3m $3.3m 0.01% Reduced -1.6k -1,639
81 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 29,05229.1k $3.3m $3.3m 0.01% Added +4 +4
82 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 27,49427.5k $3.1m $3.1m 0.07% Added +4.0k +3,991
83 Laird Norton Wetherby Trust Company, LLC 0.43% of their portfolio Seattle, WA 27,06427.1k $3.0m $3.0m 0.43% Unchanged
84 WHITTIER TRUST CO OF NEVADA INC 0.08% of their portfolio RENO, NV 26,23226.2k $2.9m $2.9m 0.08% Reduced -706 -706
85 Simmons Bank 0.20% of their portfolio Pine Bluff, AR 24,14824.1k $2.7m $2.7m 0.20% Unchanged
86 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 23,61123.6k $2.7m $2.7m 0.01% Added +10 +10
87 VERITY Wealth Advisors 1.98% of their portfolio SAUSALITO, X1 23,55423.6k $2.6m $2.6m 1.98% Unchanged
88 Composition Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 22,98923.0k $2.6m $2.6m 0.06% Added +145 +145
89 BAILARD, INC. 0.07% of their portfolio Foster City, CA 22,94022.9k $2.6m $2.6m 0.07% Reduced -2.0k -1,982
90 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 22,72922.7k $2.6m $2.6m 0.01% Reduced -1.2k -1,226
91 CWM, LLC 0.01% of their portfolio OMAHA, NE 22,60022.6k $2.5m $2.5m 0.01% Added +1.1k +1,107
92 CGN Advisors LLC 0.29% of their portfolio MANHATTAN, KS 22,09922.1k $2.5m $2.5m 0.29% Reduced -1.4k -1,376
93 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 22,03222.0k $2.5m $2.5m 0.01% Reduced -21.2k -21,175
94 Asset Dedication, LLC 0.17% of their portfolio SAN FRANCISCO, CA 21,75621.8k $2.4m $2.4m 0.17% Reduced -980 -980
95 Ledyard National Bank 0.23% of their portfolio HANOVER, NH 21,20121.2k $2.4m $2.4m 0.23% Added +274 +274
96 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 20,87320.9k $2.4m $2.4m 0.02% Added +1 +1
97 Cornerstone Wealth Management, LLC 0.18% of their portfolio ST. PETERS, MO 20,68120.7k $2.3m $2.3m 0.18% Added +35 +35
98 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 19,93419.9k $2.2m $2.2m 0.01% Unchanged
99 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,55419.6k $2.2m $2.2m 0.00% Reduced -14.7k -14,694
100 Wealthspire Advisors, LLC 0.03% of their portfolio NEW YORK, NY 19,31319.3k $2.2m $2.2m 0.03% Reduced -44 -44