Vault-13

ISHARES TR SUSA

MSCI USA ESG SLC · ETP · CUSIP 464288802

431 institutional holders +34 vs Q3 2022
23,714,96523.7m shares reported held*
$1.9bnreported value*
39 new 135 added 130 reduced 18 sold out net bought ≈ $49.6m (+620.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $82.22. Options: 3 managers hold calls ($16.7m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 397Q4 22: 431431Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022397
Q4 2022431

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $10.2mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $16.7mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$10.2m$00.00
Q4 2022$16.7m$00.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +367,640+367.6k
RAYMOND JAMES & ASSOCIATES Added +325,134+325.1k
PNC Financial Services Group, Inc. Added +113,448+113.4k
BlackRock Inc. Added +100,707+100.7k
JPMORGAN CHASE & CO Added +82,205+82.2k
Prostatis Group LLC New +53,434+53.4k
HRT FINANCIAL LP New +41,189+41.2k
J.P. Morgan Private Wealth Advisors LLC Added +33,891+33.9k
HighTower Advisors, LLC Added +32,646+32.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +29,488+29.5k

Biggest sellers

LPL Financial LLC Reduced -263,301-263.3k
MORGAN STANLEY Reduced -248,115-248.1k
Roof Eidam Maycock Peralta, LLC Reduced -99,577-99.6k
OSAIC HOLDINGS, INC. Reduced -81,013-81.0k
Raymond James Financial Services Advisors, Inc. Reduced -43,029-43.0k
Highland Private Wealth Management Sold out -31,130-31.1k
Stewardship Advisors, LLC Reduced -28,992-29.0k
Brookstone Capital Management Reduced -23,008-23.0k
MISSION WEALTH MANAGEMENT, LP Reduced -21,539-21.5k
3EDGE Asset Management, LP Reduced -16,770-16.8k

Biggest calls

JANE STREET GROUP, LLC Added $10.3m159.7k shares
Twin Tree Management, LP Unchanged $6.5m106.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 3,097,6193.1m $255.0m $255.0m 0.04% Added +82.2k +82,205
2 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 2,567,4412.6m $211.4m $211.4m 0.03% Added +367.6k +367,640
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,449,2891.4m $119.3m $119.3m 0.01% Reduced -248.1k -248,115
4 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 1,153,3801.2m $94.9m $94.9m 0.09% Added +113.4k +113,448
5 SPINNAKER TRUST 6.25% of their portfolio PORTLAND, ME 974,344974.3k $80.2m $80.2m 6.25% Reduced -113 -113
6 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 889,413889.4k $73.3m $73.3m 0.03% Reduced -5.9k -5,929
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 714,418714.4k $58.8m $58.8m 0.03% Reduced -13.6k -13,575
8 Money Design Co.,Ltd. 2.00% of their portfolio TOKYO, M0 709,986710.0k $58.4m $58.4m 2.00% Added +6.2k +6,240
9 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 615,471615.5k $50.7m $50.7m 0.05% Added +325.1k +325,134
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 595,373595.4k $49.0m $49.0m 0.01% Added +8.0k +8,046
11 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 530,771530.8k $43.7m $43.7m 0.01% Added +10.8k +10,846
12 M&T Bank Corp 0.16% of their portfolio BUFFALO, NY 493,233493.2k $40.6m $40.6m 0.16% Reduced -752 -752
13 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 488,558488.6k $40.2m $40.2m 0.08% Reduced -43.0k -43,029
14 BlackRock Inc. 0.00% of their portfolio New York, NY 466,866466.9k $38.4m $38.4m 0.00% Added +100.7k +100,707
15 MISSION WEALTH MANAGEMENT, LP 1.54% of their portfolio Santa Barbara, CA 387,224387.2k $31.9m $31.9m 1.54% Reduced -21.5k -21,539
16 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 378,636378.6k $31.2m $31.2m 0.02% Added +5.6k +5,646
17 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 365,946365.9k $30.1m $30.1m 0.03% Reduced -263.3k -263,301
18 Mirae Asset Global Investments Co., Ltd. 0.08% of their portfolio SEOUL, M5 360,600360.6k $29.8m $29.8m 0.08% Unchanged
19 Acorns Advisers, LLC 0.38% of their portfolio IRVINE, CA 289,113289.1k $23.8m $23.8m 0.38% Added +27.2k +27,165
20 Shira Ridge Wealth Management 14.19% of their portfolio LARKSPUR, CA 250,287250.3k $20.6m $20.6m 14.19% First filing
21 Ellevest, Inc. 1.73% of their portfolio NEW YORK, NY 249,101249.1k $20.5m $20.5m 1.73% Added +2.7k +2,663
22 Betterment LLC 0.07% of their portfolio NEW YORK, NY 240,670240.7k $19.8m $19.8m 0.07% Reduced -15.3k -15,305
23 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 233,455233.5k $19.2m $19.2m 0.01% Added +5.4k +5,438
24 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 220,400220.4k $18.1m $18.1m 0.04% Added +33.9k +33,891
25 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 209,581209.6k $17.3m $17.3m 0.03% Added +2.7k +2,716
26 Garde Capital, Inc. 1.38% of their portfolio SEATTLE, WA 139,134139.1k $11.5m $11.5m 1.38% Reduced -10.5k -10,514
27 Permanens Capital L.P. 2.76% of their portfolio NEW YORK, NY 138,418138.4k $11.4m $11.4m 2.76% Reduced -4.2k -4,200
28 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 127,136127.1k $10.5m $10.5m 0.02% Reduced -81.0k -81,013
29 Mariner, LLC 0.03% of their portfolio Overland Park, KS 124,164124.2k $10.2m $10.2m 0.03% Added +19.8k +19,783
30 BANK HAPOALIM BM 1.27% of their portfolio TEL AVIV, L3 124,000124.0k $10.2m $10.2m 1.27% Unchanged
31 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 118,600118.6k $9.8m $9.8m 0.02% Reduced -3.5k -3,481
32 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 115,847115.8k $9.5m $9.5m 0.02% Added +6.1k +6,068
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 114,679114.7k $9.4m $9.4m 0.01% Added +2.9k +2,914
34 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 107,881107.9k $8.9m $8.9m 0.02% Added +26.5k +26,540
35 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 107,433107.4k $8.8m $8.8m 0.02% Added +32.6k +32,646
36 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 99,14299.1k $8.2m $8.2m 0.10% Reduced -2.0k -2,044
37 Stratos Wealth Partners, LTD. 0.19% of their portfolio BEACHWOOD, OH 93,26593.3k $7.7m $7.7m 0.19% Reduced -9.5k -9,492
38 Quent Capital, LLC 1.39% of their portfolio NEW YORK, NY 92,59692.6k $7.6m $7.6m 1.39% Reduced -342 -342
39 SOA Wealth Advisors, LLC. 1.80% of their portfolio NEW YORK, NY 81,06281.1k $6.7m $6.7m 1.80% Added +27.1k +27,089
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 79,93479.9k $6.6m $6.6m 0.00% Added +26.4k +26,360
41 Charter Oak Capital Management, LLC 0.98% of their portfolio PORTSMOUTH, NH 79,40679.4k $6.5m $6.5m 0.98% Added +4.2k +4,199
42 TOMPKINS FINANCIAL CORP 0.97% of their portfolio ITHACA, NY 74,38274.4k $6.1m $6.1m 0.97% Reduced -168 -168
43 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 73,62573.6k $6.1m $6.1m 0.03% Added +3.2k +3,241
44 REGIONS FINANCIAL CORP 0.05% of their portfolio BIRMINGHAM, AL 71,28571.3k $5.9m $5.9m 0.05% Reduced -34 -34
45 HM PAYSON & CO 0.14% of their portfolio PORTLAND, ME 70,22070.2k $5.8m $5.8m 0.14% Added +4.4k +4,416
46 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 61,27261.3k $5.0m $5.0m 0.02% Reduced -9.6k -9,566
47 SageView Advisory Group, LLC 0.41% of their portfolio Newport Beach, CA 60,59160.6k $5.0m $5.0m 0.41% First filing
48 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 59,69059.7k $4.9m $4.9m 0.02% Added +9.9k +9,906
49 Roof Eidam Maycock Peralta, LLC 1.60% of their portfolio San Francisco, CA 54,74054.7k $4.5m $4.5m 1.60% Reduced -99.6k -99,577
50 Prostatis Group LLC 2.69% of their portfolio HANOVER, MD 53,43453.4k $4.4m $4.4m 2.69% New
51 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 52,72552.7k $4.3m $4.3m 0.12% Reduced -956 -956
52 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 51,39551.4k $4.2m $4.2m 0.00% Unchanged
53 Accredited Investors Inc. 0.34% of their portfolio EDINA, MN 48,16148.2k $4.0m $4.0m 0.34% Added +300 +300
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 48,00948.0k $4.0m $4.0m 0.01% Added +29.5k +29,488
55 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 46,48846.5k $621.5k $621.5k 0.02% Added +13.0k +12,991
56 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 45,16145.2k $3.8m $3.8m 0.08% Reduced -23.0k -23,008
57 Long Run Wealth Advisors, LLC 1.33% of their portfolio Lake Placid, NY 44,74744.7k $3.7m $3.7m 1.33% Added +2.8k +2,803
58 Stewardship Advisors, LLC 1.40% of their portfolio MOUNT JOY, PA 42,18842.2k $3.5m $3.5m 1.40% Reduced -29.0k -28,992
59 RAYMOND JAMES TRUST N.A. 0.11% of their portfolio ST. PETERSBURG, FL 41,29441.3k $3.4m $3.4m 0.11% Not comparable
60 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 41,18941.2k $3.4m $3.4m 0.05% New
61 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 40,67840.7k $3.4m $3.4m 0.00% Added +4.4k +4,430
62 Corundum Group, Inc. 1.85% of their portfolio COLORADO SPRINGS, CO 39,82939.8k $3.3m $3.3m 1.85% Added +5.2k +5,183
63 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 37,85337.9k $3.1m $3.1m 0.04% Added +1.8k +1,765
64 CPC Advisors, LLC 0.86% of their portfolio Atlanta, GA 37,71737.7k $3.1m $3.1m 0.86% Reduced -838 -838
65 WHITTIER TRUST CO OF NEVADA INC 0.12% of their portfolio RENO, NV 37,40537.4k $3.1m $3.1m 0.12% Added +3.1k +3,118
66 Laird Norton Wetherby Wealth Management, LLC 0.19% of their portfolio Seattle, WA 35,55535.6k $2.9m $2.9m 0.19% Added +14.4k +14,449
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 35,41335.4k $2.9m $2.9m 0.00% Added +544 +544
68 Relyea Zuckerberg Hanson LLC 0.81% of their portfolio STAMFORD, CT 34,35734.4k $2.8m $2.8m 0.81% Added +2.0k +1,984
69 Simmons Bank 0.24% of their portfolio Pine Bluff, AR 34,21034.2k $2.8m $2.8m 0.24% Unchanged
70 Destination Wealth Management 0.11% of their portfolio Walnut Creek, CA 33,67533.7k $2.8m $2.8m 0.11% Added +1.2k +1,178
71 Bulltick Wealth Management, LLC 0.77% of their portfolio Miami, FL 32,66932.7k $2.7m $2.7m 0.77% Reduced -375 -375
72 BigSur Wealth Management LLC 1.27% of their portfolio MIAMI, FL 32,00032.0k $2.6m $2.6m 1.27% Unchanged
73 Bank of New Hampshire 0.79% of their portfolio LACONIA, NH 31,70331.7k $2.6m $2.6m 0.79% Reduced -5.6k -5,645
74 Robertson Stephens Wealth Management, LLC 0.25% of their portfolio San Francisco, CA 31,35231.4k $2.6m $2.6m 0.25% Added +8.7k +8,705
75 Snowden Capital Advisors LLC 0.11% of their portfolio New York, NY 31,05031.1k $2.6m $2.6m 0.11% Reduced -1.3k -1,298
76 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 30,36330.4k $2.5m $2.5m 0.02% Reduced -3.4k -3,362
77 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 28,94328.9k $2.4m $2.4m 0.02% Reduced -3.4k -3,441
78 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 28,82428.8k $2.4m $2.4m 0.03% Added +12.6k +12,638
79 Shepherd Financial Partners LLC 0.43% of their portfolio WINCHESTER, MA 28,76828.8k $2.4m $2.4m 0.43% Added +2.1k +2,087
80 ST GERMAIN D J CO INC 0.07% of their portfolio SPRINGFIELD, MA 28,61628.6k $1.2m $1.2m 0.07% Not comparable
81 Olde Wealth Management, LLC 1.24% of their portfolio SAMMAMISH, WA 27,91327.9k $2.3m $2.3m 1.24% Added +22.5k +22,505
82 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 27,82527.8k $2.3m $2.3m 0.02% Reduced -206 -206
83 BAILARD, INC. 0.08% of their portfolio Foster City, CA 25,54025.5k $2.1m $2.1m 0.08% Reduced -900 -900
84 DSM CAPITAL PARTNERS LLC 0.03% of their portfolio Palm Beach Gardens, FL 25,46325.5k $2.1m $2.1m 0.03% New
85 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 25,33225.3k $2.1m $2.1m 0.02% Added +220 +220
86 GRIMES & Co WEALTH MANAGEMENT, LLC 0.09% of their portfolio WESTBOROUGH, MA 25,14625.1k $2.1m $2.1m 0.09% Reduced -455 -455
87 Composition Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 24,60824.6k $2.0m $2.0m 0.07% Reduced -1.6k -1,632
88 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 24,01424.0k $1.6m $1.6m 0.01% Reduced -460 -460
89 Asset Dedication, LLC 0.20% of their portfolio SAN FRANCISCO, CA 23,81723.8k $2.0m $2.0m 0.20% Reduced -1.9k -1,911
90 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 23,73523.7k $2.0m $2.0m 0.00% Added +3.6k +3,644
91 3EDGE Asset Management, LP 0.15% of their portfolio Naples, FL 23,56223.6k $1.9m $1.9m 0.15% Reduced -16.8k -16,770
92 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 23,52923.5k $1.9m $1.9m 0.01% Added +36 +36
93 VERITY Wealth Advisors 1.82% of their portfolio SAUSALITO, X1 22,53822.5k $1.9m $1.9m 1.82% Unchanged
94 Ledyard National Bank 0.22% of their portfolio HANOVER, NH 22,42922.4k $1.8m $1.8m 0.22% Added +952 +952
95 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 22,30022.3k $1.8m $1.8m 0.00% Unchanged
96 LFA - Lugano Financial Advisors SA 1.35% of their portfolio LUGANO, V8 22,05222.1k $1.8m $1.8m 1.35% Unchanged
97 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.14% of their portfolio ROCHESTER, NY 21,95922.0k $1.8m $1.8m 0.14% Added +1.2k +1,188
98 HILLTOP WEALTH ADVISORS, LLC 1.52% of their portfolio CHAPEL HILL, NC 21,75721.8k $1.8m $1.8m 1.52% Added +13.7k +13,675
99 Colorado Capital Management, Inc. 2.16% of their portfolio BOULDER, CO 21,59521.6k $2.6m $2.6m 2.16% Reduced -1.0k -1,007
100 Milestone Investment Advisors LLC 0.62% of their portfolio MIDDLETON, WI 21,54321.5k $1.8m $1.8m 0.62% First filing