Vault-13

ISHARES TR SUSA

MSCI USA ESG SLC · ETP · CUSIP 464288802

430 institutional holders -1 vs Q4 2022
21,713,57521.7m shares reported held*
$1.9bnreported value*
33 new 147 added 136 reduced 28 sold out net sold ≈ $170.2m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $87.77. Options: 2 managers hold calls ($4.0m notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 397Q4 22: 431Q1 23: 430430Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022397
Q4 2022431
Q1 2023430

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 174 bought or addedQ4 22: 148 cut or sold outQ4 22Q1 23: 180 bought or addedQ1 23: 164 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022174148
Q1 2023180164

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $10.2mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $16.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $4.0mQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$10.2m$00.00
Q4 2022$16.7m$00.00
Q1 2023$4.0m$00.00

Biggest buyers

B. Riley Wealth Advisors, Inc. Added +48,256+48.3k
M&T Bank Corp Added +45,859+45.9k
OSAIC HOLDINGS, INC. Added +43,334+43.3k
Acorns Advisers, LLC Added +26,076+26.1k
MISSION WEALTH MANAGEMENT, LP Added +23,892+23.9k
JPMORGAN CHASE & CO Added +19,626+19.6k
Stewardship Advisors, LLC Added +17,801+17.8k
Mirae Asset Global Investments Co., Ltd. Added +17,000+17.0k
WELLS FARGO & COMPANY/MN Added +16,656+16.7k
ENVESTNET ASSET MANAGEMENT INC Added +15,166+15.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -590,756-590.8k
RAYMOND JAMES & ASSOCIATES Reduced -487,749-487.7k
Money Design Co.,Ltd. Reduced -376,211-376.2k
SPINNAKER TRUST Reduced -145,520-145.5k
MORGAN STANLEY Reduced -102,248-102.2k
Stratos Wealth Partners, LTD. Reduced -62,296-62.3k
PNC Financial Services Group, Inc. Reduced -59,812-59.8k
ROYAL BANK OF CANADA Reduced -58,180-58.2k
Prostatis Group LLC Sold out -53,434-53.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -48,009-48.0k

Biggest calls

JANE STREET GROUP, LLC Reduced $4.0m57.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 3,117,2453.1m $273.6m $273.6m 0.04% Added +19.6k +19,626
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,976,6852.0m $173.5m $173.5m 0.02% Reduced -590.8k -590,756
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,347,0411.3m $118.2m $118.2m 0.01% Reduced -102.2k -102,248
4 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 1,093,5681.1m $96.0m $96.0m 0.08% Reduced -59.8k -59,812
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 886,358886.4k $77.8m $77.8m 0.03% Reduced -3.1k -3,055
6 SPINNAKER TRUST 5.51% of their portfolio PORTLAND, ME 828,824828.8k $72.7m $72.7m 5.51% Reduced -145.5k -145,520
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 683,841683.8k $60.0m $60.0m 0.03% Reduced -30.6k -30,577
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 547,427547.4k $48.0m $48.0m 0.01% Added +16.7k +16,656
9 M&T Bank Corp 0.18% of their portfolio BUFFALO, NY 539,092539.1k $47.3m $47.3m 0.18% Added +45.9k +45,859
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 537,193537.2k $47.1m $47.1m 0.01% Reduced -58.2k -58,180
11 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 457,029457.0k $40.1m $40.1m 0.08% Reduced -31.5k -31,529
12 BlackRock Inc. 0.00% of their portfolio New York, NY 456,342456.3k $40.1m $40.1m 0.00% Reduced -10.5k -10,524
13 MISSION WEALTH MANAGEMENT, LP 1.53% of their portfolio Santa Barbara, CA 411,116411.1k $36.1m $36.1m 1.53% Added +23.9k +23,892
14 Mirae Asset Global Investments Co., Ltd. 0.08% of their portfolio SEOUL, M5 377,600377.6k $32.9m $32.9m 0.08% Added +17.0k +17,000
15 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 375,720375.7k $33.0m $33.0m 0.02% Reduced -2.9k -2,916
16 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 346,589346.6k $30.4m $30.4m 0.02% Reduced -19.4k -19,357
17 Money Design Co.,Ltd. 1.73% of their portfolio TOKYO, M0 333,775333.8k $29.3m $29.3m 1.73% Reduced -376.2k -376,211
18 Acorns Advisers, LLC 0.40% of their portfolio IRVINE, CA 315,189315.2k $27.7m $27.7m 0.40% Added +26.1k +26,076
19 Ellevest, Inc. 1.77% of their portfolio NEW YORK, NY 258,942258.9k $22.7m $22.7m 1.77% Added +9.8k +9,841
20 Shira Ridge Wealth Management 14.70% of their portfolio LARKSPUR, CA 253,634253.6k $22.3m $22.3m 14.70% Added +3.3k +3,347
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 248,621248.6k $21.8m $21.8m 0.01% Added +15.2k +15,166
22 Betterment LLC 0.07% of their portfolio NEW YORK, NY 230,475230.5k $20.2m $20.2m 0.07% Reduced -10.2k -10,195
23 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 219,563219.6k $19.3m $19.3m 0.04% Reduced -837 -837
24 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 201,501201.5k $17.7m $17.7m 0.03% Reduced -8.1k -8,080
25 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 170,470170.5k $15.0m $15.0m 0.03% Added +43.3k +43,334
26 Garde Capital, Inc. 1.42% of their portfolio SEATTLE, WA 147,420147.4k $12.9m $12.9m 1.42% Added +8.3k +8,286
27 Permanens Capital L.P. 2.57% of their portfolio NEW YORK, NY 134,940134.9k $11.8m $11.8m 2.57% Reduced -3.5k -3,478
28 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 127,722127.7k $11.2m $11.2m 0.01% Reduced -487.7k -487,749
29 Mariner, LLC 0.03% of their portfolio Overland Park, KS 127,281127.3k $11.2m $11.2m 0.03% Added +3.1k +3,117
30 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 126,360126.4k $11.1m $11.1m 0.02% Added +10.5k +10,513
31 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 125,493125.5k $11.0m $11.0m 0.02% Added +6.9k +6,893
32 BANK HAPOALIM BM 1.50% of their portfolio TEL AVIV, L3 124,000124.0k $10.9m $10.9m 1.50% Unchanged
33 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 108,290108.3k $9.5m $9.5m 0.02% Added +409 +409
34 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 105,831105.8k $9.3m $9.3m 0.02% Reduced -1.6k -1,602
35 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 103,121103.1k $9.1m $9.1m 0.10% Added +4.0k +3,979
36 B. Riley Wealth Advisors, Inc. 0.24% of their portfolio MEMPHIS, TN 100,981101.0k $8.9m $8.9m 0.24% Added +48.3k +48,256
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 95,65095.7k $8.4m $8.4m 0.01% Reduced -19.0k -19,029
38 Quent Capital, LLC 1.41% of their portfolio NEW YORK, NY 94,06494.1k $8.3m $8.3m 1.41% Added +1.5k +1,468
39 Charter Oak Capital Management, LLC 1.06% of their portfolio PORTSMOUTH, NH 87,26887.3k $7.7m $7.7m 1.06% Added +7.9k +7,862
40 SOA Wealth Advisors, LLC. 1.74% of their portfolio NEW YORK, NY 80,61680.6k $7.1m $7.1m 1.74% Reduced -446 -446
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 78,28978.3k $6.9m $6.9m 0.00% Reduced -1.6k -1,645
42 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 76,34276.3k $6.7m $6.7m 0.03% Added +2.7k +2,717
43 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 71,97872.0k $6.3m $6.3m 0.06% Added +693 +693
44 HM PAYSON & CO 0.15% of their portfolio PORTLAND, ME 70,41570.4k $6.2m $6.2m 0.15% Added +195 +195
45 TOMPKINS FINANCIAL CORP 0.99% of their portfolio ITHACA, NY 69,58969.6k $6.1m $6.1m 0.99% Reduced -4.8k -4,793
46 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 64,26564.3k $5.6m $5.6m 0.03% Added +4.6k +4,575
47 Stewardship Advisors, LLC 2.02% of their portfolio MOUNT JOY, PA 59,98960.0k $5.3m $5.3m 2.02% Added +17.8k +17,801
48 SageView Advisory Group, LLC 0.33% of their portfolio Newport Beach, CA 59,57059.6k $5.2m $5.2m 0.33% Reduced -1.0k -1,021
49 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 58,94658.9k $5.2m $5.2m 0.02% Reduced -2.3k -2,326
50 Roof Eidam Maycock Peralta, LLC 1.79% of their portfolio San Francisco, CA 55,56555.6k $4.9m $4.9m 1.79% Added +825 +825
51 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 52,12552.1k $4.6m $4.6m 0.00% Added +730 +730
52 Accredited Investors Inc. 0.34% of their portfolio EDINA, MN 50,76150.8k $4.5m $4.5m 0.34% Added +2.6k +2,600
53 Long Run Wealth Advisors, LLC 1.45% of their portfolio Lake Placid, NY 48,70548.7k $4.3m $4.3m 1.45% Added +4.0k +3,958
54 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 45,00945.0k $4.0m $4.0m 0.04% Reduced -1.5k -1,479
55 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 42,77042.8k $3.8m $3.8m 0.00% Added +2.1k +2,092
56 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 41,57841.6k $3.6m $3.6m 0.07% Reduced -3.6k -3,583
57 Corundum Group, Inc. 1.70% of their portfolio COLORADO SPRINGS, CO 40,87640.9k $3.6m $3.6m 1.70% Added +1.0k +1,047
58 CPC Advisors, LLC 0.91% of their portfolio Atlanta, GA 40,10740.1k $3.5m $3.5m 0.91% Added +2.4k +2,390
59 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 36,87736.9k $3.2m $3.2m 0.04% Reduced -976 -976
60 Simmons Bank 0.26% of their portfolio Pine Bluff, AR 34,79534.8k $3.1m $3.1m 0.26% Added +585 +585
61 Relyea Zuckerberg Hanson LLC 0.74% of their portfolio STAMFORD, CT 34,40434.4k $3.0m $3.0m 0.74% Added +47 +47
62 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 33,79233.8k $3.0m $3.0m 0.02% Added +3.4k +3,429
63 BigSur Wealth Management LLC 1.32% of their portfolio MIAMI, FL 32,00032.0k $2.8m $2.8m 1.32% Unchanged
64 Destination Wealth Management 0.11% of their portfolio Walnut Creek, CA 31,70231.7k $2.8m $2.8m 0.11% Reduced -2.0k -1,973
65 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 30,96931.0k $2.7m $2.7m 0.07% Reduced -62.3k -62,296
66 Robertson Stephens Wealth Management, LLC 0.21% of their portfolio San Francisco, CA 30,65030.6k $2.7m $2.7m 0.21% Reduced -702 -702
67 Shepherd Financial Partners LLC 0.42% of their portfolio WINCHESTER, MA 28,67028.7k $2.5m $2.5m 0.42% Reduced -98 -98
68 Olde Wealth Management, LLC 1.22% of their portfolio SAMMAMISH, WA 28,18328.2k $2.5m $2.5m 1.22% Added +270 +270
69 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 28,00228.0k $2.5m $2.5m 0.03% Added +13.2k +13,152
70 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 27,87927.9k $2.4m $2.4m 0.00% Reduced -7.5k -7,534
71 Bank of New Hampshire 0.73% of their portfolio LACONIA, NH 27,86327.9k $2.4m $2.4m 0.73% Reduced -3.8k -3,840
72 COLONY GROUP LLC 0.04% of their portfolio Boston, MA 26,96127.0k $2.4m $2.4m 0.04% Reduced -1.9k -1,863
73 GRIMES & Co WEALTH MANAGEMENT, LLC 0.10% of their portfolio WESTBOROUGH, MA 26,92826.9k $2.4m $2.4m 0.10% Added +1.8k +1,782
74 WHITTIER TRUST CO OF NEVADA INC 0.08% of their portfolio RENO, NV 26,02626.0k $2.3m $2.3m 0.08% Reduced -11.4k -11,379
75 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 25,33225.3k $2.2m $2.2m 0.02% Reduced -2.5k -2,493
76 3EDGE Asset Management, LP 0.17% of their portfolio Naples, FL 25,00125.0k $2.2m $2.2m 0.17% Added +1.4k +1,439
77 BAILARD, INC. 0.08% of their portfolio Foster City, CA 24,58124.6k $2.2m $2.2m 0.08% Reduced -959 -959
78 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 24,57324.6k $2.2m $2.2m 0.02% Reduced -759 -759
79 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 24,55524.6k $2.2m $2.2m 0.08% Reduced -6.5k -6,495
80 Composition Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 24,51424.5k $2.2m $2.2m 0.07% Reduced -94 -94
81 Asset Dedication, LLC 0.19% of their portfolio SAN FRANCISCO, CA 23,86623.9k $2.1m $2.1m 0.19% Added +49 +49
82 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 23,36623.4k $2.1m $2.1m 0.01% Reduced -163 -163
83 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 22,72522.7k $2.0m $2.0m 0.02% Reduced -6.2k -6,218
84 VERITY Wealth Advisors 1.83% of their portfolio SAUSALITO, X1 22,53822.5k $2.0m $2.0m 1.83% Unchanged
85 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 22,30022.3k $2.0m $2.0m 0.00% Unchanged
86 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.15% of their portfolio ROCHESTER, NY 22,28222.3k $2.0m $2.0m 0.15% Added +323 +323
87 HILLTOP WEALTH ADVISORS, LLC 1.54% of their portfolio CHAPEL HILL, NC 21,81021.8k $1.9m $1.9m 1.54% Added +53 +53
88 Ledyard National Bank 0.22% of their portfolio HANOVER, NH 21,43921.4k $1.9m $1.9m 0.22% Reduced -990 -990
89 Colorado Capital Management, Inc. 1.93% of their portfolio BOULDER, CO 21,22421.2k $2.5m $2.5m 1.93% Reduced -371 -371
90 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 21,13121.1k $1.9m $1.9m 0.05% Added +1.2k +1,180
91 Laird Norton Wetherby Wealth Management, LLC 0.11% of their portfolio Seattle, WA 21,10621.1k $1.9m $1.9m 0.11% Reduced -14.4k -14,449
92 LFA - Lugano Financial Advisors SA 1.36% of their portfolio LUGANO, V8 20,64820.6k $1.8m $1.8m 1.36% Reduced -1.4k -1,404
93 Parkside Advisors LLC 0.59% of their portfolio BERKELEY, CA 20,35720.4k $1.8m $1.8m 0.59% Reduced -111 -111
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,35320.4k $1.8m $1.8m 0.00% Added +14.4k +14,437
95 Milestone Investment Advisors LLC 0.54% of their portfolio MIDDLETON, WI 20,06520.1k $1.8m $1.8m 0.54% Reduced -1.5k -1,478
96 Cresset Asset Management, LLC 0.03% of their portfolio Chicago, IL 19,88519.9k $1.7m $1.7m 0.03% Unchanged
97 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 19,70719.7k $1.7m $1.7m 0.01% Added +7.6k +7,628
98 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 19,54519.5k $1.7m $1.7m 0.01% Added +1.2k +1,225
99 Wealthspire Advisors, LLC 0.03% of their portfolio NEW YORK, NY 19,46419.5k $1.7m $1.7m 0.03% Unchanged
100 Cornerstone Wealth Management, LLC 0.17% of their portfolio ST. PETERS, MO 19,39119.4k $1.7m $1.7m 0.17% First filing