Vault-13

ISHARES TR SUSA

MSCI USA ESG SLC · ETP · CUSIP 464288802

435 institutional holders +5 vs Q1 2023
23,648,70423.6m shares reported held*
$2.2bnreported value*
29 new 140 added 145 reduced 23 sold out net bought ≈ $173.1m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($608.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $93.36. Options: 2 managers hold calls ($22.4m notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 397Q4 22: 431Q1 23: 430Q2 23: 435435Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022397
Q4 2022431
Q1 2023430
Q2 2023435

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 174 bought or addedQ4 22: 148 cut or sold outQ4 22Q1 23: 180 bought or addedQ1 23: 164 cut or sold outQ1 23Q2 23: 169 bought or addedQ2 23: 168 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022174148
Q1 2023180164
Q2 2023169168

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $10.2mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $16.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $4.0mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $22.4mQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$10.2m$00.00
Q4 2022$16.7m$00.00
Q1 2023$4.0m$00.00
Q2 2023$22.4m$00.00

Biggest buyers

Varma Mutual Pension Insurance Co New +2,350,000+2.4m
Qube Research & Technologies Ltd Added +371,118+371.1k
JPMORGAN CHASE & CO Added +73,561+73.6k
US BANCORP \DE\ Added +62,801+62.8k
PNC Financial Services Group, Inc. Added +60,653+60.7k
ROYAL BANK OF CANADA Added +56,403+56.4k
Stratos Wealth Partners, LTD. Added +51,142+51.1k
JANE STREET GROUP, LLC Added +38,539+38.5k
STIFEL FINANCIAL CORP Added +32,166+32.2k
Affinity Capital Advisors, LLC Added +27,313+27.3k

Biggest sellers

Mirae Asset Global Investments Co., Ltd. Sold out -377,600-377.6k
BANK OF AMERICA CORP /DE/ Reduced -190,502-190.5k
MORGAN STANLEY Reduced -142,325-142.3k
BANK HAPOALIM BM Sold out -124,000-124.0k
Money Design Co.,Ltd. Reduced -104,950-105.0k
B. Riley Wealth Advisors, Inc. Sold out -100,981-101.0k
Raymond James Financial Services Advisors, Inc. Reduced -68,768-68.8k
GOLDMAN SACHS GROUP INC Reduced -57,859-57.9k
Permanens Capital L.P. Reduced -55,791-55.8k
WELLS FARGO & COMPANY/MN Reduced -38,623-38.6k

Biggest calls

JANE STREET GROUP, LLC Added $22.4m262.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 3,190,8063.2m $298.8m $298.8m 0.03% Added +73.6k +73,561
2 Varma Mutual Pension Insurance Co 2.63% of their portfolio Varma, H9 2,350,0002.4m $220.1m $220.1m 2.63% New
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,786,1831.8m $167.3m $167.3m 0.02% Reduced -190.5k -190,502
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,204,7161.2m $112.8m $112.8m 0.01% Reduced -142.3k -142,325
5 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 1,154,2211.2m $108.1m $108.1m 0.09% Added +60.7k +60,653
6 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 890,455890.5k $83.6m $83.6m 0.03% Added +4.1k +4,097
7 SPINNAKER TRUST 5.56% of their portfolio PORTLAND, ME 817,991818.0k $76.6m $76.6m 5.56% Reduced -10.8k -10,833
8 UBS Group AG 0.03% of their portfolio ZURICH, V8 652,095652.1k $61.1m $61.1m 0.03% Reduced -31.7k -31,746
9 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 593,596593.6k $55.6m $55.6m 0.02% Added +56.4k +56,403
10 M&T Bank Corp 0.19% of their portfolio BUFFALO, NY 533,989534.0k $50.0m $50.0m 0.19% Reduced -5.1k -5,103
11 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 508,804508.8k $47.6m $47.6m 0.01% Reduced -38.6k -38,623
12 BlackRock Inc. 0.00% of their portfolio New York, NY 463,051463.1k $43.4m $43.4m 0.00% Added +6.7k +6,709
13 MISSION WEALTH MANAGEMENT, LP 1.53% of their portfolio Santa Barbara, CA 428,400428.4k $40.1m $40.1m 1.53% Added +17.3k +17,284
14 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 388,261388.3k $36.4m $36.4m 0.06% Reduced -68.8k -68,768
15 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 374,973375.0k $35.1m $35.1m 0.02% Reduced -747 -747
16 Qube Research & Technologies Ltd 0.10% of their portfolio LONDON, X0 372,195372.2k $27.0m $27.0m 0.10% Added +371.1k +371,118
17 Acorns Advisers, LLC 0.42% of their portfolio IRVINE, CA 330,960331.0k $31.0m $31.0m 0.42% Added +15.8k +15,771
18 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 326,803326.8k $30.6m $30.6m 0.02% Reduced -19.8k -19,786
19 Ellevest, Inc. 1.85% of their portfolio NEW YORK, NY 262,932262.9k $24.6m $24.6m 1.85% Added +4.0k +3,990
20 Shira Ridge Wealth Management 15.05% of their portfolio LARKSPUR, CA 256,433256.4k $24.0m $24.0m 15.05% Added +2.8k +2,799
21 Money Design Co.,Ltd. 1.27% of their portfolio TOKYO, M0 228,825228.8k $21.4m $21.4m 1.27% Reduced -105.0k -104,950
22 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 228,216228.2k $21.4m $21.4m 0.01% Reduced -20.4k -20,405
23 Betterment LLC 0.06% of their portfolio NEW YORK, NY 222,517222.5k $20.8m $20.8m 0.06% Reduced -8.0k -7,958
24 J.P. Morgan Private Wealth Advisors LLC 0.10% of their portfolio SAN FRANCISCO, CA 198,041198.0k $18.5m $18.5m 0.10% Reduced -21.5k -21,522
25 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 193,797193.8k $18.1m $18.1m 0.03% Reduced -7.7k -7,704
26 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 189,363189.4k $17.7m $17.7m 0.03% Added +18.9k +18,893
27 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 189,161189.2k $17.7m $17.7m 0.03% Added +62.8k +62,801
28 Garde Capital, Inc. 1.16% of their portfolio SEATTLE, WA 149,232149.2k $14.0m $14.0m 1.16% Added +1.8k +1,812
29 Mariner, LLC 0.03% of their portfolio Overland Park, KS 132,993133.0k $12.5m $12.5m 0.03% Added +5.7k +5,712
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 119,151119.2k $11.2m $11.2m 0.01% Reduced -8.6k -8,571
31 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 113,501113.5k $10.6m $10.6m 0.02% Reduced -12.0k -11,992
32 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 112,938112.9k $10.6m $10.6m 0.03% Added +4.6k +4,648
33 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 106,345106.3k $10.0m $10.0m 0.02% Added +514 +514
34 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 104,830104.8k $9.8m $9.8m 0.10% Added +1.7k +1,709
35 Quent Capital, LLC 1.39% of their portfolio NEW YORK, NY 94,90294.9k $8.9m $8.9m 1.39% Added +838 +838
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 92,90792.9k $8.7m $8.7m 0.01% Reduced -2.7k -2,743
37 Charter Oak Capital Management, LLC 1.03% of their portfolio PORTSMOUTH, NH 84,76984.8k $7.9m $7.9m 1.03% Reduced -2.5k -2,499
38 Stratos Wealth Partners, LTD. 0.17% of their portfolio BEACHWOOD, OH 82,11182.1k $7.7m $7.7m 0.17% Added +51.1k +51,142
39 Permanens Capital L.P. 1.71% of their portfolio NEW YORK, NY 79,14979.1k $7.4m $7.4m 1.71% Reduced -55.8k -55,791
40 HM PAYSON & CO 0.16% of their portfolio PORTLAND, ME 76,67976.7k $7.2m $7.2m 0.16% Added +6.3k +6,264
41 SOA Wealth Advisors, LLC. 1.65% of their portfolio NEW YORK, NY 75,31275.3k $7.1m $7.1m 1.65% Reduced -5.3k -5,304
42 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 72,10472.1k $6.8m $6.8m 0.06% Added +126 +126
43 TOMPKINS FINANCIAL CORP 0.99% of their portfolio ITHACA, NY 67,84667.8k $6.4m $6.4m 0.99% Reduced -1.7k -1,743
44 Stewardship Advisors, LLC 2.39% of their portfolio MOUNT JOY, PA 67,78767.8k $6.3m $6.3m 2.39% Added +7.8k +7,798
45 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 64,63964.6k $6.1m $6.1m 0.00% Added +12.5k +12,514
46 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 64,56564.6k $6.0m $6.0m 0.03% Added +300 +300
47 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 63,90363.9k $6.0m $6.0m 0.03% Reduced -12.4k -12,439
48 Corundum Group, Inc. 2.86% of their portfolio COLORADO SPRINGS, CO 61,28761.3k $5.7m $5.7m 2.86% Added +20.4k +20,411
49 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 59,69659.7k $5.6m $5.6m 0.02% Added +750 +750
50 SageView Advisory Group, LLC 0.30% of their portfolio Newport Beach, CA 57,72857.7k $5.4m $5.4m 0.30% Reduced -1.8k -1,842
51 Robertson Stephens Wealth Management, LLC 0.39% of their portfolio San Francisco, CA 57,68957.7k $5.4m $5.4m 0.39% Added +27.0k +27,039
52 Roof Eidam Maycock Peralta, LLC 1.74% of their portfolio San Francisco, CA 55,42955.4k $5.2m $5.2m 1.74% Reduced -136 -136
53 Accredited Investors Inc. 0.33% of their portfolio EDINA, MN 49,83049.8k $4.7m $4.7m 0.33% Reduced -931 -931
54 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 49,69949.7k $4.7m $4.7m 0.05% Added +12.8k +12,822
55 Long Run Wealth Advisors, LLC 1.42% of their portfolio Lake Placid, NY 47,44047.4k $4.4m $4.4m 1.42% Reduced -1.3k -1,265
56 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 44,74344.7k $4.2m $4.2m 0.02% Added +11.0k +10,951
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 44,72444.7k $4.2m $4.2m 0.00% Added +2.0k +1,954
58 3EDGE Asset Management, LP 0.31% of their portfolio Naples, FL 43,30443.3k $4.1m $4.1m 0.31% Added +18.3k +18,303
59 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 42,59542.6k $4.0m $4.0m 0.03% Reduced -2.4k -2,414
60 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 42,17242.2k $3.9m $3.9m 0.01% Added +38.5k +38,539
61 CPC Advisors, LLC 0.81% of their portfolio Atlanta, GA 41,02541.0k $3.8m $3.8m 0.81% Added +918 +918
62 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 40,81140.8k $3.8m $3.8m 0.01% Added +32.2k +32,166
63 Affinity Capital Advisors, LLC 1.03% of their portfolio BERKELEY, CA 40,76140.8k $3.8m $3.8m 1.03% Added +27.3k +27,313
64 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 40,75040.8k $3.8m $3.8m 0.08% Reduced -828 -828
65 Relyea Zuckerberg Hanson LLC 0.74% of their portfolio STAMFORD, CT 35,02735.0k $3.3m $3.3m 0.74% Added +623 +623
66 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 33,99234.0k $3.2m $3.2m 0.00% Added +6.1k +6,113
67 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 32,31832.3k $3.0m $3.0m 0.03% Added +4.3k +4,316
68 BigSur Wealth Management LLC 1.43% of their portfolio MIAMI, FL 32,00032.0k $3.0m $3.0m 1.43% Unchanged
69 Destination Wealth Management 0.11% of their portfolio Walnut Creek, CA 31,14231.1k $2.9m $2.9m 0.11% Reduced -560 -560
70 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,61130.6k $2.9m $2.9m 0.00% Added +10.3k +10,258
71 Shepherd Financial Partners LLC 0.41% of their portfolio WINCHESTER, MA 28,13628.1k $2.6m $2.6m 0.41% Reduced -534 -534
72 Bank of New Hampshire 0.74% of their portfolio LACONIA, NH 27,61327.6k $2.6m $2.6m 0.74% Reduced -250 -250
73 Olde Wealth Management, LLC 1.23% of their portfolio SAMMAMISH, WA 27,38327.4k $2.7m $2.7m 1.23% Reduced -800 -800
74 GRIMES & Co WEALTH MANAGEMENT, LLC 0.09% of their portfolio WESTBOROUGH, MA 27,32927.3k $2.6m $2.6m 0.09% Added +401 +401
75 Composition Wealth, LLC 0.08% of their portfolio LOS ANGELES, CA 26,94426.9k $2.5m $2.5m 0.08% Added +2.4k +2,430
76 WHITTIER TRUST CO OF NEVADA INC 0.08% of their portfolio RENO, NV 26,79926.8k $2.5m $2.5m 0.08% Added +773 +773
77 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 25,97026.0k $2.4m $2.4m 0.03% Reduced -991 -991
78 BAILARD, INC. 0.08% of their portfolio Foster City, CA 25,32425.3k $2.4m $2.4m 0.08% Added +743 +743
79 Simmons Bank 0.20% of their portfolio Pine Bluff, AR 24,83124.8k $2.3m $2.3m 0.20% Reduced -10.0k -9,964
80 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 24,43424.4k $2.3m $2.3m 0.02% Added +4.5k +4,549
81 Asset Dedication, LLC 0.19% of their portfolio SAN FRANCISCO, CA 23,82323.8k $2.2m $2.2m 0.19% Reduced -43 -43
82 VERITY Wealth Advisors 1.98% of their portfolio SAUSALITO, X1 23,55423.6k $2.2m $2.2m 1.98% Added +1.0k +1,016
83 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 23,43023.4k $2.2m $2.2m 0.01% Added +64 +64
84 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.15% of their portfolio ROCHESTER, NY 23,40923.4k $2.2m $2.2m 0.15% Added +1.1k +1,127
85 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 23,01223.0k $2.2m $2.2m 0.01% Reduced -2.3k -2,320
86 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 22,46722.5k $2.1m $2.1m 0.02% Reduced -2.1k -2,106
87 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 21,28721.3k $2.0m $2.0m 0.07% Reduced -3.3k -3,268
88 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 21,28221.3k $2.0m $2.0m 0.05% Added +151 +151
89 Cornerstone Wealth Management, LLC 0.18% of their portfolio ST. PETERS, MO 21,24321.2k $2.0m $2.0m 0.18% Added +1.9k +1,852
90 Colorado Capital Management, Inc. 1.78% of their portfolio BOULDER, CO 21,23421.2k $2.4m $2.4m 1.78% Added +10 +10
91 Laird Norton Wetherby Wealth Management, LLC 0.11% of their portfolio Seattle, WA 21,10621.1k $2.0m $2.0m 0.11% Unchanged
92 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 21,09721.1k $2.0m $2.0m 0.02% Reduced -1.6k -1,628
93 LFA - Lugano Financial Advisors SA 1.29% of their portfolio LUGANO, V8 20,64820.6k $1.9m $1.9m 1.29% Unchanged
94 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 20,43020.4k $1.9m $1.9m 0.00% Reduced -57.9k -57,859
95 Milestone Investment Advisors LLC 0.57% of their portfolio MIDDLETON, WI 19,62019.6k $1.8m $1.8m 0.57% Reduced -445 -445
96 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 19,50019.5k $1.8m $1.8m 0.00% Reduced -2.8k -2,800
97 Wealthspire Advisors, LLC 0.03% of their portfolio NEW YORK, NY 19,46419.5k $1.8m $1.8m 0.03% Unchanged
98 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 19,21519.2k $1.8m $1.8m 0.01% Reduced -330 -330
99 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 19,19219.2k $1.8m $1.8m 0.08% New
100 HILLTOP WEALTH ADVISORS, LLC 1.32% of their portfolio CHAPEL HILL, NC 19,09719.1k $1.8m $1.8m 1.32% Reduced -2.7k -2,713