Vault-13

ISHARES TR SUSA

MSCI USA ESG SLC · ETP · CUSIP 464288802

456 institutional holders +33 vs Q3 2023
43,963,91744.0m shares reported held*
$4.4bnreported value*
35 new 160 added 127 reduced 20 sold out net bought ≈ $1.6bn (+15.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($691.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $100.54. Options: 5 managers hold calls ($58.2m notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 397Q4 22: 431Q1 23: 430Q2 23: 435Q3 23: 423Q4 23: 456456Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022397
Q4 2022431
Q1 2023430
Q2 2023435
Q3 2023423
Q4 2023456

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 174 bought or addedQ4 22: 148 cut or sold outQ4 22Q1 23: 180 bought or addedQ1 23: 164 cut or sold outQ1 23Q2 23: 169 bought or addedQ2 23: 168 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 171 cut or sold outQ3 23Q4 23: 195 bought or addedQ4 23: 147 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022174148
Q1 2023180164
Q2 2023169168
Q3 2023131171
Q4 2023195147

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ1 23 calls: $4.0mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $22.4mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $41.1mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $58.2mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$4.0m$00.00
Q2 2023$22.4m$00.00
Q3 2023$41.1m$00.00
Q4 2023$58.2m$00.00

Biggest buyers

Varma Mutual Pension Insurance Co Added +10,599,032+10.6m
JPMORGAN CHASE & CO Added +3,474,788+3.5m
MORGAN STANLEY Added +1,290,927+1.3m
RAYMOND JAMES & ASSOCIATES Added +235,317+235.3k
BANK OF AMERICA CORP /DE/ Added +53,013+53.0k
CITADEL ADVISORS LLC New +47,789+47.8k
Laird Norton Wetherby Trust Company, LLC New +27,064+27.1k
FLOW TRADERS U.S. LLC New +24,541+24.5k
FSA WEALTH PARTNERS, INC. New +24,090+24.1k
Stewardship Advisors, LLC Added +23,685+23.7k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -89,263-89.3k
UBS Group AG Reduced -36,044-36.0k
Garde Capital, Inc. Reduced -30,461-30.5k
Laird Norton Wetherby Wealth Management, LLC Sold out -21,106-21.1k
AE Wealth Management LLC Reduced -21,016-21.0k
Stratos Wealth Partners, LTD. Reduced -20,357-20.4k
MISSION WEALTH MANAGEMENT, LP Reduced -15,217-15.2k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Sold out -13,174-13.2k
Betterment LLC Reduced -11,837-11.8k
Rollins Financial Sold out -11,519-11.5k

Biggest calls

JANE STREET GROUP, LLC Added $49.9m497.9k shares
JPMORGAN CHASE & CO Added $6.1m60.0k shares
IMC-Chicago, LLC Reduced $1.5m14.4k shares
Maven Securities LTD Added $803.7k7.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Varma Mutual Pension Insurance Co 20.55% of their portfolio Varma, H9 18,203,99218.2m $1.8bn $1.8bn 20.55% Added +10.6m +10,599,032
2 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 6,616,2606.6m $665.0m $665.0m 0.03% Added +3.5m +3,474,788
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,494,8982.5m $250.8m $250.8m 0.01% Added +1.3m +1,290,927
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,822,0911.8m $183.1m $183.1m 0.02% Added +53.0k +53,013
5 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 972,177972.2k $97.7m $97.7m 0.08% Added +18.0k +17,995
6 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 882,735882.7k $88.8m $88.8m 0.03% Added +5.3k +5,276
7 SPINNAKER TRUST 5.59% of their portfolio PORTLAND, ME 817,436817.4k $82.2m $82.2m 5.59% Added +6.7k +6,731
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 612,879612.9k $61.6m $61.6m 0.02% Reduced -36.0k -36,044
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 561,454561.5k $56.4m $56.4m 0.01% Added +9.2k +9,207
10 M&T Bank Corp 0.20% of their portfolio BUFFALO, NY 543,133543.1k $54.6m $54.6m 0.20% Added +3.8k +3,835
11 BlackRock Inc. 0.00% of their portfolio New York, NY 479,952480.0k $48.2m $48.2m 0.00% Added +11.6k +11,634
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 471,312471.3k $47.4m $47.4m 0.01% Reduced -7.0k -7,031
13 MISSION WEALTH MANAGEMENT, LP 1.44% of their portfolio Santa Barbara, CA 435,684435.7k $43.8m $43.8m 1.44% Reduced -15.2k -15,217
14 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 376,400376.4k $37.8m $37.8m 0.06% Reduced -2.5k -2,522
15 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 373,239373.2k $37.5m $37.5m 0.02% Unchanged
16 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 373,185373.2k $37.5m $37.5m 0.03% Added +235.3k +235,317
17 Acorns Advisers, LLC 0.43% of their portfolio IRVINE, CA 347,964348.0k $35.0m $35.0m 0.43% Added +8.1k +8,144
18 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 342,535342.5k $34.4m $34.4m 0.02% Added +15.7k +15,706
19 Shira Ridge Wealth Management 16.60% of their portfolio LARKSPUR, CA 275,109275.1k $27.7m $27.7m 16.60% Added +12.7k +12,672
20 Ellevest, Inc. 1.62% of their portfolio NEW YORK, NY 236,058236.1k $23.7m $23.7m 1.62% Added +298 +298
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 229,305229.3k $23.0m $23.0m 0.01% Added +4.3k +4,317
22 Betterment LLC 0.06% of their portfolio NEW YORK, NY 207,256207.3k $20.8m $20.8m 0.06% Reduced -11.8k -11,837
23 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 198,764198.8k $20.0m $20.0m 0.03% Reduced -2.6k -2,581
24 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 176,570176.6k $17.7m $17.7m 0.03% Added +3.7k +3,739
25 Fund Evaluation Group, LLC 1.28% of their portfolio CINCINNATI, OH 174,609174.6k $17.6m $17.6m 1.28% Added +3.0k +2,965
26 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 142,393142.4k $14.3m $14.3m 0.03% Reduced -89.3k -89,263
27 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 138,496138.5k $13.9m $13.9m 0.03% Added +14.9k +14,925
28 Mariner, LLC 0.03% of their portfolio Overland Park, KS 128,153128.2k $12.9m $12.9m 0.03% Reduced -4.2k -4,241
29 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 113,344113.3k $11.4m $11.4m 0.02% Added +3.1k +3,061
30 Stewardship Advisors, LLC 3.91% of their portfolio MOUNT JOY, PA 107,983108.0k $10.9m $10.9m 3.91% Added +23.7k +23,685
31 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 106,560106.6k $10.7m $10.7m 0.02% Reduced -1.9k -1,913
32 Garde Capital, Inc. 0.79% of their portfolio SEATTLE, WA 102,849102.8k $10.3m $10.3m 0.79% Reduced -30.5k -30,461
33 Money Design Co.,Ltd. 0.57% of their portfolio TOKYO, M0 100,696100.7k $10.1m $10.1m 0.57% Added +16.6k +16,584
34 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 100,428100.4k $10.1m $10.1m 0.10% Reduced -4.2k -4,237
35 Farrow Financial, Inc. 7.31% of their portfolio SOUTH BURLINGTON, VT 96,59696.6k $9.7m $9.7m 7.31% First filing
36 Quent Capital, LLC 1.24% of their portfolio NEW YORK, NY 92,09592.1k $9.3m $9.3m 1.24% Reduced -2.0k -1,993
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 91,13191.1k $9.2m $9.2m 0.01% Added +1.2k +1,154
38 HM PAYSON & CO 0.17% of their portfolio PORTLAND, ME 82,58782.6k $8.3m $8.3m 0.17% Added +2.1k +2,096
39 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 82,56582.6k $8.3m $8.3m 0.00% Added +17.9k +17,856
40 Charter Oak Capital Management, LLC 0.96% of their portfolio PORTSMOUTH, NH 80,02180.0k $8.0m $8.0m 0.96% Reduced -289 -289
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 78,42978.4k $7.9m $7.9m 0.02% Added +19.5k +19,476
42 SOA Wealth Advisors, LLC. 1.70% of their portfolio NEW YORK, NY 75,77275.8k $7.6m $7.6m 1.70% Reduced -872 -872
43 Robertson Stephens Wealth Management, LLC 0.44% of their portfolio San Francisco, CA 70,29670.3k $7.1m $7.1m 0.44% Added +2.4k +2,366
44 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 69,60669.6k $7.0m $7.0m 0.06% Added +104 +104
45 Roof Eidam Maycock Peralta, LLC 2.05% of their portfolio San Francisco, CA 68,08168.1k $6.8m $6.8m 2.05% Added +791 +791
46 Corundum Group, Inc. 3.42% of their portfolio COLORADO SPRINGS, CO 67,88667.9k $6.8m $6.8m 3.42% Added +4.7k +4,743
47 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 67,56867.6k $6.8m $6.8m 0.03% Added +189 +189
48 Permanens Capital L.P. 1.28% of their portfolio NEW YORK, NY 65,57465.6k $6.6m $6.6m 1.28% Reduced -4.3k -4,256
49 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 65,54265.5k $6.6m $6.6m 0.03% Reduced -2.9k -2,927
50 TOMPKINS FINANCIAL CORP 0.79% of their portfolio ITHACA, NY 65,23165.2k $6.6m $6.6m 0.79% Reduced -880 -880
51 SageView Advisory Group, LLC 0.27% of their portfolio Newport Beach, CA 60,63360.6k $6.2m $6.2m 0.27% Added +5.4k +5,436
52 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 52,16652.2k $5.2m $5.2m 0.02% Added +4.1k +4,123
53 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 50,07550.1k $5.0m $5.0m 0.02% Reduced -6.7k -6,729
54 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 49,83649.8k $5.0m $5.0m 0.01% Added +3.6k +3,556
55 Accredited Investors Inc. 0.35% of their portfolio EDINA, MN 49,72349.7k $5.0m $5.0m 0.35% Added +407 +407
56 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 49,10849.1k $4.9m $4.9m 0.05% Reduced -946 -946
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 47,78947.8k $4.8m $4.8m 0.00% New
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 46,14746.1k $4.7m $4.7m 0.00% Added +21 +21
59 Long Run Wealth Advisors, LLC 1.24% of their portfolio Lake Placid, NY 42,69542.7k $4.3m $4.3m 1.24% Reduced -1.9k -1,925
60 CPC Advisors, LLC 0.80% of their portfolio Atlanta, GA 42,63742.6k $4.3m $4.3m 0.80% Added +1.2k +1,237
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 41,51841.5k $4.2m $4.2m 0.01% Added +20.1k +20,094
62 Bear Mountain Capital, Inc. 1.74% of their portfolio SEATTLE, WA 41,44841.4k $4.1m $4.1m 1.74% First filing
63 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 38,61138.6k $3.9m $3.9m 0.04% Added +1.5k +1,509
64 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 38,59238.6k $3.9m $3.9m 0.01% Added +4.7k +4,714
65 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 36,99737.0k $3.7m $3.7m 0.07% Reduced -3.2k -3,158
66 Olde Wealth Management, LLC 1.54% of their portfolio SAMMAMISH, WA 35,48235.5k $3.6m $3.6m 1.54% Added +6.2k +6,152
67 3EDGE Asset Management, LP 0.27% of their portfolio Naples, FL 34,30934.3k $3.4m $3.4m 0.27% Reduced -4.0k -4,003
68 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 32,68732.7k $3.3m $3.3m 0.06% Reduced -20.4k -20,357
69 BigSur Wealth Management LLC 1.53% of their portfolio MIAMI, FL 32,00032.0k $3.2m $3.2m 1.53% Unchanged
70 LFA - Lugano Financial Advisors SA 2.47% of their portfolio LUGANO, V8 31,25531.3k $3.1m $3.1m 2.47% Added +5.0k +5,005
71 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 31,05631.1k $3.1m $3.1m 0.01% Added +976 +976
72 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 30,75730.8k $3.1m $3.1m 0.02% Reduced -10.6k -10,563
73 Relyea Zuckerberg Hanson LLC 0.60% of their portfolio STAMFORD, CT 30,73930.7k $3.1m $3.1m 0.60% Reduced -1.8k -1,761
74 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.20% of their portfolio ROCHESTER, NY 30,55230.6k $3.1m $3.1m 0.20% Added +5.6k +5,566
75 Destination Wealth Management 0.10% of their portfolio Walnut Creek, CA 29,81729.8k $3.0m $3.0m 0.10% Reduced -3.6k -3,563
76 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 29,55329.6k $3.0m $3.0m 0.02% Added +3.5k +3,455
77 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 28,31028.3k $2.8m $2.8m 0.02% Added +24 +24
78 Glenview Trust Co 0.07% of their portfolio Louisville, KY 27,50027.5k $2.8m $2.8m 0.07% Added +7.5k +7,500
79 Shepherd Financial Partners LLC 0.39% of their portfolio WINCHESTER, MA 27,15327.2k $2.7m $2.7m 0.39% Reduced -298 -298
80 Laird Norton Wetherby Trust Company, LLC 0.32% of their portfolio Seattle, WA 27,06427.1k $2.7m $2.7m 0.32% New
81 GRIMES & Co WEALTH MANAGEMENT, LLC 0.09% of their portfolio WESTBOROUGH, MA 26,95327.0k $2.7m $2.7m 0.09% Added +718 +718
82 WHITTIER TRUST CO OF NEVADA INC 0.08% of their portfolio RENO, NV 25,76825.8k $2.6m $2.6m 0.08% Reduced -1.3k -1,299
83 BAILARD, INC. 0.08% of their portfolio Foster City, CA 25,58625.6k $2.6m $2.6m 0.08% Added +1.0k +1,029
84 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 25,23225.2k $2.5m $2.5m 0.06% Reduced -164 -164
85 Simmons Bank 0.21% of their portfolio Pine Bluff, AR 25,10825.1k $2.5m $2.5m 0.21% Unchanged
86 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 24,54124.5k $2.5m $2.5m 0.08% New
87 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 24,33624.3k $2.4m $2.4m 0.01% Added +3.2k +3,169
88 FSA WEALTH PARTNERS, INC. 0.69% of their portfolio Rockville, MD 24,09024.1k $2.4m $2.4m 0.69% New
89 Asset Dedication, LLC 0.20% of their portfolio SAN FRANCISCO, CA 23,88623.9k $2.4m $2.4m 0.20% Added +171 +171
90 Composition Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 23,59723.6k $2.4m $2.4m 0.06% Reduced -3.2k -3,188
91 VERITY Wealth Advisors 2.03% of their portfolio SAUSALITO, X1 23,55423.6k $2.4m $2.4m 2.03% Unchanged
92 Focus Partners Wealth 0.03% of their portfolio ST LOUIS, MO 23,21823.2k $2.3m $2.3m 0.03% First filing
93 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 23,12023.1k $2.3m $2.3m 0.01% Reduced -45 -45
94 CGN Advisors LLC 0.32% of their portfolio MANHATTAN, KS 22,83522.8k $2.3m $2.3m 0.32% Added +7.0k +6,970
95 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 22,27522.3k $2.2m $2.2m 0.01% First filing
96 Ledyard National Bank 0.22% of their portfolio HANOVER, NH 21,43221.4k $2.2m $2.2m 0.22% Added +1.9k +1,911
97 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 21,07621.1k $2.1m $2.1m 0.02% Added +20.9k +20,863
98 Colorado Capital Management, Inc. 1.62% of their portfolio BOULDER, CO 21,04221.0k $2.5m $2.5m 1.62% Reduced -557 -557
99 Cornerstone Wealth Management, LLC 0.18% of their portfolio ST. PETERS, MO 20,34420.3k $2.0m $2.0m 0.18% Added +236 +236
100 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 19,93419.9k $2.0m $2.0m 0.01% Reduced -480 -480